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Chapter 1: Introduction Dr. Ali Fanian Operating System Concepts 9 th Edit9on Silberschatz, Galvin and Gagne 2013

1.2 Silberschatz, Galvin and Gagne 2013

Organization Lectures Homework Quiz Several homeworks with a few correction sessions Several quizzes Mid-term exam Final Exam Grading 1.3 Silberschatz, Galvin and Gagne 2013 3

Exams and Grading Mid-term: 40% Final exam: 50% Homeworkes : 10% Quizzes (bonus): 10% Note: The number of quizzes vastly exceeds the required minimum. There is no replacement for the quizzes. 1.4 Silberschatz, Galvin and Gagne 2013 4

Chapter 1: Introduction What Operating Systems Do Computer-System Organization Computer-System Architecture Operating-System Structure Operating-System Operations Process Management Memory Management Storage Management Protection and Security Kernel Data Structures Computing Environments Open-Source Operating Systems 1.5 Silberschatz, Galvin and Gagne 2013

Objectives To describe the basic organization of computer systems To provide a grand tour of the major components of operating systems To give an overview of the many types of computing environments 1.6 Silberschatz, Galvin and Gagne 2013

What is an Operating System? A program that acts as an intermediary between a user of a computer and the computer hardware Operating system goals: Execute user programs and make solving user problems easier Make the computer system convenient to use Use the computer hardware in an efficient manner 1.7 Silberschatz, Galvin and Gagne 2013

Computer System Structure Computer system can be divided into four components: Hardware provides basic computing resources CPU, memory, I/O devices Operating system Controls and coordinates use of hardware among various applications and users Application programs define the ways in which the system resources are used to solve the computing problems of the users Word processors, compilers, web browsers, database systems, video games Users People, machines, other computers 1.8 Silberschatz, Galvin and Gagne 2013

Four Components of a Computer System 1.9 Silberschatz, Galvin and Gagne 2013

What Operating Systems Do User s point of view Users want convenience, ease of use and good performance Don t care about resource utilization But shared computer such as mainframe or minicomputer must keep all users happy Users of dedicate systems such as workstations have dedicated resources but frequently use shared resources from servers Handheld computers are resource poor, optimized for usability and battery life Some computers have little or no user interface, such as embedded computers in devices and automobiles 1.10 Silberschatz, Galvin and Gagne 2013

Operating System Definition System s Point of View OS is a resource allocator Manages all resources Decides between conflicting requests for efficient and fair resource use OS is a control program Controls execution of programs to prevent errors and improper use of the computer 1.11 Silberschatz, Galvin and Gagne 2013

Operating System Definition (Cont.) No universally accepted definition Everything a vendor ships when you order an operating system is a good approximation But varies wildly The one program running at all times on the computer is the kernel. Everything else is either a system program (ships with the operating system), or an application program. 1.12 Silberschatz, Galvin and Gagne 2013

Computer Startup bootstrap program is loaded at power-up or reboot Typically stored in ROM or EPROM, generally known as firmware Initializes all aspects of system Loads operating system kernel and starts execution 1.13 Silberschatz, Galvin and Gagne 2013

Computer System Organization Computer-system operation I/O Structure Storage Structure 1.14 Silberschatz, Galvin and Gagne 2013

Computer System Organization Computer-system operation One or more CPUs, device controllers connect through common bus providing access to shared memory Concurrent execution of CPUs and devices competing for memory cycles 1.15 Silberschatz, Galvin and Gagne 2013

Computer-System Operation I/O devices and the CPU can execute concurrently Each device controller is in charge of a particular device type Each device controller has a local buffer CPU moves data from/to main memory to/from local buffers I/O is from the device to local buffer of controller Device controller informs CPU that it has finished its operation by causing an interrupt 1.16 Silberschatz, Galvin and Gagne 2013

Common Functions of Interrupts Interrupt transfers control to the interrupt service routine generally, through the interrupt vector, which contains the addresses of all the service routines Interrupt architecture must save the address of the interrupted instruction A trap or exception is a softwaregenerated interrupt caused either by an error or a user request 1.17 Silberschatz, Galvin and Gagne 2013

Interrupt Handling The operating system preserves the state of the CPU by storing registers and the program counter Separate segments of code determine what action should be taken for each type of interrupt 1.18 Silberschatz, Galvin and Gagne 2013

Interrupt Timeline 1.19 Silberschatz, Galvin and Gagne 2013

I/O Structure Two Scenarios After I/O starts, control returns to user program only upon I/O completion After I/O starts, control returns to user program without waiting for I/O completion System call request to the OS to allow user to wait for I/O completion Device-status table contains entry for each I/O device indicating its type, address, and state 1.20 Silberschatz, Galvin and Gagne 2013

Direct Memory Access Structure Used for high-speed I/O devices able to transmit information at close to memory speeds Device controller transfers blocks of data from buffer storage directly to main memory without CPU intervention Only one interrupt is generated per block, rather than the one interrupt per byte 1.21 Silberschatz, Galvin and Gagne 2013

How a Modern Computer Works A von Neumann architecture 1.22 Silberschatz, Galvin and Gagne 2013

Storage Definitions and Notation Review The basic unit of computer storage is the bit. A bit can contain one of two values, 0 and 1. All other storage in a computer is based on collections of bits. Given enough bits, it is amazing how many things a computer can represent: numbers, letters, images, movies, sounds, documents, and programs, to name a few. A byte is 8 bits, and on most computers it is the smallest convenient chunk of storage. For example, most computers don t have an instruction to move a bit but do have one to move a byte. A less common term is word, which is a given computer architecture s native unit of data. A word is made up of one or more bytes. For example, a computer that has 64-bit registers and 64- bit memory addressing typically has 64-bit (8-byte) words. A computer executes many operations in its native word size rather than a byte at a time. Computer storage, along with most computer throughput, is generally measured and manipulated in bytes and collections of bytes. A kilobyte, or KB, is 1,024 bytes a megabyte, or MB, is 1,024 2 bytes a gigabyte, or GB, is 1,024 3 bytes a terabyte, or TB, is 1,024 4 bytes a petabyte, or PB, is 1,024 5 bytes Computer manufacturers often round off these numbers and say that a megabyte is 1 million bytes and a gigabyte is 1 billion bytes. Networking measurements are an exception to this general rule; they are given in bits (because networks move data a bit at a time). 1.23 Silberschatz, Galvin and Gagne 2013

Storage Structure Main memory only large storage media that the CPU can access directly Random access Typically volatile Secondary storage extension of main memory that provides large nonvolatile storage capacity Hard disks rigid metal or glass platters covered with magnetic recording material Disk surface is logically divided into tracks, which are subdivided into sectors The disk controller determines the logical interaction between the device and the computer Solid-state disks faster than hard disks, nonvolatile Various technologies Becoming more popular 1.24 Silberschatz, Galvin and Gagne 2013

Storage Hierarchy Storage systems organized in hierarchy Speed Cost Volatility Caching copying information into faster storage system; main memory can be viewed as a cache for secondary storage Device Driver for each device controller to manage I/O Provides uniform interface between controller and kernel 1.25 Silberschatz, Galvin and Gagne 2013

Storage-Device Hierarchy 1.26 Silberschatz, Galvin and Gagne 2013

Caching Important principle, performed at many levels in a computer (in hardware, operating system, software) Information in use copied from slower to faster storage temporarily Faster storage (cache) checked first to determine if information is there If it is, information used directly from the cache (fast) If not, data copied to cache and used there Cache smaller than storage being cached Cache management important design problem Cache size and replacement policy 1.27 Silberschatz, Galvin and Gagne 2013

Computer-System Architecture Single-Processor Systems Multiprocessor Systems Clustered Systems 1.28 Silberschatz, Galvin and Gagne 2013

Computer-System Architecture Single-Processor Systems Most systems use a single general-purpose processor Most systems have special-purpose processors as well Multiprocessor Systems Multiprocessors systems growing in use and importance Also known as parallel systems, tightly-coupled systems Advantages include: 1. Increased throughput 2. Economy of scale 3. Increased reliability graceful degradation or fault tolerance Two types: 1. Asymmetric Multiprocessing each processor is assigned a specie task. 2. Symmetric Multiprocessing each processor performs all tasks 1.29 Silberschatz, Galvin and Gagne 2013

Symmetric Multiprocessing Architecture 1.30 Silberschatz, Galvin and Gagne 2013

A Dual-Core Design Multi-chip and multicore Systems containing all chips Chassis containing multiple separate systems 1.31 Silberschatz, Galvin and Gagne 2013

Clustered Systems Like multiprocessor systems, but multiple systems working together Usually sharing storage via a storage-area network (SAN) Provides a high-availability service which survives failures Asymmetric clustering has one machine in hot-standby mode Symmetric clustering has multiple nodes running applications, monitoring each other Some clusters are for high-performance computing (HPC) Applications must be written to use parallelization Some have distributed lock manager (DLM) to avoid conflicting operations 1.32 Silberschatz, Galvin and Gagne 2013

Clustered Systems 1.33 Silberschatz, Galvin and Gagne 2013