Protocol Implementation Conformance Statement for IEEE Standard

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1 00-0- IEEE C..-0/0 Protocol Implementation Conformance Statement for IEEE Standard 0.-00

2 00-0- WiMAX PICS v... 0 Contents Foreword... Introduction.... Scope.... References.... Definitions and Abbreviations.... Definitions.... Abbreviations.... Conformance to this PICS Proforma Specification... Annex A (Normative) :... A. Guidance for completing PICS Proforma... A.. Purposes and Structure... A.. Abbreviations and Conventions... A.. Instructions for completing the PICS Proforma... A. Identification of the Implementation... A.. Date of Statement... A.. Implementation Under Test (IUT) Identification... A.. System Under Test (SUT) Identification... A.. Product Supplier... A.. Client (if different from product supplier)... A.. PICS Contact Person... A. Identification of the Standard... A.. Profiles... A. Global Statement of Conformance... A. Roles... A. Subscriber Station... A.. Major SS Capabilities and Functionalities of the MAC... A... Convergence Sublayers... A... ATM Convergence Sublayer... A... Packet Convergence Sublayer... A... Addressing and Connections... A... Construction and Transmission of MAC PDUs... 0 A... Conventions... 0 A... PDU Concatenation... 0 A... SDU Fragmentation... A... Packing... A... CRC... A... Uplink Scheduling Service... A... Bandwidth Allocation and Request Mechanism... A... MAC Support of PHY layers... A... Contention resolution... A... Network Entry and Initialization... A... Obtain Downlink Parameters... A... Obtain Uplink Parameters... A... Initial Ranging... Copyright 00 WiMAX Forum. All rights reserved. This is an draft, subject to change.

3 00-0- WiMAX PICS v... 0 A... Negotiate Basic Capabilities... A... SS Authorization... A... Registration... A... Establish IP Connectivity... A... Establish ToD... A... Periodic Ranging... A... Update of Channel descriptors... A... Multicast Polling Groups... A... Quality of Service... A...Dynamic Service Flow operations... A...SS Initiated Dynamic Service Flow creation... A...BS Initiated Service Flow Creation... A...SS Initiated Dynamic Service Flow Change... A...BS Initiated Service Flow Change... A...SS Initiated Service Flow Deletion... A...BS Initiated Service Flow Deletion... A... SS PKM functions... A... Configuration File... A.. MAC PDU descriptions, seen from the SS... A... Headers and Subheaders... A... MAC Management PDUs... A... UCD message... A... DCD message... A... DL-MAP... A... UL-MAP... A... RNG-REQ... A... RNG-RSP... A... REG-REQ... A... REG-RSP... A... PKM-REG/RSP... A... Security Association Add parameters... A... Auth Request parameters... A... Auth Reply parameters... A... Auth Reject parameters... A... Key Request parameters... A... Key Reply parameters... A... Key Reject parameters... A... Authorization Invalid parameters... A... TEK Invalid parameters... A...Authentication Information parameters... A...DSA-REQ... A...DSA-RSP... A...DSA-ACK... A...DSC-REQ... A...DSC-RSP... A...DSC-ACK... A...DSD-REQ... A...DSD-RSP... A...MCA-REQ... A...MCA-RSP... A...0DBPC-REQ... A...DBPC-RSP... A...RES-CMD... A...SBC-REQ... Copyright 00 WiMAX Forum. All rights reserved. This is a draft, subject to change.

4 00-0- WiMAX PICS v... 0 A...SBC-RSP... A...CLK-CMP... A...DREG-CMD... A...DSX-RVD... A...TFTP-CPLT... A...TFTP-RSP... A... ATM CS PDUs... A... Packet CS PDUs... A.. PDU parameters... A... Parameters and Constants... A... Global... A... PKM Parameter... A... - GHz PHY Specific... A... Well Known Addresses and Identifiers... A... MAC Management Message Encodings... A... UCD Message Encodings... A... DCD Message Encodings... A... RNG-REQ Message Encodings... A... RNG-RSP Message Encodings... A... MCA-REQ Message Encodings... A... PKM Message Encodings... A... Common Encodings... A... SS Capabilities Encodings... A... SS PHY Parameter Encodings... 0 A... Convergence Sublayer Capabilities Encodings... 0 A... Service Flow Encodings... A... Service Flow Error Parameters... A... Convergence Sublayer Specific Service Flow Encodings... A... Packet CS Encodings... A... Classifier Error Parameter Set... A... Packet Classification Rule Parameters... A... Payload Header Suppression Rule Parameter Set... A... ATM CS Encodings... A.. Major SS Capabilities and Functionalities of the PHY... A... Multiplexing and Multiple Access Schemes... A... Downlink Physical layer... A... Uplink Physical Layer... A... Baud Rates and Channel Widths... 0 A... Radio Subsystem Control... A... Minimum Performance... A.. SS Test Modes... A. Base Station... A.. Major BS Capabilities and Functionalities of the MAC... A... Convergence Sublayers... A... ATM Convergence Sublayer... A... Packet Convergence Sublayer... A... Addressing and Connections... A... Construction and Transmission of MAC PDUs... A... Conventions... A... PDU Concatenation... A... SDU Fragmentation... A... Packing... 0 A... CRC... 0 Copyright 00 WiMAX Forum. All rights reserved. This is an draft, subject to change.

5 00-0- WiMAX PICS v... 0 A... Uplink Scheduling Service... 0 A... Bandwidth Allocation and Request Mechanism... A... MAC Support of PHY layers... A... Contention resolution... A... Network Entry and Initialization... A... Transmit Downlink Parameters... A... Obtain Uplink Parameters... A... Initial Ranging... A... Negotiate Basic Capabilities... A... SS Authorization... A... Registration... A... Establish IP Connectivity... A... Establish Provisioned Connections... A... Periodic Ranging... A... Update of Channel Descriptors... A... Multicast Polling Groups... A... Quality of Service... A...Dynamic Service Flow operations... A...SS Initiated Dynamic Service Flow creation... A...BS Initiated Service Flow Creation... A...SS Initiated Dynamic Service Flow Change... 0 A...BS Initiated Service Flow Change... 0 A...SS Initiated Service Flow Deletion... 0 A...BS Initiated Service Flow Deletion... A... BS PKM functions... A... Configuration File... A.. MAC PDU descriptions, seen from the BS... A... Headers and Subheaders... A... MAC Management PDUs... A... UCD message... A... DCD message... A... DL-MAP... A... UL-MAP... A... RNG-REQ... A... RNG-RSP... A... REG-REQ... A... REG-RSP... A... PKM-REQ/RSP... A... Security Association Add parameters... A... Auth Request parameters... A... Auth Reply parameters... A... Auth Reject parameters... A... Key Request parameters... A... Key Reply parameters... A... Key Reject parameters... A... Authorization Invalid parameters... A... TEK Invalid parameters... A...Authentication Information parameters... A...DSA-REQ... A...DSA-RSP... A...DSA-ACK... A...DSC-REQ... A...DSC-RSP... 0 A...DSC-ACK... Copyright 00 WiMAX Forum. All rights reserved. This is a draft, subject to change.

6 00-0- WiMAX PICS v... 0 A...DSD-REQ... A...DSD-RSP... A...MCA-REQ... A...MCA-RSP... A...0DBPC-REQ... A...DBPC-RSP... A...RES-CMD... A...SBC-REQ... A...SBC-RSP... A...CLK-CMP... A...DREG-CMD... A...DSX-RVD... A...TFTP-CPLT... A... TFTP-RSP... A... ATM CS PDUs... A... Packet CS PDUs... A.. PDU parameters... A... Parameters and Constants... A... Global... A... PKM Parameter... A... - GHz PHY Specific... 0 A... Well Known Addresses and Identifiers... 0 A... MAC Management Message Encodings... A... UCD Message Encodings... A... DCD Message Encodings... A... RNG-REQ Message Encodings... A... RNG-RSP Message Encodings... A... MCA-REQ Message Encodings... A... PKM Message Encodings... A... Common Encodings... A... SS Capabilities Encodings... A... SS PHY Parameter Encodings... A... Convergence Sublayer Capabilities Encodings... A... Service Flow Encodings... A... Service Flow Error Parameters... A... Convergence Sublayer Specific Service Flow Encodings... A... Packet CS Encodings... A... Classifier Error Parameter Set... A... Packet Classification Rule Parameters... A... Payload Header Suppression Rule Parameter Set... A... ATM CS Encodings... A.. Major BS Capabilities and Functionalities of the PHY... A... Multiplexing and Multiple Access Schemes... A... Downlink Physical layer... A... Uplink Physical Layer... A... Baud Rates and Channel Widths... A... Radio Subsystem Control... A... Minimum Performance... A.. BS Test Modes... Copyright 00 WiMAX Forum. All rights reserved. This is an draft, subject to change.

7 00-0- WiMAX PICS v... 0 Copyright 00 WiMAX Forum. All rights reserved. This is a draft, subject to change.

8 00-0- WiMAX PICS v... 0 List of Tables Table A Profile Definitions... Table A Roles... Table A ATM Convergence Sublayer Capabilities... Table A Packet Convergence Sublayer Protocol Support... Table A Packet Convergence Sublayer Capabilities... Table A SS IP Classification in the uplink... Table A SS Ethernet Classification in the uplink... Table A SS 0.Q Classification in the uplink... Table A Addressing and Connections... Table A Transmission Conventions... 0 Table A PDU Concatenation... 0 Table A SDU Fragmentation... Table A Packing... Table A CRC... Table A Uplink Scheduling Service... Table A Bandwidth Allocation and Request Mechanism... Table A MAC Support of PHY Layers - SS... Table A Map Relevance - SS... Table A Contention resolution... Table A0 Network entry and Initialization... Table A Obtain Downlink Parameters... Table A Obtain Uplink Parameters... Table A Initial Ranging... Table A Obtain Downlink Parameters... Table A SS Authorization... Table A Registration... Table A Establish IP Connectivity... Table A Establish ToD... Table A Periodic Ranging - SS... Table A Update of Channel descriptors - SS... Table A Multicast Polling Groups - SS... Table A Dynamic Service Flow operations... Table A SS Initiated Service Flow creation... Table A BS Initiated Service Flow Creation... Table A SS Initiated Service Flow change... Table A BS Initiated SF Change... Table A BS Initiated SF Deletion... Table A BS Initiated SF Change... Table A PKM functions... Table A SS Encryption and authentication Algorithms... Table A DHCP and Configuration File... Table A Headers and Subheaders SS... Table A UCD Message... Table A UL Burst Profile Encodings... Table A DCD Message... Table A DL Burst Profile Encodings... Table A DL-MAP Message... Table A UL-MAP Message... Table A RNG-REQ Message... Table A RNG-RSP Message... Table A REG-REQ Message... Copyright 00 WiMAX Forum. All rights reserved. This is a draft, subject to change.

9 00-0- WiMAX PICS v... 0 Table A REG-RSP Message... Table A Security Association Add parameters... Table A Auth Request parameters... Table A Auth Request parameters... Table A Auth Reject parameters... Table A Key Request parameters... Table A Auth Reject parameters... Table A Key Reject parameters... Table A Authorization Invalid parameters... Table A TEK Invalid parameters... Table A Authentication Information parameters... Table A DSA-REQ Message... Table A DSA-REQ Message Packet CL Parameters... Table A DSA-REQ Message ATM CL Parameters... Table A DSA-RSP Message... Table A DSA-RSP Message Packet CL Parameters... Table A DSA-RSP Message ATM CL Parameters... Table A DSA-ACK Message... Table A0 DSC-REQ Message... Table A DSC-REQ Message Packet CL Parameters... Table A DSC-REQ Message ATM CL Parameters... Table A DSC-RSP Message... Table A DSC-RSP Message Packet CL Parameters... Table A DSC-RSP Message ATM CL Parameters... Table A DSC-ACK Message... Table A DSD-REQ Message... Table A DSD-RSP Message... Table A MCA-REQ Message... Table A0 MCA-RSP Message... Table A DBPC-REQ Message... Table A DBPC-RSP Message... Table A RES-CMD Message... Table A SBC-REQ Message... Table A SBC-RSP Message... Table A CLK-CMP Message... Table A DREG-CMD Message... Table A DSX-RVD Message... Table A TFTP-CLPT Message... Table A0 TFTP-RSP Message... Table A ATM CS PDUs... Table A Packet CS PDUs... Table A SS Global Parameters Remote Support... Table A SS Global Parameters Local Support... Table A SS PKM Parameters Remote Support... Table A SS PKM Parameters Local Support... Table A SS PHY-Specific Parameters Support... Table A SS Well Known CIDs... Table A SS UCD Channel Encodings Support... Table A0 SS UCD Burst Profile Encodings Support... Table A SS DCD Channel Encodings Support... Table A SS DCD Burst Profile Encodings Support... Table A SS RNG-REQ Encodings Support... Table A SS RNG-RSP Encodings Support... Table A SS MCA-REQ Encodings Support... Copyright 00 WiMAX Forum. All rights reserved. This is a draft, subject to change.

10 00-0- WiMAX PICS v... 0 Table A PKM Message Encodings support... Table A PKM Configuration Settings support... Table A Common Encodings... Table A SS Capabilities Encodings... 0 Table A SS PHY Parameter Encodings... 0 Table A Convergence Sublayer Capabilities Encodings... Table A Service Flow Encodings... Table A Service Flow Error Parameters... Table A Convergence Sublayer Specific Service Flow Encodings... Table A Packet CS Encodings... Table A Classifier Error Parameters Set Parameters... Table A Packet Classification Rule Parameters... Table A Classifier Error Parameters Set Parameters... Table A ATM CS Encodings... Table A0 Multiplexing and Multiple Access - SS... Table A Downlink Physical Layer SS... Table A Uplink Physical Layer SS... Table A Baud Rates and Channel Widths - SS... 0 Table A Radio Subsystem Control SS... Table A Minimum Performance - SS... Table A SS Stand Alone Test Modes... Table A ATM Convergence Sublayer Capabilities... Table A Packet Convergence Sublayer Protocol Support... Table A BS Packet Convergence Sublayer Capabilities... Table A0 Addressing and Connections... Table A Transmission Conventions... Table A PDU Concatenation... Table A SDU Fragmentation... Table A Packing... 0 Table A CRC... 0 Table A Scheduling services support... Table A Bandwidth Allocation and Request Mechanism... Table A MAC Support of PHY Layers BS... Table A Map Relevance BS... Table A Network entry and Initialization... Table A Obtain Downlink Parameters... Table A Obtain Downlink Parameters... Table A Initial Ranging... Table A Obtain Downlink Parameters... Table A SS Authorization... Table A Registration... Table A Establish IP Connectivity... Table A Establish Provisioned Connections... Table A Periodic Ranging BS... Table A Update of Channel Descriptor- BS... Table A Multicast Polling Groups BS... Table A Dynamic Service Flow operations... Table A SS Initiated Service Flow creation... Table A BS Initiated Service Flow Creation... Table A SS Initiated Service Flow change... 0 Table A BS Initiated SF Change... 0 Table A BS Initiated SF Deletion... 0 Table A BS Initiated SF Change... Table A PKM functions... Copyright 00 WiMAX Forum. All rights reserved. This is a draft, subject to change.

11 00-0- WiMAX PICS v... 0 Table A SS Encryption and authentication Algorithms... Table A DHCP and Configuration File... Table A Headers and Subheaders BS... Table A UCD Message... Table A UL Burst Profile Encodings... Table A DCD Message... Table A DL Burst Profile Encodings... Table A DL-MAP Message... Table A UL-MAP Message... Table A RNG-REQ Message... Table A RNG-RSP Message... Table A REG-REQ Message... Table A REG-RSP Message... Table A Security Association Add parameters... Table A Auth Request parameters... Table A Auth Request parameters... Table A Auth Reject parameters... Table A Key Request parameters... Table A Auth Reject parameters... Table A Key Reject parameters... Table A Authorization Invalid parameters... Table A TEK Invalid parameters... Table A Authentication Information parameters... Table A DSA-REQ Message... Table A DSA-REQ Message Packet CL Parameters... Table A DSA-REQ Message ATM CL Parameters... Table A DSA-RSP Message... Table A DSA-RSP Message Packet CL Parameters... Table A DSA-RSP Message ATM CL Parameters... Table A DSA-ACK Message... Table A DSC-REQ Message... Table A DSC-REQ Message Packet CL Parameters... Table A DSC-REQ Message ATM CL Parameters... Table A DSC-RSP Message... 0 Table A DSC-RSP Message Packet CL Parameters... Table A DSC-RSP Message ATM CL Parameters... Table A DSC-ACK Message... Table A DSD-REQ Message... Table A DSD-RSP Message... Table A MCA-REQ Message... Table A00 MCA-RSP Message... Table A0 DBPC-REQ Message... Table A0 DBPC-RSP Message... Table A0 RES-CMD Message... Table A0 SBC-REQ Message... Table A0 SBC-RSP Message... Table A0 CLK-CMP Message... Table A0 DREG-CMD Message... Table A0 DSX-RVD Message... Table A0 TFTP-CLPT Message... Table A TFTP-RSP Message... Table A ATM CS PDUs... Table A Packet CS PDUs... Table A BS Global Parameters Remote Support... Copyright 00 WiMAX Forum. All rights reserved. This is a draft, subject to change.

12 00-0- WiMAX PICS v... 0 Table A BS Global Parameters Local Support... Table A BS PKM Parameters Local Support... Table A BS PHY-Specific Parameters Support... 0 Table A BS Well Known CIDs... 0 Table A BS UCD Channel Encodings Support... Table A BS UCD Burst Profile Encodings Support... Table A0 BS DCD Channel Encodings Support... Table A BS DCD Burst Profile Encodings Support... Table A BS RNG-REQ Encodings Support... Table A BS RNG-RSP Encodings Support... Table A BS MCA-REQ Encodings Support... Table A PKM Message Encodings support... Table A PKM Configuration Settings support... Table A Common Encodings... Table A SS Capabilities Encodings... Table A SS PHY Parameter Encodings... Table A Convergence Sublayer Capabilities Encodings... Table A Service Flow Encodings... Table A Service Flow Error Parameters... Table A Convergence Sublayer Specific Service Flow Encodings... Table A Packet CS Encodings... Table A Classifier Error Parameters Set Parameters... Table A Packet Classification Rule Parameters... Table A Classifier Error Parameters Set Parameters... Table A ATM CS Encodings... Table A Multiplexing and Multiple Access - BS... Table A Downlink Physical Layer - BS... Table A Uplink Physical Layer - BS... Table A Baud Rates and Channel Widths - BS... Table A Radio Subsystem Control - BS... Table A Minimum Tx Performance - BS... Table A Minimum Rx Performance - BS... Table A BS Stand Alone Test Modes... Table A BS Stand End-to-End Test Modes... Copyright 00 WiMAX Forum. All rights reserved. This is a draft, subject to change.

13 00-0- WiMAX PICS v... 0 Copyright 00 WiMAX Forum. All rights reserved. This is a draft, subject to change.

14 00-0- WiMAX PICS v... 0 Foreword This PICS proforma has been produced by the Worldwide Interoperability for Microwave Access (WiMAX) Forum. This document is sub-part of a multi-part deliverable covering IEEE 0. Fixed Broadband Radio Access Systems, as identified below: Sub-part : Protocol Implementation Conformance Statements (PICS) proforma Sub-part : Test Suite Structure and Test Purposes (TSS&TP) specification Sub-part : Abstract Test Suite (ATS) specification Introduction To evaluate conformance of a particular implementation, it is necessary to have a statement of which capabilities and options have been implemented for a telecommunications specification. Such a statement is called a protocol Implementation Conformance Statement (PICS). Scope The present document provides the Protocol Implementation Conformance Statements (PICS) proforma for IEEE 0. systems as defined in IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems, in accordance with the relevant guidance given in ISO/IEC -: Information technology Open Systems Interconnection Conformance testing methodology and framework Part : Implementation Conformance Statements. It details in tabular form the implementation options for the defined system profiles.. References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a nonspecific reference, the latest version applies. IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems ISO/IEC -: Information technology Open Systems Interconnection Conformance testing methodology and framework Part : General concepts ISO/IEC -: Information technology Open Systems Interconnection Conformance testing methodology and framework Part : Implementation Conformance Statements IEEE P0.c/D-00: Draft Amendment to IEEE Standard for Local and Metropolitan Area Networks Part : Air Interface for Broadband Fixed Wireless Access Systems Detailed System profiles for - GHz Copyright 00 WiMAX Forum

15 00-0- WiMAX PICS v Definitions and Abbreviations. Definitions For the purposes of the present document, the following terms and definitions apply: terms defined in IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems ; terms defined in ISO/IEC -: Information technology Open Systems Interconnection Conformance testing methodology and framework Part : General concepts terms defined in ISO/IEC -: Information technology Open Systems Interconnection Conformance testing methodology and framework Part : Implementation Conformance Statements. In particular, the following terms defined in ISO/IEC - apply: Implementation Conformance Statement (ICS): statement made by the supplier of an implementation or system claimed to conform to a given specification, stating which capabilities have been implemented. The ICS can take several forms: protocol ICS, profile ICS, profile specific ICS, information object ICS, etc. ICS proforma: document, in the form of a questionnaire, which when completed for an implementation or system becomes an ICS. Protocol ICS (PICS): ICS for an implementation or system claimed to conform to a given protocol specification.. Abbreviations For the purposes of the present document, the following abbreviations apply: abbreviations defined in IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Conformance to this PICS Proforma Specification If it claims to conform to the present document, the actual PICS proforma to be filled in by a supplier shall be technically equivalent to the text of the PICS proforma given in Annex A, and shall preserve the numbering, naming, and ordering of the proforma items. A PICS which conforms to the present document shall be a conforming PICS proforma completed in accordance with the guidance for completion given in clause A.. Copyright 00 WiMAX Forum

16 00-0- WiMAX PICS v... 0 Annex A (Normative) : Protocol ICS for IEEE A. Guidance for completing PICS Proforma A.. Purposes and Structure The purpose of this PICS proforma is to provide a mechanism whereby a supplier of an implementation of the requirements defined in IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems may provide information about the implementation in a standardized manner. The PICS proforma is subdivide into subclauses for the following categories of information: guidance for completing the PICS proforma; identification and implementation; identification of the standard; global statement of conformance roles Subscriber Station (SS) Base Station (BS) A.. Abbreviations and Conventions Item column The Item column contains a number which identifies the item in the table. Capability column The capability column describes in free text each respective item (e.g., parameters, timers, etc.). It implicitly means Is <capability> supported by the implementation?. Reference column The reference column indicates the section of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems from which the requirement for the capability is derived. Copyright 00 WiMAX Forum

17 00-0- WiMAX PICS v... 0 Status column The following notations, defined in ISO/IEC -, are used in the status column: m o n/a x o.i ci i Support column Mandatory the capability is required to be supported Optional the capability may be supported or not Not applicable in the given context, it is impossible to use the capability The support column shall be filled in by the supplier of the implementation. The following common notations, defined in ISO/IEC -, are used for the support column: Y or y N or n N/A, n/a or - Prohibited (excluded) there is a requirement not to use this capability in the given context Qualified option for mutually exclusive or selectable options from a set. i is an integer which identifies a group of related optional items and the logic of their selection which is defined immediately following the table Conditional the requirement on the capability ( m, o, x, or n/a ) depends on the support of other optional or conditional items. i is an integer identifying a conditional status expression which is defined immediately following the table. Irrelevant (out of scope) capability outside the scope of the reference specification. No answer is requested from the supplier. Supported by implementation. Not supported by implementation. No answer required (allowed only if the status is n/a either directly or after the evaluation of a conditional status). If this PICS proforma is completed in order to describe a multiple profile implementation, it may be necessary to answer that a capability is supported for one profile and not supported for another. In that case, the supplier shall enter a unique reference to a conditional expression, preceded by? (e.g.,?). This expression shall be given in the space provided for comments at the bottom of the table. It uses the predicates defined in Profile Definitions, each of which refers to a single profile or a family of profiles and which takes the value TRUE if and only if that profile is to be used. EXAMPLE:?: If profm then Y else N Note: As stated in ISO/IEC -, support for a received PDU requires the ability to parse all valid parameters of that PDU. Supporting a PDU while having no ability to parse a valid parameter is non-conformant. Support for a parameter on a PDU means that the semantics of that parameter are supported. Copyright 00 WiMAX Forum

18 00-0- WiMAX PICS v... 0 allowed column The values allowed column is only used when necessary in a table. It contains the type, the list, the range, or the length of values allowed. The following notations are used: Range of values: Example: List of values: Example : Example : Example : List of named values: Example: Length: Example: supported column The values supported column is only present when the values allowed column is present. It shall be filled in by the supplier of the implementation. In this column, the value or the ranges of values supported by the implementation shall be indicated. Reference to items For each possible item answer in the support column within the PICS proforma a unique reference exists which may be used, for example, in conditional expressions. It is defined as the table identifier, followed by the / character, followed by the item number in the table. If there is more than one support column in a table, the columns are discriminated by letters (a, b, etc.). Prerequisite Line A prerequisite line takes the form: Prerequisite: <predicate> <min value>..<max value>..0 <value>, <value>,, <valuen>,,,, b, b, b 0x0A, 0x, 0xF <name>(<val>), <name>(<val>),, <namen>(<valn>) reject(), accept() Size (<min size>..<max size>) Size (..) Example: Table A/ is the reference to the answer of item in Table A. Example: Table A/b is the reference to the second answer (i.e., in the second support column) of item in Table A.. A prerequisite line after a clause or table title indicates that the entire clause or the entire table is not required to be completed if the predicate is FALSE. A.. Instructions for completing the PICS Proforma The supplier of the implementation shall complete the PICS proforma in each of the spaces provided. In particular, an explicit answer shall be entered, in the support or values supported column boxes provided, using the notation described in section Abbreviations and Conventions. Copyright 00 WiMAX Forum

19 00-0- WiMAX PICS v... 0 However, tables contained in section Subscriber Station shall only be completed for Subscriber Station (SS) implementations, and tables contained in section Base Station shall only be filled in for Base Station implementations. If necessary, the supplier may provide additional comments in space at the bottom of the tables or separately. A. Identification of the Implementation Identification of the Implementation Under Test (IUT) and the system in which it resides (the System Under Test (SUT)) should be filled in so as to provide as much detail as possible regarding version numbers and configuration options. The product supplier and client information should both be filled in if they are different. A person who can answer queries regarding information supplied in the PICS should be named as the contact person. A.. Date of Statement A.. Implementation Under Test (IUT) Identification IUT name: IUT version: Copyright 00 WiMAX Forum

20 00-0- WiMAX PICS v... 0 A.. System Under Test (SUT) Identification SUT name: Hardware configuration: Operating system: A.. Product Supplier Name: Address: Telephone number: Facsimile number: address: Additional information: Copyright 00 WiMAX Forum

21 00-0- WiMAX PICS v... 0 A.. Client (if different from product supplier) Name: Address: Telephone number: Facsimile number: address: Additional information: A.. PICS Contact Person (A person to contact if there are any queries concerning the content of the PICS.) Name: Telephone number: Facsimile number: address: Additional information: Copyright 00 WiMAX Forum

22 00-0- WiMAX PICS v... 0 A. Identification of the Standard This PICS proforma applies to the following standard: IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems as amended by: IEEE P0.c/D-00: Draft Amendment to IEEE Standard for Local and Metropolitan Area Networks Part : Air Interface for Broadband Fixed Wireless Access Systems Detailed System profiles for - GHz. A.. Profiles IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems, section defines system profiles. There are separate profiles for the MAC and the PHY layers. The profiles that are defined are: Basic ATM MAC profile Basic packet MAC profile US MHz channel PHY profile European MHz channel PHY profile Table A defines the profile reference identifiers for use in this PICS proforma. Table A Profile Definitions Identifier Description Status Support profm Basic ATM MAC profile o. profm Basic packet MAC profile o. profp US MHz channel PHY profile o. profpf US MHz channel PHY profile - FDD c profpt US MHz channel PHY profile - TDD c profp European MHz channel PHY profile o. ProfPf European MHz channel PHY profile - FDD c profpt European MHz channel PHY profile - TDD c o.: It is mandatory to support at least one of these items. o.: It is mandatory to support at least one of these items. c: If profp then it is mandatory to support at least one of these items. c: If profp then it is mandatory to support at least one of these items. Copyright 00 WiMAX Forum

23 00-0- WiMAX PICS v... 0 A. Global Statement of Conformance Are all mandatory capabilities implemented? (Yes/No) Note: Answering No to this question indicates non-conformance to IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Non-supported mandatory capabilities are to be identified in the PICS, with an explanation of why the implementation is non-conforming, on pages attached to the PICS proforma. A. Roles o.: It is mandatory to support exactly one of these items. A. Subscriber Station Prerequisite: Table A/ This subclause contains the PICS proforma tables related to the Subscriber Station. They need to be completed for description of SS implementations only. A.. Major SS Capabilities and Functionalities of the MAC A... Convergence Sublayers This subclause covers the requirements in section of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. A... ATM Convergence Sublayer Table A Roles Item Role Status Support Subscriber Station (SS) o. Base Station (BS) o. This subclause covers the requirements of section. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Copyright 00 WiMAX Forum

24 00-0- WiMAX PICS v... 0 Prerequisite: profm c: If Table A/ THEN m ELSE x A... Packet Convergence Sublayer Table A ATM Convergence Sublayer Capabilities VP switched mode classification... m VC switched mode classification... m Payload Header Suppression - VP mode... m Payload Header Suppression VC mode... m ATM UNI Signaling... x CCS connection setup... c This subclause covers the requirements of section. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Prerequisite: profm Table A Packet Convergence Sublayer Protocol Support IPv. m IPv. o 0. Ethernet. o 0.Q VLAN. o IPv over 0. Ethernet. c IPv over 0. Ethernet. c IPv over 0.Q VLAN. c IPv over 0.Q VLAN. c c: If Table A/ THEN o ELSE i c: If Table A/ THEN o ELSE i Copyright 00 WiMAX Forum

25 00-0- WiMAX PICS v... 0 Table A Packet Convergence Sublayer Capabilities Assign packets to the correct connection based on device ingress physical port in the uplink direction Forward packets to the correct physical interface based on the SFID (CID) IPv classification... m IPv classification... c 0. Ethernet classification... c 0.Q VLAN Classification... c Payload header suppression support.. o c: If A/ OR Table A/ OR THEN Table A/ o ELSE i //IPv support c If Table A/ OR Table A/ OR THEN Table A/ o ELSE i //Ethernet support c: If Table A/ OR Table A/ OR THEN Table A/ o ELSE i //0.Q support Table A SS IP Classification in the uplink Prerequisite: Table A/ OR Table A/ SS supports IP classification Classification based on IP Destination Address prefix... o Classification based on IP Source Address prefix... o Classification based on IP Protocol/Next Header field... o Classification based on DSCP /IP TOS field... o Classification based on transport protocol destination port m m... o Classification based on transport protocol source port... o Copyright 00 WiMAX Forum

26 00-0- WiMAX PICS v... 0 A... Addressing and Connections Table A SS Ethernet Classification in the uplink Prerequisite: Table A/ SS supports Ethernet IEEE 0. classification Classification based on Destination Address... o Classification based on Source Address... o Classification based on Ethertype/SAP... o Table A SS 0.Q Classification in the uplink Prerequisite: Table A/ SS supports 0.Q Classification Classification based on 0.D Priority Range... o Classification based on 0.Q VLAN ID... o This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Table A Addressing and Connections Globally Unique SS MAC Address.. m MAC Management messages only on applicable CIDs.. m TFTP during initialization on the secondary management connection DHCP for SS IP address establishment and maintenance on the secondary management connection.. m.. m Time protocol on secondary management connection.. m User data only on transport connections.. m Copyright 00 WiMAX Forum

27 00-0- WiMAX PICS v... 0 A... Construction and Transmission of MAC PDUs This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. A... Conventions A... PDU Concatenation Table A Transmission Conventions Transmit messages most significant byte first... m Transmit bytes most significant bit first... m Table A PDU Concatenation Concatenate Multiple MAC PDUs into a single burst of the length commanded by the UL-MAP. Receive concatenated MAC PDUs and determine disposition via CID.... m... m Copyright 00 WiMAX Forum 0

28 00-0- WiMAX PICS v... 0 A... SDU Fragmentation A... Packing c: If profm THEN m ELSE I c: If profm THEN o ELSE I c: If Table A/ THEN o ELSE n/a Table A SDU Fragmentation Fragment a MAC SDU into multiple MAC PDUs... m Correctly set the FC bits... m Increment the FSM modulo... m Receive and reassemble fragmented SDUs.... m Discard SDUs corrupted due to loss of fragment... m Fragmentation of PDUs on Basic and Initial Ranging connections Table A Packing... x Pack Fixed length PDUs... c Receive (unpack) fixed length PDUs... c Pack variable length PDUs... o Receive (unpack) variable length PDUs... m Pack variable length PDUs with fragmentation... c Receive (unpack) variable length PDUs with fragmentation Packing of PDUs on Basic and Initial Ranging connections... m... x Copyright 00 WiMAX Forum

29 00-0- WiMAX PICS v... 0 A... CRC c: If profm then m else o A... Uplink Scheduling Service Table A CRC Compute and add CRC... c Check CRC... c This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Table A Uplink Scheduling Service Support of UGS... o Support of rtps... o Support of nrtps... o Support of BE... o Refrain from issuing requests on UGS connections.. c o: Must support at least one of these options c: IF Table A/ THEN m ELSE n/a A... Bandwidth Allocation and Request Mechanism This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Copyright 00 WiMAX Forum

30 00-0- WiMAX PICS v... 0 Table A Bandwidth Allocation and Request Mechanism Request bandwidth via Bandwidth Request Header... m Request bandwidth via piggyback request... o Use aggregate bandwidth requests... m Use incremental bandwidth requests... o. Transmit request during Request IE grant... m Transmit request during Data Grant IE grant... m GPC mode... x GPSS mode... m Respond to Unicast Polls... m Respond to Broadcasts Polls... c Respond to Multicast Polls... c Use Poll-me Bit... c o.: If Table A/ then m else o c: If Table A/ then m else n/a c: If Table A/ then m else n/a c: If Table A/ or Table A/ then m else o A... MAC Support of PHY layers This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Table A MAC Support of PHY Layers - SS Framed FDD... c Full Duplex FDD... c Half-Duplex FDD... c TDD... c Copyright 00 WiMAX Forum

31 00-0- WiMAX PICS v... 0 o.: Exactly one of these options must be supported c: If (profpf or profpf) then m else n/a c: If Table A/ then o. else n/a c: If (profpt or profpt) then m else n/a c: If (profpf or profpf) then ms else if (profpt or profpt) then ms + TDD split A... Contention resolution This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. c: If Table A/ or Table A/ then m else n/a A... Network Entry and Initialization Table A Map Relevance - SS Allowed Minimum Map Relevance... m 00 us + round trip delay Maximum Map Relevance... m c Table A Contention resolution Supported The SS supports truncated exponential backoff for initial ranging. The SS supports truncated exponential backoff for bandwidth request contention... m.. c This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Copyright 00 WiMAX Forum

32 00-0- WiMAX PICS v... 0 A... Obtain Downlink Parameters This subclause covers the requirements of section... of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. A... Obtain Uplink Parameters Table A0 Network entry and Initialization Obtain Downlink Parameters... m Obtain Uplink Parameters...,... m Initial Ranging...,... m Negotiate Basic Capabilities... m SS Authorization...,. m Registration... m Establish IP connectivity... m Establish ToD... m Transfer operational parameters... m Table A Obtain Downlink Parameters SS receives DL-MAP correctly... m SS receives DCD correctly... m This subclause covers the requirements of section... and... of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Copyright 00 WiMAX Forum

33 00-0- WiMAX PICS v... 0 A... Initial Ranging This subclause covers the requirements of section... and... of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. A... Negotiate Basic Capabilities Table A Obtain Uplink Parameters SS receives UCD correctly...,... m Table A Initial Ranging SS receives UL-MAP with Initial Ranging slot(s)... m SS random access algorithm to select slot... m SS sends RNG-REQ in random slot within backoff window, using the correct burst profile... m SS receives RNG-RSP... m SS establishes Basic and Primary Management connections... m SS performs timing and power adjustment... m Use the RNG-REQ message to request a DL burst profile change SS performs network entry and initialization on DL Frequency Override channel, if instructed... o... m This subclause covers the requirements of section... of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Copyright 00 WiMAX Forum

34 00-0- WiMAX PICS v... 0 A... SS Authorization This subclause covers the requirements of section... of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. A... Registration Table A Obtain Downlink Parameters SS sends SBC-REQ... m SS receives SBC-RSP... m Table A SS Authorization SS sends Auth Request (PKM-REQ with Code=)...,. m SS receives Auth Reply (PKM-REQ with Code=)...,. m SS stores AK and derives KEK, HMAC_KEY_U and, HMAC_KEY_D...,. m SS establishes SAs listed in Auth Reply...,. m This subclause covers the requirements of section... of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Table A Registration SS sends REG-REQ... m SS receives REG-RSP... m SS establishes Secondary Management Connection... m SS resends REG-REQ on timeout... m Copyright 00 WiMAX Forum

35 00-0- WiMAX PICS v... 0 A... Establish IP Connectivity This subclause covers the requirements of section... of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. A... Establish ToD This subclause covers the requirements of section... of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. A... Periodic Ranging Table A Establish IP Connectivity SS sends DHCPDISCOVER on Secondary Management Connection SS receives DHCPOFFER on Secondary Management Connection SS sends DHCPREQUEST on Secondary Management Connection SS receives DHCPACK on Secondary Management Connection... m... m... m... m SS establishes IP parameters... m Table A Establish ToD Item Role Reference Status Support SS sends Time of Day request... m SS receives Time of Day response... m SS establishes Time of Day... m This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Copyright 00 WiMAX Forum

36 00-0- WiMAX PICS v... 0 A... Update of Channel descriptors Table A Periodic Ranging - SS Reinitialize after T with no periodic ranging opportunity Reinitialize after RNG-RSP with Ranging Status = rerange() Adjust PHY parameters in response to RNG-RSP after initial ranging Request change to more appropriate DL burst profile based upon thresholds in DCD. Use the RNG-REQ message to request a DL burst profile change in station maintenance interval. Use the DBPC-REQ message to request a DL burst profile change in data grant interval... m.. m.. m.. m.. m.. m Change DL burst profile based upon RNG-RSP... m Change DL burst profile based upon DBPC-RSP.. m This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Table A Update of Channel descriptors - SS Support of two simultaneous sets of burst descriptors.. m Store new uplink burst descriptors upon receiving UCD message with incremented Configuration change count Store new downlink burst descriptors upon receiving DCD message with incremented Configuration Change Count Transmit with new generation of burst descriptors after receiving UL-MAP with UCD Count matching the new Configuration Change Count Receive with new generation of burst descriptors after receiving DL-MAP with DCD Count matching the new Configuration Change Count.. m.. m.. m.. m Copyright 00 WiMAX Forum

37 00-0- WiMAX PICS v... 0 A... Multicast Polling Groups This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. A... Quality of Service This subclause covers the requirements of section.. of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. A... Dynamic Service Flow operations Table A Multicast Polling Groups - SS SS receives MCA-REQ.. m SS supports participation in multicast polling group.. o SS transmits MCA-RSP.. m Table A Dynamic Service Flow operations Item Role Reference Status Support Creation - BS Initiated.. m Creation - SS initiated.. c Change BS Initiated.. m Change SS Initiated.. c Deletion BS Initiated.. m Deletion SS Initiated.. c c: if (profm && A/) then m else x // only for SVCs and soft-pvcs Copyright 00 WiMAX Forum

38 00-0- WiMAX PICS v... 0 A... SS Initiated Dynamic Service Flow creation Table A SS Initiated Service Flow creation Prerequisite: A/ Item Role Reference Status Support SS sends DSA-REQ.. x SS receives DSX-RVD.. x SS receives DSA-RSP.. x SS sends DSA-ACK.. x A... BS Initiated Service Flow Creation Table A BS Initiated Service Flow Creation Item Role Reference Status Support SS receives DSA-REQ.. m SS sends DSA-RSP.. m SS receives DSA-ACK.. m A... SS Initiated Dynamic Service Flow Change Table A SS Initiated Service Flow change Prerequisite: A/ Item Role Reference Status Support SS sends DSC-EQ.. x SS receives DSX-RVD.. x SS receives DSC-RSP.. x SS sends DSC-ACK.. x Copyright 00 WiMAX Forum

39 00-0- WiMAX PICS v... 0 A... BS Initiated Service Flow Change A... SS Initiated Service Flow Deletion A... BS Initiated Service Flow Deletion A... SS PKM functions Table A BS Initiated SF Change Item Role Reference Status Support SS receives DSC-REQ.. m SS sends DSC-RSP.. m SS receives DSC-ACK.. m Prerequisite: A/ Table A BS Initiated SF Deletion Item Role Reference Status Support SS sends DSD-REQ.. x SS receives DSD-RSP.. x Table A BS Initiated SF Change Item Role Reference Status Support SS receives DSD-REQ.. m SS sends DSD-RSP.. m This subclause covers the requirements of section of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Copyright 00 WiMAX Forum

40 00-0- WiMAX PICS v... 0 c : IF Table A/ then m else n/a A... Configuration File Table A PKM functions SS supports Authorization m SS supports AK exchange m SS supports TEK exchange m SS support user data encryption m SS supports PKM message authentication m SS supports MAC management message authentication m SS supports Primary SA m SS supports Static SAs o SS supports Dynamic SAs o SS supports dynamic SA mapping c Encryption... m Decryption... m Table A SS Encryption and authentication Algorithms DES data encryption/decryption m DES KEK decryption m RSA decryption with bit key m HMAC with SHA- m SA with no encryption/decryption as encryption algorithm m This subclause covers the requirements of sections... and of IEEE Std (//00): Local and Metropolitan Area Networks Part : Standard Air Interface for Fixed Wireless Access Systems. Copyright 00 WiMAX Forum

41 00-0- WiMAX PICS v... 0 Table A DHCP and Configuration File Tx TFT-CPLT... m Rx TFTP-RSP... m Transfer Config File... m Support Configuration File format m SS MIC Configuration setting m End Configuration Setting m Software Upgrade Filename m SNMP Write Access Control m SNMP MIB Object m Software Server IP Address m Pad Configuration setting m Vendor specific configuration settings o A.. MAC PDU descriptions, seen from the SS This subclause covers the requirements of the various PDU formats. A... Headers and Subheaders Table A Headers and Subheaders SS Support Generic MAC Header Tx... m Copyright 00 WiMAX Forum

42 00-0- WiMAX PICS v... 0 c: If Table A/ then m else n/a c: If Table A/ then m else n/a c: If Table A/ then m else n/a A... MAC Management PDUs This section defines the requirements for the structure of PDUs and Management messages. The requirement to receive a PDU or its parameters does not imply a requirement to act upon the PDU or parameter. A... UCD message Table A Headers and Subheaders SS Support Generic MAC Header Rx... m Support of Bandwidth Request Header Tx... m Support of Bandwidth Request Header Rx... N/a Support Fragmentation sub-header Tx... m Support Fragmentation sub-header Rx... m Grant Management Subheader for UGS Tx... c Grant Management Subheader for non-ugs Tx... c Grant Management Subheader Rx... N/a Packing Subheader Tx... c Packing Subheader Rx... m c: if (present) then m else Table A/ Table A UCD Message UCD - Rx... m UCD - Tx... x Burst Descriptor - Rx... m Symbol Rate -Rx... n/a Frequency - Rx... n/a SS Transition Gap - Rx... c Roll off factor - Rx... n/a Power Adjustment Rule... m Contention Based Reservation Time-out... m Copyright 00 WiMAX Forum

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