UL TEST REPORT AND PROCEDURE

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1 Issue Date: Page 1 of 7 Report Reference # E A63-UL UL TEST REPORT AND PROCEDURE Standard: Certification Type: CCN: UL , 2nd Edition, (Information Technology Equipment - Safety - Part 1: General Requirements) CSA C22.2 No , 2nd Edition, (Information Technology Equipment - Safety - Part 1: General Requirements) Listing NWGQ, NWGQ7 (Information Technology Equipment Including Electrical Business Equipment) Product: PCI-E Express SAS Raid Adaptor Model: 25121, and Rating: N/A (Supplied by SELV) Applicant Name and Address: INVENTEC CORP 349 JEN-HO RD SEC 2 TACHI TAOYUAN HSIEN 335 TAIWAN This is to certify that representative samples of the products covered by this Test Report have been investigated in accordance with the above referenced Standards. The products have been found to comply with the requirements covering the category and the products are judged to be eligible for Follow-Up Service under the indicated Test Procedure. The manufacturer is authorized to use the UL Mark on such products which comply with this Test Report and any other applicable requirements of UL LLC ('UL') in accordance with the Follow- Up Service Agreement. Only those products which properly bear the UL Mark are considered as being covered by UL's Follow-Up Service under the indicated Test Procedure. The applicant is authorized to reproduce the referenced Test Report provided it is reproduced in its entirety. Any information and documentation involving UL Mark services are provided on behalf of UL LLC (UL) or any authorized licensee of UL. Prepared by: Rick Li Reviewed by: Stanley Chang Copyright 2013

2 Issue Date: Page 2 of 7 Report Reference # E A63-UL Supporting Documentation The following documents located at the beginning of this Procedure supplement the requirements of this Test Report: A. Authorization - The Authorization page may include additional Factory Identification Code markings. B. Generic Inspection Instructions - i. Part AC details important information which may be applicable to products covered by this Procedure. Products described in this Test Report must comply with any applicable items listed unless otherwise stated in the body of this Test Report. ii. Part AE details any requirements which may be applicable to all products covered by this Procedure. Products described in this Test Report must comply with any applicable items listed unless otherwise stated in the body of each Test Report. iii. Part AF details the requirements for the UL Certification Mark which is not controlled by the technical standard used to investigate these products. Products are permitted to bear only the Certification Mark(s) corresponding to the countries for which it is certified, as indicated in each Test Report.

3 Issue Date: Page 3 of 7 Report Reference # E A63-UL Product Description Electronic components were mounted on PWB accompanied with an optional rechargeable lithium-ion battery pack (Battery Backup Unit) and supplied by SELV via the end-use computer's motherboard. These units are accessory PCI-E Express SAS Raid Adaptor for installation in UL Listed I.T.E to manage/control the physical storage units in a RAID system. Model Differences -Model is similar to Model except for difference in external or internal location of SAS connector interface. -Model is similar to Model except for difference in external or internal location of SAS connector interface. Technical Considerations Equipment mobility : for building-in Connection to the mains : N/A Operating condition : continuous Access location : operator accessible Over voltage category (OVC) : OVC I Mains supply tolerance (%) or absolute mains supply values : No direct connection Tested for IT power systems : No IT testing, phase-phase voltage (V) : N/A Class of equipment : Class III (supplied by SELV) Considered current rating of protective device as part of the building installation (A) : N/A Pollution degree (PD) : PD 2 IP protection class : IP X0 Altitude of operation (m) : Up to 2000 m Altitude of test laboratory (m) : Up to 2000 m Mass of equipment (kg) : 25121: 0.16 kg; 25152: 0.17 kg. The product was submitted and evaluated for use at the maximum ambient temperature (Tma) permitted by the manufacturer s specification of: 40 degree C The following circuit locations (with circuit/schematic designation) were investigated as a limited power source (LPS): Mini SAS Connector (J1B1, J1A4) The following are available from the Applicant upon request: Installation (Safety) Instructions / Manual Fire enclosure and mechanical enclosure shall be provided in the end use. Input test and heating test shall be evaluated in the end use. Interconnections cables shall be evaluated in the end product. Additional Information The label is a draft of an artwork for marking plate pending approval by National Certification Bodies and it shall not be affixed to products prior to such an approval.

4 Issue Date: Page 4 of 7 Report Reference # E A63-UL For 09CA238623: Adding Model only. Project 10CA27992(UL), employing the alternate following items: (1) Alternate one battery pack: Palladium Energy Inc., Type BAT1S1P. (2) Change ambient temperature from 35 degree C to 40 degree C. (3) Upgrade the standard to UL nd Edition. For Project 12CA68640: 1. Upgrading standard from UL , 1st edition, / CSA C22.2 No , 1st edition, to UL , 2nd edition, / CSA C22.2 No , 2nd edition, Markings and instructions Clause Title Power rating - Company identification Marking or Instruction Details Listee's or Recognized company's name, Trade Name, Trademark or File Number Model Power rating - Model Number Replaceable batteries Accessory Instructions "CAUTION: Risk of Explosion if Battery is replaced by an Incorrect Type. Dispose of Used Batteries According to the Instructions." "For use only with UL Listed I.T.E." or equivalent statement. Special Instructions to UL Representative N/A

5 Issue Date: Page 5 of 7 Report Reference # E A63-UL Production-Line Testing Requirements Electric Strength Test Special Constructions - Refer to Generic Inspection Instructions, Part AC for further information. Model N/A Component Removable Parts Test probe location Earthing Continuity Test Exemptions - This test is not required for the following models: All moeels. V rms Electric Strength Test Exemptions - This test is not required for the following models: All moeels. Electric Strength Test Component Exemptions - The following solid-state components may disconnected from the remainder of the circuitry during the performance of this test: V dc Test Time, s Sample and Test Specifics for Follow-Up Tests at UL N/A Model Component Material Test Sample(s) Test Specifics

6 Issue Date: Page 6 of 7 Report Reference # E A63-UL TABLE: list of critical components Pass Object/part or Manufacturer/ type/model technical data Product Category Supplement ID Description trademark CCN(s) 01. PWB Various Various Rated V-1 minimum, 105 degree C minimum ZPMV2 UL Required Marks of Conformity 02. Heat Sink (On U3A2) Aluminum, Overall dimension (For model 55 by 30 by 11 mm ) 03. Heat Sink (On U3A2) Aluminum, Overall dimension (For model and 55 by 30 by 11 mm ) 04. Fuse (F5M1, F5M2) Tyco Electronics 0603SFS series 32 V dc, JDYX2 UL Corp A (E197536) 04a. Fuse (F5M1, F5M2) Various Various 32 V dc min, 5.0 A max JDYX2 UL (Alternate) UL 05. Fuse (F2B1) Littelfuse Inc 435 serious 32 V dc, A 05a. Fuse (F2B1) (Alternate) 06. Internal Plastic Part/Materials 07. Connectors and Receptacles (secondary ELV/SELV circuits) 08. Li-Ion Battery Pack (Optional) 08a. Li-Ion Battery Pack (Optional) (Alternate) JDYX2 (E10480) Various Various 32 V dc min, 5.0 A max JDYX2 UL Various Various Rated V-2 minimum QMFZ2 UL Various Various Metal/plastics, Copper alloy pins housed in bodies of plastic rated V-2 min. DUXR2 or RTRT2 or ECBT2 or QMFZ2 LSI Logic Corporation NWGQ UL 3-09 (E257743) BBFS2, NWGQ2 UL Palladium Energy Inc. BAT1S1P 3.7 Vdc, 1.59 Ah, 5.9 Wh or 3.7 Vdc, 1.5 Ah, 5.55 Wh. UL

7 Issue Date: Page 7 of 7 Report Reference # E A63-UL Enclosures Type Supplement Id Description Photographs , Overall View - 1 (with BBU) Photographs , Overall View - 2 (without BBU) Photographs , Overall View - 3 Photographs , Overall View - 4 Photographs , Overall View - 1 (with BBU) Photographs , Overall View - 2 (without BBU) Photographs , Overall View - 3 Photographs , Overall View - 4 Photographs 3-09 Overall View of Li-Ion Battery Pack - 1 Photographs 3-10 Overall View of Li-Ion Battery Pack - 2 Photographs 3-11 Internal View of Li-Ion Battery Pack - 1 Photographs 3-12 Internal View of Li-Ion Battery Pack - 2 Photographs 3-13 Cell and protective board of Li-Ion Battery Pack - 1 Photographs 3-14 Cell and protective board of Li-Ion Battery Pack - 2 Photographs 3-15 Top view of Model Photographs 3-16 Rear view of Model Photographs 3-17 Connector view of Model Diagrams Schematics + PWB Manuals Miscellaneous 7-03 Additional test table for Battery Overcharge/Discharge tests

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25 File E Vol. X1 Sec. A63 MIS-01 Issued: Page 18 of 23 Report Reference # E A63-UL sue Date: Revision Date The following supplement has been removed from this report: Enclosure: Misc ID: 7-01 Description: Australia relative clauses

26 File E Vol. X1 Sec. A63 MIS-02 Issued: Page 19 of 23 Report Reference # E A63-UL sue Date: Revision Date The following supplement has been removed from this report: Enclosure: Misc ID: 7-02 Description: Additional test result tables

27 File E Vol. X1 Sec. A63 MIS-03 Issued: Page 20 of 23 Report Reference # E A63-UL sue Date: Revision Date The following supplement has been removed from this report: Enclosure: Misc ID: 7-03 Description: Additional test table for Battery Overcharge/Discharge tests

28 File E Vol. X1 Sec. A63 MIS-04 Issued: Page 21 of 23 Report Reference # E A63-UL sue Date: Revision Date The following supplement has been removed from this report: Enclosure: Misc ID: 7-04 Description: Additional test tables

29 File E Vol. X1 Sec. A63 MIS-05 Issued: Page 22 of 23 Report Reference # E A63-UL sue Date: Revision Date The following supplement has been removed from this report: Enclosure: Misc ID: 7-05 Description: Differences for EN _A11

30 File E Vol. X1 Sec. A63 MIS-06 Issued: Page 23 of 23 Report Reference # E A63-UL sue Date: Revision Date The following supplement has been removed from this report: Enclosure: Misc ID: 7-06 Description: Manufacturer Declaration

31 Issue Date: Page 1 of 4 Report Reference # E A63-UL Revision Date: Test Record Test Record No The manufacturer submitted representative production samples of PCI-E Express SAS Raid Adaptor, Models and Unless otherwise noted in the above list of tests, all tests were conducted by Inventec Corporation, located at Tachi, Taoyuan, Taiwan, under the WTDP. -- Test results reported relate only to the items tested. -- The results of this investigation, including construction review and testing, indicate that the products evaluated comply with the applicable requirements in the U.S. and Canadian (Bi-National) Standard for Safety of Information Technology Equipment, Including Electrical Business Equipment, CAN/CSA-C22.2 No , First Edition, including revisions through revision date July 7, 2006; UL , First Edition, including revisions through revision date October 31, Any information and documentation involving UL Mark services are provided on behalf of Underwriters Laboratories Inc. (UL) or any authorized licensee of UL. -- The following tests conducted in accordance with UL , 1st Edition, Revised Date October 31, 2007, Information Technology Equipment-Safety-Part 1: General Requirements were considered representative of the same tests required by Canadian Standards, CAN/CSA-C22.2 No , 1st Edition, Revised Date July 7, 2006, Information Technology Equipment-Safety-Part 1: General Requirements. The following tests were conducted: Test Testing Location/Comments Test results are valid only for the tested equipment. These tests are considered representative of the products covered by this Test Report. The test methods and results of the above tests have been reviewed and found to be in accordance with the requirements in the Standard(s) referenced at the beginning of this Test Report. The following supplements are provided as a part of this Test Record. NOTE: These supplements are only available to the Applicant via the CDA system. Type Supplement Id Description Attachment 2-01 CRD Datasheet 2-02 Datasheet

32 Issue Date: Page 2 of 4 Report Reference # E A63-UL Revision Date: Test Record Test Record No. 2 - No tests were considered necessary due to adding Model 25305, which is similar to Model except for difference in external or internal location of SAS connector interface. -The results of this investigation, indicate that the products evaluated comply with the applicable requirements in the U.S. and Canadian (Bi-National) Standard for Safety of Information Technology Equipment, Including Electrical Business Equipment, CAN/CSA-C22.2 No , First Edition, including revisions through revision date July 7, 2006; UL , First Edition, including revisions through revision date October 31, 2007.

33 Issue Date: Page 3 of 4 Report Reference # E A63-UL Revision Date: Test Record Test Record No. 3 - The manufacturer submitted representative production samples of PCI-E Express SAS Raid Adaptor, Models 25121, and employing the alternate following items: (1) Alternate one battery pack: Palladium Energy Inc., Type BAT1S1P. (2) Change ambient temperature from 35 degree C to 40 degree C. (3) Upgrade the standard to UL nd Edition. - Unless otherwise noted, all tests were conducted by Inventec Corporation, located at Tachi, Taoyuan, Taiwan, under the WTDP. - Tests performed on Model were considered to be representative of Models and Only limited tests were performed on Model employing the alternate (1) one battery pack: Palladium Energy Inc., Type BAT1S1P. (2) Change ambient temperature from 35 degree C to 40 degree C. (3) Upgrade the standard to UL nd Edition due to testing previously performed on the subject unit. The following tests were conducted: Test Testing Location/Comments Test results are valid only for the tested equipment. These tests are considered representative of the products covered by this Test Report. The test methods and results of the above tests have been reviewed and found to be in accordance with the requirements in the Standard(s) referenced at the beginning of this Test Report. The following supplements are provided as a part of this Test Record. NOTE: These supplements are only available to the Applicant via the CDA system. Type Supplement Id Description Attachment 2-03 CRD Datasheet 2-04 Datasheet

34 Issue Date: Page 4 of 4 Report Reference # E A63-UL Revision Date: Test Record Test Record No No test deem to necessary due to employing the upgrade standard from UL , 2nd edition, / CSA C22.2 No , 2nd edition, to UL , 2nd edition, / CSA C22.2 No , 2nd edition,

35 Issue Date: Page 1 of 7 Report Reference # E A95-UL UL TEST REPORT AND PROCEDURE Standard: Certification Type: CCN: UL , 2nd Edition, (Information Technology Equipment - Safety - Part 1: General Requirements) CSA C22.2 No , 2nd Edition, (Information Technology Equipment - Safety - Part 1: General Requirements) Listing NWGQ, NWGQ7 (Information Technology Equipment Including Electrical Business Equipment) Product: Accessory - SAS HBA Card (Host Bus Adaptor Card) Model: 25377, 25390, Rating: N/A (Supplied by SELV) Applicant Name and Address: INVENTEC CORP 349 JEN-HO RD SEC 2 TACHI TAOYUAN HSIEN 335 TAIWAN This is to certify that representative samples of the products covered by this Test Report have been investigated in accordance with the above referenced Standards. The products have been found to comply with the requirements covering the category and the products are judged to be eligible for Follow-Up Service under the indicated Test Procedure. The manufacturer is authorized to use the UL Mark on such products which comply with this Test Report and any other applicable requirements of UL LLC ('UL') in accordance with the Follow- Up Service Agreement. Only those products which properly bear the UL Mark are considered as being covered by UL's Follow-Up Service under the indicated Test Procedure. The applicant is authorized to reproduce the referenced Test Report provided it is reproduced in its entirety. Any information and documentation involving UL Mark services are provided on behalf of UL LLC (UL) or any authorized licensee of UL. Prepared by: Rick Li Reviewed by: Stanley Chang Copyright 2013

36 Issue Date: Page 2 of 7 Report Reference # E A95-UL Supporting Documentation The following documents located at the beginning of this Procedure supplement the requirements of this Test Report: A. Authorization - The Authorization page may include additional Factory Identification Code markings. B. Generic Inspection Instructions - i. Part AC details important information which may be applicable to products covered by this Procedure. Products described in this Test Report must comply with any applicable items listed unless otherwise stated in the body of this Test Report. ii. Part AE details any requirements which may be applicable to all products covered by this Procedure. Products described in this Test Report must comply with any applicable items listed unless otherwise stated in the body of each Test Report. iii. Part AF details the requirements for the UL Certification Mark which is not controlled by the technical standard used to investigate these products. Products are permitted to bear only the Certification Mark(s) corresponding to the countries for which it is certified, as indicated in each Test Report. Product Description - Electronic components were mounted on PWB and supplied by SELV via the end-use Server's main board. Model Differences - Models 25377, 25390, are similar to each other except for connector location, openings, part of circuit and model desigation. Technical Considerations Equipment mobility : for building-in Connection to the mains : N/A Operating condition : continuous Access location : N/A Over voltage category (OVC) : OVC I Mains supply tolerance (%) or absolute mains supply values : No direct connection Tested for IT power systems : No IT testing, phase-phase voltage (V) : N/A Class of equipment : Class III (supplied by SELV) Considered current rating of protective device as part of the building installation (A) : N/A Pollution degree (PD) : PD 2 IP protection class : IP X0 Altitude of operation (m) : Up to 2000 m Altitude of test laboratory (m) : Up to 2000 m Mass of equipment (kg) : max kg The product was submitted and evaluated for use at the maximum ambient temperature (Tma) permitted by the manufacturer s specification of: 40 degree C The following circuit locations (with circuit/schematic designation) were investigated as a limited power source (LPS): SAS Connectors (exterior) The following are available from the Applicant upon request: Installation (Safety) Instructions / Manual

37 Issue Date: Page 3 of 7 Report Reference # E A95-UL Normal heating shall be considered with the end application. Circuits of unit are at hazardous energy levels if SuperCap Module was provided. Additional Information Capacitor(Tecate Industries Inc., type:tpl-10/10x30) rating: 10F, 2.7V. According to clause , E= 0.5 * CU² * 10^(-6) E= J > 20 J - For Project 10CA59077: Alternate recoginzed SuperCap Module, Sigmatron International Inc, type: AGIGA9LSI-000BCA. - For Project 12CA68640: 1. Upgrading standard from UL , 2nd edition, / CSA C22.2 No , 2nd edition, to UL , 2nd edition, / CSA C22.2 No , 2nd edition, Markings and instructions Clause Title Power rating - Company identification Marking or Instruction Details Listee's or Recognized company's name, Trade Name, Trademark or File Number Model Power rating - Model Number Instruction/Installation/S afety Instruction/Installation/Safety Manual shall be shipped with unit. Accessory Instruction Accessory Marking is required. Statement "For use only with UL Listed ITE" or similar statement is provided in the operation/user's manual and/or on the equipment. Special Instructions to UL Representative N/A

38 Issue Date: Page 4 of 7 Report Reference # E A95-UL Production-Line Testing Requirements Electric Strength Test Special Constructions - Refer to Generic Inspection Instructions, Part AC for further information. Model N/A Component Removable Parts Test probe location Earthing Continuity Test Exemptions - This test is not required for the following models: All moeels. V rms Electric Strength Test Exemptions - This test is not required for the following models: All moeels. Electric Strength Test Component Exemptions - The following solid-state components may disconnected from the remainder of the circuitry during the performance of this test: V dc Test Time, s Sample and Test Specifics for Follow-Up Tests at UL N/A Model Component Material Test Sample(s) Test Specifics

39 Issue Date: Page 5 of 7 Report Reference # E A95-UL TABLE: list of critical components Pass Object/part or Manufacturer/ type/model technical data Product Category Supplement ID Description trademark CCN(s) 01, PWB Various Various Rated V-1 minimum, 105 degree C minimum ZPMV2 UL Required Marks of Conformity 02, Heat Sink (On U3A2) Aluminum, Overall dimension by 30 by 11 mm. 03, Other Plastic Various Various Rated V-2 minimum QMFZ2 UL Part/Materials 04, Connectors and Various Various Metal/plastics, Copper alloy DUXR2 or RTRT2 UL Receptacles (secondary pins housed in bodies of plastic or ECBT2 or ELV/SELV circuits) rated V-2 min. QMFZ2 05, Wiring (Secondary Various Various FEP, PTFE, PVC, TFE, AVLV2 UL ELV/SELV) (Optional) 6. SuperCap Module (Optional) Capacitor (C8, C11, C12, C13, C14, C15) neoprene, polyimide or marked VW-1; 60 V min., 60 degree C min TECATE INDUSTRIES INC TPL-10/10X30 6 provided, 10F, 2.7V BBBG2 UL PWB Various Various Rated V-1 minimum, 105 degree C minimum Connectors and Receptacles (secondary ELV/SELV circuits) Fuse (F1) Cooper Bussmann Inc. Sigmatron International Inc 6A. SuperCap Module(Optional) (Alternate) Various Various Metal/plastics, Copper alloy pins housed in bodies of plastic rated V-2 min. ZPMV2 UL DUXR2 or RTRT2 or ECBT2 or QMFZ2 3216FFXXX-R Rated 32 Vdc, 4 A. JDYX2 UL AGIGA9LSI- 000XXX (where XXX can represent any alphanumeric character) UL 12V, 0.75A NWGQ2 UL

40 Issue Date: Page 6 of 7 Report Reference # E A95-UL

41 Issue Date: Page 7 of 7 Report Reference # E A95-UL Enclosures Type Supplement Id Description Photographs 3-01 Overall view of unit -1 (for Model 25377) Photographs 3-02 Overall view of unit -2 (for Model 25377) Photographs 3-03 Overall view of unit -3 (for Model 25377) Photographs 3-04 Overall view of unit -1 (for Model 25389) Photographs 3-05 Overall view of unit -2 (for Model 25389) Photographs 3-06 Overall view of unit -3 (for Model 25389) Photographs 3-07 Overall view of unit -1 (for Model 25390) Photographs 3-08 Overall view of unit -2 (for Model 25390) Photographs 3-09 Overall view of unit -3 (for Model 25390) Photographs 3-10 Overall view of unit with SuperCap Module Photographs 3-11 Top view of SuperCap Module Photographs 3-12 Bottom view of SuperCap Module Diagrams 4-01 Opening dimension of unit (for Model 25390) Schematics + PWB Manuals Miscellaneous

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55 Issue Date: Page 1 of 4 Report Reference # E A95-UL Revision Date: Test Record Test Record No. 1 - The manufacturer submitted representative production sample of Accessory - SAS HBA Card (Host Bus Adaptor Card), Models 25377, 25390, Unless otherwise indicated, all tests were conducted by Inventec Taoyuan RD Campus located at Tachi, Taoyuan, Taiwan, under the WTDP. - Tests performed on Model were considered to be representative of Models 25377, The following tests were conducted: Test Testing Location/Comments Test results are valid only for the tested equipment. These tests are considered representative of the products covered by this Test Report. The test methods and results of the above tests have been reviewed and found to be in accordance with the requirements in the Standard(s) referenced at the beginning of this Test Report. The following supplements are provided as a part of this Test Record. NOTE: These supplements are only available to the Applicant via the CDA system. Type Supplement Id Description Attachment 2-01 CRD Datasheet 2-02 datasheet

56 Issue Date: Page 2 of 4 Report Reference # E A95-UL Revision Date: Test Record Test Record No. 2 - The manufacturer submitted representative production sample of Accessory - SAS HBA Card (Host Bus Adaptor Card), Models 25377, 25390, employing the alternate recognized SuperCap Module, Sigmatron International Inc, type: AGIGA9LSI-000BCA. - No tests considered necessary due to evaluating on the recognized SuperCap Module.

57 Issue Date: Page 3 of 4 Report Reference # E A95-UL Revision Date: Test Record Test Record No. 3 - No tests considered necessary due to delete Fuse(F5M1, F5M2), Fuse(F2B1) and revise type of SuperCap Module from AGIGA9LSI-000BCA to AGIGA9LSI-000XXX (where XXX can represent any alphanumeric character) on Critical Components Table.

58 Issue Date: Page 4 of 4 Report Reference # E A95-UL Revision Date: Test Record Test Record No No test deem to necessary due to employing the upgrade standard from UL , 2nd edition, / CSA C22.2 No , 2nd edition, to UL , 2nd edition, / CSA C22.2 No , 2nd edition,

335 台灣桃園縣大溪鎮南興里仁和路二段 255 號英業達股份有限公司 MS. NANCY TSAI

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