R&D Status of IMT-2020 (5G) Promotion Group. WANG Zhiqin May 24, 2017

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R&D Status of IMT-2020 (5G) Promotion Group WANG Zhiqin May 24, 2017

Table of Contents General Aspects of IMT-2020 PG 5G R&D Progress of IMT-2020 PG Technology & Standards Network & Security Technology R&D Trial 2

IMT-2020(5G) PG Structure Update Expert Committee Secretariat Require. WG Spectrum WG Wireless Tech. WG Network Tech. WG ITU WG 3GPP WG IEEE WG IPR WG Inter. Coop. WG New WGs 5G Trial WG C-V2X WG 3

Responsibilities of the New WGs C-V2X WG Study cellular V2X solutions Accelerate C-V2X R&D via trials Promote C-V2X industrialization and application 2017 2018 LTE-V product trial V2X Application verification Demonstration verification 2015 2016 2017 2018 5G Trial WG Step 1: Key tech trial Organize 5G Technology R&D Trials, Step 2: Tech scheme trial Step 3: System trial including define test specifications, carry out test tasks, analyzing and summarizing test results 4

5G : From Vision to Standard Innovation Area traffic capacity: 10 Mbps/m 2 ITU IMT-2020 Vison User experienced data rate: 0.1~1 Gbps Peak data rate: 10~20 Gbps 5G Innovative Technologies Unified Air interface framework embb Flexible System Design NR Technologies Massive MIMO Network energy efficiency: 100 x Spectrum efficiency: 3~5x Connection density: 1M/km 2 M-MTC URLLC Latency: 1 ms (AI) Service Based Architecture Novel Network Architecture Network Slicing Edge Computing Security Algorithm Mobility: 500km/h 5

B2 B3 Enabling Technologies for 5G Radio Interface Standard Flexible System Design Innovative technologies for NR Massive MIMO Flexible Frame Structure to support Self-contained and variable length TTI Flexible Waveform to provide forward compatibility Flexible Duplex with Symmetric TX/RX Design to realize cross link unified design and interference mitigation NOMA SCMA PDMA MUSA New coding schemes Polar code LDPC Time domain Code domain Unified MIMO framework for control and data Control signaling and feedback enhancement for MU-MIMO More accurate CSI reporting More robust open-loop schemes Beamforming enhancement Self contained beam Hybrid beamforming in baseband and analog domain B1 B4 Frequency domain B5 B6 B7 B8 B9 DATA/CONTROL/ PILOT/HARQ 6

Further Consideration on R15 & R16 NOMA R15 study item: Identify and evaluate generic NOMA schemes R15/R16 work item: Enhancement for embb/urllc/mmtc 5G V2X 5G V2X consists of both LTE V2X and NR V2X LTE V2X enhancement in R15 Main works for NR V2X in R16 and beyond Some NR V2X related studies could begin in late R15 URLLC URLLC works in R15 work item to meet IMT-2020 requirement Enhancement to meet more vertical industry requirements in R16 and beyond 7

5G Core Network Standard Framework In Release 15, 5G system Standardization should comprehensively consider the aspects of architecture, network function and infrastructure. Service-based Architecture, NFV-based Network Slicing, and Session Management & User Plane Function supporting MEC have high priority. 3GPP R15 work items for 5G Core network Service based Architecture TR 23.799 NextGen TS 23.501 Architecture and functionality Service based control plane Support flexible Network Functions Reconstruction Facilitate network functions reuse and capabilities exposure TS 23.502 Procedures for System 3GPP R15 Work Items Network Slicing One network, Multiple scenarios On demand Mobility Programmable User Plane Edge Computing Distributed User-Plan with efficient routing Session and Service Continuity 8

View on 5G Network Deployment in China Standalone deployment can guarantee the industrial vitality and sustainable development Standalone 5G NR with 5G core 5G Core 5G NR UE Standalone deployment will help: Complete globally unified standardization Make 5G competitive via novel technologies Accelerate the maturity of 5G industry Reduce the migration cost from 4G to 5G Non-standalone deployment is an option to meet early service demand in specific scenarios S1 EPC S1 anchored in LTE with Legacy S1 interface Attach to EPC network NG 5G Core NG Anchored in LTE with NG RAN-CN interface Attach to 5G core network LTE Xx NR elte Xx NR 9

5G Security Requirements and Framework Challenges & Requirements Key Capabilities New service scenarios - embb - mmtc - urllc New technology & New feature - SDN/NFV - MEC - Network slicing Various types of access technologies & multiple types of devices New business models Increased privacy concerns Unified Access Authentication Security On Demand Isolation between network slices KMC NW AAA Service AAA Vertical Users NW AAA Security capability exposure e.g. L=128 L=256 L=64 Upcoming white paper: 5G Security -- Requirements and Framework 10

China 5G Evaluation Work Plan No.26 (Feb.) No.27 (Jun.) Evaluation method No.28 (Oct.) No.29 (Jan.) No.30 (Jun.) No.31 (Oct.) No.32 (Jul.) No.33 (Dec.) No.34 (Feb.) No.35 (Jun.) 2017 2018 2019 2020 Step 3 : Submission&Reception of RITs and SRITs Step 4: Evaluation of candidate RITs and SRITs by Independent Evaluation Groups No.36 (Oct.) Rel-15 3GPP Self Evaluation 1 st Submission Rel-16 Updates on 3GPP SE 2 nd Submission Establishment of Chinese Evaluation Group (ChEG) No.26 (Feb.) No.27 (Jun.) No.28 (Oct.) Coordination among Chinese companies for evaluation submission to 3GPP No.29 (Jan.) No.30 (Jun.) 2 No.31 (Oct.) ChEG preliminary results submission No.32 (Jul.) 4 5 No.33 (Dec.) ChEG final results submission No.34 (Feb.) No.35 (Jun.) 2017 2018 2019 2020 No.36 (Oct.) 1 Consideration/evaluation on major technical features and configurations for embb, mmtc and URLLC scenarios 3 Evaluation on possible 3GPP updated technical features and/or regional technical requirements 11

5G R&D Trials of China Promote the R&D of 5G key technologies, technical solutions, and global unified standards, accelerate the development of 5G products, and build 5G ecosystem 2015 2016 2017 2018 2019 2020 Step 1: Key tech trial Phase 1: Technology R&D Trial Step 2: Tech scheme trial Phase 2: Product R&D Trial Step 3: System trial Research Operator Equipment Chipset Instrument Broad participators Joint test specifications Multi-vendor interoperability Integration with vertical industries 12

Step 1 Trial completed in 2016 Globally first complete the full verification of main key wireless and network technologies in diverse scenarios, and promote the innovative development of 5G Wireless Technologies Massive MIMO Novel multiple access New waveform Advanced coding Ultra-dense network High-frequency comm. Network Technologies Network Slicing Edge computing Network Function Reconstruction C/U Plane separation 13

Current Status of Step 2 Trial Unified test specifications, spectrum, and platform Scenario Industry chain Operation Equipment Chipset RF MTNet Lab, CAICT Function Performance Huairou, Bejing Instrument Core Network Narrow-band System Fre q. Building the world s largest 5G test field Completed the test field planning of 30 sites in Huairou, Beijing Six system vendors (Huawei, Ericsson, ZTE, Datang, Nokia and ASB, and Samsung) deeply participated in the field trial of Step 2. Test instrument and chipset vendors were invited to join the field trial 14

Summary and Outlook Building Globally Unified 5G Standards and Ecosystem Full support developing globally unified 5G standards in the framework of ITU and 3GPP Synchronously study 5G standards for embb and IoT, and enhance 5G via technical innovation to meet the requirements of three scenarios Strengthen global coordination on 5G spectrum, actively promote lowfrequency planning, and strengthen the research of high-frequency planning Use 5G trial as a carrier to support 5G technology R&D, standardization, industrialization, and commercialization in 2020 15

Thanks for your attention