Sunday, May 18, Monday, May 19, 2014

Transcription

1 Monday, May 19, 2014 Sunday, May 18, 2014 Sunday, May 18, :00-1:00 p.m. CIA Exam Prep Registration 1:00-6:00 p.m. Part 3 Internal Audit Knowledge Elements 5.5 CPE Raven Catlin, CIA, CFSA (25 minute total break, time not shown) 6:00-8:00 p.m. 7:15 a.m. - 5:00 p.m., Welcome Registration Conference Registration 7:15-8:30 a.m. Networking Breakfast 8:30-9:45 a.m. GS-1 and Opening Remarks Internal Audit 2014 on the Track and What the Finish Line Looks Like in CPE John W. Wszelaki, CIA, Senior Vice Chairman, IIA North American Board of Directors Director of Audit, Dept. of Alcoholic Beverage Control, Commonwealth of Virginia 9:45-10:15 a.m. Networking Break Monday, May 19, 2014 II

2 Monday, May 19, :15-11:30 a.m. CS 1-1 CS 1-2 CS 1-3 CS 1-4 CS 1-5 COBIT 5: The Intersection of Business Needs, IT Services, and Assurance Financial Planning and Analysis Enterprise Risk Management: Focusing on the Right Risks The Affordable Care Act - Implications for Internal Auditors Part 3 Internal Audit Knowledge Elements 1.5 CPE Mark Thomas Stephen W. Minder Michael Sargent Keith Powell Raven Catlin, CIA, CFSA Director, Risk Management Services Escoute, LLC CliftonLarsonAllen Chief Executive Officer and Managing Director YCN Group, LLC Monday, May 19, 2014 Michael G. Vieceli Wealth Manager Harbour Financial Resources, Inc. II II II II Management Advisory Services 11:30 a.m.- 12:45 p.m. Lunch 12:45-2:00 p.m. CS 2-1 CS 2-2 CS 2-3 CS 2-4 CS CPE against ISO 27001/2 Anti-Bribery Compliance Ethics for Internal Auditors ICD-10: Go-Live Risk Management Part 3 Internal Audit Knowledge Elements Ron Pelletier Kathleen St. Louis James M. Reinhard, CIA David Ross Raven Catlin, CIA, CFSA Audit Director Simon Property Group, Inc. Senior Healthcare Consultant/Program Manager RGP Healthcare II II II Behavioral Ethics Management Advisory Services

3 Monday, May 19, :00-2:30 p.m. Networking Break 2:30-3:45 p.m. CS 3-1 CS 3-2 CS 3-3 CS 3-4 CS 3-5 Implications of the Cyber Security Data Analytics: Great Resources Executive Order / Cyber Security to Get You Started Legislation The Business Risk of Fraud Acquiring a Water and Wastewater Utility: Flushing out the Risks Part 3 Internal Audit Knowledge Elements 1.5 CPE Bari Faudree Steve Biskie Trak Patel Kristine D. Kuhn Raven Catlin, CIA, CFSA Managing Director High Water Advisors, Inc. Monday, May 19, 2014 Director, client Service - Risk Assurance Leader RGP Director of Internal Audit and Enterprise Risk Management Citizens Energy Group I II II II Management Advisory Services 3:45-4:00 p.m. Session Change 4:00-5:15 p.m. CS 4-1 CS 4-2 CS 4-3 CS 4-4 CS 4-5 Cloud Governance & Security Risks - SaaS How an Effective HR Audit Mitigates Risk and Avoids Unnecessary Employment Litigation Costs Code of Conduct - Leading Practices Financial Institutions Regulatory Update Part 3 Internal Audit Knowledge Elements 1.5 CPE Jason D. Claycomb Scott James Preston Mark Sifferlen Dennis M. Hild Raven Catlin, CIA, CFSA Principal INARMA LLC Corporate Goverance Officer OS33 Cummns, Inc. Director, Regulatory Affairs Crowe Horwath LLP II II II II Regulatory Ethics

4 Tuesday, May 20, 2014 Monday, May 19, :15-7:00 p.m. Networking Reception 7:15 a.m. - 5:00 p.m. Conference Registration 7:15-8:30 a.m. Networking Breakfast 8:30-9:45 a.m. GS-2 Assessing Your Data Analytics Maturity 1.5 CPE Steve Biskie Managing Director, High Water Advisors, Inc. Tuesday, May 20, :45-10:15 a.m. Networking Break 10:15-11:30 a.m. CS 5-1 CS 5-2 CS 5-3 CS 5-4 CS 5-5 Bring Your Own Device: Risk Management and Audit Considerations for a BYOD Enabled Environment and Monitoring of Capital Projects Anti-Bribery Regulatory Update Six Sigma for Internal Audit Part 2 Internal Audit Practice 1.5 CPE John Maynor Clint Hangebrauck, CIA, Anthony DiMambro Teresa Snedigar, CIA, CCSA Raven Catlin, CIA, CFSA Director Director of Quality Control and Risk Management NCAA Director, Internal Audit Indiana Public Health System I Nick Reva Tom Hein Deloitte & Touche LLP Manuel Mendez Manager, IT Risk & Security Assurance Lead Auditor Eli Lilly Director, Office of Audit and Performance City of Indianapolis PricewaterhouseCoopers, LLP II II II II

5 Tuesday, May 20, :30 a.m. - 12:45 p.m. Lunch Tuesday, May 20, :45-2:00 p.m. CS 6-1 CS 6-2 CS 6-3 CS 6-4 CS 6-5 Cloud Computing and Meeting the Challenge of Third Can You See Fraud? The Role of in the Public Identifying Bring Your Own Cloud (BYOD) Risks Party Risk Management Sector Part 2 Internal Audit Practice 1.5 CPE Jared Hamilton Matthew R. Bowser, CIA Brenda Buetow Nicholas DiMola Raven Catlin, CIA, CFSA Senior Manager, Technology Risk Crowe Horwath LLP Senior Manager Crowe Horwath LLP Senior Manager, Risk Compliance Crowe Horwath LLP Principal Quality Plus & Assoc II II II II II Management Advisory Services (Governmental) 2:00-2:30 p.m. Networking Break 2:30-3:45 p.m. CS 7-1 CS 7-2 CS 7-3 CS 7-4 CS 7-5 Cloud Governance & Security Risks - IaaS/PaaS Accounts Payable: Beyond the Basics ERM: Moving Up the Maturity Model IT Audits for Non-IT Auditors Part 2 Internal Audit Practice 1.5 CPE Jason D. Claycomb Brent Warner, CIA, Raven Catlin, CIA, CFSA William Murphy Principal INARMA LLC and Corporate Goverance Officer OS33 Manager, Specialized Advisory Services CliftonLarsonAllen LLP Staff Information Systems Auditor State Farm Insurance II II II II 3:45-4:00 p.m. Session Change

6 Wednesday, May 21, 2014 Tuesday, May 20, 2014 Tuesday, May 20, :00-5:15 p.m. CS 8-1 CS 8-2 CS 8-3 CS 8-4 CS 8-5 Effective IT Governance: Business Data Analytics: Making the Move Prescriptions for Fraud Criticality Driven Controls to Continuous Investigation Nightmares 1.5 CPE Assessing the Risk of Supply Chain: What You Don't Know Can Kill You Part 2 Internal Audit Practice James Yang Steve Biskie John H. Straub, CIA Scott Blankenship, CIA, Raven Catlin, CIA, CFSA Director - Business Resiliency Managing Director Cummins, Inc High Water Advisors, Inc. Straub Forensic Accounting, Forensic and Certified Public Accountants Director, Internal Audit H. D. Smith Wholesale Drug Company II II II II II Business Management & Management Advisory Services Organization Wednesday, May 21, :15-11:30 a.m. Conference Registration 7:15-8:30 a.m. Networking Breakfast 8:30-9:45 a.m. GS-3 Using the Updated COSO Framework to Reduce Costs and Increase Effectiveness 1.5 CPE Larry E. Rittenberg, PhD., CIA Professor Emeritus, University of Wisconsin 9:45-10:15 a.m. Networking Break II

7 Wednesday, May 21, :15-11:55 a.m. GS-4 and Closing Remarks CAE Panel Discussion 2 CPE MODERATOR: Larry E. Rittenberg, PhD., CIA Professor Emeritus, University of Wisconsin Wednesday, May 21, 2014 PANELISTS: Harold Silverman, CIA, Vice, Internal Audit, The Wendy's Co. 12:00-1:00 p.m. Brian D. Thelen General Auditor & Chief Risk Officer, General Motors Tracy Sokol, CIA, Vice, Internal Audit, State Farm Insurance 1:00-3:45 p.m. CAE Roundtable (pre-registration required) MODERATOR: 2.5 CPE Richard Walke, CIA, (15 minute break time Vice of Internal Audit and Compliance, FORUM Credit Union not shown) CAE Roundtable Check-In

8 1:00-6:00 p.m. CIA Exam Prep Course: Part 1 Internal Audit Basics Wednesday, May 21, CPE Raven Catlin, CIA, CFSA (25 minute total break, time not shown), II