IUCRC Program Findings from the Center Structure Database
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1 IUCRC Program Findings from the Center Structure Database DRAFT RESULTS: FY *Data collected from 73 out of 73 total active centers Trends from Center Structure Database: Leonchuk, L., McGowen, L.C., & Gray, D.O. North Carolina State University 8/1/216 IUCRC Evaluation Project 1
2 Overview Data collection methodology and timeframe Number of through Slides 7-9 Detailed analyses through (structural, process, outcome) Slides 1-39 CISE and ENG breakdowns Slides 4-47 Comparison by program Phase (I, II, III) Slides /1/216 IUCRC Evaluation Project 2
3 Methodology Collection of structural data from centers and sites delayed until spring 216 due to new solicitation were asked to report on last complete project year As noted, some variables changed this year (trends adjusted to standardize) Data on number of funded centers collected from NSF (through 216) Does not include centers or sites funded under new solicitation! Reporting issues: Issue of how to count centers under NCE (no cost extension) will need to be addressed in the future (e.g., between phase NCE; end-of-funding NCE) Report considered draft until centers given last opportunity to review data 8/1/216 IUCRC Evaluation Project 3
4 NSF and Center Budgeting Life Cycle Oct FY1 NSF Fiscal Year Mar FY1 Center Project Year Aug FY1 Oct FY2 Center Project Year NSF Fiscal Year Mar FY2 Included in report Aug FY2 - Structural report includes activities for previous complete project year - Report excludes centers less 1 year operation First Center Project Year IUCRC Report Completed Not included in report 8/1/216 IUCRC Evaluation Project 4
5 Understanding Center Count and Activity Statistics Through 215 FY NSF Funded > 1 yr. (completed a project year) 3 NSF Funded < 1 yr. (project year not completed) = 76 Funded Statistics on Total and Average Activity Slides /1/216 IUCRC Evaluation Project 5
6 Understanding Center Counts Through 216 FY NSF Funded > 1 yr. (completed a project year) 3 NSF Funded < 1 yr. (project year not completed) = 68 Funded Counted for 216 Slides Graduated/Closed 4 Phase III Graduated - Count of Funded will increase when new solicitation awards made during late 216 8/1/216 IUCRC Evaluation Project 6
7 Graduated & Closed are included in this report, but were in their last year of funding as of FY14-15 and are no longer actively funded under the IUCRC grant Advanced Processing & Packaging Studies: OSU, NCSU Design of Analog/Digital Integrated Circuits: OSU, U WA, WSU Electric Vehicles: Transportation & Electricity Convergence: UTA, TXA&M Friction Stir Processing: BYU, UNT, SDSMT, USC Nondestructive Evaluation: ISU Power Systems Engineering Research Center: ASU, Cornell, TXA&M, WSU, UWM, ISU, WSU, UIUC, GIT, Howard, UCB Safety, Security, Rescue Research Center: UMN, UNCC, DU, Upenn Silicon Solar Consortium: NCSU, GIT 8/1/216 IUCRC Evaluation Project 7
8 Center Life Cycle Through 216* 1 5 (Current year) (Cumulative Record) '8 '81 '82 '83 '84 '85 '86 '87 '88 '89 '9 '91 '92 '93 '94 '95 '96 '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 '16 Active Phased Out *Data Current for FY216; Count of current centers reflects those with 1 year of operation 8/1/216 IUCRC Evaluation Project 8
9 ACTIVE CENTERS AND SITES BY YEAR* 25 Cooperative ~2.6 Research Sites/Center Plus 5 Int l Sites '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 '16 Sites *Data Current for FY216 5 fewer & 16 fewer sites 8/1/216 IUCRC Evaluation Project 9
10 Single & Multi-Site * '85 '86 '88 '89 '9 '91 '92 '93 '94 '95 '96 '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 ' Single-Site Multi-Site *Data Current for FY216 8/1/216 IUCRC Evaluation Project 1
11 Total Program Funding 16 Millions Variable Definition Change* '8 '81 '82 '83 '84 '85 '87 '88 '89 '9 '91 '92 '93 '94 '95 '96 '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 *FY15 Data do not include Univ. & Other Cash 8/1/216 IUCRC Evaluation Project 11
12 Total Program Funding: Univ. & Other Cash Excluded 16 Millions '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 12
13 Average & Median Total Center Funding $3,, Variable Definition Change* $2,5, $2,, $1,5, $1,, $5, $ '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 Average *FY15 Data do not include Univ. & Other Cash 8/1/216 IUCRC Evaluation Project 13 Median
14 Average & Median Total Center Funding: Excludes Univ. & Other Cash $3,, $2,5, $2,, $1,5, $1,, $5, $ '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 Average Median 8/1/216 IUCRC Evaluation Project 14
15 NSF Budget by Year 25 2 Millions Draft Slide: Awaiting budget data on 215 from NSF '8 '81 '82 '83 '84 '85 '86 '87 '88 '89 '9 '91 '92 '93 '94 '95 '96 '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 Total Dollars in Millions 8/1/216 IUCRC Evaluation Project 15
16 NSF Budget by Year Millions Other Programs co-fund too! Draft Slide: Awaiting budget data on 215 from NSF '8 '81 '82 '83 '84 '85 '86 '87 '88 '89 '9 '91 '92 '93 '94 '95 '96 '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 ' ENG CISE FRP Program 8/1/216 IUCRC Evaluation Project 16
17 Average NSF IUCRC Awards & Supplements per Center $35, $3, $25, $2, $15, $1, $5, $ ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 17
18 Average NSF IUCRC Funding per Site 1, 9, 8, 7, 6, 5, 4, 3, 2, 1, '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 18
19 Total Funding by Source in Millions of Dollars UNIVERSITY OTHER CASH NON-FED FED STATE OTHER INDUSTRY INDUST. MEM. FEES OTHER NSF IUCRC Variable Definition Change* '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 *FY15 Data do not include Univ. & Other Cash 8/1/216 IUCRC Evaluation Project 19
20 Total Funding by Source in Dollars: Univ. & Other Cash Excluded NON-FED FED STATE OTHER INDUSTRY INDUST. MEM. FEES OTHER NSF IUCRC '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 2
21 Total Funding by Source in Percentages* 1% 9% 8% 7% 6% 5% 4% 3% Variable Definition Change.%.% 4.7% 16.3% 6.6% 3.6% 4.% UNIVERSITY OTHER CASH NON-FED FED STATE OTHER INDUSTRY INDUST. MEM. FEES OTHER NSF IUCRC 2% 13.% 1% 15.8% % '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 *FY15 Data do not include Univ. & Other Cash 8/1/216 IUCRC Evaluation Project 21
22 Total Funding by Source in Percentages: Univ. & Other Cash Excluded 1% 9% 8% 7% 6% 4.7% 16.3% 6.6% 3.6% NON-FED FED STATE 5% 4.% OTHER IND. 4% 3% 2% 13.% IND. MEM. FEES OTHER NSF 1% 15.7% % '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 IUCRC 8/1/216 IUCRC Evaluation Project 22
23 Industrial Memberships Total Number of Memberships 14 Average Number of Memberships Complex changes: : Phase 3 introduced = 5 mature centers added, increasing average 2 '85 '88 '9 '92 '94 '96 '98 ' '2 '4 '6 '8 '1 '12 ' : Massive growth in new centers established (N = 31), decreasing average '85 '88 '9 '92 '94 '96 '98 ' '2 '4 '6 '8 '1 '12 '14 8/1/216 IUCRC Evaluation Project 23
24 Average Membership Turn Over 6 5 Members leaving exceeding members added '89 '9 '91 '92 '93 '94 '95 '96 '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 Members Added this FY Members Left this FY 8/1/216 IUCRC Evaluation Project 24
25 Member Turnover Rate 35% 3% 25% 2% 15% 1% 5% % '92 '93 '94 '95 '96 '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 Turnover % = Members terminated in year X+1 / Total members in year X 8/1/216 IUCRC Evaluation Project 25
26 Member Composition * 7% Large Small Fed State Others^ 6% 5% 4% 3% 2% 1% % '5 '6 '7 '8* '9* '1* '11* '12* '13* '14* '15* *Years Advanced Forestry excluded as a small business outlier: 8=36, 9=49, 1=57, `11=66, 12=71, 13=77, 14=86, 15=71. ^ Categories comprising Others include: non-profit, non-us gov t, and other org. 8/1/216 IUCRC Evaluation Project 26
27 Member Composition % 6% 5% 4% 3% 2% Large Small Fed State Others^ 1% % '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 ^ Categories comprising Others include: non-profit, non-us gov t, and other org. 8/1/216 IUCRC Evaluation Project 27
28 Average Number of Researchers per Center 25. Faculty & Post Doc Researchers '87 '88 '89 '9 '91 '92 '93 '94 '95 '96 '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 28
29 Total Funding per Researcher $16, Total Dollars per Researcher Variable Definition Change* $14, $12, $1, $8, $6, $4, $2, $ '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 *FY15 Data do not include Univ. & Other Cash 8/1/216 IUCRC Evaluation Project 29
30 Total Funding per Researcher: Excludes Univ. & Other Cash $16, Total Dollars per Researcher $14, $12, $1, $8, $6, $4, $2, $ '97 '98 '99 ' '1 '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 3
31 Total Intellectual Property & Commercialization Events *Invention Disclosures Patent Applications Patents Granted Software Copyrights Licensing Agreements 4 2 Royalties Realized Spinoff Companies Formed '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 *Invention Disclosures Outliers: 214: CVDI = 4, BSAC = 2, E-Design = 12, CITeR = : BSAC = 32 8/1/216 IUCRC Evaluation Project 31
32 Average Intellectual Property & Commercialization Events Invention Disclosures Patent Applications 2 Patents Granted 1.5 Software Copyrights 1 Licensing Agreements.5 Royalties Realized Spinoff Companies Formed '5 '6 '7 '8 '9 '1 '11 '12 ' *Invention Disclosures Outliers: 214: CVDI = 4, BSAC = 2, E-Design = 12, CITeR = : BSAC = 32 8/1/216 IUCRC Evaluation Project 32
33 Total Students Trained 12 PhD (215 Mean = Masters (215 Mean = 7.66) BS (215 Mean = 7.3) '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 33
34 Average Students Trained 25 PhD Masters BS '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 34
35 Total Students Graduated PhD (215 Mean = 3.92) Masters (215 Mean = 3.6) BS (215 Mean = 2.6) '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 35
36 Average Students Graduated 8 PhD Masters BS '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 36
37 Total Students Hired by Members 14 PhD (215 Mean =.96) Masters (215 Mean =.77) BS (215 Mean =.44) '2 '3 '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 37
38 Average Students Hired by Members 2.5 PhD Masters BS '4 '5 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 8/1/216 IUCRC Evaluation Project 38
39 IUCRC Alumni Career Outcomes: Total Students Hired Industry Mem. Govt Mem Industry Non-Mem Govt Non-Mem Faculty Postdoc Cont Edu Not Reported BS MS PhD 8/1/216 IUCRC Evaluation Project 39
40 IUCRC Alumni Career Outcomes: Average Students Hired Industry Mem. Govt Mem Industry Non-Mem Govt Non-Mem Faculty Postdoc Cont Edu Not Reported BS MS PhD 8/1/216 IUCRC Evaluation Project 4
41 CISE & ENG Partnership Some Comparisons and Recent Trends 8/1/216 IUCRC Evaluation Project 41
42 Growth in N of CISE & ENG over time N CISE N ENG 8/1/216 IUCRC Evaluation Project 42
43 215 CISE & ENG: Funding by Source Total Dollars $8,, $7,, $6,, $5,, $4,, $3,, $2,, $1,, $ Average Dollars $2,5, $2,, $1,5, $1,, $5, $ CISE ENG CISE ENG 8/1/216 IUCRC Evaluation Project 43
44 CISE & ENG: Average Students Trained CISE 25 ENG '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 PhD Masters BS PhD Masters BS 8/1/216 IUCRC Evaluation Project 44
45 CISE & ENG: Average Students Graduated CISE ENG '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 PhD Masters BS PhD Masters BS 8/1/216 IUCRC Evaluation Project 45
46 CISE & ENG: Average Students Hired by Members CISE '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 PhD Masters BS ENG '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 PhD Masters BS 8/1/216 IUCRC Evaluation Project 46
47 CISE & ENG: Total Intellectual Property & Commercialization Events 6-15 CISE *Invention Disclosures Patent Applications Patents Granted ENG Software Copyrights 6 4 Licensing Agreements 4 2 Royalties Realized 2 Spinoff Companies Formed '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 *Invention Disclosures Outliers: CISE 214: CVDI = 4, CITeR = 17, E-Design = 12. ENG 214: BSAC = 2. ENG 215: BSAC = 32. 8/1/216 IUCRC Evaluation Project 47
48 CISE & ENG: Average Intellectual Property & Commercialization Events 6-15 CISE *Invention Disclosures Patent Applications Patents Granted Software Copyrights Licensing Agreements ENG Royalties Realized.5 Spinoff Companies Formed '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 '6 '7 '8 '9 '1 '11 '12 '13 '14 '15 *Invention Disclosures Outliers: CISE 214: CVDI = 4, CITeR = 17, E-Design = 12. ENG 214: BSAC = 2. ENG 215: BSAC = /1/216 IUCRC Evaluation Project 48
49 215 Phase-based comparison 8/1/216 IUCRC Evaluation Project 49
50 N of by Phase Phase 1 Phase 2 Phase 3 8/1/216 IUCRC Evaluation Project 5
51 Total Program Funding $5,, $45,, $4,, $35,, $3,, $25,, $2,, $15,, $1,, $5,, $ Phase1 Phase2 Phase3 Total Budget 8/1/216 IUCRC Evaluation Project 51
52 Average & Median Total Center Funding $3,, $2,5, get larger over time $2,, $1,5, $1,, $5, $ Phase 1 Phase 2 Phase 3 Average Median 8/1/216 IUCRC Evaluation Project 52
53 Average NSF IUCRC Awards & Supplements $3, $25, $2, $15, $1, $5, $ Phase 1 Phase 2 Phase 3 NSF IUCRC 8/1/216 IUCRC Evaluation Project 53
54 Total Funding by Source in Percentages 6% 5% 4% 3% 2% 1% % Mem. Fees Addl Industry NSF IUCRC NSF Other Fed Non-Fed State Phase 1 Phase 2 Phase 3 8/1/216 IUCRC Evaluation Project 54
55 Industrial Memberships Total Number of Memberships 6 Average Number of Memberships Phase 1 Phase 2 Phase 3 Phase 1 Phase 2 Phase 3 8/1/216 IUCRC Evaluation Project 55
56 Average Membership Turn Over Phase 1 Phase 2 Phase 3 Mmbers Addded this FY Members Left this FY *Newly funded members are not counted as Members Added 8/1/216 IUCRC Evaluation Project 56
57 Member Turnover Rate 3% 25% 2% 15% 1% 5% % Phase 1 Phase 2 Phase 3 Turnover % = Members terminated in year X+1 / Total members in year X 8/1/216 IUCRC Evaluation Project 57
58 Average Number of Intellectual Property & Commercialization Events Phase 1 Phase 2 Phase 3 Invention Disclosures Patent Applications Patents Granted Software Copyrights Licensing Agreements Royalties Realized Spinoff Companies Formed 8/1/216 IUCRC Evaluation Project 58
59 Average Students Graduated Phase 1 Phase 2 Phase 3 BS Masters PhD 8/1/216 IUCRC Evaluation Project 59
60 Average Students Hired by Members Phase 1 Phase 2 Phase 3 BS Masters PhD 8/1/216 IUCRC Evaluation Project 6
61 Questions? 8/1/216 IUCRC Evaluation Project 61
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