File Transmission Layout - TBA Reprice and Variance NDM Layout
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1 File Transmission Layout - TBA Reprice and Variance NDM Layout Publication Date: August 5, 2016 (1:18:00 AM) Version #: 1.02 Distribution: MBSD Clearing Members
2 Version Control Page Date Version # Name Description of Change 7/16/ C. Swords Initial version 10/12/ C. Swords Made following updates: Add Card Code 02, field RPT-RPC2-DT3-RPC-TAP-CRDR (TAP Indicator) 8/4/ C. Swords Made following updates: Add Card Code 03 TBA Variance Detail Record to provide information on variance TAP. mro_ndm_tba_reprice_v1.02.docx (saved 8/5/2016 1:18:00 AM) Page 2
3 File Transmission Layout TBA Reprice Report NDM Format DTCC Purpose Reflects the TBA trade reprice activity occurring on the current business day. This report will allow members to reconcile FICC reprice activity and any associated money differences. Frequency Per SIFMA Calendar on 24hr day Record Layout *All records are of equal length bytes *There are 4 different record types, each uniquely identified by card code, as follows; card codes 01 through 03, & 99. *The end of the report is signified by the 99 or trailer record. ACCOUNT / REPORT HEADER RECORD (CARD CODE 01) Control record which signified the beginning of the report for a given account. Contains recipient account and report identification items. TBA REPRICE DETAIL RECORD (CARD CODE 02) Detail record containing reprice activities and money differences. TBA VARIANCE DETAIL RECORD (CARD CODE 03) Detail record containing allocation variance information and associated money differences. TRAILER CONTROL RECORD (CARD CODE 99) Trailer record indicates the end of the report for the recipient account. mro_ndm_tba_reprice_v1.02.docx (saved 8/5/2016 1:18:00 AM) Page 3
4 (HEADER) RPT-RPC1-CARD-CODE 2 N PIC 9(02) Header Record, Card Code = '01' RPT-RPC1-RPT-ID 8 A/N PIC X(08) Report ID = 'MB8106-N RPT-RPC1-ACC-AGG-ID RPT-RPC1-PART 3 N PIC 9(03) Participant ID RPT-RPC1-AGG 2 A/N PIC 9(02) Aggregate RPT-RPC1-ACCT 4 A/N PIC X(04) Account Symbol RPT-RPC1-PARTICIPANT-NAME 40 A/N PIC X(40) Participant Name RPT-RPC1-BUS-DATE 8 A/N PIC X(08) Date of Report (YYYYMMDD) FILLER 161 A PIC X(161) Filler mro_ndm_tba_reprice_v1.02.docx (saved 8/5/2016 1:18:00 AM) Page 4
5 (TBA REPRICE DETAIL RECORD) RPT-RPC2-CARD-CODE 2 N PIC 9(02) TBA Reprice Detail Record, Card Code = '02' RPT-RPC2-CUSIP 9 A/N PIC X(09) CUSIP RPT-RPC2-ACCOUNT 4 A/N PIC X(04) Account Symbol RPT-RPC2-TRADE-ID. Trade Number RPT-RPC2-TRD-PFX 4 N PIC 9(04) Trade Number Prefix RPT-RPC2-TRD-SFX 6 N PIC 9(06) Trade Number Suffix RPT-RPC2-XREF 15 A/N PIC X(15) Internal XREF/Trade # RPT-RPC2-TRD-TYPE 4 A/N PIC X(04) Trade Type-TFTD, SBON RPT-RPC2-TRD-SUB-TYPE 4 A/N PIC X(04) Trade Sub-Type - TBA RPT-RPC2-BS-IND 1 A/N PIC X(01) B = Buy, S = Sell RPT-RPC2-TRD-DATE 8 A/N PIC X(08) Trade Date (YYYYMMDD) RPT-RPC2-STTL-DATE 8 A/N PIC X(08) Settlement Date (YYYYMMDD) RPT-RPC2-CTRA 4 A/N PIC X(04) Contra Account RPT-RPC2-PRICE 15 N PIC 9(03)V9(12) Trade/Settlement Price RPT-RPC2-OPEN-PAR 13 N PIC 9(11)V9(02) Open Par Value RPT-RPC2-STTL-VAL 13 N PIC 9(11)V9(02) Settlement Value RPT-RPC2-REPL-TRADE-ID. Replacement Trade Number RPT-RPC2-REPL-TRD-PFX 4 N PIC 9(04) Replacement Trade Number Prefix RPT-RPC2-REPL-TRD-SFX 6 N PIC 9(06) Replacement Trade Number Suffix RPT-RPC2-REPL-PRICE 15 N PIC 9(03)V9(12) Replacement Trade/System Price RPT-RPC2-REPL-STTL-VAL 13 N PIC 9(11)V9(02) Replacement Trade Settlement Value RPT-RPC2-RPC-TAP 17 N PIC 9(15)V9(02) Reprice TAP RPT-RPC2-RPC-TAP-CRDR 1 A PIC X(1) TAP Indicator (C=Credit, D=Debit) RPT-RPC2-FILLER 62 N PIC X(62) Filler mro_ndm_tba_reprice_v1.02.docx (saved 8/5/2016 1:18:00 AM) Page 5
6 (TBA REPRICE DETAIL RECORD) RPT-RPC3-CARD-CODE 2 N PIC 9(02) TBA Variance Detail Record, Card Code = '03' RPT-RPC3-CUSIP 9 A/N PIC X(09) CUSIP RPT-RPC3-ACCOUNT 4 A/N PIC X(04) Account Symbol RPT-RPC3-TRADE-ID. Trade Number RPT-RPC3-TRD-PFX 4 N PIC 9(04) Trade Number Prefix RPT-RPC3-TRD-SFX 6 N PIC 9(06) Trade Number Suffix RPT-RPC3-XREF 15 A/N PIC X(15) Internal XREF/Trade # RPT-RPC3-TRD-TYPE 4 A/N PIC X(04) Trade Type-TFTD, SBON RPT-RPC3-TRD-SUB-TYPE 4 A/N PIC X(04) Trade Sub-Type - TBA RPT-RPC3-BS-IND 1 A/N PIC X(01) B = Buy, S = Sell RPT-RPC3-TRD-DATE 8 A/N PIC X(08) Trade Date (YYYYMMDD) RPT-RPC3-STTL-DATE 8 A/N PIC X(08) Settlement Date (YYYYMMDD) RPT-RPC3-CTRA 4 A/N PIC X(04) Contra Account RPT-RPC3-PRICE 15 N PIC 9(03)V9(12) Trade/Settlement Price RPT-RPC3-VAR-PAR 13 N PIC 9(11)V9(02) Variance Par Value RPT-RPC3-VAR-PAR-OU-IND 1 A PIC X(1) Variance Par Indicator (O=Over, U=Under) RPT-RPC2-REPL-PRICE 15 N PIC 9(03)V9(12) Replacement Trade/System Price RPT-RPC3-RPC-TAP 17 N PIC 9(15)V9(02) Variance TAP RPT-RPC3-RPC-TAP-CRDR-IND 1 A PIC X(1) TAP Indicator (C=Credit, D=Debit) RPT-RPC3-FILLER 97 N PIC X(97) Filler mro_ndm_tba_reprice_v1.02.docx (saved 8/5/2016 1:18:00 AM) Page 6
7 (TRAILER) RPT-RPC99-CARD-CODE 2 N PIC 9(02) Trailer Record, Card Code = '99' FILLER 13 A PIC X(13) Filler RPT-RPC99-ACCT 4 A/N PIC X(04) Account Symbol FILLER 1 A PIC X(01) Filler RPT-RPC99-LOGICAL-COUNT 7 N PIC 9(07) Logical Record Count FILLER 1 A PIC X(01) Filler RPT-RPC99-PHYSICAL-COUNT 7 N PIC 9(07) Physical Record Count FILLER 193 A PIC X(193) Filler mro_ndm_tba_reprice_v1.02.docx (saved 8/5/2016 1:18:00 AM) Page 7
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