Advanced Highway Maintenance and Construction Technology Research Center

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Advanced Highway Maintenance and Construction Technology Research Center Department of Mechanical and Aerospace Engineering University of California at Davis Creating Standards and Specifications for the Use of Laser Scanning (Ground-Based LIDAR) in Caltrans Projects Professor Bahram Ravani, Principal Investigator Ty A. Lasky, Kin S. Yen, Jagannath Hiremagalur Report Number: AHMCT Research Report: UCD-ARR-13-04-26-01 Interim Report of Contract: 65A0368 and 65A0416, Task ID 2517 April 26, 2013 California Department of Transportation Division of Research and Innovation

Creating Standards and Specifications for the Use of Laser Scanning (Ground-Based LIDAR) in Caltrans Projects PI: Professor Bahram Ravani Co-PI: Dr. Ty A. Lasky Lead Engineer: Kin S. Yen Development Engineer: Jagannath Hiremagalur Caltrans Project Manager: Triet Bui, Division of Research & Innovation Primary Caltrans Advisor: Kevin Akin, Office of Land Surveys Advanced Highway Maintenance and Construction Technology (AHMCT) Research Center University of California - Davis

Outline Project objectives Test results and conclusions Recommendations Scanner selection guidelines Software selection guidelines Work-flow & QA/QC Data exchange & archival format Contractor deliverables Remaining work AHMCT LIDAR Standards & Specifications for Caltrans 2

Motivation Difficulty in directly comparing vendor specs, e.g.: Accuracy: Vendor 1: Position: 6 mm, at 1 50 m, one sigma Vendor 2: Single-point: 12 mm at 100 m Range: Vendor 1: Range: 300 m @ 90%, 134 m @ 18% albedo Vendor 1: Range: 200 m @ 90%, 350 m (w. OverScan) Relating specs to highway applications, surveys Establish independent, controlled, standardized test methodology, testbed, and fixtures AHMCT LIDAR Standards & Specifications for Caltrans 3

Project Goals Coordinated set of standards and specifications for the use of 3D laser scanning for Caltrans and its contractors Enable / promote increased use of 3D laser scanning in surveys to improve efficiency and safety Laser scanner hardware and software evaluations Hard-surface accuracy requirement: 10 mm (0.03 ft) H x 7 mm (0.02 ft) V Earth surface accuracy requirement: 30 mm (0.1 ft) H x 30 mm (0.1 ft) V Clarify common limitations of 3D laser scanners and recommend methods for their mitigation AHMCT LIDAR Standards & Specifications for Caltrans 4

Literature Review 1. Schulz, T., Ingensand, H., Steiner, M., Laser Scanning and Noise Reduction applied to 3D Road Surface Analysis, 2005. 2. Schulz, t., Ingensand, H., Influencing Variable, Precision and Accuracy of Terrestrial Laser Scanners, Proceedings of the FIG working week, 2004. 3. W. Boehler, M. Bordas Vicent, and A. Marbs, "Investigating Laser Scanner Accuracy, Updated 2004, i3mainz, Institute for Spatial Information and Surveying Technology 4. G. Jacobs, "Understanding the "Useful Range" of Laser Scanners," Professional Surveyor Magazine, 2004. 5. 6. E.J. Jaselskis, Z. Gao, A. Welch, and D. O Brien, "Pilot Study on Laser Scanning Technology for Transportation Projects," in Mid-Continent Transportation Research Symposium, Ames, Iowa, August, 2003. 7. W. Boehler and A. Marbs, "3D Scanning Instruments," in The International Archives of Photogrammetry, Remote Sensing and Spatial Information Sciences, Corfu, Greece, 2002. 8. W. Boehler, G. Heinz, and A. Marbs, "The Potential of Non-Contact Close Range Laser Scanners for Cultural Heritage Recording," in CIPA International Symposium, Potsdam, Germany, 2001. AHMCT LIDAR Standards & Specifications for Caltrans 5

NIST/ASTM Committee E57 Development of standards for 3D imaging systems, which include, but are not limited to laser scanners (also known as LADAR or laser radars) and optical range cameras (also known as flash LADAR or 3D range camera). http://www.astm.org/commit/subcommit/e57.htm AHMCT LIDAR Standards & Specifications for Caltrans 6

What previous studies lack Long-range test data (on and off pavement) Data on latest scanners DOT, surveys, and engineering perspectives Software evaluation Work-flow analysis Best data exchange methods Best practices on geo-reference target setup AHMCT LIDAR Standards & Specifications for Caltrans 7

Four Vendors Participated Intelisum Riegl Z-210i & Z-420i Optech ILRIS-3D Leica ScanStation Trimble GX

Repeatable Test for useful range Control Test Depends on return signal strength, which depends on range, surface reflectivity, and laser incident angle Resolution Range Precision Angular precision Target recognition accuracy Compare to data measured by conventional means AHMCT LIDAR Standards & Specifications for Caltrans 10

AHMCT LIDAR Standards & Specifications for Caltrans 11

Control Tests Control Test Scan Area Old Hutch Rd, 500m of asphalt road surface Angular Accuracy Surface Precision/ Noise Resolution Range Accuracy Incidence & Coverage Angle AHMCT LIDAR Standards & Specifications for Caltrans 12

Control Tests Range Accuracy Test Fixture at 25, 50, 75, and 100 m. Also scanning black asphalt pavement up to 120 m Range Accuracy Test Fixture AHMCT LIDAR Standards & Specifications for Caltrans 13

Range Accuracy RMS Results @ 95% Confidence Interval Range Accuracy: Root Mean Square of Residual Errors (mm) 3D Laser Scanner Manufacturer Reflectivity Color 25 m 50 m 75 m 100 m Leica White 4.65 3.23 3.23 4.78 Grey 4.72 4.31 4.68 5.49 Black 4.72 3.45 3.65 7.08 Trimble White 2.10 1.65 2.20 1.84 Grey 2.98 4.82 4.92 7.74 Black 3.00 4.82 7.80 11.70 Optech White 13.70 14.25 18.40 21.95 Grey 13.30 14.31 16.48 21.76 Black 13.07 14.07 18.93 18.37 AHMCT LIDAR Standards & Specifications for Caltrans 14

Range Errors plotted with interpolated surface and laser point cloud

Optech Optech White Optech Black Optech Grey Trimble Trimble Black Leica Trimble Grey Leica Black Leica Grey Leica White Trimble White

Control Tests Incidence & Coverage Angle Test Fixture at 25, 50, 75, and 100 m. Three surface reflectivity levels Incidence Angle Test Fixture Angle of Incidence Coverage Angle Zenith Angle = 180 - Angle of Incidence AHMCT LIDAR Standards & Specifications for Caltrans 17

25 m Trimble Optech Trimble 50 m Optech Leica Leica

Trimble 75 m Trimble 100 m Optech Optech Leica Leica

Zenith Angle at various Distances & Reflectivity Levels (surface color) Zenith Angle at Various Distances and Reflectivity Level 180.0 Zenith Angle (Degree) 165.0 150.0 135.0 120.0 Optech Leica Trimble Optech Grey Optech Black Leica Black Trimble Black Leica 'White' Leica 'Black' Leica 'Grey' Trimble 'White' Trimble 'Black' Trimble 'Grey' Optech 'White' Optech 'Black' Optech 'Grey' 105.0 90.0 Leica Grey Leica White 25 50 75 100 Distance (m), p Trimble Grey Trimble White Optech White

Coverage Angle at various Distances & Reflectivity Levels (surface color) Coverage Angle (Degree) 195.0 180.0 165.0 150.0 135.0 120.0 105.0 90.0 75.0 60.0 45.0 30.0 Leica White Leica Grey Optech Coverage Angle at Various Distances and Reflectivity Level Leica Trimble Optech Black Optech Grey Optech White Trimble White Trimble Grey Leica 'White' Leica 'Black' Leica 'Grey' Trimble 'White' Trimble 'Black' Trimble 'Grey' Optech 'White' Optech 'Black' Optech 'Grey' Trimble Black Leica Black 15.0 25 50 75 100 Distance (m), p

Control Tests Angular Accuracy Test Fixture at 25 and 75 m. Vendor-specific target as available. Angular Accuracy Test Fixture AHMCT LIDAR Standards & Specifications for Caltrans 22

Leica Angular Accuracy Results Error (mm) @25 m @75 m Leica Target (Translation 1) -0.67 0.43 Leica Target (Translation 2) -0.65 0.59 6" Sphere (Translation 1) -0.71 0.92 Copyright 6" 2013, Sphere AHMCT Research Center, (Translation UC Davis 2) -0.72 1.15 AHMCT LIDAR Standards & Specifications for Caltrans 23

Trimble Angular Accuracy Results Error (mm) @25 m @75 m Trimble Target (Translation 1) -0.75 0.45 Trimble Target (Translation 2) -0.28 0.70 6" Sphere (Translation 1) -0.51 1.73 6" Copyright Sphere 2013, AHMCT Research(Translation Center, UC Davis 2) -0.28 1.68 AHMCT LIDAR Standards & Specifications for Caltrans 24

AHMCT LIDAR Standards & Specifications for Caltrans 25

Leica @ 75 m Optech C Da 26

Control Tests Surface Precision Test Fixture at 25, 50, 75, and 100 m. Two reflectivity levels. Line of sight of 3D Laser Scanner for edge effects Point Accuracy / Surface Precision & Noise Test Fixture 27

@ 25 m Leica ScanStation @ 50 m @ 75 m @ 100 m

Trimble GX @ 25 m @ 50 m @ 75 m @ 100 m AHMCT LIDAR Standards & Specifications for Caltrans 29

Optech @ 25 m @ 50 m @ 75 m @ 100 m AHMCT LIDAR Standards & Specifications for Caltrans 30

Control Tests Resolution Test Fixture at 25, 50, 75, 100, and 120 m. Measure resolution at selected ranges. Two surface reflectivity levels Resolution Test Fixture AHMCT LIDAR Standards & Specifications for Caltrans 31

Leica, at 50 meters

Leica, at 100 meters

Leica, Air Temperature ~ 75 o F 95% RMSE Elevation @ 90 m range = 7.2 mm AHMCT LIDAR Standards & Specifications for Caltrans 34

Leica, Air Temperature ~ 108 o F 95% RMSE Elevation @ 90 m range = 7.0 mm AHMCT LIDAR Standards & Specifications for Caltrans 35

Trimble, Air Temperature ~ 108 o F 95% RMSE Elevation @ 90 m range = 10.7 mm AHMCT LIDAR Standards & Specifications for Caltrans 36

Optech, Air Temperature ~ 108 o F 95% RMSE Elevation @ 90 m range = 12.0 mm AHMCT LIDAR Standards & Specifications for Caltrans 37

3D Scan of section of Highway 113 at Hutchison Rd Pilot Study Test Site Pilot study goals: Evaluate pavement survey workflow Compare data measured by conventional means Provide realistic data set for software evaluation Combine two point clouds Collect a 360 degree scan from each scan location Generate a Digital Terrain Model (DTM), Generate contour lines depicting the low-lying areas Pilot Test Scan Area Bridge with clover-leaf ramps and specific geo-reference points at 25 m, 50 m and 100 m on either side 38

Topographic map of State Highway 113 at Hutchison Drive Generated by Leica

Test Result Conclusions Scanner accuracy Scanner useful range Importance of accurate geo-referencing: Methods Redundant targets Human error Compare to Total Station With standard prism (2 mm + 2 ppm) Reflectorless mode AHMCT LIDAR Standards & Specifications for Caltrans 40