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CS370 Operating Systems Colorado State University Yashwant K Malaiya Spring 2018 L17 Main Memory Slides based on Text by Silberschatz, Galvin, Gagne Various sources 1 1

FAQ Was Great Dijkstra a magician? Is this true - If the system is in a safe state, you can run process in any sequence? Why are available resources called work in the Detection algorithm? A computing example of livelock? Two processes, both stepping back to avoid deadlock. 2

Example A: Banker s Algorithm Is this a safe state? Let us see. Is there a safe sequence? Process Max Allocation Need type A B C A B C A B C available 3 3 2 P0 7 5 3 0 1 0 7 4 3 P1 3 2 2 2 0 0 1 2 2 P2 9 0 2 3 0 2 6 0 0 P3 2 2 2 2 1 1 0 1 1 3 P4 4 3 3 0 0 2 4 3 1 P1 run to completion. Available becomes [3 3 2]+[2 0 0] = [5 3 2] P3 run to completion. Available becomes [5 3 2]+[2 1 1] = [7 4 3] P4 run to completion. Available becomes [7 4 3]+[0 0 2] = [7 4 5] P2 run to completion. Available becomes [7 4 5]+[3 0 2] = [10 4 7] P0 run to completion. Available becomes [10 4 7]+[0 1 0] = [10 5 7] Hence state above is safe. Could we have chosen P4 first?

Example of Detection Algorithm Is this deadlocked? Process Allocation Request type A B C A B C available 0 1 0 P0 0 1 0 0 1 0 P1 2 0 0 2 0 2 P2 3 0 3 0 0 1 P3 2 1 1 1 0 0 P4 0 0 2 0 0 2 After Available ini 0 0 0 P0 0 2 0 P2 - - - State of system? Can reclaim resources held by process P 0, but insufficient resources to fulfill other processes; requests Deadlock exists, consisting of processes P 1, P 2, P 3, and P 4 4

CS370 Operating Systems Colorado State University Yashwant K Malaiya Fall 2018 Lecture - Main Memory Slides based on Text by Silberschatz, Galvin, Gagne Various sources 5 5

Chapter 8: Main Memory Objectives: Organizing memory for multiprogramming environment Partitioned vs separate address spaces Memory-management techniques Virtual vs physical addresses segmentation Paging: page tables, caching ( TLBs ) Examples: the Intel (old/new) and ARM architectures 6 6

What we want Memory capacities have been increasing But programs are getting bigger faster Parkinson s Law: Programs expand to fill the memory available to hold What we would like Memory that is infinitely large, infinitely fast Non-volatile Inexpensive too Unfortunately, no such memory exists as of now 7

Background Program must be brought (from disk) into memory and run as a process Main memory and registers are only storage CPU can access directly Memory unit only sees a stream of addresses + read requests, or address + data and write requests Access times: Register access in one CPU clock (or less) Main memory can take many cycles, causing a stall Cache sits between main memory and CPU registers making main memory appear much faster Protection of memory required to ensure correct operation 8

Hierarchy Main memory and registers are only storage CPU can access directly access Ch 8 Registers Cache Register access in one CPU clock (or less). Main memory can take many cycles, causing a stall. Cache sits between main memory and CPU registers making main memory appear much faster Main Memory Ch 9 Secondary Memory (Disk) Removable /Backup Ch 10,11,12: Disk, file system Cache: CS470 9

Protection: Making sure each process has separate memory spaces OS must be protected from accesses by user processes User processes must be protected from one another Determine range of legal addresses for each process Ensure that process can access only those Approach: Partitioning address space Separate address spaces (modern practice, we will see later) 10

Partitioning: Base and Limit Registers Base and Limit for a process Base: Smallest legal physical address Limit: Size of the range of physical address A pair of base and limit registers define the logical address space for a process CPU must check every memory access generated in user mode to be sure it is between base and limit for that user Base: Smallest legal physical address Limit: Size of the range of physical address Eg: Base = 300040 and limit = 120900 Legal: 300040 to (300040 + 120900-1) = 420939 11

Hardware Address Protection Legal addresses: Base address to Base address + limit -1 12

Address Binding Questions Programs on disk, ready to be brought into memory to execute form an input queue Without support, must be loaded into address 0000 Inconvenient to have first user process physical address always at 0000 How can it not be? Addresses represented in different ways at different stages of a program s life Source code addresses are symbolic Compiled code addresses bind to relocatable addresses i.e. 14 bytes from beginning of this module Linker or loader will bind relocatable addresses to absolute addresses i.e. 74014 Each binding maps one address space to another 13

Binding of Instructions and Data to Memory Address binding of instructions and data to memory addresses can happen at three different stages Compile time: If memory location known a priori, absolute code can be generated; must recompile code if starting location changes Load time: Must generate relocatable code if memory location is not known at compile time Execution time: Binding delayed until run time if the process can be moved during its execution from one memory segment to another Need hardware support for address maps (e.g., base and limit registers) 14

16 Memory Technology

17 Multistep Processing of a User Program

Logical vs. Physical Address Space The concept of a logical address space that is bound to a separate physical address space is central to proper memory management Logical address generated by the CPU; also referred to as virtual address Physical address address seen by the memory unit Logical address space is the set of all logical addresses generated by a program Physical address space is the set of all physical addresses 18

Memory-Management Unit (MMU) Hardware device that at run time maps virtual to physical address Many methods possible, we will see them soon Consider simple scheme where the value in the relocation register is added to every address generated by a user process at the time it is sent to memory Base register now called relocation register MS-DOS on Intel 80x86 used 4 relocation registers The user program deals with logical addresses; it never sees the real physical addresses Execution-time binding occurs when reference is made to location in memory Logical address bound to physical addresses 19

20 Dynamic relocation using a relocation register

Loading Loading vs Linking Load executable into memory prior to execution Linking Takes some smaller executables and joins them together as a single larger executable. 21

Linking: Static vs Dynamic Static linking system libraries and program code combined by the loader into the binary image Every program includes library: wastes memory Dynamic linking linking postponed until execution time Operating system checks if routine is in processes memory address 22

Dynamic Linking Dynamic linking linking postponed until execution time Small piece of code, stub, used to locate the appropriate memory-resident library routine Stub replaces itself with the address of the routine, and executes the routine Operating system checks if routine is in processes memory address If not in address space, add to address space Dynamic linking is particularly useful for shared libraries 23

Dynamic loading of routines Routine is not loaded until it is called Better memory-space utilization; unused routine is never loaded All routines kept on disk in relocatable load format Useful when large amounts of code are needed to handle infrequently occurring cases OS can help by providing libraries to implement dynamic loading 24

Memory Allocation Approaches Contiguous allocation: entire memory for a program in a single contiguous memory block. Find where a program will fit. earliest approach Segmentation: program divided into logically divided segments such as main program, function, stack etc. Need table to track segments. Paging: program divided into fixed size pages, each placed in a fixed size frame. Need table to track pages. 25

Swapping a process A process can be swapped temporarily out of memory to a backing store, and then brought back into memory for continued execution Total physical memory space of processes can exceed physical memory Backing store fast disk large enough to accommodate copies of all memory images for all users; must provide direct access to these memory images Major part of swap time is transfer time; total transfer time is directly proportional to the amount of memory swapped System maintains a ready queue of ready-to-run processes which have memory images on disk 26

27 Schematic View of Swapping

Context Switch Time including Swapping If next processes to be put on CPU is not in memory, need to swap out a process and swap in target process Context switch time can then be very high 100MB process swapping to hard disk with transfer rate of 50MB/sec Swap out time of 100MB/50MB/s = 2 seconds Plus swap in of same sized process Total context switch swapping component time of 4 seconds + some latency Can reduce if reduce size of memory swapped by knowing how much memory really being used by a process 28

Context Switch Time and Swapping (Cont.) Standard swapping not used in modern operating systems But modified version common Swap only when free memory extremely low 29

30 Contiguous Allocation

Contiguous Allocation Main memory must support both OS and user processes Limited resource, must allocate efficiently Contiguous allocation is one early method Main memory usually into two partitions: Resident operating system, usually held in low memory with interrupt vector User processes then held in high memory Each process contained in single contiguous section of memory 31

Contiguous Allocation (Cont.) Registers used to protect user processes from each other, and from changing operating-system code and data Relocation (Base) register contains value of smallest physical address Limit register contains range of logical addresses each logical address must be less than the limit register MMU maps logical address dynamically 32

Hardware Support for Relocation and Limit Registers MMU maps logical address dynamically Physical address = relocation reg + valid logical address 33

Multiple-partition allocation Multiple-partition allocation Degree of multiprogramming limited by number of partitions Variable-partition sizes for efficiency (sized to a given process needs) Hole block of available memory; holes of various size are scattered throughout memory When a process arrives, it is allocated memory from a hole large enough to accommodate it Process exiting frees its partition, adjacent free partitions combined Operating system maintains information about: a) allocated partitions b) free partitions (hole) 34

Dynamic Storage-Allocation Problem How to satisfy a request of size n from a list of free holes? First-fit: Allocate the first hole that is big enough Best-fit: Allocate the smallest hole that is big enough; must search entire list, unless ordered by size Produces the smallest leftover hole Worst-fit: Allocate the largest hole; must also search entire list Produces the largest leftover hole Simulation studies: First-fit and best-fit better than worst-fit in terms of speed and storage utilization Best fit is slower than first fit. Surprisingly, it also results in more wasted memory than first fit Tends to fill up memory with tiny, useless holes 35

Fragmentation External Fragmentation total memory space exists to satisfy a request, but it is not contiguous Internal Fragmentation allocated memory may be slightly larger than requested memory; this size difference is memory internal to a partition, but not being used Simulation analysis reveals that given N blocks allocated, 0.5 N blocks lost to fragmentation 1/3 may be unusable -> 50-percent rule 36

Fragmentation (Cont.) Reduce external fragmentation by compaction Shuffle memory contents to place all free memory together in one large block Compaction is possible only if relocation is dynamic, and is done at execution time I/O problem Latch job in memory while it is involved in I/O Do I/O only into OS buffers 37

38 38

FAQ Why we need virtual address space? Support for multiprogramming Protection Paging: No external fragmentation! Internal fragmentation in Paging: part of a page not used Optimal page size: Total Overhead = Page table overhead + Internal fragmentation loss TLB: on the processor chip or outside? How does MMU handle dynamic memory allocation? 40

41 Paging vs Segmentations

Pages Pages and frames Page tables TLB: page table caching Memory protection and sharing Multilevel page tables 42

Paging Divide physical memory into fixed-sized blocks called frames Size is power of 2, between 512 bytes and 16 Mbytes Divide logical memory into blocks of same size called pages To run a program of size N pages, need to find N free frames and load program Still have Internal fragmentation Physical address space of a process can be noncontiguous; process is allocated physical memory whenever the latter is available Avoids external fragmentation Avoids problem of varying sized memory chunks 43

Paging physical memory - frames logical memory - pages Keep track of all free frames Set up a page table to translate logical to physical addresses 44

Address Translation Scheme Address generated by CPU is divided into: Page number (p) used as an index into a page table which contains base address of each page in physical memory Page offset (d) combined with base address to define the physical memory address that is sent to the memory unit page number p m -n page offset For given logical address space 2 m and page size 2 n d n 45

Paging Hardware Page number p to frame number f translation 46

Paging Example 8 frames Frame number 0-to-7 Page 0 maps to frame 5 n=2 and m=4 Logical add. space = 2 4 bytes, 2 2 =4-byte pages 32-byte memory with 8 frames 48

Paging (Cont.) Internal fragmentation Ex: Page size = 2,048 bytes, Process size = 72,766 bytes 35 pages + 1,086 bytes Internal fragmentation of 2,048-1,086 = 962 bytes Worst case fragmentation = 1 frame 1 byte On average fragmentation = 1 / 2 frame size So small frame sizes desirable? But each page table entry takes memory to track Page size growing over time X86-64: 4 KB (common), 2 MB ( huge for servers), 1GB ( large ) Process view and physical memory now very different By implementation, a process can only access its own memory unless.. 49

Free Frame allocation Before allocation After allocation 50

Implementation of Page Table Page table is kept in main memory Page-table base register (PTBR) points to the page table Page-table length register (PTLR) indicates size of the page table In this scheme every data/instruction access requires two memory accesses One for the page table and one for the data / instruction The two memory access problem can be solved by the use of a special fast-lookup hardware cache called associative memory or translation look-aside buffers (TLBs) One page-table For each process TLB: cache for page Table 51