AUDIT OF ICT STRATEGY IMPLEMENTATION
|
|
- Tobias Little
- 5 years ago
- Views:
Transcription
1 APPENDIX A 2 1. Background AUDIT OF ICT STRATEGY IMPLEMENTATION 1.1. This report summarises the findings from the audit of ICT Strategy Implementation. This was a planned audit assignment which was undertaken in accordance with the 2016/17 Audit Plan The two year Copeland Borough Council ICT Strategy was formally agreed at the Executive meeting in April 2015, following presentation of a report by the Interim Director of Commercial & Corporate Resources (& Section 151 Officer). 2. Audit Approach 2.1. Audit Scope and Limitations The Audit Scope was agreed with management prior to the commencement of this audit review. The Client Sponsor for this review was Fiona Rooney, Interim Director of Commercial and Corporate Resources (Section 151 Officer). The agreed scope of the audit was to provide assurance over management s arrangements for governance, risk management and internal control in the implementation of the ICT Strategy There were no instances whereby the audit work undertaken was impaired by the availability of information. 3. Assurance Opinion 3.1. From the areas examined and tested as part of this audit review, we consider the current controls operating within the implementation of the ICT Strategy provide partial assurance. Note: as audit work is restricted by the areas identified in the Audit Scope and is primarily sample based, full coverage of the system and complete assurance cannot be given to an audit area. Cumbria Shared Internal Audit Service: Internal Audit Report Page 1
2 4. Summary of Recommendations, Audit Findings and Report Distribution COPELAND BOROUGH COUNCIL Audit of Implementation of ICT Strategy 4.1. There are 6 audit recommendations arising from this audit review and these can be summarised as follows: No. of recommendations Control Objective High Medium Advisory 1. Management - achievement of the organisation s strategic objectives achieved (see section 5.1.) 1-2. Regulatory - compliance with laws, regulations, policies, procedures and contracts (see section 5.2.) Security - safeguarding of assets (see section 5.3) Value - effectiveness and efficiency of operations and programmes (see section 5.4) Total Number of Recommendations Strengths: The following areas of good practice were identified during the course of the audit: Governance arrangements for the implementation of the ICT strategy have been fully developed. Senior management are included in the governance framework Areas for development: Improvements in the following areas are necessary in order to strengthen existing control arrangements: High priority issues: Governance arrangements have not always been effectively applied resulting in insufficient challenge to the implementation of the ICT Strategy. The ICT Strategy has not been implemented in accordance with the project management framework. Public Services Network (PSN) certification has lapsed. A risk register has not been developed for the implementation of the ICT strategy. Cumbria Shared Internal Audit Service: Internal Audit Report Page 2
3 Medium priority issues: Key messages in relation to the ICT strategy are not communicated to staff affected. Individuals have not been assigned to work streams. COPELAND BOROUGH COUNCIL Audit of Implementation of ICT Strategy Comment from the Interim Director of Commercial & Corporate Resources (&Section 151 Officer) This audit was requested by myself to ensure we were making solid progress on the implementation of the ICT Strategy that was agreed by Executive in April This audit has highlighted a number of areas that require further work and all recommendations have been agreed by management to be implemented. Cumbria Shared Internal Audit Service: Internal Audit Report Page 3
4 Management Action Plan COPELAND BOROUGH COUNCIL Audit of Implementation of ICT Strategy 5. Matters Arising / Agreed Action Plan 5.1. Management - achievement of the organisation s strategic objectives. High priority (a) Governance and Accountability Although clear governance arrangements for the implementation of the ICT Strategy have been documented and approved, these have not always been effectively applied. For example: Governance groups have not met regularly as set out in the terms of reference. Governance groups have not fulfilled their obligations as set out in the terms of reference. Lack of challenge on progress of implementation. Incomplete progress updates provided to the Business Theme Board. Minutes of the governance groups have not always been completed with sufficient detail to provide an accurate record of decisions, actions and responsibilities. Key officers have not been held accountable for the delivery of agreed objectives through regular appraisals. Agreed. This is a priority for us. We are revisiting the governance around ICT and a report will be presented to CLT once the Service Review is in place. Recommendation 1: Management should ensure that: Governance groups meet on a regular basis as set out in their terms of reference. Governance groups fulfil their obligations as set out in their terms of reference, including sufficient monitoring and challenge on project delivery. Provision is made for accurate minutes to be taken at all governance meetings. The objectives of key officers and accountability for these objectives should be formally agreed and documented through the appraisal process. ICT Strategy is not effectively implemented on a timely basis with consequent adverse impact on the achievement of Council s objectives. Fiona Rooney/Business Support Manager/Martin Stroud Cumbria Shared Internal Audit Service: Internal Audit Report Page 4
5 COPELAND BOROUGH COUNCIL Audit of Implementation of ICT Strategy 04/ Regulatory - compliance with laws, regulations, policies, procedures and contracts. High priority (a) Project Management Framework The report to the Executive in April 2015 required the ICT Strategy development to be managed in accordance with the Council s Project Management Framework. Assurance cannot be given that the implementation of the ICT Strategy has been managed in accordance with the Council s Project Management Framework. Agreed. Recommendation 2: The implementation of the ICT strategy should be managed in accordance with the Council s Project Management framework. ICT strategy is not managed effectively leading to delivery failure. Martin Stroud 03/2017 Cumbria Shared Internal Audit Service: Internal Audit Report Page 5
6 COPELAND BOROUGH COUNCIL Audit of Implementation of ICT Strategy 5.3. Security safeguarding of assets. High priority (a) Public Services Network Certification The Public Services Network (PSN) compliance process exists to provide the PSN community with: Confidence the services they use over the government s high-performance network will work without problems. Assurance that their data is protected in accordance with suppliers commitments. The promise that if things do go wrong they can be quickly put right. Full compliance with PSN is included as a high level work stream in the ICT work plan, with a requirement for completion by March During audit testing in June 2016, the MIS Manager stated that the PSN compliance certification had lapsed. Agreed. Recommendation 3: Management should seek assurance from the MIS Manager regarding PSN certification, ensuring that it is brought up to date and remains current. Disconnection from the Public Services Network. Fiona Rooney 12/2016 Cumbria Shared Internal Audit Service: Internal Audit Report Page 6
7 COPELAND BOROUGH COUNCIL Audit of Implementation of ICT Strategy 5.4. Value - effectiveness and efficiency of operations and programmes. High priority (a) Risk Register A report to the Council s Executive in April 2015 stated that risks to the implementation of the ICT Strategy will be monitored and managed through the ICT Steering Group. The Project Management framework requires a documented risk register, which is owned by the Project Manager to ensure that risks are managed as efficiently and effectively as possible. Risks to the implementation of the ICT Strategy have not been monitored through the ICT Steering Group using a documented risk register. Agreed. Whilst risks are reported and discussed, the structure of the reporting needs to align to the ICT Strategy. Recommendation 4: A risk register should be developed for the implementation of the ICT Strategy, to identify, analyse, evaluate and mitigate risks that could impact on delivery. Project risks are allowed to escalate without management action leading to strategy failure. Business Support Manager/Martin Stroud 04/2017 Medium priority (b) Communication of the ICT Strategy Service representatives attend the ICT working group meetings but their roles have not been defined. There is no clear plan as to how key messages relating to the ICT strategy are communicated back to the directorates. Agreed Recommendation 5: A clear communication plan should be developed setting out what, when, how and by whom the Cumbria Shared Internal Audit Service: Internal Audit Report Page 7
8 COPELAND BOROUGH COUNCIL Audit of Implementation of ICT Strategy messages should be circulated so that all those affected by ICT strategy delivery are kept informed. Benefits of ICT strategy are not realised because staff are unaware. Lack of staff engagement and participation. Business Support Manager/Martin Stroud 03/2017 Medium priority (c) Responsibility and Accountability for Work Streams The ICT working group haven t formally allocated responsibility for the individual work streams as part of the group s responsibility to develop and implement the ICT strategy plan. Without formal allocation of responsibility, management cannot hold individuals accountable for delivery. Agreed Recommendation 6: The ICT working group should assess the skills sets of ICT staff/ management and formally assign appropriate individuals to work streams, establishing clear accountability for performance and delivery for each aspect of the ICT strategy implementation. Individual work streams underperform with accountability for those work streams unclear. Business Support Manager/Martin Stroud 04/2017 Cumbria Shared Internal Audit Service: Internal Audit Report Page 8
Provider Monitoring Report. City and Guilds
Provider Monitoring Report City and Guilds 22 May 2017 to 3 August 2017 Contents 1 Background 1 1.1 Scope 1 1.2 Provider Monitoring Report Timeline 2 1.3 Summary of Provider Monitoring Issues and Recommendations
More informationIT Governance ISO/IEC 27001:2013 ISMS Implementation. Service description. Protect Comply Thrive
IT Governance ISO/IEC 27001:2013 ISMS Implementation Service description Protect Comply Thrive 100% guaranteed ISO 27001 certification with the global experts With the IT Governance ISO 27001 Implementation
More informationWye Valley NHS Trust. Data protection audit report. Executive summary June 2017
Wye Valley NHS Trust Data protection audit report Executive summary June 2017 1. Background The Information Commissioner is responsible for enforcing and promoting compliance with the Data Protection Act
More informationInformation backup - diagnostic review Abertawe Bro Morgannwg University Health Board. Issued: September 2013 Document reference: 495A2013
Information backup - diagnostic review Abertawe Bro Morgannwg University Health Board Issued: September 2013 Document reference: 495A2013 Status of report This document has been prepared for the internal
More informationREPORT 2015/010 INTERNAL AUDIT DIVISION
INTERNAL AUDIT DIVISION REPORT 2015/010 Audit of information and communications technology strategic planning, governance and management in the Investment Management Division of the United Nations Joint
More informationNHS Fife. 2015/16 Audit Computer Service Review Follow Up
NHS Fife 2015/16 Audit Computer Service Review Follow Up Prepared for NHS Fife April 2016 Audit Scotland is a statutory body set up in April 2000 under the Public Finance and Accountability (Scotland)
More informationREPORT 2015/149 INTERNAL AUDIT DIVISION
INTERNAL AUDIT DIVISION REPORT 2015/149 Audit of the information and communications technology operations in the Investment Management Division of the United Nations Joint Staff Pension Fund Overall results
More informationManchester Metropolitan University Information Security Strategy
Manchester Metropolitan University Information Security Strategy 2017-2019 Document Information Document owner Tom Stoddart, Information Security Manager Version: 1.0 Release Date: 01/02/2017 Change History
More informationLevel Access Information Security Policy
Level Access Information Security Policy INFOSEC@LEVELACCESS.COM Table of Contents Version Control... 3 Policy... 3 Commitment... 3 Scope... 4 Information Security Objectives... 4 + 1.800.889.9659 INFOSEC@LEVELACCESS.COM
More informationReviewed by ADM(RS) in accordance with the Access to Information Act. Information UNCLASSIFIED.
Assistant Deputy Minister (Review Services) Reviewed by in accordance with the Access to Information Act. Information UNCLASSIFIED. Security Audits: Management Action Plan Follow-up December 2015 1850-3-003
More informationDated 3 rd of November 2017 MEMORANDUM OF UNDERSTANDING SIERRA LEONE NATIONAL ehealth COORDINATION HUB
Memorandum of Understanding for Joint Working by Ministry of Health and Sanitation, Ministry of Information and Communication on the Government of Sierra Leone ehealth Coordination Hub Dated 3 rd of November
More informationOrganisational Development Programme Update Policy Review & Performance Scrutiny Committee January 2017
Organisational Development Programme Update Policy Review & Performance Scrutiny Committee January 2017 1 Organisational Development Programme Update Presentation will cover: Background of the Organisational
More informationNottinghamshire Office of the Police & Crime Commissioner & Nottinghamshire Chief Constable
Nottinghamshire Office of the Police & Crime Commissioner & Nottinghamshire Chief Constable Internal Audit Progress Report Audit Committee meeting: December 2014 Nottinghamshire Office of the Police &
More informationInformation Security Strategy
Security Strategy Document Owner : Chief Officer Version : 1.1 Date : May 2011 We will on request produce this Strategy, or particular parts of it, in other languages and formats, in order that everyone
More informationPolicy. Business Resilience MB2010.P.119
MB.P.119 Business Resilience Policy This policy been prepared by the Bi-Cameral Business Risk and Resilience Group and endorsed by the Management Boards of both Houses. It is effective from December to
More informationAudit Report. The Prince s Trust. 27 September 2017
Audit Report The Prince s Trust 27 September 2017 Contents 1 Background 1 1.1 Scope 1 1.2 Audit Report and Action Plan Timescales 2 1.3 Summary of Audit Issues and Recommendations 3 1.4 Risk Rating of
More informationINFORMATION SECURITY PRINCIPLES OF THE UNIVERSITY OF JYVÄSKYLÄ
INFORMATION SECURITY PRINCIPLES OF THE UNIVERSITY OF JYVÄSKYLÄ JYVÄSKYLÄN YLIOPISTO Introduction With the principles described in this document, the management of the University of Jyväskylä further specifies
More informationISO / IEC 27001:2005. A brief introduction. Dimitris Petropoulos Managing Director ENCODE Middle East September 2006
ISO / IEC 27001:2005 A brief introduction Dimitris Petropoulos Managing Director ENCODE Middle East September 2006 Information Information is an asset which, like other important business assets, has value
More informationUWTSD Group Data Protection Policy
UWTSD Group Data Protection Policy Contents Clause Page 1. Policy statement... 1 2. About this policy... 1 3. Definition of data protection terms... 1 4. Data protection principles..3 5. Fair and lawful
More informationGlobal Specification Protocol for Organisations Certifying to an ISO Standard related to Market, Opinion and Social Research.
CONTENTS i. INTRODUCTION 3 ii. OVERVIEW SPECIFICATION PROTOCOL DOCUMENT DEVELOPMENT PROCESS 4 1. SCOPE 5 2. DEFINITIONS 5 3. REFERENCES 6 4. MANAGEMENT STANDARDS FOR APPROVED CERTIFICATION BODIES 6 4.1
More information"PPS" is Private Practice Software as developed and produced by Rushcliff Ltd.
Rushcliff Ltd Data Processing Agreement This Data Processing Agreement ( DPA ) forms part of the main terms of use of PPS, PPS Express, PPS Online booking, any other Rushcliff products or services and
More informationChapter 4 EDGE Approval Protocol for Auditors Version 3.0 June 2017
Chapter 4 EDGE Approval Protocol for Auditors Version 3.0 June 2017 Copyright 2017 International Finance Corporation. All rights reserved. The material in this publication is copyrighted by International
More informationCanada Life Cyber Security Statement 2018
Canada Life Cyber Security Statement 2018 Governance Canada Life has implemented an Information Security framework which supports standards designed to establish a system of internal controls and accountability
More informationAudit Report. City & Guilds
Audit Report City & Guilds 21 February 2018 and 22 February 2018 Contents 1 Background 1 1.1 Scope 1 1.2 Audit Report and Action Plan Timescales 2 1.3 Summary of Audit Issues and Recommendations 3 1.4
More informationChapter 18 SaskPower Managing the Risk of Cyber Incidents 1.0 MAIN POINTS
Chapter 18 SaskPower Managing the Risk of Cyber Incidents 1.0 MAIN POINTS The Saskatchewan Power Corporation (SaskPower) is the principal supplier of power in Saskatchewan with its mission to deliver power
More informationBirmingham Community Healthcare NHS Foundation Trust. 2017/17 Data Security and Protection Requirements March 2018
1.0 Executive Summary Birmingham Community Healthcare NHS Foundation Trust 2017/17 Data Security and Protection Requirements March 2018 The Trust has received a request from NHS Improvement (NHSI) to self-assess
More informationChapter 8: SDLC Reviews and Audit Learning objectives Introduction Role of IS Auditor in SDLC
Chapter 8: SDLC Reviews and Audit... 2 8.1 Learning objectives... 2 8.1 Introduction... 2 8.2 Role of IS Auditor in SDLC... 2 8.2.1 IS Auditor as Team member... 2 8.2.2 Mid-project reviews... 3 8.2.3 Post
More informationPrivacy Impact Assessment
Automatic Number Plate Recognition (ANPR) Deployments Review Of ANPR infrastructure February 2018 Contents 1. Overview.. 3 2. Identifying the need for a (PIA).. 3 3. Screening Questions.. 4 4. Provisions
More informationSAMPLE REPORT. Business Continuity Gap Analysis Report. Prepared for XYZ Business by CSC Business Continuity Services Date: xx/xx/xxxx
SAMPLE REPORT Business Continuity Gap Analysis Report Prepared for XYZ Business by CSC Business Continuity Services Date: xx/xx/xxxx COMMERCIAL-IN-CONFIDENCE PAGE 1 OF 11 Contact Details CSC Contacts CSC
More informationGuidelines. on the security measures for operational and security risks of payment services under Directive (EU) 2015/2366 (PSD2) EBA/GL/2017/17
GUIDELINES ON SECURITY MEASURES FOR OPERATIONAL AND SECURITY RISKS UNDER EBA/GL/2017/17 12/01/2018 Guidelines on the security measures for operational and security risks of payment services under Directive
More informationREPORT 2015/186 INTERNAL AUDIT DIVISION
INTERNAL AUDIT DIVISION REPORT 2015/186 Audit of information and communications technology operations in the Secretariat of the United Nations Joint Staff Pension Fund Overall results relating to the effective
More informationAsda. Privacy and Electronic Communications Regulations audit report
Asda Privacy and Electronic Communications Regulations audit report Executive summary May 2018 1. Background and Scope The Information Commissioner may audit the measures taken by the provider of a public
More informationIQ Level 4 Award in Understanding the External Quality Assurance of Assessment Processes and Practice (QCF) Specification
IQ Level 4 Award in Understanding the External Quality Assurance of Assessment Processes and Practice (QCF) Specification Regulation No: 600/5528/5 Page 1 of 15 Contents Page Industry Qualifications...
More informationPOWER AND WATER CORPORATION POLICY MANAGEMENT OF EXTERNAL SERVICE PROVIDERS
POWER AND WATER CORPORATION POLICY MANAGEMENT OF EXTERNAL SERVICE PROVIDERS Prepared by: Approved by: Chief Procurement Officer John Baskerville Chief Executive File number: D2015/65737 June 2015 MANAGEMENT
More informationSTAFF REPORT. January 26, Audit Committee. Information Security Framework. Purpose:
STAFF REPORT January 26, 2001 To: From: Subject: Audit Committee City Auditor Information Security Framework Purpose: To review the adequacy of the Information Security Framework governing the security
More informationITSM20F_Umang. Number: ITSM20F Passing Score: 800 Time Limit: 120 min File Version: 4.0. Exin ITSM20F
ITSM20F_Umang Number: ITSM20F Passing Score: 800 Time Limit: 120 min File Version: 4.0 http://www.gratisexam.com/ Exin ITSM20F IT Service Management Foundation based on ISO/IEC 20000 (ITSM20F.EN) Version:
More informationData Processing Agreement
Data Processing Agreement Merchant (the "Data Controller") and Nets (the "Data Processor") (separately referred to as a Party and collectively the Parties ) have concluded this DATA PROCESSING AGREEMENT
More informationINFORMATION TECHNOLOGY SECURITY POLICY
INFORMATION TECHNOLOGY SECURITY POLICY Author Responsible Director Approved By Data Approved September 15 Date for Review November 17 Version 2.3 Replaces version 2.2 Mike Dench, IT Security Manager Robin
More informationBOARD OF DIRECTORS (OPEN) Meeting Date: 14 th November 2018
BORD OF DIRECTORS (OPEN) Meeting Date: 14 th November 2018 Open BoD 14.11.18 Item 14 TITLE OF PPER TO BE PRESENTED BY CTION REQUIRED Senior Information Risk Owner (SIRO) nnual Report Phillip Easthope,
More informationNDIS Quality and Safeguards Commission. Incident Management System Guidance
NDIS Quality and Safeguards Commission Incident Management System Guidance Version 1 - May 2018 Acknowledgment This guidance is published by the Australian Government, using resources developed by the
More informationINFORMATION SECURITY AND RISK POLICY
INFORMATION SECURITY AND RISK POLICY 1 of 12 POLICY REFERENCE INFORMATION SHEET Document Title Document Reference Number Information Security and Risk Policy P/096/CO/03/11 Version Number V02.00 Status:
More informationManagement s Response to the Auditor General s Review of Management and Oversight of the Integrated Business Management System (IBMS)
APPENDI 2 ommendation () () 1. The City Manager in consultation with the Chief Information Officer give consideration to the establishment of an IBMS governance model which provides for senior management
More informationEXIN BCS SIAM Foundation. Sample Exam. Edition
EXIN BCS SIAM Foundation Sample Exam Edition 201704 Copyright EXIN Holding B.V. and BCS, 2017. All rights reserved. EXIN is a registered trademark. SIAM is a registered trademark. ITIL is a registered
More informationData Security Standards
Data Security Standards Overall guide The bigger picture of where the standards fit in 2018 Copyright 2017 Health and Social Care Information Centre. The Health and Social Care Information Centre is a
More information"Charting the Course... ITIL 2011 Managing Across the Lifecycle ( MALC ) Course Summary
Course Summary Description ITIL is a set of best practices guidance that has become a worldwide-adopted framework for IT Service Management by many Public & Private Organizations. Since early 1990, ITIL
More informationEU General Data Protection Regulation (GDPR) Achieving compliance
EU General Data Protection Regulation (GDPR) Achieving compliance GDPR enhancing data protection and privacy The new EU General Data Protection Regulation (GDPR) will apply across all EU member states,
More informationIT MANAGER PERMANENT SALARY SCALE: P07 (R ) Ref:AgriS042/2019 Information Technology Manager. Reporting to. Information Technology (IT)
DESIGNATION Reporting to Division Office Location IT MANAGER PERMANENT SALARY SCALE: P07 (R806 593.00) Ref:AgriS042/2019 Information Technology Manager CEO Information Technology (IT) Head office JOB PURPOSE
More informationCHAIR AND MEMBERS CIVIC WORKS COMMITTEE MEETING ON NOVEMBER 29, 2016
TO: FROM: SUBJECT: CHAIR AND MEMBERS CIVIC WORKS COMMITTEE MEETING ON NOVEMBER 29, 2016 KELLY SCHERR, P.ENG., MBA, FEC MANAGING DIRECTOR ENVIRONMENTAL & ENGINEERING SERVICES AND CITY ENGINEER SHIFT RAPID
More informationAudit Report. City & Guilds
Audit Report City & Guilds 3 April 2014 and 5 March 2015 Contents 1 Background 1 1.1 Scope 1 1.2 Audit Report and Action Plan Timescales 2 1.3 Summary of Audit Issues and Recommendations 3 1.4 Risk Rating
More informationMANUAL OF UNIVERSITY POLICIES PROCEDURES AND GUIDELINES. Applies to: faculty staff students student employees visitors contractors
Page 1 of 6 Applies to: faculty staff students student employees visitors contractors Effective Date of This Revision: June 1, 2018 Contact for More Information: HIPAA Privacy Officer Board Policy Administrative
More informationGeneral Data Protection Regulation
General Data Protection Regulation Workshare Ltd ( Workshare ) is a service provider with customers in many countries and takes the protection of customers data very seriously. In order to provide an enhanced
More informationContinuing Professional Development Program Guidelines
Continuing Professional Development Program Guidelines Much of what is learned in obtaining a qualification in today s rapidly changing business environment can quickly become obsolete. Most would agree
More informationAudit Considerations Relating to an Entity Using a Service Organization
An Entity Using a Service Organization 355 AU-C Section 402 Audit Considerations Relating to an Entity Using a Service Organization Source: SAS No. 122; SAS No. 128; SAS No. 130. Effective for audits of
More informationEnabling efficiency through Data Governance: a phased approach
Enabling efficiency through Data Governance: a phased approach Transform your process efficiency, decision-making, and customer engagement by improving data accuracy An Experian white paper Enabling efficiency
More informationVersion 1/2018. GDPR Processor Security Controls
Version 1/2018 GDPR Processor Security Controls Guidance Purpose of this document This document describes the information security controls that are in place by an organisation acting as a processor in
More informationIsaca EXAM - CISM. Certified Information Security Manager. Buy Full Product.
Isaca EXAM - CISM Certified Information Security Manager Buy Full Product http://www.examskey.com/cism.html Examskey Isaca CISM exam demo product is here for you to test the quality of the product. This
More informationSSAE 18 & new SOC approach to compliance. Moderator Name: Patricio Garcia Managing Partner ControlCase Attestation Services
SSAE 18 & new SOC approach to compliance Moderator Name: Patricio Garcia Managing Partner ControlCase Attestation Services Agenda 1. SSAE 18 overview 2. SOC 2 + 3. 2017 Trust Services Criteria SSAE 18
More informationPost-accreditation monitoring report: British Computer Society (BCS) September 2006 QCA/06/2926
Post-accreditation monitoring report: British Computer Society (BCS) September 2006 QCA/06/2926 Contents Introduction... 3 Regulating external qualifications... 3 About this report... 3 About British Computer
More informationTarget Operating Model For the Delivery of Alternative Home Area Networks for the GB Smart Metering Rollout
Target Operating Model For the Delivery of Alternative Home Area Networks for the GB Smart Metering Rollout (For RFP Stage) Version 2.0 FINAL Author Alt HAN Delivery Project Date Last updated 27 June 2016
More informationMEETING: RSSB Board Meeting DATE: 03 November 2016 SUBJECT: Rail Industry Cyber Security Strategy SPONSOR: Mark Phillips AUTHOR: Tom Lee
MEETING: RSSB Board Meeting DATE: 03 November 2016 SUBJECT: Rail Industry Cyber Security Strategy SPONSOR: Mark Phillips AUTHOR: Tom Lee 1. Purpose of the paper 1.1 The purpose of this paper is to seek
More informationExternal Supplier Control Obligations. Cyber Security
External Supplier Control Obligations Cyber Security Control Title Control Description Why this is important 1. Cyber Security Governance The Supplier must have cyber risk governance processes in place
More informationREVIEW OF MANAGEMENT AND OVERSIGHT OF THE INTEGRATED BUSINESS MANAGEMENT SYSTEM (IBMS) January 16, 2009
APPENDIX 1 REVIEW OF MANAGEMENT AND OVERSIGHT OF THE INTEGRATED BUSINESS MANAGEMENT SYSTEM (IBMS) January 16, 2009 Auditor General s Office Jeffrey Griffiths, C.A., C.F.E. Auditor General City of Toronto
More informationHSCIC Audit of Data Sharing Activities:
Directorate / Programme Data Dissemination Services Project / Work Data Sharing Audits Status Final Acting Director Chris Roebuck Version 1.0 Owner Rob Shaw Version issue date 19-Jan-2015 HSCIC Audit of
More informationSCHEME OF DELEGATION (Based on the model produced to the National Governors Association)
SCHEME OF DELEGATION (Based on the model produced to the National Association) THE PURPOSE OF A SCHEME OF DELEGATION: A scheme of delegation (SoD) is the key document defining which functions have been
More informationData Protection Policy
Data Protection Policy Addressing the General Data Protection Regulation (GDPR) 2018 [EU] and the Data Protection Act (DPA) 2018 [UK] For information on this Policy or to request Subject Access please
More informationOFFICE OF INTERNAL AUDIT Information Technology (IT) Audit Plan
2017 Information Technology (IT) Audit Plan Priority IT Audit Hours Start Duration 1 IT Vendors Selection (Procurement) 250 Apr 5-7 Weeks 2 Application Audit HUB (itslearning) 250 Apr 6 8 Weeks 3 Disaster
More informationAudit Report. The Chartered Institute of Personnel and Development (CIPD)
Audit Report The Chartered Institute of Personnel and Development (CIPD) 24 February 2015 Contents 1 Background 1 1.1 Scope 1 1.2 Audit Report and Action Plan Timescales 2 1.3 Summary of Audit Issues and
More informationCertificate Software Asset Management Essentials Syllabus. Version 2.0
Certificate Software Asset Management Essentials Syllabus Version 2.0 June 2010 Certificate in Software Asset Management Essentials Leaning Objectives Holders of the ISEB Certificate in SAM Essentials
More informationKENYA SCHOOL OF GOVERNMENT EMPLOYMENT OPORTUNITY (EXTERNAL ADVERTISEMENT)
KENYA SCHOOL OF GOVERNMENT EMPLOYMENT OPORTUNITY (EXTERNAL ADVERTISEMENT) 1. DIRECTOR, LEARNING & DEVELOPMENT - LOWER KABETE Reporting to the Director General, Campus Directors will be responsible for
More informationSubcontracted Delivery Policy
Subcontracted Delivery Policy Main points of policy 1. Background to the policy 2. Scope of the Policy 3. Policy Statement 4. Reasons for subcontracting 5. BCA contribution to improving own and subcontractor
More informationOCM ACADEMIC SERVICES PROJECT INITIATION DOCUMENT. Project Title: Online Coursework Management
OCM-12-025 ACADEMIC SERVICES PROJECT INITIATION DOCUMENT Project Title: Online Coursework Management Change Record Date Author Version Change Reference March 2012 Sue Milward v1 Initial draft April 2012
More informationCERTIFICATE IN LUXEMBOURG COMPANY SECRETARIAL & GOVERNANCE PRACTICE
CERTIFICATE IN LUXEMBOURG COMPANY SECRETARIAL & GOVERNANCE PRACTICE POLICY ILA asbl 19, rue de Bitbourg L-1273 Luxembourg TABLE OF CONTENTS Program Entry 3 Eligibility criteria 3 Training program 4 Application
More informationMarine Institute Job Description
Marine Institute Job Description Position Contract Service Group Location Temporary Systems Administrator Team Leader Temporary Specified Purpose contract for a duration of up to 3 years Ocean Science
More informationAudit Report. English Speaking Board (ESB)
Audit Report English Speaking Board (ESB) 21 June 2017 Contents 1 Background 1 1.1 Scope 1 1.2 Audit Report and Action Plan Timescales 2 1.3 Summary of Audit Issues and Recommendations 3 1.4 Risk Rating
More informationAudit Report. Mineral Products Qualifications Council (MPQC) 31 March 2014
Audit Report Mineral Products Qualifications Council (MPQC) 31 March 2014 Note Restricted or commercially sensitive information gathered during SQA Accreditation s quality assurance activities is treated
More informationETHIOPIAN NATIONAL ACCREDITATION OFFICE. Minimum Requirements For The Operation Of Product Certification Bodies
ETHIOPIAN NATIONAL ACCREDITATION OFFICE Minimum Requirements For The Operation Of Product Certification Bodies April 2011 Page 1 of 7 NO CONTENTS Page 1. Introduction 2 2. Scope 2 3. Definitions 2 4 Management
More informationDATA PROCESSING TERMS
DATA PROCESSING TERMS Safetica Technologies s.r.o. These Data Processing Terms (hereinafter the Terms ) govern the rights and obligations between the Software User (hereinafter the User ) and Safetica
More informationSYSTEMKARAN ADVISER & INFORMATION CENTER. Information technology- security techniques information security management systems-requirement
SYSTEM KARAN ADVISER & INFORMATION CENTER Information technology- security techniques information security management systems-requirement ISO/IEC27001:2013 WWW.SYSTEMKARAN.ORG 1 www.systemkaran.org Foreword...
More informationINTERNAL AUDIT SERVICES REPORT REF No 2016/ Loch Lomond & The Trossachs National Park Authority General ICT Controls
INTERNAL AUDIT SERVICES REPORT REF No 2016/17-002 Loch Lomond & The Trossachs National Park Authority General ICT Controls INDEX OF CONTENTS Section Contents Page No. 1. Audit Report Summary 3 1.1 General
More informationBusiness Continuity Policy
Business Continuity Policy Version Number: 3.6 Page 1 of 14 Business Continuity Policy First published: 07-01-2014 Amendment record Version Date Reviewer Comment 1.0 07/01/2014 Debbie Campbell 2.0 11/07/2014
More informationA1 Complete Plumbing and Heating Limited Job Applicant Privacy Notice
A1 Complete Plumbing and Heating Limited Job Applicant Privacy Notice A1 Complete Plumbing and Heating Limited ( A1 ), Company Number 06272295 whose registered office is 1 Horsefair Mews, Romsey, England,
More informationIntroduction to ISO/IEC 27001:2005
Introduction to ISO/IEC 27001:2005 For ISACA Melbourne Chapter Technical Session 18 th of July 2006 AD Prepared by Endre P. Bihari JP of Performance Resources What is ISO/IEC 17799? 2/20 Aim: Creating
More informationNew Zealand Certificate in Regulatory Compliance (Operational Practice) Level 4
New Zealand Certificate in Regulatory Compliance (Operational Practice) Level 4 This qualification is designed for people who work in frontline roles that deal with the operational aspects of regulatory
More informationthe steps that IS Services should take to ensure that this document is aligned with the SNH s KIMS and SNH s Change Requirement;
Shaping the Future of IS and ICT in SNH: 2014-2019 SNH s IS/ICT Vision We will develop the ICT infrastructure to support the business needs of our customers. Our ICT infrastructure and IS/GIS solutions
More informationNHS Gloucestershire Clinical Commissioning Group. Business Continuity Strategy
NHS Gloucestershire Clinical Commissioning Group 1 Document Control Title of Document Gloucestershire CCG Author A Ewens (Emergency Planning and Business Continuity Officer) Review Date February 2017 Classification
More informationAUTHORITY FOR ELECTRICITY REGULATION
SULTANATE OF OMAN AUTHORITY FOR ELECTRICITY REGULATION SCADA AND DCS CYBER SECURITY STANDARD FIRST EDITION AUGUST 2015 i Contents 1. Introduction... 1 2. Definitions... 1 3. Baseline Mandatory Requirements...
More informationAPPROVAL SHEET PROCEDURE INFORMATION SECURITY MANAGEMENT SYSTEM CERTIFICATION. PT. TÜV NORD Indonesia PS - TNI 001 Rev.05
APPROVAL SHEET PROCEDURE INFORMATION SECURITY MANAGEMENT SYSTEM CERTIFICATION PT. TÜV NORD Indonesia PS - TNI 001 Rev.05 Created : 20-06-2016 Checked: 20-06-2016 Approved : 20-06-2016 Indah Lestari Karlina
More informationVOLUNTARY CERTIFICATION SCHEME FOR MEDICINAL PLANT PRODUCE REQUIREMENTS FOR CERTIFICATION BODIES
VOLUNTARY CERTIFICATION SCHEME FOR MEDICINAL PLANT PRODUCE 1. Scope REQUIREMENTS FOR CERTIFICATION BODIES 1.1 This document describes the requirements the Certification Bodies (CBs) are expected to meet
More informationSWIFT Customer Security Controls Framework and self-attestation via The KYC Registry Security Attestation Application FAQ
SWIFT Customer Security Controls Framework and self-attestation via The KYC Registry Security Attestation Application FAQ 1 SWIFT Customer Security Controls Framework Why has SWIFT launched new security
More informationContinuing Professional Development: Professional and Regulatory Requirements
Continuing Professional Development: Professional and Regulatory Requirements Responsible person: Louise Coleman Published: Wednesday, April 30, 2008 ISBN: 9781-871101-50-6 Edition: 1st Summary Recent
More informationProtecting your data. EY s approach to data privacy and information security
Protecting your data EY s approach to data privacy and information security Digital networks are a key enabler in the globalization of business. They dramatically enhance our ability to communicate, share
More informationNew Zealand Certificate in Contact Centres (Level 3)
New Zealand Certificate in Contact Centres (Level 3) This programme teaches learners the core skills needed to work effectively in a contact centre. They ll learn techniques for listening, customer focus,
More informationACCOUNTING TECHNICIANS IRELAND DATA PROTECTION POLICY GENERAL DATA PROTECTION REGULATION
ACCOUNTING TECHNICIANS IRELAND DATA PROTECTION POLICY GENERAL DATA PROTECTION REGULATION Document Control Owner: Distribution List: Data Protection Officer Relevant individuals who access, use, store or
More informationRequirements for a Managed System
GDPR Essentials Requirements for a Managed System QG Publication 6 th July 17 Document No. QG 0201/4.3 Requirements for a Managed GDPR System The General Data Protection Regulation GDPR will apply in the
More informationROLE DESCRIPTION IT SPECIALIST
ROLE DESCRIPTION IT SPECIALIST JOB IDENTIFICATION Job Title: Job Grade: Department: Location Reporting Line (This structure reports to?) Full-time/Part-time/Contract: IT Specialist D1 Finance INSETA Head
More informationUNCONTROLLED IF PRINTED
161Thorn Hill Road Warrendale, PA 15086-7527 1. Scope 2. Definitions PROGRAM DOCUMENT PD 1000 Issue Date: 19-Apr-2015 Revision Date: 26-May-2015 INDUSTRY MANAGED ACCREDITATION PROGRAM DOCUMENT Table of
More informationNATIONAL INFRASTRUCTURE COMMISSION CORPORATE PLAN TO
NATIONAL INFRASTRUCTURE COMMISSION CORPORATE PLAN 2017-18 TO 2019-20 CONTENTS Introduction 3 Review of period from October 2015 to end 2016 3 Corporate Governance 4 Objectives and Business Activity Plan
More informationQualification Specification. Level 2 Award in Cyber Security Awareness For Business
Qualification Specification Level 2 Award in Cyber Security Awareness For Business ProQual 2015 Contents Page Introduction 3 Qualification profile 3 Centre requirements 4 Support for candidates 4 Assessment
More informationNew Zealand Certificate in Regulatory Compliance (Core Knowledge) (Level 3)
New Zealand Certificate in Regulatory Compliance (Core Knowledge) (Level 3) If your staff need to learn the basics about regulatory compliance in New Zealand, then this is the paper for them. This qualification
More informationAGENDA ITEM: 3.4 DATE OF MEETING: 3 MAY 2018 INFORMATION MANAGEMENT, TECHNOLOGY & GOVERNANCE COMMITTEE
AGENDA ITEM: 3.4 INFORMATION MANAGEMENT, TECHNOLOGY & GOVERNANCE COMMITTEE DATE OF MEETING: 3 MAY 2018 Subject: Approved and Presented by: Prepared by: Other Committees and meetings considered at: Considered
More information