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Process Memory Management One or more threads of execution Resources required for execution Memory (RAM) Program code ( text ) Data (initialised, uninitialised, stack) Buffers held in the kernel on behalf of the process Others CPU time Files, disk space, printers, etc. 1 2 Some Goals of an Operating System Maximise memory utilisation Maximise CPU utilization Minimise response time Prioritise important processes Note: Conflicting goals tradeoffs E.g. maximising CPU utilisation (by running many processes) increases (degrades) system response time. Memory Management Keeps track of what memory is in use and what memory is free Allocates free memory to process when needed And deallocates it when they don t Manages the transfer of memory between RAM and disk. 3 4 Memory Hierarchy Ideally, programmers want memory that is Fast Large Nonvolatile Not possible Memory manager coordinates how memory hierarchy is used. Focus usually on RAM Disk Memory Management Two broad classes of memory management systems Those that transfer processes to and from disk during execution. Called swapping or paging Those that don t Simple Might find this scheme in an embedded device, phone, smartcard, or PDA. 5 6 1

Basic Memory Management Monoprogramming without Swapping or Paging Three simple ways of organizing memory Okay if Monoprogramming Only have one thing to do Memory available approximately equates to memory required Otherwise, Poor CPU utilisation in the presence of I/O waiting Poor memory utilisation with a varied job mix - an operating system with one user process7 8 Idea Modeling Multiprogramming Subdivide memory and run more than one process at once!!!! Multiprogramming, Multitasking Degree of multiprogramming 9 CPU utilization as a function of number of processes in memory 10 Problem: How to divide memory One approach divide memory into fixed equal-sized partitions Any process <= partition size can be loaded into any partition 11 Simple MM: Fixed, equal-sized partitions Any unused space in the partition is wasted Called internal fragmentation Processes smaller than main memory, but larger than a partition cannot run. 12 2

Simple MM: Fixed, variable-sized partitions Multiple Queues: Place process in queue for smallest partition that it fits in. Issue Some partitions may be idle Small jobs available, but only large partition free 13 14 Fixed Partition Summary Single queue, search for any jobs that fits Small jobs in large partition if necessary Increases internal memory fragmentation Simple Easy to implement Can result in poor memory utilisation Due to internal fragmentation Used on OS/360 operating system (OS/MFT) Old mainframe batch system Still applicable for simple embedded systems 15 16 Dynamic Partitioning Partitions are of variable length Process is allocated exactly what it needs Assume a process knows what it needs 17 3

Dynamic Partitioning In previous diagram We have 16 meg free in total, but it can t be used to run any more processes requiring > 6 meg as it is fragmented Called external fragmentation We end up with unusable holes Reduce external fragmentation by compaction Shuffle memory contents to place all free memory together in one large block. Compaction is possible only if relocation is dynamic, and is done at execution time. 20 Recap: Fragmentation External Fragmentation: The space wasted external to the allocated memory regions. Memory space exists to satisfy a request, but it is unusable as it is not contiguous. Internal Fragmentation: The space wasted internal to the allocated memory regions. allocated memory may be slightly larger than requested memory; this size difference is wasted memory internal to a partition. 21 Dynamic Partition Allocation Algorithms Basic Requirements Quickly locate a free partition satisfying the request Minimise external fragmentation Efficiently support merging two adjacent free partitions into a larger partition 22 Classic Approach Coalescing Free Partitions with ed Lists Represent available memory as a linked list of available holes. Base, size Kept in order of increasing address Simplifies merging of adjacent holes into larger holes. 23 Four neighbor combinations for the terminating process X 24 4

Dynamic Partitioning Placement Algorithm First-fit algorithm Scan the list for the first entry that fits If greater in size, break it into an allocated and free part Intent: Minimise amount of searching performed Generally results in many processes loaded, and holes at the front end of memory that must be searched over when trying to find a free block. May have lots of unusable holes at the beginning. External fragmentation Tends to preserve larger blocks at the end of memory Dynamic Partitioning Placement Algorithm Next-fit Like first-fit, except it begins its search from the point in list where the last request succeeded instead of at the beginning. Spread allocation more uniformly over entire memory More often allocates a block of memory at the end of memory where the largest block is found The largest block of memory is broken up into smaller blocks 25 26 Dynamic Partitioning Placement Algorithm Best-fit algorithm Chooses the block that is closest in size to the request Poor performer Has to search complete list Since smallest block is chosen for a process, the smallest amount of external fragmentation is left Create lots of unusable holes 27 Dynamic Partitioning Placement Algorithm Worst-fit algorithm Chooses the block that is largest in size (worst-fit) Idea is to leave a usable fragment left over Poor performer Has to search complete list Still leaves many unusable fragments 28 Dynamic Partition Allocation Algorithm Summary First-fit and next-fit are generally better than the others and easiest to implement Note: Used rarely these days Typical in-kernel allocators used are lazy buddy, and slab allocators Might go through these later in session (or in extended) 30 5

We can reduce external fragmentation by compaction Only if we can relocate running programs Generally requires hardware support Compaction Issues with Dynamic Partitioning We have ignored Relocation How does a process run in different locations in memory? Protection How do we prevent processes interfering with each other 31 32 Example Logical -Space Layout Logical addresses refer to specific locations within the program Once running, these address must refer to real physical memory When are logical addresses bound to physical? 0xFFFF 33 When are memory addresses bound? Compile/link time Compiler/er binds the addresses Must know run location at compile time Recompile if location changes Load time Compiler generates relocatable code Loader binds the addresses at load time Run time Logical compile-time addresses translated to physical addresses by special hardware. 34 Hardware Support for Runtime 0xFFFF Binding and Protection For process B to run using logical addresses Need to add an appropriate offset to its logical addresses Achieve relocation Protect memory lower than B Must limit the maximum logical address B can generate Protect memory higher than B limit base Hardware Support for Relocation and Limit Registers 35 36 6

Base and Limit Registers 0xFFFF Base and Limit Registers 0xFFFF Also called Base and bound registers Relocation and limit registers Base and limit registers Restrict and relocate the currently active process Base and limit registers must be changed at Load time Relocation (compaction time) On a context switch base=0x8000 limit = 0x2000 0x9FFF limit 0x8000 0x1FFF base Also called Base and bound registers Relocation and limit registers Base and limit registers Restrict and relocate the currently active process Base and limit registers must be changed at Load time Relocation (compaction time) On a context switch base=0x4000 limit = 0x3000 0x6FFF limit 0x4000 0x2FFF base 37 38 Base and Limit Registers Timesharing 0xFFFF Cons Physical memory allocation must still be contiguous The entire process must be in memory Do not support partial sharing of address spaces Thus far, we have a system suitable for a batch system Limited number of dynamically allocated processes Enough to keep CPU utilised Relocated at runtime Protected from each other But what about timesharing? We need more than just a small number of processes running at once 39 40 Swapping A process can be swapped temporarily out of memory to a backing store, and then brought back into memory for continued execution. Backing store fast disk large enough to accommodate copies of all memory images for all users; must provide direct access to these memory images. Can prioritize lower-priority process is swapped out so higher-priority process can be loaded and executed. Major part of swap time is transfer time; total transfer time is directly proportional to the amount of memory swapped. slow Schematic View of Swapping 41 42 7

So far we have assumed a process is smaller than memory What can we do if a process is larger than main memory? Overlays Keep in memory only those instructions and data that are needed at any given time. Implemented by user, no special support needed from operating system Programming design of overlay structure is complex 43 44 Overlays for a Two-Pass Assembler Virtual Memory Developed to address the issues identified with the simple schemes covered thus far. Two classic variants Paging Segmentation Paging is now the dominant one of the two Some architectures support hybrids of the two schemes 45 46 Virtual Memory - Paging Partition physical memory into small equal sized chunks Called frames Divide each process s virtual (logical) address space into same size chunks Called pages Virtual memory addresses consist of a page number and offset within the page OS maintains a page table contains the frame location for each page Used to translate each virtual address to physical address The relation between virtual addresses and physical memory addresses is given by page table Process s physical memory does not have to be contiguous 47 8

Paging No external fragmentation Small internal fragmentation Allows sharing by mapping several pages to the same frame Abstracts physical organisation Programmer only deal with virtual addresses Minimal support for logical organisation Each unit is one or more pages 51 Memory Management Unit MMU Operation Assume for now that the page table is contained wholly in registers within the MMU The position and function of the MMU 52 Internal operation of MMU with 16 4 KB pages 53 Virtual Memory - Segmentation Memory-management scheme that supports user s view of memory. A program is a collection of segments. A segment is a logical unit such as: main program, procedure, function, method, object, local variables, global variables, common block, stack, symbol table, arrays Logical View of Segmentation 1 4 1 2 3 2 4 3 user space physical memory space 54 55 9

Segmentation Architecture Segmentation Hardware Logical address consists of a two tuple: <segmentnumber, offset>, Identifies segment and address with segment Segment table each table entry has: base contains the starting physical address where the segments reside in memory. limit specifies the length of the segment. Segment-table base register (STBR) points to the segment table s location in memory. Segment-table length register (STLR) indicates number of segments used by a program; segment number s is legal if s < STLR. 56 57 Example of Segmentation Segmentation Architecture 58 Protection. With each entry in segment table associate: validation bit = 0 illegal segment read/write/execute privileges Protection bits associated with segments; code sharing occurs at segment level. Since segments vary in length, memory allocation is a dynamic partition-allocation problem. A segmentation example is shown in the following diagram 59 Sharing of Segments Segmentation Architecture Relocation. dynamic by segment table Sharing. shared segments same physical backing multiple segments ideally, same segment number Allocation. First/next/best fit external fragmentation 60 61 10

Segmentation Comparison of paging and segmentation 62 11