OPERATIONS SEAFARER CERTIFICATION STANDARD OF TRAINING & ASSESSMENT. Security Awareness STCW A-VI/6-1

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Document No. STA-06-601 Version No, Date 1.0 01/06/2018 Effective Date 01/07/2018 Compiled by Consultant, Senior Examiner Deck, QSS - Developer Approved by Chief Examiner Approval date 31/05/2018 OPERATIONS SEAFARER CERTIFICATION STANDARD OF TRAINING & ASSESSMENT SA MARITIME QUALIFICATIONS CODE Security Awareness STCW A-VI/6-1

Document Compiled by Name Position Signature Date Gary Walsh Consultant 21/05/2018 Pierre Schutz Senior Examiner Deck 21/05/2018 Azola Nkota QSS - Developer 21/05/2018 Approval Name Position Signature Date Azwimmbavhi Mulaudzi Chief Examiner 31/05/2018 Distribution Name All Training Institutions, Seafarers Title SAMSA personnel External Stakeholders Revision History Version Effective Date Summary of Changes 1.0 01/07/2018 First issue after approval by the Syllabus Committee on 23 May 2018 Document Review Page 2 of 14

Contents Background and Context... 4 Introduction... 4 Legal Basis of the SAMSA Code... 4 Continuous Improvement and feedback... 6 Applicable International standard(s)... 7 Standard of competence (Objectives of the Training)... 7 Pre-requisites for entry into the course... 7 Education, Training & Assessment of candidates... 7 Duration of the course... 8 Maximum number candidates per course... 8 Requirements from training institutions... 8 Persons Conducting the Training and Assessment... 10 Institution s library... 10 Transitional arrangements... 11 Specification of minimum standard of competence in Security Awareness... 13 Page 3 of 14

Background and Context Introduction I. The SAMSA Code is a set of Documents used by SAMSA to bring into effect and operationalise the requirements (standards) for training, assessment and certification of Seafarers. II. Majority of these standards have to meet minimum standards set internationally for seafarers whose qualifications have to meet international standards. The primary sectors whose training, assessment and certification have to meet international standards are; II.I. Fishing the International Convention on Standards of Training, Certification and Watchkeeping for Fishing Vessel Personnel, 1995 (STCW-F), coming into force in South Africa on 01 July 2017 II.II. Seagoing Merchant Vessels - The International Convention on Standards of Training, Certification and Watchkeeping for Seafarers (STCW), 1978, as amended, which is already in force in South Africa. III. Where the SAMSA Code is giving effect to international standard(s), that international standard shall be the primary basis. Each standard on the SAMSA Code shall bear the name of the particular international standard being used as it s primary basis, with the exception of the numbering which is unique to the SAMSA Code IV. The SAMSA Code, in the adoption of the international standards, shall take into account other requirements with regards to implementation procedures. Legal Basis of the SAMSA Code V. The Merchant Shipping (Safe Manning, Training and Certification) Regulations, 2013, as amended requires that SAMSA establishes the South African Maritime Qualifications Code (SAMSA Code). V.I. The STCW Convention, in Regulation I/6, requires that the education and training objectives and related standards of competence to be achieved are clearly defined and that the levels of knowledge, understanding and Page 4 of 14

skills appropriate to the examinations and assessments required under the Convention are identified. The objectives and related quality standards may be specified separately for different courses and training programmes and shall cover the administration of the certification system. and it further states that application of the quality standards shall cover the administration of the certification system, all training courses and programmes, examinations and assessments carried out by or under the authority of a Party and the qualifications and experience required of instructors and assessors, having regard to the policies, systems, controls and internal quality assurance reviews established to ensure achievement of the defined objectives. V.II. To give effect to these requirements, SAMSA s Quality Standards System comprises of primarily two elements, viz; V.II.1. The SAMSA Code, to deal with...the education and training objectives and related standards of competence to be achieved are clearly defined and that the levels of knowledge, understanding and skills appropriate to the examinations and assessments required, which this document forms part of V.II.2. The OPS-500 system, to deal quality standards shall cover the administration of the certification system, all training courses and programmes, examinations and assessments carried out by, which then provides pro-forma documents and operational procedures VI. The SAMSA Code is set to meet and exceed the minimum standards that inform the creation of a specific standard. It primarily seeks to ensure that the candidate (seafarer) is skilled in a manner he can perform both regular and emergency duties that may be assigned to them on the basis of that qualification. Page 5 of 14

Continuous Improvement and feedback VII. Seafarers, Employers and Training Institutions are invited to use a critical eye when using the SAMSA Code and provide feedback to SAMSA in writing, such criticism may focus on its effectiveness, implementation and application. VIII. As this document may be reviewed without notice, users are invited to download the latest copy each time they use the document. However, when submitting an accreditation, the application will be assessed on the basis of the requirements that existed immediately prior to the application being made. Page 6 of 14

Security Awareness Applicable International standard(s) 1. This standard has been developed to meet the requirements of Security-Awareness as contained in Section A-VI/6, Table A-VI/6-1, Chapter VI of the STCW Code. 2. Persons who completes the Security Awareness training successfully may be eligible to apply for a Certificate of Proficiency in Security Awareness at SAMSA. Standard of competence (Objectives of the Training) 3. The training in Security Awareness is for all seafarers serving on seagoing vessels which are required to comply with the requirements of the ISPS Code, on the business of that ship as part of the ship's compliment without designated security duties. The objective of the training is to ensure that all seafarers have heightened security awareness and vigilance. The objectives and outcomes of the training should be that candidates can; 3.1. Contribute to the enhancement of maritime security through heightened awareness, 3.2. Recognise security threats, and 3.3. Understand the need for and methods of maintaining security awareness and vigilance. Pre-requisites for entry into the course 4. The course is open to all persons who intend serving onboard seagoing merchant vessels and must be of a minimum age of 16 years or older. Education, Training & Assessment of candidates 5. The education and training of the seafarer must follow a systematic and logical sequence with respect to the minimum subject matter which is to be covered. The subject matter can be found in column 2 of the table below. The training could be a combination of Page 7 of 14

lecturing, audio visual aids, practical examples, practical exercises and/or a combination of all or any means. 6. To be considered a successful candidate in this course, candidate shall have demonstrated their competence in accordance column 3 of the table below. The assessment to assess such competence shall consist of written assessment of theory or an oral assessment. All assessments for this course are formal and thus shall be recorded accordingly. These assessments methods may be divided into; 6.1. Formative assessment is an assessment designed to feed into further learning, and is very important for the learning process. A range of formal, non-formal, and informal formative assessment procedures are used to focus teaching and learning to improve learner success. When formative assessment is formal, results are recorded and count towards the final marks; and 6.2. Summative assessment is conducted at the end of sections of learning or whole learning programmes, to evaluate learning related to a particular qualification, part-qualification, or professional designation. Summative assessment of learning usually has as its aim the evaluation and/or the certification of learning that has already taken place, and the extent to which this learning has been successful. There must be a formal Summative Assessment at the end of the course. During the accreditation process, an institution shall submit a minimum of three Summative Assessments tests. Duration of the course 7. Training in Security Awareness shall be conducted over a period of no less than 1 day class room theoretical training. Maximum number candidates per course 8. The maximum number of candidates permitted for this course shall not exceed 20. Requirements from training institutions Page 8 of 14

9. When developing or reviewing training material for Security Awareness, this part of the SAMSA Code shall be included in the front pages of the training material. The course material shall include a contents page which clearly identifies the content covered in the course. 10. For accreditation, the institution must demonstrate to the examiner that they have the following facilities and are able to perform all necessary exercises for the course; 10.1. Have a classroom, hall, boardroom, or equivalent of sufficient capacity where the theoretical elements of the course the course will be presented; 10.2. When making use of audio-visual material, then the appropriate equipment should be available; 10.3. When submitting an application for accreditation, the following must be supplied as a minimum; 10.3.1. Proof facilitators/instructors and/or assessors meet the requirements of paragraph 12 below, 10.3.2. Copy of any training material given to/used by the seafarers attending the course, 10.3.3. Time table showing time spent on each section of the training to demonstrate all subject matter covered and meeting the minimum duration of the course as stipulated in paragraph 7 above. The time-table should also stipulate how each section of the training shall be presented, i.e. lecture with slide presentation, educational video, practical demonstration, etc. 10.3.4. Copies of slide presentations, videos and practical demonstrations to be available for perusal by the relevant SAMSA Examiner accrediting the training. 10.3.5. Matrix/document cross referencing subject matter required to be covered as per this SAMSA Code as well as taking guidance from STCW '78 as Page 9 of 14

amended and where this is covered in the training manual supplied/used by the seafarer attending the training. 11. All documents presented as required by this section shall form part of the Quality Standards (Management) System of the institution. Changes and amendments to them shall be appropriately recorded, electronic media to include date stamps. Persons Conducting the Training and Assessment 12. For this course to be accredited, the institution must have facilitators and/or assessor with the following minimum qualifications and/or experience; 12.1. Qualifications and Experience as per table below Qualifications Able Seafarers Deck or Engine Officer in Charge of Navigational and/or Engineering watch or higher Person holding Company Security Officer training. Experience 36 Months sea service as Able Seafarer 12 months Sea Service as an Officer Not applicable 12.2. In addition to the qualifications above, except those holding qualifications as Ship s Security Officer and/or Company Security Officer, facilitator and/or assessor shall have completed training in Designated Security Duties, STA-06-601. 12.3. Alternative and/or equivalent qualifications may be accepted in lieu of the above qualifications with the concurrence of the relevant Senior Examiner and the Chief Examiner. Institution s library 13. The Institution shall have, in addition to the course content, the latest editions of following reference material in hard copy or electronic format 1 ; 13.1. International Ship and Port Facility Security Code. 1 Where reference material is electronic, means shall be provided for candidates to access such material Page 10 of 14

13.2. Merchant Shipping Act, 1951, as amended. 13.3. Merchant Shipping (Safe Manning, Training and Certification) Regulations, 2013, as amended. 13.4. Merchant Shipping (Maritime Security) Regulations, 2004, as amended. Transitional arrangements 14. These new SAMSA Code requirements shall come into force on 01 July 2018. 15. Facilitators and assessors who have been previously approved for this course, but who do not meet the above requirements may be permitted to carry on presenting the course only at institutions where they are currently presenting. Such arrangements must be approved by the Senior Examiner as follows; 15.1. The institution which has, in its accreditation, a person holding a qualification not considered equivalent or higher than that mentioned in paragraph 12 above, shall apply in writing to the Senior Examiner for such facilitator and/or assessor to be considered to continue offering this course; 15.2. Applications referred to above shall be made within a three months period of this Code coming into effect. 16. Within three months of these requirements coming into force, institutions currently accredited for this course shall show compliance by submitting the following; 16.1. A statement of Qualifications and Experience of lecturers, facilitators and/or assessors, 16.2. An inventory of the training equipment and/or tools, including library material, meeting the requirements or this standard, 16.3. A list of other changes made to the course, as a result of this standard becoming effective. Page 11 of 14

16.4. All information required to be submitted as set out in this Standard shall be sent to the Chief Examiner via e-mail to institutions@samsa.org.za Page 12 of 14

Specification of minimum standard of competence in Security Awareness Column 1 Column 2 Column 3 Column 4 Competence Knowledge, understanding and proficiency Methods for demonstrating competence Criteria for evaluating competence 1. Contribute to the enhancement of maritime security through heightened awareness. 2. Recognition of security threats. 1.1. Basic working knowledge of maritime security terms and definitions, including elements that may relate to piracy and armed robbery. 1.2. Basic knowledge of international maritime security policy and responsibilities of Governments, companies and persons. 1.3. Basic knowledge of maritime security levels and their impact on security measures and procedures aboard ship and in port facilities 1.4. Basic knowledge of security reporting procedures. 1.5. Basic knowledge of security related contingency Plans. 2.1. Basic knowledge of techniques used to circumvent security measures. 2.2. Basic knowledge enabling recognition of potential security threats, including elements that may relate to piracy and armed robbery. 2.3. Basic knowledge enabling recognition of weapons, dangerous substances and devices and awareness of the damage they can cause. Assessment of evidence obtained from approved instruction or during attendance at an approved course. Assessment of evidence obtained from approved instruction or during attendance at an approved course. Requirements relating to enhanced maritime security are correctly identified. Maritime security threats are correctly identified. Page 13 of 14

Column 1 Column 2 Column 3 Column 4 Competence Knowledge, understanding and proficiency Methods for demonstrating competence Criteria for evaluating competence 3. Understanding of the need for and methods of maintaining security awareness and vigilance. 2.4. Basic knowledge in handling security related information and security related communications. 3.1. Basic knowledge of training, drill and exercise requirements under relevant conventions, codes and IMO circulars, including those relevant for anti-piracy and anti-armed robbery. Assessment of evidence obtained from approved instruction or during attendance at an approved course. Requirements relating to enhanced maritime security are correctly identified. Page 14 of 14