Purchase and Sales Report RJE RJEFTS01 6/5/01
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- Aldous Morrison
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1 1 of 14 File Transmission Layouts for Purchase and Sale Report RJE Format Purpose The Purchase and Sale Report serves as the sole binding confirms of all matched trades. It also reports any subsequent activity associated with a trade i.e., give-up, cancel, settle, etc. Frequency Daily *All records are of equal length - bytes. However, multiple physical records may be required to make up a logical for some record types. *There are 7 different record types, each uniquely identified by card codes, as follows: card codes 01 thru 06, & 99. ACCOUNT/REPORT HEADER RECORD (CARD CODE 01) (1 Physical Record per Logical) Control record which signifies the beginning of the report for a given account. Contains recipient account and report identification items. CUSIP HEADER RECORD (CARD CODE 02) (1 Physical Record per Logical) Control record which signifies the beginning of the next CUSIP. DEALER DETAIL RECORD (CARD CODE 03) (3 Physical Records per Logical) Detail record containing a single trade formatted for dealer accounts only. SPECIAL INSTRUCTIONS RECORD (CARD CODE 04) (2 Physical Records per Logical) The number of SPIs (Special Instructions) per trade is not related to the number contained on a logical record. For every Special Instructions encountered for a given trade, one SPI record (card code 04) will be transmitted.
2 2 of 14 SETTLEMENTS RECORD (CARD CODE 05) (1 Physical Record per Logical) The number of NOS's (notification of settlement) per trade is not related to the number contained on a logical record. For every NOS encountered for a given trade, one (card code 05) will be transmitted. BROKER DETAIL RECORD (CARD CODE 06) (3 Physical Records per Logical) Detail record containing a single trade formatted for broker account only. TRAILER CONTROL RECORD (CARD CODE 99) (1 Physical Record per Logical) Trailer record indicates the end of the report for the receipt account.
3 3 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT (HEADER) RPT-PS1-CARD-CODE 2 N PIC 9(02). Header Code '01' RPT-PS1-RPT-ID 8 A/N PIC X(08). Report ID 'MB4761-A' RPT-PS1-ACC-AGG-ID. RPT-PS1-PART-ID 3 N PIC 9(03). Participant ID RPT-PS1-AGG 2 A/N PIC 9(02). Aggregate RPT-PS1-ACCT 4 A/N PIC X(04). Account Symbol RPT-PS1-PARTICIPANT-NAME 40 A/N PIC X(40). Participant Name RPT-PS1-BUS-DATE 8 A/N PIC X(08). Date of Report (YYYYMMDD) RPT-PS1-PASS 1 A/N PIC X(01). Pass Indicator (A=Morning or P=Evening) FILLER 12 A PIC X(12). Filler
4 4 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT (CUSIP / CLASS HEADER) RPT-PS2-CARD-CODE 2 N PIC 9(02). CUSIP Record, Card Code = '02' RPT-PS2-SEQUENCE-NO 1 N PIC 9(01). Physical Record Sequence = '1' RPT-PS2-STTL-YR-MTH. Settlement Date RPT-PS2-SETTLEMENT-YEAR 4 N PIC 9(04). Settlement Year (YYYY) RPT-PS2-SETTLEMENT-MONTH 2 N PIC 9(02). Settlement Month (MM) RPT-PS2-CUSIP 9 A/N PIC X(09). CUSIP FILLER 1 A PIC X(01) Filler RPT-PS2-ACCOUNT 4 A PIC X(04) Account Symbol FILLER 10 A PIC X(10). Filler RPT-PS2-CUSIP-DESCRIPTION 40 A/N PIC X(40). CUSIP Description FILLER 7 A PIC X(07). Filler
5 5 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT (DEALER DETAIL RECORD) RPT-PS3-CARD-CODE 2 N PIC 9(02). Dealer Detail Record, Card Code = '03' RPT-PS3-SEQUENCE-NO 1 N PIC 9(01). Physical Record Sequence = '1' RPT-PS3-STTL-YR-MTH. Settlement Date RPT-PS3-SETTLEMENT-YEAR 4 N PIC 9(04). Settlement Year (YYYY) RPT-PS3-SETTLEMENT-MONTH 2 N PIC 9(02). Settlement Month (MM) RPT-PS3-CUSIP 9 A/N PIC X(09). CUSIP FILLER 1 A/N PIC X(01). Filler RPT-PS3-ACCT 4 A/N PIC X(04). Account Symbol RPT-PS3-TRADE-ID. Trade Number RPT-PS3-TRD-PREFIX-NBR 4 N PIC 9(04). Trade Number Prefix RPT-PS3-TRD-SUFFIX-NBR 6 N PIC 9(06). Trade Number Suffix RPT-PS3-ACTIVITY 6 A/N PIC X(06). Activity Type-TCR, CAN, GUP, MOD, NOS, NCVT, NCRT RPT-PS3-SUB-INTERNAL-XREF 15 A/N PIC X(15). Internal XREF/Trade # RPT-PS3-TRADE-TYPE 4 A/N PIC X(04). Trade Type - TFTD, SBOD, OPTN, CMPT, CMPC, SBOO, SBON RPT-PS3-OPTION-TYPE 4 A/N PIC X(04). Option Type -'PUTS' or 'CALL' RPT-PS3-BS-INDICATOR 1 A/N PIC X(01). B = Buy, S = Sell RPT-PS3-TRADE-DATE 8 A/N PIC X(08). Trade Date (YYYYMMDD) RPT-PS3-MATCH-DATE 8 A/N PIC X(08). Match Date (YYYYMMDD) FILLER 1 A PIC X(01). Filler
6 6 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT (DEALER DETAIL RECORD) RPT-PS3-CARD-CODE 2 N PIC 9(02). Dealer Detail Record, Card Code = '03' RPT-PS3-SEQUENCE-NO 1 N PIC 9(01). Physical Record Sequence = '2' RPT-PS3-SETTL-DATE 8 A/N PIC X(08). Settlement Date (YYYYMMDD) RPT-PS3-GIVE-UP-DATE 8 A/N PIC X(08). Give-up Date (YYYYMMDD) RPT-PS3-ENTRY-DATE 8 A/N PIC X(08). Entry Date (YYYYMMDD) RPT-PS3-CONTRA-ACCT 4 A/N PIC X(04). Contra Account RPT-PS3-BROKER-ACCT 4 A/N PIC X(04). Broker Account Symbol RPT-PS3-BRKR-COMMISSION 7 N PIC 9(05)V9( 02). Broker Commission RPT-PS3-TRADE-STATUS 4 A/N PIC X(04). Trade Status - FMAT, PMAT, PSET, FSET, PCAN, CAN, NCAN RPT-PS3-DLR-PRICE 15 N PIC 9(03)V9( 12). Trade Price - Decimal Format RPT-PS3-STTL-PRICE 15 N PIC 9(03)V9( 12). Settlement Trade Price - Decimal Format FILLER 4 A PIC X(4). Filler
7 7 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT (DEALER DETAIL RECORD) Field Name Length Type Cobol Description/Comments RPT-PS3-CARD-CODE 2 N PIC 9(02). Dealer Detail Record, Card Code = '03' RPT-PS3-SEQUENCE-NO 1 N PIC 9(01). Physical Record Sequence = '3' RPT-PS3-PAR-VALUE 13 N PIC 9(11)V9(02). Par Value RPT-PS3-CONTRACT-VALUE 13 N PIC 9(11)V9(02). Settlement Value FILLER 51 A PIC X(51). Filler
8 8 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT( SPECIAL INSTRUCTIONS) RPT-PS4-CARD-CODE 2 N PIC 9(02). Special Instructions Detail Record, Card Code = '04' RPT-PS4-SEQUENCE-NO 1 N PIC 9(01). Physical Record Sequence = '1' RPT-PS4-STTL-YR-MTH. Settlement Date RPT-PS4-SETTLEMENT-YEAR 4 N PIC 9(04). Settlement Year (YYYY) RPT-PS4-SETTLEMENT-MONTH 2 N PIC 9(02). Settlement Month (MM) RPT-PS4-CUSIP 9 A/N PIC X(09). CUSIP FILLER 1 A/N PIC X(01). Filler RPT-PS4-ACCT 4 A/N PIC X(04). Account Symbol RPT-PS4-TRADE-ID. Trade Number RPT-PS4-TRD-PREFIX-NBR 4 N PIC 9(04). Trade Number Prefix RPT-PS4-TRD-SUFFIX-NBR 6 N PIC 9(06). Trade Number Suffix RPT-PS4-SPECIAL-INST-CODE 4 A/N PIC X(04). Special Instruction Code-1 RPT-PS4-SPECIAL-INST-VALUE 20 A/N PIC X(20). Value for Special Instruction Code-1 FILLER 23 A PIC X(23). Filler
9 9 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT( SPECIAL INSTRUCTIONS) RPT-PS4-CARD-CODE 2 N PIC 9(02). Special Instructions Detail Record, Card Code = '04' RPT-PS4-SEQUENCE-NO 1 N PIC 9(01). Physical Record Sequence = '2' RPT-PS4-SPECIAL-DESCRIPTION 40 A/N PIC X(40). Special Instruction Code Description-1 FILLER 37 A PIC X(37). Filler
10 10 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT( NOS DETAIL RECORD) RPT-PS5-CARD-CODE 2 N PIC 9(02). NOS Detail Record, Card Code = '05' RPT-PS5-SEQUENCE-NO 1 N PIC 9(01). Physical Sequence Number = '1' RPT-PS5-STTL-YR-MTH. Settlement Date RPT-PS5-SETTLEMENT-YEAR 4 N PIC 9(04). Settlement Year (YYYY) RPT-PS5-SETTLEMENT-MONTH 2 N PIC 9(02). Settlement Month (MM) RPT-PS5-CUSIP 9 A/N PIC X(09). CUSIP FILLER 1 A/N PIC X(01). Filler RPT-PS5-ACCT 4 A/N PIC X(04). Account Symbol RPT-PS5-TRADE-ID. Trade Number RPT-PS5-TRD-PREFIX-NBR 4 N PIC 9(04). Trade Number Prefix RPT-PS5-TRD-SUFFIX-NBR 6 N PIC 9(06). Trade Number Suffix RPT-PS5-POOL 9 A/N PIC X(09). Pool Number-1 RPT-PS5-AMORT-VALUE 13 N PIC 9(11)V9( 02). Amortized Value-1 RPT-PS5-POOL-CONTROL-NBR 15 A/N PIC X(15). Internal XREF/Trade#-1 RPT-PS5-MATCH-DATE 8 A PIC X(08). Date the NOS Transaction was Matched FILLER 2 A PIC X(02). Filler
11 11 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT( BROKER DETAIL RECORD) RPT-PS6-CARD-CODE 2 N PIC 9(02). Broker Detail Record, Card Code = '06' RPT-PS6-SEQUENCE-NO 1 N PIC 9(01). Physical Record Sequence = '1' RPT-PS6-STTL-YR-MTH. Settlement Date RPT-PS6-SETTLEMENT-YEAR 4 N PIC 9(04). Settlement Year (YYYY) RPT-PS6-SETTLEMENT-MONTH 2 N PIC 9(02). Settlement Month (MM) RPT-PS6-CUSIP 9 A/N PIC X(09). CUSIP FILLER 1 A/N PIC X(01). Filler RPT-PS6-ACCT 4 A/N PIC X(04). Account Symbol RPT-PS6-ACTIVITY 6 A/N PIC X(06). Activity Type -TCR, CAN, GUP, MOD, NOS, NCVT RPT-PS6-TRADE-ID. Trade Number RPT-PS6-TRD-PREFIX-NBR 4 N PIC 9(04). Trade Number Prefix RPT-PS6-TRD-SUFFIX-NBR 6 N PIC 9(06). Trade Number Suffix RPT-PS6-SUB-INTERNAL-XREF 15 A/N PIC X(15). Internal XREF/Trade # RPT-PS6-TRADE-TYPE 4 A/N PIC X(04). Trade Type - TFTD, SBOD, OPTN RPT-PS6-OPTION-TYPE 4 A/N PIC X(04). Option Type - 'PUTS' or 'CALL' RPT-PS6-TRADE-DATE 8 A/N PIC X(08). Trade Date (YYYYMMDD) RPT-PS6-MATCH-DATE 8 A/N PIC X(08). Match Date (YYYYMMDD) FILLER 2 A PIC X(2) Filler
12 12 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT( BROKER DETAIL RECORD) RPT-PS6-CARD-CODE 2 N PIC 9(02). Broker Detail Record, Card Code = '06' RPT-PS6-SEQUENCE-NO 1 N PIC 9(01). Physical Record Sequence = '2' RPT-PS6-SETTL-DATE 8 A/N PIC X(08). Settlement Date(YYYYMMDD) RPT-PS6-GIVE-UP-DATE 8 A/N PIC X(08). Give-Up Date (YYYYMMDD) RPT-PS6-ENTRY-DATE 8 A/N PIC X(08). Trade Entry Date (YYYYMMDD) RPT-PS6-BUY-ACCT 4 A/N PIC X(04). Buy Dealer Account Symbol RPT-PS6-BUY-COMMISSION 7 N PIC 9(05)V9(02). Buy Dealer Commission Amount RPT-PS6-BUY-PRICE 15 N PIC 9(03)V9(12). Buy Dealer Price - In Decimal RPT-PS6-SELL-ACCT 4 A/N PIC X(04). Sell Dealer Account Symbol RPT-PS6-SELL-COMMISSION 7 N PIC 9(05)V9(02). Sell Dealer Commission Amount RPT-PS6-SELL-PRICE 15 N PIC 9(03)V9(12). Sell Dealer Price - In Decimal FILLER 1 A PIC X. Filler
13 13 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT( BROKER DETAIL RECORD) RPT-PS6-CARD-CODE 2 N PIC 9(02). Broker Detail Record, Card Code = '06' RPT-PS6-SEQUENCE-NO 1 N PIC 9(01). Physical Record Sequence = '3' RPT-PS6-TRADE-STATUS 4 A/N PIC X(04). Trade Status - FMAT, PMAT, PCAN, CAN RPT-PS6-STTL-PRICE 15 N PIC 9(03)V9( 12). Settlement Trade Price - In Decimal RPT-PS6-PAR-VALUE 13 N PIC 9(11)V9( 02). Par Value RPT-PS6-CONTRACT-VALUE 13 N PIC 9(11)V9( 02). Settlement Value FILLER 32 A PIC X(32). Filler
14 14 of 14 FILE TRANSMISSION LAYOUT FOR PURCHASE AND SALE REPORT - RJE OUTPUT (TRAILER) RPT-P99-CARD-CODE 2 N PIC 9(02). Trailer Record, Card Code = '99' FILLER 13 A PIC X(13). Filler RPT-PS99-ACCT 4 A/N PIC X(04). Account Symbol FILLER 1 A PIC X(01). Filler RPT-PS99-LOGICAL-COUNT 7 N PIC 9(07). Logical Record Count FILLER 1 A PIC X(01). Filler RPT-PS99-PHYSICAL-COUNT 7 N PIC 9(07). Physical Record Count FILLER 45 A PIC X(45). Filler
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