R I T. Title: Rudolf Ellipsometer Auto-EL IV. Semiconductor & Microsystems Fabrication Laboratory Revision: C Rev Date:12/07/17 1 SCOPE

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Title: Rudolf Ellipsometer Auto-EL IV Fabrication Laboratory Revision: C Rev Date:12/07/17 Approved by: Process Engineer / / / / Equipment Engineer 1 SCOPE The purpose of this document is to detail the use of the Rudolph Ellipsometer Auto-EL IV. All users are expected to have read and understood this document. It is not a substitute for in-person training on the system and is not sufficient to qualify a user on the system. Failure to follow guidelines in this document may result in loss of privileges. 2 REFERENCE DOCUMENTS o Rudolph Auto EL MS Manual (Available by the tool) 3 DEFINITIONS N/A 4 TOOLS AND MATERIALS 4.1 General Description The Rudolph Ellipsometer is used to measure film thickness as well as optical properties of thin films deposited on a substrate. Included in this manual is a listing of the available programs and patterns. There are patterns that will measure a single point or multiple points for various sized wafers. 5 SAFETY PRECAUTIONS 5.1 Hazards to the Operator 5.1.1 The wafer stage changes position and may create a pinch hazard. RIT SMFL Page 1 of 8

5.2 Hazards to the Tool 6 INSTRUCTIONS 5.2.1 Do not manually move the stage ever! 5.2.2 Do not remove any tool covers. 6.1 Initial State Check 6.1.1 Enable the system by activating the tool via CARD ACCESS #1. 6.1.2 Make sure that the Main Power is ON using the key switch located on the left side. The machine will respond by going through an initialization process. 6.1.3 Press the ESCAPE button to enable the display. 6.1.4 Turn ON the PRINTER POWER switch on top of the tool. 6.1.5 Allow the ellipsometer to warm up for 15 minutes. This stabilizes the lamp output. 6.2 Resetting the System 6.2.1 If you need to back out of a measurement, press the ESCAPE button to return to the main prompt. 6.2.2 Pressing the red RESET button under the black cover will bring the machine back to the point where you can align the sample. This can be done at any time. 6.3 Operating the system 6.3.1 Aligning a Sample 6.3.1.1 The display will read Insert sample - press CONTinue. 6.3.1.2 Place sample on stage, centered within the vacuum rings. 6.3.1.3 Turn ON the STAGE VACUUM valve located on back of tool. 6.3.1.4 Press CONTinue button. RIT SMFL Page 2 of 8

6.3.1.5 The display will read Please wait - moving stage. 6.3.1.6 Turn on the black ALIGNMENT LAMP switch located in the upper right corner. 6.3.1.7 To adjust the sample height, pull the 40x OBJective slider away from the instrument to its forward stop. Loosen the HEIGHT ADJ. LOCKing screw by turning the hex key counter clockwise ½ turn. While looking into the eyepiece, adjust the height with the HEIGHT ADJ. ring until the sample features or the white spot appear in sharp focus. 6.3.1.8 Tighten the HEIGHT ADJ. LOCKing screw by turning the hex key counter clockwise until the screw is snug. DO NOT OVERTIGHTEN. 6.3.1.9 To adjust the stage tilt, look through the eyepiece at the spot of white light. Use the three tilt adjustment knobs L, F and R (left, front and right), located under the wafer stage, to center the white spot on the crosshairs. 6.3.1.10 When all alignments are complete, press the CONT button, push the 40x objective slider back in and turn off the ALIGNMENT LAMP switch. 6.3.2 Measurement 6.3.2.1 Center the sample on instrument stage. 6.3.2.2 Turn on the STAGE VACUUM switch. 6.3.2.3 The display should read Press RUN, LEARN, or CONTinue. If this isn t the case, press the ESCAPE button and wait for the prompt. 6.3.2.4 Press the RUN button. 6.3.2.5 When prompted, enter the Pattern # and Program #, then press the ENTER button. See appendix for a detailed listing of patterns and programs. Patterns include measurement locations in (r, θ) format where r is the radius in mm. The pattern that you select will depend on the film or film stack being measured as well as RIT SMFL Page 3 of 8

the film thickness. Depending on the program, you may be asked to enter certain information about the film or film stack that you are measuring. Pattern 20 Pattern 22 Pattern 28 measures the center of the wafer one time measures 5 spots on a 100mm wafer measures 5 spots on a 150mm wafer Program 03 Program 07 Program 20 Program 32 measures oxide thickness measures nitride thickness measures oxide or nitride thickness and index of refraction measures polysilicon on oxide/ you will supply the spec thickness (approximate polysilicon thickness), the TL (oxide thickness) and the NL (oxide index of refraction n=1.460). 6.3.2.6 Specify Approximate Thickness, and press the ENTER button. The results will be printed out on top of the ellipsometer. 6.3.2.7 To make another measurement load the wafer, turn ON the STAGE VACUUM and press the CONT button at the Press RUN, LEARN, or CONTinue prompt. 6.3.3 Standby 6.3.3.1 Turn OFF the ALIGNMENT LAMP. 6.3.3.2 Turn OFF the STAGE VACUUM. 6.3.3.3 Turn OFF the PRINTER POWER switch. 6.3.3.4 Log OFF the tool at CARD ACCESS #1. 6.3.4 Shutdown 6.4 Errors during Run 6.3.4.1 Turn OFF the MAIN POWER switch. 6.3.4.2 Turn OFF the STAGE VACUUM switch. 6.3.4.3 Log OFF the tool at CARD ACCESS #1. RIT SMFL Page 4 of 8

6.4.1 If the printer paper sticks, carefully pull the paper while pressing the FEED button. 7 APPROPRIATE USES OF THE TOOL 7.1 For measurement of absorbing and transparent films on various substrates, refer to Auto El MS manual sections 4 and 5 for specific information. 8 ATTACHMENTS 8.1 Programs Prog. Meas. Calc. Print Ident. Spec. Lambda Phi NU NU Guess TL NL KL NS KS Routine Routine Format Option Thick 00 02 24 05 00 * * 70.00 * * 1.460 3.858 0.018 01 02 10 07 02 1000 6328 02 02 10 00 00 * 632870.00 * 3.858 0.02 03 02 11 07 00 100 6328 * 04 05 02 32 0 00 100 830070.00 * 3.858 0.018 06 02 13 04 01 100 405070.00 1.470 5.420 0.329 07 08 21 00 00 1500 2.000 500.460 08 08 13 04 01 100 405070.00 1.470 5.420 0.329 09 00 12 00 00 1000 632870.00 CALC 1.46 3.858 0.018 10 08 13 04 01 20.0 632870.00 1.461 3.875 0.016 11 08 12 04 01 20.0 632870.00 CALC 1.46 3.875 0.016 12 08 49 04 01 1000 632870.00 1.47 100.460 03.875 0.016 13 08 12 04 01 50 632870.00 CALC 1.62 3.875 0.016 14 08 13 04 01 50 632870.00 CALC 1.62 3.875 0.016 15 02 13 04 01 100 632870.00 2.020 3.883 0.019 16 02 13 04 01 2000 632870.00 2.020 3.883 0.019 17 08 12 04 01 1000 632870.00 1.46 3.875 0.016 18 02 13 04 00 1000 830070.00 1.455 3.672 0.050 19 02 13 04 00 45.0 405070.00 1.470 5.420 0.329 20 02 10 07 00 * 21 02 11 07 00 * * 22 02 12 07 00 * 830070.00 CALC 1.45 3.672 0.005 23 02 13 07 00 * 830070.00 * 3.672 0.005 24 02 12 07 00 * 405070.00 CALC 1.47 5.420 0.329 25 02 13 07 00 * 405070.00 * 5.420 0.329 RIT SMFL Page 5 of 8

26 02 10 06 01 1000 CALC 27 02 11 06 01 1000 1.460 28 02 12 06 01 1000 830070.00 1.45 3.672 0.005 29 02 13 06 01 1000 830070.00 1.455 3.672 0.005 30 02 12 06 01 1000 405070.00 1.47 5.420 0.329 31 02 13 06 01 1000 405070.00 1.470 5.420 0.329 32 02 49 06 00 * 6328 * * 03.858 0.018 33 02 49 06 00 * 8300 * * 03.672 0.005 34 02 00 06 00 * 35 02 70 06 00 * 70.00 8.2 Patterns Pattern # of Points Wafer Size Point Location (r,theta) 0 5 (0,0)(30,45)(30,135)(30,225)(30,315) 1 5 (0,0)-same point 5 times 2 5 (0,0)(38.1,45)(38.1,135)(38.1,225)(38.1,315) 3 15 100mm (49,90)(42,90)(35,90)(28,90)(21,90)(14,90)(7,90) (0,0)(7,270)(14,270)(21,270)(28,270)(35,270) (42,270)(49,270)-15 points in a straight line 20 1 (0,0) 21 5 (0,0)-same point 5 times 22 5 100mm (0,0)(40,0)(40,90)(40,180)(40,270) 23 9 100mm (0,0)(20,0)(20,90)(20,180)(20,270)(40,0)(40,90) (40,180)(40,270) 24 20 100mm (0,0)(15,0)(15,90)(15,180)(15,270)(30,0)(30,60) (30,120)(30,180)(30,240)(30,300)(45,0)(45,40)(45,80) (45,120)(45,160)(45,200)(45,240)(45,280)(45,320) 25 5 125mm (53,0)(53,90)(53,180)(53,270) 26 9 125mm (0,0)(26,0)(26,90)(26,180)(26,270)(53,0)(53,90) (53,270) 27 20 125mm (0,0)(19,0)(19,90)(19,180)(19,270)(38,0)(38,60) (38,120)(38,180)(38,240)(38,300)(57,0)(57,40) 57,80)(57,120)(57,160)(57,200)(57,240)(57,280)(57,32 0) 28 5 150mm (0,0)(65,0)(65,90)(65,180)(65,270) 29 9 150mm (0,0)(32,0)(32,90)(32,180)(32,270)(65,0)(65,90) (65,180)(65,270) 30 20 150mm (0,0)(23,0)(23,90)(23,180)(23,270)(46,0)(46,60) (46,120)(46,180)(46,240)(46,300)(69,0)(69,40) (69,80)(69,120)(69,160)(69,200)(69,240)(69,280)(69,30 0) RIT SMFL Page 6 of 8

Description * indicates that you will have to enter a value during a run Calculation Routine 70 optical constants of bare substrates 49 polysilicon over single film on substrate 31 absorbing single films 10 use 6328 11 use 6328 Measurement Routine 0 no measurement performed 2 2 zones, higher accuracy 8 2/1 zones, fastest, medium accuracy Print Format 0 prints only calculated values 6 prints calculated values, measurement routine#, calculation routine#, delta, psi, cycle thickness, r-theta coordinates, P s and A s. 7 same as 6 with the addition of the orders RIT SMFL Page 7 of 8

REVISION RECORD Summary of Changes Originator Rev/Date Original Issue Sean O Brien A-02/05/03 Added card access and stage tilt/sample height adjustment instructions Scott Blondell B-10/15/03 Corrected the order of 6.3.7-6.3.9, and position of vacuum valve Bruce Tolleson C-12/07/17 RIT SMFL Page 8 of 8