Standards and Test Procedures for Interconnection and Interoperability (GMLC 1.4.1)

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Standards and Test Procedures for Interconnection and Interoperability (GMLC 1.4.1) DAVID NARANG, NREL April 18-20 Sheraton Pentagon City Arlington, VA Insert Technical Team Area 5/11/2017 1

High Level Summary Project Description Accelerate the development and validation of interconnection and interoperability standards Ensure cross-technology compatibility & harmonization of requirements Project Objectives Interconnection and interoperability gap analysis & prioritization of high impact areas Standards coordination and harmonization for key grid services and devices Develop new testing procedures Value Proposition Improve coordination of advanced generation and storage assets Enable expansion of markets for key devices Eliminate barriers that may be addressed by improved standards Insert Technical Team Area Source: NIST - (Smart Grid Conceptual Model) 5/11/2017 2

Project Team Project Team and Roles NREL Overall Lead, Inverters/PV ANL - Automotive applications LBNL - Responsive loads SNL - Inverters/Energy storage ORNL - Microgrids PNNL - T&D automation, responsive loads PROJECT FUNDING Lab FY16 $ FY17$ FY18 $ NREL $240,000 $240,000 $240,000 PNNL $240,000 $240,000 $240,000 LBNL $240,000 $240,000 $240,000 SNL $160,000 $160,000 $160,000 ANL $160,000 $160,000 $160,000 ORNL $80,000 $80,000 $80,000 INL $80,000 $80,000 $80,000 Total $1,200,000 $1,200,000 $1,200,000 Industry Observers/Advisors/Partners Bulk Electric System Operators Standards Development Vendors & Manufacturers NY ISO PJM IEEE ASHRAE SunSpec Intel Sunpower Fronius SGIP NIST Enphase Utilities / Trade Groups Duke Energy TVA Southern Co. Trade Groups Consulting/Academic Oncor Entergy NRECA EPRI NRECA Enernex MIT Lincoln Labs Insert Technical Team Area 5/11/2017 3

Relationship to Grid Modernization MYPP This project directly aligns with MYPP Activities Activity 2: Develop Standards & Test Procedures Activity 3: Build Testing Capabilities / Test and Validate Devices Devices and Integrated Systems Also aligns with: Activity 4: Test and Validate Integrated Systems at multiple scales Task 2.2.1: Update consensus interconnection standards Task 2.2.3: Update testing procedures for interconnection standards Task 2.2.9: Develop testing procedures for evaluating the ability of devices to provide grid services Develop Standards and Test Procedures Task 2.2.1 (update consensus standards) Build Testing Capabilities / Test and Validate Devices Task 2.2.3 (update test procedures) Test and Validate Integrated Systems at multiple scales Task 2.2.9 develop testing procedures for grid services Insert Technical Team Area 5/11/2017 4

Approach Task Description Key Issues 1.1 Conduct preliminary gap analysis Identification of relevant standards 1.2 Develop prioritization framework Focus on grid services (developed by GMLC 1.4.2) Identify prioritization areas & score (market size, time to fill gap, locational urgency + resource relevance, technical difficulty 1.3 Initial standards coordination Identify specific standards to address Insert Technical Team Area 5/11/2017 5

Key Project Milestones Milestone (FY16-FY18) Status Due Date Preliminary gap analysis Complete 9/30/16 Gap prioritization framework Complete 2/28/18 Gap analysis recommendations Complete 3/31/17 Year 1 Annual SMART Milestone Delayed 4/1/17 Standards & codes forum Year 1 Annual SMART Milestone In progress 4/1/17 Annual report Develop test procedures Upcoming Q2 2017 Validate test procedures Upcoming Q3 2017 Standards coordination In progress 3/31/17 + throughout Insert Technical Team Area 5/11/2017 6

Connecting Communications to Interoperability Application Layer Network Process to Application 8: Economic/Regulatory Policy OSI 7-Layer Stack Presentation Layer Data Representation and Encryption Session Layer Interhost Communications Transport Layer End-to-End Connections and Reliability Network Layer Path Determination and IP (Logical Addressing) 7: Business Objectives 6: Business Procedures 5: Business Context 4: Semantic Understanding 3: Syntactic Interoperability GWAC Stack Data Link Layer MAC and LLC (Physical Addressing) 2: Network Interoperability Physical Layer Media, Signal, Binary Transmission 1: Basic Connectivity

Example of communicating grid service need from utility operations to customersited DER Insert Technical Team Area 5/11/2017 8

GWAC Stack Layer Inverter-Based Systems (Generation and Storage) Vehicles Building Energy Management System (Responsive Loads, Generation) 6-8 Grid service defined by policy or economic market (e.g., CA Title-24 DR requirements) Grid service enabled as a business objective Entity provides signal requesting grid service DER/Building/Microgrid are able to respond to request for grid service Device controls are defined for providing grid service 5 Data modeling relevantfor providinga specific grid service 4 SunSpec Alliance PV Models SunSpec/MESA Device Models OpenFMB 3 IEEE 2030.5 (SEP 2.0) IEC 61850-90-7 IEC 61850-7-420 DNP3 IEEE 2030.2 IEEE 1547.3 Modbus 2 TCP/IP ZigBee DNP3 Canbus 1 Twisted Pair CTA-2045 IEEE 802.3 (Ethernet) IEEE 802.11 (Wi-Fi) IEEE 802.15.4 (Thread) 0 IEEE P1547 IEEE P1547.1 UL1741 IEEE 2030.2 Microgrids Vehicle data models OpenADR 2.0 IEEE P2030.7 IEEE P2030.8 SAE J2847/3 (supports SEP2.0) SAE J2847/2 TCP/IP UDP FTP HTTP Twisted Pair CTA-2045 IEEE 802.3 (Ethernet) IEEE 802.11 (Wi-Fi) SAE J1772 (PLC) SAE J2931/4 (PLC) SAE J3072 (enables conformance to IEEE 1547.1) SAE J2894-1 (PQ) OpenADR 2.0 ASHRAE 201 (FSGIM) ASHRAE 135 (BACnet-WS) IEC 14908 (LONmark) IEEE 2030.5 OBIX OASIS EMIX Modbus TCP/IP DALI ZigBee IEEE 802.3 (Ethernet) IEEE 802.11 (Wi-Fi) IEEE 802.15.4 (Thread) N/A except for generation that needs to follow IEEE 1547 Modbus TCP/IP DNP3 Need Harmonization TCP/IP DNP3 Canbus Twisted Pair, RJ-45, CTA- 2045 IEEE 802.3 (Ethernet) IEEE 802.11 (Wi-Fi) IEEE 802.15.4 (Thread) IEEE 1547.4

and Interoperability (GMLC 1.4.1) Accomplishments to Date Gap Prioritization Summary Gap Prioritization Summary Insert Technical Team Area 5/11/2017 10

Next Steps and Future Plans - Recommendations Recommendations Inverter DER 1. Affirm updates in forthcoming revision of IEEE 1547 2. Update DNP3, IEEE 2030.5, IEC 61850, and SunSpec/MESA Modbus protocol maps Responsive Loads 1. Update OpenADR and ASHRAE standards 2. Explore capability and requirements for IEEE 2030.5 (SEP2) 3. Continue work on transactive energy for building/controllable loads 4. Explore the requirements for standardizing the energy services interface Electric vehicles 1. Update SAEJ3072 Additional Potential Gap Areas 1. Responsive equipment characterization for grid services information model 2. Cyber-physical security standard for grid-edge devices 3. Grid-responsive building standard (standardization of CA Title 24) Insert Technical Team Area 5/11/2017 11

Accomplishments to Date Stakeholder Engagement GMLC Workshop 9/2016 (Denver, CO) SGIP 2016 Grid Summit 11/2016 (Washington, DC GMLC workshop, 3/2017 (Atlanta, GA) Publications Gap Analysis and Prioritization (3/2017) Lessons learned Prioritization is important but not straight forward Some key barriers are not technical Some additional global gaps may need to be addressed in cases where no broad standards exist Insert Technical Team Area 5/11/2017 12

Response to December 2016 Program Review Recommendation Need a way to prioritize what to work on Since IEEE 1547 is in the process of being updated, how do we engage with the IEEE process so they incorporate the cross-technology approach being used in this project? Please better define the industry observers/advisors/partners. Do not lump these all into one group. This project requires a lot of industry support. Response The team has spend considerable time on developing a method to do this,. results are in. IEEE 1547 is expected to enter balloting period in 2017, including a public comment period. This is a good opportunity to provide recommendations. Industry observers/advisors/partners have been better defined Insert Technical Team Area 5/11/2017 13

Project Integration and Collaboration Close coordination with GMLC 1.2.2 Interoperability Topic 1.2.2 team overall interoperability strategic vision GMLC 1.4.1 team near-term standards and test procedures Interoperability GMLC 1.2.2 Scenarios will be coordinated across Grid Services, and interoperability projects Test procedures may be housed with GMLC 1.2.3 Will coordinate with ACCEL team to ensure efforts complement each other and do not overlap Grid Services GMLC 1.4.2 Standards for Interconnection & Interop GMLC 1.4.1 GMLC-TN GMLC 1.2.3 Communications: GMLC Workshop 9/2016 (Denver, CO) SI 1695 ACCEL SuNLaMP Grid Architecture GMLC 1.2.1 SGIP 2016 Grid Summit 11/2016 (Washington, DC) GMLC workshop, 3/2017 (Atlanta, GA) Insert Technical Team Area 5/11/2017 14

Technical Details Next Steps Review feedback from stakeholders Recommendations to SDOs Decision on additional topic areas Identify focus for test procedures Development of demonstration to test end-to end execution of grid services by relevant grid edge devices Utilizes DOE laboratory assets to show state of the art in standards and to identify gaps Provides exercise of grid service concepts as well as devices Lab 4 utility scale PV operator actor responds Lab 2 utility actor commands selected assets Lab 5 responsive load operator actor responds Lab 1 bulk system actor - Initiate call for grid service Lab 6 microgrid operator actor responds Lab 3 aggregator actor commands selected assets Lab 7 PHEV aggregator actor responds Concept of proposed demonstration of end-to-end grid service command and execution Insert Technical Team Area 5/11/2017 15