3.2 BINARY SEARCH TREES. BSTs ordered operations iteration deletion. Algorithms ROBERT SEDGEWICK KEVIN WAYNE.

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1 3.2 BINY T lgorithms BTs ordered operations iteration deletion OBT DGWIK KVIN WYN

2 Binary search trees Definition. BT is a binary tree in symmetric order. binary tree is either: a subtree a left link root mpty. Two disjoint binary trees (left and right). ymmetric order. ach node has a key, and every node s key is: Larger than all keys in its left subtree. maller than all keys in its right subtree. left link of parent of and null links 9 right child of root key value associated with keys smaller than keys larger than 3

3 Binary search tree demo earch. If less, go left; if greater, go right; if equal, search hit. successful search for 4

4 Binary search tree demo Insert. If less, go left; if greater, go right; if null, insert. insert G G 5

5 BT representation in Java Java definition. BT is a reference to a root Node. Node is composed of four fields: Key and a Value. reference to the left and right subtree. smaller keys larger keys private class Node { private Key key; private Value val; private Node left, right; Node key BT val } public Node(Key key, Value val) { this.key = key; this.val = val; } left right BT with smaller keys BT with larger keys Binary search tree Key and Value are generic types; Key is omparable 6

6 BT implementation (skeleton) public class BT<Key extends omparable<key>, Value> { private Node root; root of BT private class Node { /* see previous slide */ } public void put(key key, Value val) { /* see next slide */ } public Value get(key key) { /* see next slide */ } public Iterable<Key> iterator() { /* see slides in next section */ } public void delete(key key) { /* see textbook */ } } 7

7 BT search: Java implementation Get. eturn value corresponding to given key, or null if no such key. public Value get(key key) { Node x = root; while (x!= null) { int cmp = key.compareto(x.key); if (cmp < 0) x = x.left; else if (cmp > 0) x = x.right; else if (cmp == 0) return x.val; } return null; } ost. Number of compares = 1 + depth of node. 8

8 BT insert Put. ssociate value with key. earch for key, then two cases: Key in tree reset value. Key not in tree add new node. inserting L search for L ends at this null link create new node L P P reset links on the way up L P Insertion into a BT 9

9 BT insert: Java implementation Put. ssociate value with key. public void put(key key, Value val) { root = put(root, key, val); } private Node put(node x, Key key, Value val) { if (x == null) return new Node(key, val); int cmp = key.compareto(x.key); if (cmp < 0) x.left = put(x.left, key, val); else if (cmp > 0) x.right = put(x.right, key, val); else if (cmp == 0) x.val = val; return x; } Warning: concise but tricky code; read carefully! ost. Number of compares = 1 + depth of node. 10

10 any BTs correspond to same set of keys. Number of compares for search/insert = 1 + depth of node. Bottom line. Tree shape depends on order of insertion. 11 Tree shape best case typical case worst case

11 BT insertion: random order visualization x. Insert keys in random order. 12

12 Binary search trees: quiz 1 What is the expected number of compares to sort n distinct keys using the following sorting algorithm? 1. huffle the keys. 2. Insert the keys into a BT, one at a time. 3. Do an inorder traversal of the BT.. ~ n lg n B. ~ n ln n. ~ 2 n lg n D. ~ 2 n ln n 13

13 orrespondence between BTs and quicksort partitioning P T D O U I Y L emark. orrespondence is 1 1 if array has no duplicate keys. 14

14 BTs: mathematical analysis Proposition. If n distinct keys are inserted into a BT in random order, the expected number of compares for a search/insert is ~ 2 ln n. Pf. 1 1 correspondence with quicksort partitioning. Proposition. [eed, 2003] If n distinct keys are inserted into a BT in random order, the expected height is ~ ln n. expected depth of function-call stack in quicksort ow Tall is a Tree? Bruce eed N, Paris, France reed@moka.ccr.jussieu.fr BTT Let ~ be the height of a random binary search tree on n nodes. We show that there exists constants a = and/3 = such that (~) = c~logn -/31oglogn + O(1), We also show that Var(~) = O(1). But Worst-case height is n 1. [ exponentially small chance when keys are inserted in random order ] 15

15 T implementations: summary implementation guarantee average case search insert search hit insert operations on keys sequential search (unordered list) n n n n equals() binary search (ordered array) log n n log n n compareto() BT n n log n log n compareto() Why not shuffle to ensure a (probabilistic) guarantee of log n? 16

16 3.2 BINY T lgorithms BTs iteration ordered operations deletion OBT DGWIK KVIN WYN

17 Binary search trees: quiz 2 In which order does traverse(root) print the keys in the BT? private void traverse(node x) { if (x == null) return; traverse(x.left); tdout.println(x.key); traverse(x.right); } root. B.. D. 18

18 Inorder traversal inorder() inorder() inorder() print inorder() print done done print inorder() inorder() print inorder() print done done print done done print inorder() print done done output: 19

19 Inorder traversal Traverse left subtree. nqueue key. Traverse right subtree. public Iterable<Key> keys() { Queue<Key> q = new Queue<Key>(); inorder(root, q); return q; } key BT val private void inorder(node x, Queue<Key> q) { if (x == null) return; inorder(x.left, q); q.enqueue(x.key); inorder(x.right, q); } BT with smaller keys smaller keys, in order left right BT with larger keys key larger keys, in order all keys, in order Property. Inorder traversal of a BT yields keys in ascending order. 20

20 unning time Property. Inorder traversal of a BT takes linear time. ilicon Valley, eason 4, pisode 5 21

21 LVL-OD TVL Level-order traversal of a binary tree. Process root. Process children of root, from left to right. Process grandchildren of root, from left to right. T level-order traversal: T 22

22 LVL-OD TVL Q2. Given the level-order traversal of a BT, how to (uniquely) reconstruct? x. T T 24

23 3.2 BINY T lgorithms BTs iteration ordered operations deletion OBT DGWIK KVIN WYN

24 inimum and maximum inimum. mallest key in BT. aximum. Largest key in BT. min () m max Q. ow to find the min / max? 26

25 Floor and ceiling Floor. Largest key in BT query key. eiling. mallest key in BT query key. floor(g) () m ceiling(q) floor(d) Q. ow to find the floor / ceiling? 27

26 omputing the floor Floor. Largest key in BT k? Key idea. To compute floor(key), search for key. On search path, must encounter floor(key) and ceiling(key). Why? floor(g) () m floor(d) 28

27 omputing the floor public Key floor(key key) { return floor(root, key, null); } key in node is too big (so look in left subtree) private Key floor(node x, Key key, Key best) { if (x == null) return best; int cmp = key.compareto(x.key); if (cmp < 0) return floor(x.left, key, best); else if (cmp > 0) return floor(x.right, key, x.key); else if (cmp == 0) return x.key; } key in node is best candidate for floor (but maybe better one in right subtree) 29

28 ank and select ank. ow many keys < key? elect. Key of rank k. Q. ow to implement rank() and select() efficiently for BTs?. In each node, store the number of nodes in its subtree. subtree count

29 BT implementation: subtree counts private class Node { private Key key; private Value val; private Node left; private Node right; private int count; } public int size() { return size(root); } private int size(node x) { if (x == null) return 0; return x.count; ok to call } when x is null number of nodes in subtree private Node put(node x, Key key, Value val) initialize subtree { count to 1 if (x == null) return new Node(key, val, 1); int cmp = key.compareto(x.key); if (cmp < 0) x.left = put(x.left, key, val); else if (cmp > 0) x.right = put(x.right, key, val); else if (cmp == 0) x.val = val; x.count = 1 + size(x.left) + size(x.right); } return x; 31

30 omputing the rank ank. ow many keys < key? ase 1. [ key < key in node ] Keys in left subtree? count Key in node? 0 Keys in right subtree? 0 node count ase 2. [ key > key in node ] Keys in left subtree? all Key in node. 1 Keys in right subtree? count ase 3. [ key = key in node ] Keys in left subtree? count Key in node. 0 Keys in right subtree? 0 32

31 ank ank. ow many keys < key? asy recursive algorithm (3 cases!) node count public int rank(key key) { return rank(key, root); } private int rank(key key, Node x) { } if (x == null) return 0; int cmp = key.compareto(x.key); if (cmp < 0) return rank(key, x.left); else if (cmp > 0) return 1 + size(x.left) + rank(key, x.right); else if (cmp == 0) return size(x.left); 33

32 BT: ordered symbol table operations summary sequential search binary search BT search n log n h insert n n h min / max n 1 h h = height of BT floor / ceiling n log n h rank n log n h select n 1 h ordered iteration n log n n n order of growth of running time of ordered symbol table operations 34

33 T implementations: summary implementation guarantee average case search insert search hit insert ordered ops? key interface sequential search (unordered list) n n n n equals() binary search (ordered array) log n n log n n compareto() BT n n log n log n compareto() red-black BT log n log n log n log n compareto() Next week. Guarantee logarithmic performance for all operations. 35

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