NetApp AltaVault Cloud-Integrated Storage Appliances

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Technical Report NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault with EMC NetWorker Christopher Wong, NetApp November 2017 TR-4425 Abstract This solution deployment guide outlines how easy it is to deploy and use a NetApp AltaVault cloud-integrated storage appliance with EMC NetWorker. AltaVault appliances provide a simple, efficient, and secure way to offsite data to either public or private cloud storage providers. Using advanced deduplication, compression, and encryption, AltaVault enables organizations to eliminate reliance on older, less reliable data protection solutions while improving backup windows and disaster recovery capabilities.

TABLE OF CONTENTS 1 AltaVault Overview...3 1.1 Executive Overview...3 1.2 NetWorker Architecture Overview...3 1.3 AltaVault Appliance Overview...4 2 Deploy and Configure AltaVault...4 2.1 AltaVault Solution Configuration Topography...5 2.2 Hardware and Software Prerequisites...5 2.3 Create an Advanced File Type Device Resource...5 2.4 Associate a Client to Use the New AFTD Resource...10 2.5 Perform a Test Backup...11 2.6 Monitor the Backup...12 2.7 Restore a Backup...13 3 Solution Recommendations and Best Practices... 14 3.1 NetWorker Best Practices...14 3.2 Windows Best Practices...14 3.3 Solaris Best Practices...15 Where to Find Additional Information... 15 Version History... 15 LIST OF TABLES Table 1) NetWorker best practices...14 LIST OF FIGURES Figure 1) NetWorker component view...4 Figure 2) AltaVault appliance....4 Figure 3) AltaVault ecosystem...5 2 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

1 AltaVault Overview This chapter provides an executive overview of the solution components. 1.1 Executive Overview NetApp AltaVault storage enables customers to securely back up data to any cloud at up to 90% lower cost compared with on-premises solutions. AltaVault gives customers the power to tap into cloud economics while preserving investments in existing backup infrastructure and meeting backup and recovery SLAs. AltaVault appliances simply act as a network-attached storage target within a backup infrastructure, enabling organizations to eliminate their reliance on tape infrastructure and all its associated capital and operational costs, while improving backup windows and disaster recovery capabilities. It is simple to set up the AltaVault appliance and start moving data to the cloud in as quickly as 30 minutes, compared to setting up tape or other disk replication infrastructures, which can take days. Leveraging industry-leading deduplication, compression, and WAN optimization technologies, AltaVault appliances shrink dataset sizes by 10x to 30x, substantially reducing cloud storage costs, accelerating data transfers, and storing more data within the local cache, speeding recovery. Security is provided by encrypting data on site or in flight, as well as in the cloud, using 256-bit AES encryption and TLS v1.1/1.2. AltaVault appliances provide a dual layer of encryption, which means that any data moved into the cloud is not compromised, and it creates a complete end-to-end security solution for cloud storage. Because an AltaVault appliance is an asymmetric, stateless appliance, no hardware is needed in the cloud, and you can recover the last known good state of a broken or destroyed AltaVault appliance to a new AltaVault appliance. AltaVault appliances provide flexibility to scale cloud storage as the business requirements change. All capital expenditure planning required with tape and disk replication-based solutions is avoided, saving organizations up to 90%. 1.2 NetWorker Architecture Overview NetWorker software provides a wide range of storage management capabilities from a single point of control, helping companies ride the information tidal wave. With its client/server design, NetWorker helps simplify the protection and management of your data. It addresses business continuity by helping to shorten backup and recovery times and helps to maximize application availability with advanced data recovery management technologies. In NetWorker, all aspects of operations, from backups to server management, are conducted through the NetWorker Management Console. Administrators can run the Administration Console from any server in the network. After backup schedules and groups are created, the NetWorker server can automatically back up the clients. All interaction, such as starting manual backups, viewing results, and performing device and media operations, is performed through the Management Console. 3 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

Figure 1) NetWorker component view. 1.3 AltaVault Appliance Overview Figure 2 is an illustration of the AltaVault appliance. Figure 2) AltaVault appliance. AltaVault appliances are optimized and purpose built for data protection. AltaVault appliances easily integrate into your existing backup infrastructure and favorite cloud storage provider. Setup and installation are easy because backup applications allow you to add an AltaVault appliance as a common target within its existing infrastructure. The backup server connects to the AltaVault appliance using standard SMB or NFS protocols. When you back up to an AltaVault device, it performs inline, variable-segment-length deduplication, compression, and encryption of the backup data to minimize storage consumption and transmission times. AltaVault appliances also use their local disk cache for fast recovery of recent backups, providing LAN performance for the most likely restores. The AltaVault appliance then securely writes the deduplicated backup data to cloud storage and accelerates restores from the cloud by moving only needed segments of deduplicated data over the WAN. An easy-to-use graphical management console enables you to manage one or more AltaVault appliances through a web browser interface. 2 Deploy and Configure AltaVault NetWorker with AltaVault appliances provides you with a flexible, easy-to-configure-and-use solution that can be deployed with major cloud storage providers. See the AltaVault Administration Guide for the detailed steps required to deploy an AltaVault appliance. 4 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

2.1 AltaVault Solution Configuration Topography Figure 3 illustrates the AltaVault solution configuration topology. Refer to the NetApp Interoperability Matrix for current versions of the backup application supported with AltaVault. Figure 3) AltaVault ecosystem. 2.2 Hardware and Software Prerequisites To properly deploy AltaVault into a backup environment, be sure that the following list of prerequisite requirements has been completed prior to installation and deployment. 1. You need at least one NetWorker server. This server, along with clients, needs minimum hardware features as identified by the backup application. Check the EMC Support site and related compatibility lists where applicable. 2. Obtain server systems and related software media supported by NetWorker and the AltaVault appliance. 3. A physical AltaVault appliance or a virtual AltaVault appliance needs to be online and connected to the physical network infrastructure. A minimum of two IP addresses must be available for AltaVault. 4. You must procure and set up all necessary software licenses from each vendor using vendor-specific guidelines. This includes obtaining cloud storage credentials from your designated cloud storage provider. 5. Perform physical stacking and racking of equipment at each site. All cabling and power must be operational. 6. Verify that all LAN and WAN connections are functioning to and from Internet and cloud storage providers. 7. If applicable, have available a Windows directory service (Active Directory) or a UNIX Kerberos server. 2.3 Create an Advanced File Type Device Resource An Advanced File Type Device (AFTD) target describes the location of the storage and the media type of that storage. AFTD targets also can dictate how many sessions can use the device target simultaneously. The following information describes the steps to create an AFTD target and associate it to the AltaVault appliance. These steps use the best practice configuration for NetWorker with the AltaVault appliance. 1. From the Management Console, click on the Enterprise button and expand Enterprise in the left tree to show the NetWorker servers known to the Management Console. Select the NetWorker server to 5 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

work with, then right-click on NetWorker from the Managed Applications column on the right pane. Select Launch Application. 2. When the NetWorker Administration window appears, click on the Devices button and expand the NetWorker server on the left side. Right-click on Devices and select New Device Wizard. 3. Select the Advanced File Type Device (AFTD) radio button and click Next. 4. Specify the storage node for which you are configuring the AFTD. Click on the Device Storage Is Remote from This Storage Node checkbox and enter the name for the path to the AltaVault SMB share or NFS export. NetWorker will attempt to use this path as a client direct path if applicable. Refer 6 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

to NetWorker documentation for details on configuring client direct paths. Under Authentication, provide the credentials as follows, then click Next. a. Provide Windows domain or local user authentication credentials to access the SMB share. b. Provide Linux credentials (for example, 0 for username and leave the password field blank) for NFS exports. 5. Click on the New Folder button and create a folder underneath this share. Select that folder checkbox so that the Select Device Path value is populated at the bottom of the page. Then click Next. 6. Provide a Device Name and Comment describing the device if desired. Set Target Sessions and Max Sessions to tune performance. To ensure concurrency set values higher than 1 in these fields. The value will depend on your available resources and infrastructure environment. Adjust the numbers accordingly based on your observed performance. If client direct paths are used, specify them here. If you configured a Network Path in the previous step, leave this field blank. Click Next. 7 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

8 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

7. Click the checkbox Label and Mount Device After Creation. Select Backup as the Pool Type and select which Pool the device will reside in. The pool Default is selected when you arrive at this screen, but you should not use this pool if any production jobs already rely on it. Remember the pool name you select here because you will need to select it later in the configuration. 8. Verify the provided values and click Configure to complete the Device Configuration Wizard. 9. The device appears on the Devices window of the Administration GUI. 9 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

2.4 Associate a Client to Use the New AFTD Resource NetWorker uses groups to identify where backup data will be stored. Each node is identified under a group,and, within a node s properties, you can select various parameters, including pool target. To configure the backup to use the newly configured AFTD resource that points to AltaVault, follow these steps. 1. From the NetWorker Administration window, select the Protection button. In the left tree that appears, expand Groups and select the group in which the clients you want to modify reside. On the right panel right-click the client host name and select Modify Client Properties. 2. In the General tab of the Properties window that appears, select the Pool drop-down and select the same pool in which the device resource was created above. Click OK to commit the changes. 10 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

2.5 Perform a Test Backup To test NetWorker with the AltaVault appliance you can run a manual backup of a job modified in the previous step. 1. Start the NetWorker User GUI. When the window appears, click on the Backup button. 2. In the Backup window that appears, select the local drives or files to back up. Click the Start button to begin the operation. 11 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

2.6 Monitor the Backup Once the backup is in flight, you can observe its status. 1. The backup activity will be provided in the Backup Status pane in the NetWorker User window. 2. Additionally, session status will be provided on the NetWorker Administration window as well. 12 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

2.7 Restore a Backup When the backup is complete, perform a restore to validate that the AltaVault appliance can restore the backed-up data. 1. From the NetWorker User GUI, click on the Recover button. 2. In the Restore window that appears, select the local drives or files to restore and click Start to begin the operation. 3. Restore activity will be provided in the NetWorker User window. 13 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

3 Solution Recommendations and Best Practices This chapter lists recommendations and best practices for deploying AltaVault within NetWorker environments. The best practices are not requirements, but NetApp recommends that you follow these suggestions to achieve an ideal solution experience. 3.1 NetWorker Best Practices The following table displays the recommended best practices for using NetWorker with AltaVault. Table 1) NetWorker best practices. Item Use Advanced File Type Device (AFTD) targets Set device target and max sessions accordingly Description AltaVault has been tested with AFTD targets. Tune performance by setting a value higher than 1 in these fields. The values will depend on your available resources and infrastructure environment. Adjust the numbers accordingly based on your observed performance. 3.2 Windows Best Practices You can modify Windows networking parameters for SMB to improve overall backup application performance. To make these changes, go to Start Menu and enter regedit to start the Windows registry editor. Provide administrative permissions if prompted. Changes made within the Windows registry editor are permanent upon entry, so use extreme caution when making the changes or additions. A reboot is required. [HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\lanmanworkstation\parameters] "SESSTIMEOUT"=dword:00000e10 [HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\AFD\Parameters] "DefaultSendWindow"=dword:00040000 "DefaultReceiveWindow"=dword:00040000 [HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\Tcpip\Parameters] "GlobalMaxTcpWindowSize"=dword:00040000 14 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

"TcpWindowSize"=dword:00040000 "Tcp1323Opts"=dword:00000003 If Windows 2012 or Windows 8 or higher is used with AltaVault versions lower than 4.2, the Secure Negotiate feature in those products requires SMB signing negotiation messages to be signed themselves; otherwise, the connection fails. AltaVault versions lower than 4.2 do not sign negotiation messages, and this can cause the SMB connections to AltaVault to fail repeatedly. To work around this limitation if you cannot upgrade AltaVault to version 4.2 or higher, disable the Secure Negotiate feature on the Windows server by using the following command from Windows PowerShell. Refer to Microsoft Knowledge Base article 2686098 for further details. Set-ItemProperty -Path "HKLM:\SYSTEM\CurrentControlSet\Services\LanmanWorkstation\Parameters" RequireSecureNegotiate -Value 0 -Force 3.3 Solaris Best Practices NFS networking parameters on Solaris operating systems should be configured to optimally send data to AltaVault through configured NFS mounts. In addition to tuning the rsize and wsize mount options appropriately, nfs3_max_transfer_size and nfs3_bsize should also be tuned. nfs3_max_transfer_size and nfs3_bsize should be greater than or equal to the minimum of rsize and wsize. To set the values, edit the /etc/system file and change/add the following lines to the file: nfs:nfs3_max_transfer_size=<value> nfs:nfs3_bsize=<value> A reboot of the system is required in order for the configuration changes to take effect. Where to Find Additional Information To learn more about the information described in this document, refer to the following documents and/or websites: AltaVault Cloud-Integrated Storage product page http://www.netapp.com/us/products/cloud-storage/altavault-cloud-backup.aspx AltaVault Resources page http://mysupport.netapp.com/altavault/resources Version History Version Date Document Version History Version 1.0 May 2015 Initial version Version 1.1 November 2015 Updated for 4.1 release Version 1.2 April 2016 Updated for 4.2 release Version 1.3 August 2016 Updated for 4.2.1 release Version 1.4 January 2017 Updated for 4.3 release Version 1.5 April 2017 Updated for 4.3.1 release Version 1.6 November 2017 Updated for 4.4 release 15 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault

Refer to the Interoperability Matrix Tool (IMT) on the NetApp Support site to validate that the exact product and feature versions described in this document are supported for your specific environment. The NetApp IMT defines the product components and versions that can be used to construct configurations that are supported by NetApp. Specific results depend on each customer s installation in accordance with published specifications. Copyright Information Copyright 1994 2017 NetApp, Inc. All rights reserved. Printed in the U.S. No part of this document covered by copyright may be reproduced in any form or by any means graphic, electronic, or mechanical, including photocopying, recording, taping, or storage in an electronic retrieval system without prior written permission of the copyright owner. Software derived from copyrighted NetApp material is subject to the following license and disclaimer: THIS SOFTWARE IS PROVIDED BY NETAPP AS IS AND WITHOUT ANY EXPRESS OR IMPLIED WARRANTIES, INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE, WHICH ARE HEREBY DISCLAIMED. IN NO EVENT SHALL NETAPP BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL, EXEMPLARY, OR CONSEQUENTIAL DAMAGES (INCLUDING, BUT NOT LIMITED TO, PROCUREMENT OF SUBSTITUTE GOODS OR SERVICES; LOSS OF USE, DATA, OR PROFITS; OR BUSINESS INTERRUPTION) HOWEVER CAUSED AND ON ANY THEORY OF LIABILITY, WHETHER IN CONTRACT, STRICT LIABILITY, OR TORT (INCLUDING NEGLIGENCE OR OTHERWISE) ARISING IN ANY WAY OUT OF THE USE OF THIS SOFTWARE, EVEN IF ADVISED OF THE POSSIBILITY OF SUCH DAMAGE. NetApp reserves the right to change any products described herein at any time, and without notice. NetApp assumes no responsibility or liability arising from the use of products described herein, except as expressly agreed to in writing by NetApp. The use or purchase of this product does not convey a license under any patent rights, trademark rights, or any other intellectual property rights of NetApp. The product described in this manual may be protected by one or more U.S. patents, foreign patents, or pending applications. RESTRICTED RIGHTS LEGEND: Use, duplication, or disclosure by the government is subject to restrictions as set forth in subparagraph (c)(1)(ii) of the Rights in Technical Data and Computer Software clause at DFARS 252.277-7103 (October 1988) and FAR 52-227-19 (June 1987). Trademark Information NETAPP, the NETAPP logo, and the marks listed at http://www.netapp.com/tm are trademarks of NetApp, Inc. Other company and product names may be trademarks of their respective owners. TR-4425-1117 16 NetApp AltaVault Cloud-Integrated Storage Appliances Solution Deployment: AltaVault