HAN Device Validation Program. March 31, 2015

Transcription

1 HAN Device Validation Program March 31, 2015 Version May 15, 2015 The Ameren Illinois name and Ameren logo are registered service marks of Ameren Illinois Company s parent, Ameren Corporation, in the United States. Any third party copyright, trademark, or service mark represented in this document is the property of the respective third party and is represented herein for the sole purpose of naming and describing product(s), processes, and/or service(s) associated with any such copyright, trademark, or service mark. Ameren Illinois Company specifically disclaims any ow nership of any such copyright, trademark, or service mark. The inclusion of any third party copyright, trademark, or service mark in this document does not, in any w ay, constitute an endorsement in favor of Ameren Illinois by such third party nor an endorsement in favor of such third party by Ameren Illinois Company. The inclusion of a third party copyright, trademark, or service mark in this document also does not represent a business relationship betw een Ameren Illinois Company and such third party. Using this document in any manner evidences affirmative agreement to (i) use this document and the information contained herein only in the form provided, w ith no modification to the information or structure of this document, and (ii) reproduce all copyright, trademark, and service mark designations in the same manner as set forth in this document. Ameren Illinois Company expresses its appreciation to Oncor Electric Company, LLC for assisting Ameren Illinois Company in developing this HAN validation program and document.

2 Table of Contents Introduction... 3 Overview... 3 Ameren IllinoisAdvanced Meter Rollout... 3 Validation Assumptions... 3 Accepted Device Types... 4 Validation Timeline... 6 HAN Device Resubmission... 6 HAN Device Revalidation... 7 Device Acquisition... 7 List of Validated Devices... 7 Process Flow... 8 Device Technical Requirements... 9 Overview... 9 MAC Address and Installation Codes... 9 ZigBee SEP 1.1 Certification... 9 Production Certificates...10 L+G Interoperability...10 Device Validation Process...11 Overview...11 Device Validation...11 Pass/Fail Criteria...14 Mandatory and Optional Cluster Scripts...15 Overview...15 Clusters...15 Mandatory and Optional Clusters by Device Type...16 Additional Checking...16 Provisioning/ Pairing Cluster...17 Deprovisioning Cluster...18 Simple Metering Cluster...18 Time Cluster...19 Price Signal Messages Cluster...19 Text Message Cluster...21 Device Submission...22 Overview...22 Submission Checklist for HAN Devices...22 Submission Process...23 Performance Feedback...24 Device Acceptance or Rejection...24 Appendix A: Sample Ameren Illinois HAN Device Submission Form...25 March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 2 of 26

3 Introduction Overview This guide provides Home Area Network (HAN) device vendors and other stakeholders a comprehensive overview of Ameren Illinois HAN device validation program. This guide assumes the reader possesses a basic knowledge concerning HAN devices and the Smart Energy Profile (SEP) 1.1 requirements for HAN devices. Please be aware that Ameren Illinois HAN device validation program is not a certifying body. Vendors may be subject to additional rules, regulations and requirements, including but not limited to those pertaining to consumer data and privacy and it is the vendors' responsibility to comply with those rules, regulations and requirements. The role of this program is to ensure that submitted HAN devices function within the requirements detailed in the SEP 1.1 specifications when operated on Ameren Illinois Advanced Metering Infrastructure (AMI) network. Note: Due to the continuing evolution of the technology, this guide is subject to ongoing revision as Ameren Illinois modifies the validation program to accommodate and encompass new developments in both HAN devices and AMI technologies. AmerenIL Advanced Meter Rollout Ameren Illinois HAN validation program is part of Ameren Illinois Advanced Metering Infrastructure system. Ameren Illinois has deployed more than 44,000 advanced electric meters throughout its service territory at the end of 2014 and is on its way to deploying approximately 780,000 advanced electric meters by the end of Ameren Illinois AMI network uses Landis+Gyr (L+G) Gridstream radio frequency (RF) advanced meters, routers, and collectors. These devices are ZigBee enabled, SEP 1.1 certified, and support HAN functionality. Validation Assumptions Ameren Illinois HAN validation operates under the following conditions: The validation process uses the most common L+G RF meters types with the most current and common production firmware The validation process is based on one HAN device at a time being connected to one AMI advanced meter (meter acts as the Energy Services Interface for the HAN device) Each HAN device submitted for validation should be supplied to Ameren Illinois at no cost. Two identical devices should be submitted. Vendors have tested inter-device interaction (HAN devices communicating only with each other via vendor protocols). Ameren Illinois does not normally validate vendor interaction between devices. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 3 of 26

4 Introduction, Continued Accepted Device Types Ameren Illinois validates the following HAN device types: In-home displays (IHDs) Programmable communicating thermostats (PCTs) Repeaters/range extenders Gateways (that do not act as ZigBee coordinators) Note: Gateways that act as a ZigBee coordinator cannot be validated because the device does not join to the AMI advanced meter when it is the coordinator Smart appliance devices Home Energy Managers (HEM) These HAN devices are typically configured in one of two ways: Configuration 1: All HAN devices join to the AMI advanced meter and the gateway device may interact with a web portal or local computer software AMI Advanced Meter Web Portal /Software ZigBee Network d an D a ta a nds S EP C omm S EPD C omm a t a a an nds d IP Communications IHD d n a a at D P E S s d m an m o C Gateway Vendor Communication Network Vendor Communication Network PCT Configuration 1 March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 4 of 26

5 Introduction, Continued Accepted Device Types (continued) Configuration 2: A gateway device joins to the AMI advanced meter and other devices connect only to the gateway. The gateway device may interact with a web portal or local computer software. AmerenIL Always Validates Vendor is Responsible for Testing Vendor s D evi c e-to- D evic e I ntera ction AmerenIL Selectively Verifies Data on a HAN Device or in the Web Portal /Software IHD SEP Data and Commands Gateway Vendor s Device-to- Device Interaction PCT ZigBee Network IP Communications Web Portal/Software Configuration 2 March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 5 of 26

6 Introduction, Continued Validation Timeline In general, the validation process typically takes approximately 18 business days per device from the start of validation. The following factors can affect the validation timeline: How many devices are already in the validation queue when Ameren Illinois receives the vendor device How many times (if any) Ameren Illinois needs to contact the vendor for further information during validation Note: Vendors should provide documentation that includes provisioning/joining instructions, device reset instructions, software installation instructions (if applicable), portal URL (if applicable), portal/software User ID and password (if applicable), and portal setup steps (if applicable). Providing this documentation with the device prevents lost validation time from requesting the documentation from the vendor after validation begins. How many mandatory and optional clusters are being validated Note: Ameren Illinois validates devices individually to ensure that they join to the AMI advanced meter. HAN Device Resubmission If the HAN device fails any of the mandatory scripts, Ameren Illinois: Schedules a call to review the validation results with the vendor Provides script results and notes on what issues should be corrected (if known). In the event that a firmware modification is required to resolve the issue, Ameren Illinois coordinates remote firmware delivery with the vendor. If remote delivery is not possible, or if the device hardware requires modification, Ameren Illinois returns the device to the vendor, along with the script results and notes on what issues should be corrected (if known) Once the device corrections are complete and the vendor ensures that the device issue is resolved, the vendor resubmits the device using a new Ameren Illinois HAN Device Submission Form. When resubmitting, the vendor should check the Yes box for the Are these devices being resubmitted to complete validation? question. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 6 of 26

7 Introduction, Continued HAN Device Revalidation After completing initial Ameren Illinois validation, a HAN device should be revalidated when any of the following occurs: HAN device hardware changes HAN device firmware changes (minor or major) If the vendor deploys an updated HAN device without sending it back through validation, Ameren Illinois is unable to support the device. Furthermore, Ameren Illinois considers the updated device to be invalidated. To submit a HAN device for revalidation, complete another Ameren Illinois HAN Device Submission Form. Check Yes on the question that asks Has the device been previously validated by Ameren Illinois? and follow the submission process described in the Device Submission section on page 22. Device Acquisition Ameren Illinois provides an impartial device validation program and does not purchase devices or supporting equipment from vendors. Ameren Illinois does not charge for this service. Ameren Illinois provides this validation effort to ensure that HAN devices function in accordance with SEP 1.1 requirements on the Ameren Illinois AMI network. HAN device vendors should submit two identical devices for validation at no cost to Ameren Illinois. Ameren Illinois will retain these devices after initial validation to confirm Ameren Illinois AMI system will continue to support these devices as AMI system upgrades or other changes are made. List of Validated Devices Ameren Illinois will provide a list of validated devices to customers through Ameren Illinois website and residential customer portal after appropriate device registration processes and systems are in place. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 7 of 26

8 Introduction, Continued Process Flow The following graphic illustrates Ameren Illinois validation program process flow: March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 8 of 26

9 Device Technical Requirements Overview This section describes the technical and functional requirements necessary for HAN device submission to Ameren Illinois. These requirements include: MAC address and installation code (required) ZigBee SEP 1.1 certification (required) Production certificates (required) L+G interoperability testing (preferred) MAC Address and Installation Codes Each HAN device submitted to Ameren Illinois for validation must have a unique MAC address and installation code. These hexadecimal codes are used during key establishment and confirmation to set up the communication link between the HAN device and the AMI advanced meter. Ameren Illinois prefers that the MAC address and installation codes are listed on the HAN device itself rather than the device packaging. This way, the MAC address and installation codes are always available to the customer. ZigBee SEP 1.1 Certification ZigBee Smart Energy is a leading standard for interoperable products that monitor, control, inform, and automate the delivery and use of energy. All ZigBee Smart Energy products are ZigBee certified to perform according to the SEP 1.1 specifications regardless of manufacturer. The ZigBee standard was customdesigned by industry experts to meet the specific market needs of businesses and consumers. Before submitting the HAN device to Ameren Illinois for validation, be sure that it meets all SEP 1.1 requirements. If the HAN device will not provision because it does not have the ZigBee SEP 1.1 certification, Ameren Illinois returns the device to the HAN device vendor. Note: If the device is not SEP 1.1 certified, contact ZigBee at or Note: Vendors should indicate on the Ameren Illinois HAN Device Submission Form if their device has any SEP 1.1 functionality, and if so, which SEP 1.1 mandatory capability they have implemented. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 9 of 26

10 Device Technical Requirements, Continued Production Certificates To submit a HAN device to Ameren Illinois validation program, vendors must have a Certicom Elliptic Curve Cryptography (ECC) certificate for each HAN device MAC address. The ZigBee Smart Energy Public Key Infrastructure (PKI) uses Elliptic Curve Qu Vanstone (ECQV) implicit certificates. Each certificate binds a device MAC address and manufacturing identifier to an ECC key pair, allowing the device to authenticate itself to the network using its unique private key. Note: If the device does not have production certificates, contact Certicom at to register for Production certificates. L+G Interoperability Although not required, vendors are encouraged to have the HAN device tested with L+G to ensure interoperability with their equipment before submitting the device to Ameren Illinois. Since Ameren Illinois AMI program runs on L+G advanced meters and Gridstream RF network, confirming that the device is compatible with L+G technology increases the chance of success within Ameren Illinois HAN environment. L+G provides interoperability testing that verifies that the HAN device works with L+G s network of advanced meters and collectors, including the Head End (Command Center). Contact John.Martin@landisgyr.com to obtain more information about L+G s interoperability testing. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 10 of 26

11 Device Validation Process Overview This section describes how Ameren Illinois validates individual HAN devices and multiple devices in both configurations (refer to Accepted Device Types on page 4 for configuration details). Ameren Illinois validation methodology verifies that each HAN device is compliant with the technical specification for the ZigBee SEP 1.1 profile. Ameren Illinois executes mandatory and optional cluster scripts to verify whether each device successfully passes the applicable scripts. Validation results are logged and maintained throughout the validation process. Device Validation Ameren Illinois validates each HAN device by joining it to an AMI advanced meter running current and common production firmware and running the applicable mandatory and optional cluster scripts. Note: Ameren Illinois does not validate portal or software operation/functionality. Ameren Illinois may interact with parts of the portal/software only to validate the cluster scripts involving device setup, and text, price, and load control messages. For devices arranged like configuration 1 (see the figure on the next page), Ameren Illinois joins each device to the AMI advanced meter and runs the applicable cluster scripts. In selected instances only, in order to validate the clusters involving device setup and messages, Ameren Illinois may interact with parts of the web portal/local software or other HAN device to ensure device setup or message receipt and correct display. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 11 of 26

12 Device Validation Process, Continued ZigBee Network (AmerenIL Validates these) D at a a n d a nds S EP C omm AMI Advanced Meter S EPD C omm a ta a n an ds d IP Communications (Vendor is Responsible for Testing) AmerenIL Selectively Verifies Data on an IHD or in the Web Portal / Software IHD d n a a at D P E S s m and m C o Gateway IHD Web Portal /Software Vendor Communication Network (Vendor is Responsible for Testing) PCT Configuration 1 March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 12 of 26

13 Device Validation Process, Continued Device Validation (continued) For devices arranged like configuration 2 (see the following figure), Amere n Illinois joins each device individually to the AMI advanced meter and runs all applicable clusters. In selected instances only, if the cluster scripts require that Ameren Illinois validate device setup in the portal/software, or message reception and presentation beyond the gateway, Ameren Illinois may interact with parts of the web portal/local software or other HAN device to ensure device setup, or message receipt and correct display. Note: Vendors are expected to test device-to-device interaction. Ameren Illinois does not validate vendor interaction between devices. AmerenIL Always Validates Vendor is Responsible for Testing Vendor s D evi c e-to- D evic e I nteraction AmerenIL Selectively Verifies Data on a HAN Device or in the Web Portal /Software IHD SEP Data and Commands Gateway Vendor s Device-to- Device Interaction PCT ZigBee Network IP Communications Web Portal/Software Configuration 2 March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 13 of 26

14 Device Validation Process, Continued Pass/Fail Criteria Ameren Illinois validation process provides a standardized method of verifying HAN device functionality to ensure that HAN devices meet SEP 1.1 and operate on Ameren Illinois AMI network. Ameren Illinois HAN validation program runs all SEP 1.1 mandatory cluster scripts and optional cluster scripts, by device type, identified through HAN device service discovery. Ameren Illinois records all script results per scenario and provides specific feedback to the vendors as defined below. Score Pass Description The HAN device passes all mandatory cluster scripts (for that device type) and becomes an Ameren Illinois-validated HAN device. Fail SEP The HAN device fails one or more of the mandatory cluster scripts (for that device type). Ameren Illinois notifies the vendor and returns the device for modification. The vendor modifies the device, verifies that it can pass the mandatory cluster scripts, and returns it to Ameren Illinois to resume the validation process. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 14 of 26

15 Mandatory and Optional Cluster Scripts Overview This section describes the mandatory and optional cluster scripts that Ameren Illinois runs when validating a HAN device. Ameren Illinois runs all mandatory cluster scripts required by the ZigBee SEP 1.1 protocol. Additionally, Ameren Illinois runs applicable optional cluster scripts for the specific submitted device. Clusters The SEP 1.1 specification defines the following clusters for HAN devices, which are discussed in more detail later in this section. Cluster Provisioning/Pairing Deprovisioning Simple Metering Time Price Signal Messages Text Messages Description Joins the HAN device to the network. Includes the Key Establishment and Service Discovery validation. Disconnects the HAN device from the network Verifies usage information received correctly from an AMI advanced meter Validates that the time on the device matches the time received from the AMI advanced meter Communicates pricing from the AMI advanced meter to the HAN device (NOTE AIC does not plan on implementing the AMI system functionality to support the sending of pricing signals to the meter until after 2016, and only as an applicable external or internal pricing program requires such functionality.) However, AIC will confirm that the HAN device is capable of receiving pricing signals from the AMI meter to provide the foundation for future use. Sends text messages from the AMI advanced meter to the HAN device(note AIC does not plan on implementing the AMI system functionality to support the sending of text messages to the meter until after 2016, and only as an applicable external or internal program requires such functionality.) However, AIC will confirm that the HAN device is capable of receiving text messages from the AMI meter to provide the foundation for future use. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 15 of 26

16 Mandatory and Optional Cluster Scripts, Continued Mandatory and Optional Clusters by Device Type The SEP 1.1 protocol also determines which cluster scripts are mandatory for each HAN device type included in Ameren Illinois HAN validation program. Ameren Illinois runs all mandatory scripts for a device type, along with the optional scripts that support any additional functionality that the device offers. For example, if the vendor submits an IHD that supports text messaging, Ameren Illinois runs the text-message cluster script, even though that cluster is optional for an IHD. Cluster IHD 1 PCT HAN Device Type Smart Appliance Device Repeater Gateway Provisioning/Pairing Mandatory Mandatory Mandatory Mandatory Mandatory Deprovisioning Mandatory Mandatory Mandatory Mandatory Mandatory Simple Metering Optional Optional Optional Mandatory Mandatory Time Optional Mandatory Mandatory Mandatory Mandatory Price Optional Optional Mandatory Mandatory Mandatory Text Messages Optional Optional Optional Mandatory Mandatory Notes: 1. The device should have at least one of the optional client clusters (Price, Metering, or Messaging) must be implemented. At a minimum at least one of the following should be displayed: current energy usage, a history over selectable periods, pricing informati on, or text messages. Additional Checking In addition to mandatory and optional cluster scripts, Ameren Illinois checks the device for the following (may not impact the pass/fail status of the device): Does the device maintain a connection to the AMI advanced meter for 15 continuous days? Operating distance from the AMI advanced meter (not a pass/fail item)? March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 16 of 26

17 Mandatory and Optional Cluster Scripts, Continued Provisioning/ Pairing Cluster Provisioning is the process of joining the HAN device to the network. The HAN device must pass the Provisioning cluster, regardless of other device functionality. During the Provisioning cluster script, the HAN device s 64-bit IEEE MAC address and installation code are sent to the AMI advanced meter. The HAN device and AMI advanced meter exchange ephemeral data that derives a trust link key between the HAN device and the network. Cluster Scripts Key Establishment (Mandatory) Validate Service Discovery (Mandatory) Description Validates key establishment, ephemeral data, and confirm key between the HAN device and the AMI advanced meter Service discovery determines which mandatory and optional clusters the HAN device supports. Using a simple descriptor request from the AMI advanced meter and a response from the device, service discovery validates the following, per device type: Device IHD PCT Repeater Gateway Smart Appliance Device HEM Mandatory Service Discovery Scripts Key establishment Key establishment Time Key establishment Key establishment Messaging Pricing Time Key establishment Pricing Key establishment March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 17 of 26

18 Mandatory and Optional Cluster Scripts, Continued Deprovisioning Cluster Deprovisioning is the process of removing a HAN device from the network. All devices must pass this cluster. Cluster Scripts HAN Device Deprovisioning (Mandatory) Description Validates that the trust link key is removed from the HAN device. A leave management request packet is sent from the AMI advanced meter to the HAN device. The HAN device may or may not respond with a leave management response. Simple Metering Cluster All devices that support simple metering must pass simple metering scripts. This cluster involves retrieving usage information from an AMI advanced meter. Cluster Scripts Current Summation Delivered (Mandatory) Instantaneous Demand (Optional) Information is Correct (Optional) Outage less than 10 Minutes (Ameren Illinois Required) Description Validates a read attributes request from the device and a response from the AMI advanced meter. This refers to acquiring the most recent summed up value of energy consumption. Validates that the HAN device shows instantaneous demand from the AMI advanced meter. This is the current energy consumed. Validates that simple metering information is correct during and after 15 days Validates the HAN device behavior after an outage of less than 10 minutes. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 18 of 26

19 Mandatory and Optional Cluster Scripts, Continued Time Cluster The Time cluster validates that the time on the device matches the time found on the captured report from the AMI advanced meter. Because time between the AMI advanced meter and the device needs to be synchronized, Ameren Illinois executes time as a mandatory cluster for devices that support time. Cluster Scripts Time (Mandatory) Description Validates that the device requests time and that the device time matches value in time read attributes response. Price Signal Messages Cluster The Pricing cluster provides the mechanism for communicating pricing to a HAN device. This cluster is only mandatory for devices that support pricing. Cluster Scripts Price Event During One Tier (Mandatory) Get Current Price Command (Mandatory) Description Validates that the HAN device can receive a price change during one tier. Expected results: The price changes on the device and then reverts back to the original price after the message duration expires. Validates that the HAN device has the ability to display the current electricity price. The device periodically sends a get current price command to the AMI advanced meter. Expected results: Meter firmware has hard coded values for this pricing field. A value of 0xFFFFFFFF indicates the field is not used. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 19 of 26

20 Mandatory and Optional Cluster Scripts, Continued Price Signal Messages Cluster (continued) Cluster Scripts Alternate Cost Delivered (Optional) Generation Price Fields (Optional) Description Validates that the HAN device can display alternate costs. The optional alternative cost delivered fields are in the price event message. Expected results: The AMI advanced meter sends the price and the HAN device displays the alternate cost. Validates that the HAN device can display generation price fields. The optional generation price fields are in the price event message. Expected results: The AMI advanced meter sends a publish price showing the generation price field and the HAN device sends a default response or APS acknowledgement. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 20 of 26

21 Mandatory and Optional Cluster Scripts, Continued Text Message Cluster The Text Message cluster involves messages between the HAN device and the AMI advanced meter. All HAN devices shall handle 80 characters. HAN Devices that are not able to display all 80 characters either deliver the message in parts or only display part of the message. Nesting and overlapping messages are not allowed. Messaging rules vary by device type. The first four validation clusters are mandatory to ensure the different priority levels function properly. Cluster Scripts Character Text Messages (Mandatory) Future, Now, and In- Progress Messages (Mandatory for backto-back messages, but not overlapping messages) Message Confirmation During and After Duration (Mandatory) Get Last Message (Mandatory) Get Last Message In Progress, Future, and Not Active (Optional) Description Validates that the device can receive and display messages with various combinations of: Special characters Character length (25, 60, 75, 80) Timeframe (Now, Future) Priority (Low, Medium, High, Critical) Validates that the device can handle back-to-back message scheduling of various timeframes: A future text message followed by a text message that starts immediately An in-progress message followed by one future text message Validates that the message confirmation is processed correctly by the AMI advanced meter when it is set to true and acknowledged: During message duration After message duration Validates that the device can retrieve and display the last message text sent by the AMI advanced meter Validates that the device can get the last message command: On a text message that is still in progress On a text message that is scheduled for the future When no text message is active or scheduled March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 21 of 26

22 Device Submission Overview This section describes how to submit HAN devices to Ameren Illinois for validation. Complete the applicable submission checklist in preparation to submitting an Ameren Illinois HAN Device Submission Form, which is provided separately. Then, follow the process for sending the HAN device. Submission Checklist for HAN Devices Use the following checklist to ensure that each device is ready to submit. Yes Description Does each HAN device have a MAC address and installation code? Is each HAN device SEP 1.1 certified? Does each HAN device have a production certificate? Is the requested cluster information for each HAN device provided in the Ameren Illinois HAN Device Submission Form? Are all applicable fields on the Ameren Illinois HAN Device Submission Form completely filled out? Note: Please fully complete an Ameren Illinois HAN Device Submission Form for each device being sent for validation. Note: Please verify that all firmware version numbers are correct. Also, if applicable, provide portal/software version numbers and ensure that the device firmware versions are compatible with the portal or software version. Ameren Illinois does not check for correct version numbers. Has the completed Ameren Illinois HAN Device Submission Form been ed to TAC@ameren.com? Has Ameren Illinois cleared each HAN device for submission? When shipping the HAN device, did you include provisioning/joining instructions, device reset instructions, software installation instructions (if applicable), device/portal/software User ID and password (if needed), portal URL (if needed), and portal setup steps (if needed)? March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 22 of 26

23 Device Submission, Continued Submission Process Perform the following steps to submit a HAN device for Ameren Illinois validation: Step Action 1 Verify that the HAN device meets Ameren Illinois submission requirements as stated in the Submission Checklist for HAN Devices section on page Complete all applicable fields on the Ameren Illinois HAN Device Submission Form and return it by to TAC@ameren.com. Note: Please do not send the HAN device without first ing a completed Ameren Illinois HAN Device Submission Form. Otherwise, Ameren Illinois cannot track the device. The device is not placed in the validation queue until a completed submission form is received. 3 Ameren Illinois receives the submission form and verifies that all required information is included. If information is missing, Ameren Illinois contacts the vendor and requests the missing information. The vendor sends the missing information by or best method. 4 Once Ameren Illinois confirms that they have received all needed information, Ameren Illinois clears the device for submission, contacts the vendor, and informs them that they can ship the HAN device. Two identical devices should be provided for each device being validation. 5 Vendor ships the HAN device to: Ameren Illinois Technology Applications Center (TAC) Attn: HAN Testing Coordinator 2001C Griffith Drive Champaign, IL Ameren Illinois receives the HAN device and places it in the Validation queue. 7 Ameren Illinois notifies the vendor when the HAN device enters the validation cycle. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 23 of 26

24 Device Submission, Continued Performance Feedback Throughout the validation process, Ameren Illinois gathers and records feedback on the HAN device s functionality. If Ameren Illinois encounters an issue with the device, a representative contacts the vendor for input (refer to the HAN Device Resubmission section on page 6 for additional information about how to update a device and resubmit it to complete validation). Otherwise, at the end of the validation process, Ameren Illinois provides a copy of the detailed feedback and script-specific pass/fail results. If the submission includes a device that interacts with a web portal or local software, Ameren Illinois only checks the portal or software functions necessary to validate device setup and the applicable message cluster scripts (Price cluster, Text Messages cluster). If Ameren Illinois sees any issues with the web portal or local software messages, then Ameren Illinois provides feedback that describes the issues and provides suggested corrections. Device Acceptance or Rejection If the HAN device passes all mandatory cluster scripts, the device becomes part of Ameren Illinois list of validated HAN devices. Ameren Illinois will send the script results to vendor and retain the devices for continued validation as AMI system upgrades or other changes are made. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 24 of 26

25 Appendix A: Sample Ameren Illinois HAN Device Submission Form Note: This is a sample of the Ameren Illinois HAN Device Submission Form for submitting one or more devices for validation. Please complete a separate Ameren Illinois HAN Device Submission Form for each HAN device being submitted. Please do not use this sample form to submit HAN devices into the program. Contact Information Vendor Name: Contact Name: Phone: Submission Type What types of device are you submitting? IHD PCT Gateway Smart Appliance LCS Repeater Device Certification Is the device SEP 1.1 certified? Yes No Does the device have SEP 1.1 functionality If yes, list the functionality: Does the device have production certificates? (Each submitted device must have production certificates) Yes Yes No No March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 25 of 26

26 Submission Information 1. Has this device passed L+G interoperability testing? (If yes, attach the results. ) 2. Are there any known issues with this device? Yes No Explain: 3. Has this device been previously validated by Ameren Illinois? Yes No Explain: 4. Is the device being resubmitted to complete validation? Yes No 5. Is the documentation included with this device? Yes No If no, provide provisioning/joining instructions, device reset instructions, software installation instructions (if applicable), device/portal/software User ID and password (if needed), portal URL (if needed), and portal setup steps (if needed). Yes No Device Information Device Type: Select one Firmware Version: Model Name/Number: Sleepy Device? Yes No MAC Address: Install Code: Submission Date: If the Device is a Gateway Web Portal? Yes No Portal Version: User ID: Password Software? Yes No Software Version: User ID: Password Compliance with Standards and Regulations Related to Consumer Privacy : The vendor agrees to comply with all applicable federal, state and local laws and regulations pertaining to the receipt of customer-specific information and data in connection with any validated device. Yes No Note: All device firmware revisions must be compatible with the portal or software versions listed above. March 31, 2015 Copyright 2015, Ameren Illinois Company. All rights reserved. 26 of 26