Presentation to STM Innovations Seminar April 30, 2013

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Presentation to STM Innovations Seminar April 30, 2013 Paul F. Uhlir, Board on Research Data and Information (BRDI) National Academy of Sciences puhlir@nas.edu

Managing Organizations International CODATA Task Group on Data Citation Standards and Practices http://www.codata.org/taskgroups/tgdatacitation/index.html Approved at CODATA General Assemblies in 2010 and again in 2012. BRDI http://www.nas.edu/brdi Ad hoc committee of the Board on Research Data and Information, at the U.S. National Academy of Sciences, in Washington, DC. BRDI represents the U.S. National Committee for CODATA. BRDI staff supports both projects.

FUNDING We are grateful to the following funders of this project: Sloan Foundation Institute for Museum and Library Services Library of Congress CODATA Microsoft Research

CODATA Data Citation Task Group Co-Chairs: Jan Brase,(Director, DataCite, and ICSTI representative), Technische Informations Bibliothek (TIB)/German National Library of Science and Technology, GERMANY Sarah Callaghan (U.K. CODATA), The NCAS British Atmospheric Data Centre, STFC Rutherford Appleton Laboratory, UNITED KINGDOM Bonnie Carroll (U.S. CODATA and CENDI), President, Information International Associates, USA Members: Micah Altman, Massachusetts Institute of Technology, USA Elizabeth Arnaud, Bioversity International, ITALY Christine Borgman, University of California, Los Angeles, USA (has replaced Bonnie Carroll as the US CODATA rep.) Todd Carpenter, National Information Standards Organization, USA Dora Ann Lange Canhos, Environmental Reference Information Center, BRAZIL Vishwas Chavan, Global Biodiversity Information Facility, DENMARK Mark Hahnel, figshare, UK Fiona Murphy, Wiley & Sons Mark Parsons, Research Data Alliance and Renneselaer Polytechnic Institute, U.S. John Helly, Scripps Institute for Oceanography and San Diego Supercomputing Center, University of California, USA Puneet Kishor, Creative Commons Jianhui LI, Chinese Academy of Sciences, CHINA Brian McMahon, International Union of Crystallography, UNITED KINGDOM Karen Morgenroth, National Research Council Canada, CANADA Yasuhiro Murayama, National Institute of Information and Communications Technology, JAPAN Soren Roug, European Environmental Agency, BELGIUM Helge Sagen, Institute of Marine Research, NORWAY Eefke Smit, International Association of STM Publishers, THE NETHERLANDS Martie J. van Deventer, Council on Scientific and Industrial Research, SOUTH AFRICA Koji Zettsu, National Institute of Information and Communications Technology, JAPAN Consultants: Daniel Cohen, Library of Congress,USA Franciel Linares, Information International Associates, USA Yvonne Socha, University of Tennessee, USA Paul F. Uhlir, U.S. National Committee for CODATA and Board on Research Data and Information, National Academy of Sciences, USA

Data Citation Task Group Objectives and Deliverables Conduct inventory and analysis of existing literature and existing data citation and attribution initiatives. Investigate and analyze how existing data repositories cite and provide attribution to their data sets. Identify and obtain input from stakeholders in the library, academic, publishing and research communities. Provide an international forum to identify and help reconcile the needs of various stakeholder communities. Share information and create greater awareness of these issues internationally. Establish a public web presence. Conduct meetings and workshops to articulate the state of the art and best practices in this area, and to identify emerging issues. Work with the major international, regional, and national standards organizations to develop formal data citation and attribution standards and best practices. Promote scientific data attribution by developing models, tools, and practical guidance on how to publish citable and trackable data sets.

Symposium and Workshop, Berkeley, CA August 2011 For Attribution: Developing Data Attribution and Citation Practices and Standards STATEMENT OF TASK 1. What is the status of data attribution and citation practices in the natural and social (economic and political) sciences in United States and internationally? 2. Why is the attribution and citation of scientific data important and for what types of data? Is there substantial variation among disciplines? 3. What are the major scientific, technical, institutional, financial, legal, and sociocultural issues that need to be considered in developing and implementing scientific data citation standards and practices? Which ones are universal for all types of research and which ones are field or context specific? 4. What are some of the options for the successful development and implementation of scientific data citation practices and standards, both across the natural and social sciences and in major contexts of research? For more information on the symposium and workshop see: http://sites.nationalacademies.org/pga/brdi/pga_063656

Symposium and Workshop Sessions I. Why are attribution and citation of data important? II. Major technical issues in developing and implementing scientific data citation standards and practices III. Major scientific issues in developing and implementing scientific data citation standards and practices IV. Major institutional, financial, legal, and socio-cultural issues in developing and implementing scientific data citation standards and practices V. Status of data attribution and citation practices in the natural and social sciences in the U.S. and internationally VI. Institutional roles and perspectives: similarities and differences across disciplines and countries VII. Workshop Options: Where do we go from here?

Symposium and Workshop Presenters and Moderators Christine Borgman, University of California at Los Angeles John Wilbanks, Creative Commons Jean-Bernard Minster, University of California at San Diego, Scripps Institution of Oceanography Johan Bollen, Indiana University Herbert van de Sompel, Los Alamos National Laboratory Paul Groth, VU University Amsterdam, Netherlands Philip Bourne, University of California at San Diego Sarah Callaghan, Rutherford Appleton Laboratory, UK Mary Vardigan, University of Michigan, Inter-university Consortium for Political and Social Research Michael Sperberg-McQueen, Black Mesa Technologies Sarah Hinchliff Pearson, Creative Commons MacKenzie Smith, MIT Diane Harley, University of California at Berkeley Jan Brase, National Library of Science and Technology, Germany Micah Altman, Harvard University Lee Dirks, Microsoft Research Roy Lowry, British Oceanographic Data Centre Vishwas Chavan, GBIF Mark Parsons, National Snow and Ice Data Center John Helly, Scripps Institution of Oceanography Monica Duke, University of Bath, UKOLN Deborah Crawford, Drexel University Bruce Wilson, Oak Ridge National Laboratory Michael Witt, Purdue/IASSIST Anita de Waard, Elsevier Labs Michael Kurtz, Harvard-Smithsonian Center for Astrophysics Todd Carpenter, National Information Standards Organization Sylvia Spengler, National Science Foundation Allen Renear, University of Illinois at Urbana-Champaign Bonnie Carroll, Information International Associates David Kochalko, Thomson Reuters Paul Uhlir, National Research Council

Other Organizations Working on Data Citation International Council for Scientific and Technical Information (ICSTI) DataCite The Dataverse Network National Information Standards Organization (NISO) Creative Commons and Science Commons CENDI U.S. interagency group focused on scientific and technical information issues and coordination of activities. Global Biodiversity Information Facility (GBIF) World Data System (WDS) STM-Association Digital Curation Centre, UK Research Data Alliance + many others

Schedule of Activities Symposium and workshop held in Berkeley, CA in August 2011. Bibliographic inventory and analysis (ongoing). Interviews with a sample of identified stakeholders concerning data citation and attribution practices Data Repositories Publishers Researchers Funding Organizations White Paper on Current Practices in Data Citation outline developed. Publish Report from August 2011 Workshop (November 2012). Task Group meetings and White Paper dafting sessions (Copenhagen, DK, 06/12, and Taipei, TW, 10/12.) Sponsored Session at CODATA International Conference in Taipei, TW October/November 2012 Publication of TG White Paper in 6/13. Principles and Best Practices White Paper Workshop in September 2013 White Paper disseminated 2013-2014.

White Paper Outline 1. Importance of research data and data citation 2. Defining concepts and characteristics of data 3. Emerging principles for data citation 4. The existing institutional infrastructure 5. The technical infrastructure 6. The socio-cultural dimension: benefits and challenges 7. Open research questions 8. Appendices

Data Citation Example DCC Cool, H. E. M., and Mark Bell. Excavations at St Peter s Church, Barton-upon-Humber. Archaeology Data Service, 2001. Web. 1 May 2011. <http://dx.doi.org/10.5284/1000389>.

Data Citation Example ESIP Federation Cline, D., R. Armstrong, R. Davis, K. Elder, and G. Liston. 2002, Updated 2003. CLPX-Ground: ISA snow depth transects and related measurements ver. 2.0. Edited by M. Parsons and M. J. Brodzik. National Snow and Ice Data Center. Data set accessed 2008-05-14 at http://dx.doi.org/10.5060/d4mw2f23z.

Implementation Strategy for Stakeholders Key stakeholder groups in the research enterprise: Data centers Universities Research funders Researchers (though professional societies) Publishers and editors

Questions for STM Publishers Why institute a data citation requirement? Would the benefits outweigh the costs? How would such a process be implemented? Who would do it? At what point in the publishing process? Are there other issues to consider?

Thank You! Contact: puhlir@nas.edu