Airborne LiDAR System (ALS) Ranging and Georeferencing

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Airborne LiDAR System (ALS) Ranging and Georeferencing R O D P I C K E N S C H I E F S C I E N T I S T, C N S S I E R R A N E V A D A C O R P O R A T I O N F R I D A Y M A R C H 3 1, 2 0 1 7

Topics to cover Remote Sensing with LiDAR Airborne LiDAR Systems Ranging methods for full-waveform LiDAR Georeferencing LiDAR point cloud Conclusion Referencess

Remote Sensing with LiDAR

LiDAR data NSF LiDAR data

Airborne LiDAR System: Overview System Controller Position and Orientation (POS) GPS IMU Ranging Subsystem Laser Tx Laser Rx Pointing System *NGA.SIG.0004 Storage Processing - Range Extraction - Georegistration Scene

Pointing System Controller Position and Orientation (POS) GPS IMU Ranging Subsystem Laser Tx Laser Rx Pointing System *NGA.SIG.0004 Storage Processing - Range Extraction - Georegistration Scene

LiDAR Pointing Mechanisms LiDAR Scanner: Flying Spot Scannerless: Time-of-Flight Camera Advanced Scientific Concepts: FLASH Lidar Avalanche Photo Diode: Photo by Radovan Blazek

Range Extraction System Controller Position and Orientation (POS) GPS IMU Ranging Subsystem Laser Tx Laser Rx Pointing System *NGA.SIG.0004 Storage Processing - Range Extraction - Georegistration Scene

Approaches to Range Extraction Discrete returns (hardware based) Full-waveform returns (software based)

Time-of-Flight Imaging Technische Universtat Munhchen

Processing System Controller Position and Orientation (POS) GPS IMU Ranging Subsystem Laser Tx Laser Rx Pointing System *NGA.SIG.0004 Storage Processing - Range Extraction - Georegistration Scene

Full-waveform Range Extraction

Full-waveform Range Extraction Discrete returns (hardware based) Full-waveform returns (software based)

Some Methods of Range Extraction Gaussian Decomposition Hofton et al. 2000, Persson et al. 2005, Expectation-Maximization Deconvolution Parrish et al 2007, Figueiredo and Nowak 2003 Wiener Deconvolution and Decomposition Jutzi and Silla 2006 Other methods Matched filtering B-Splines Approach Roncat et al. 2010 Average Square Difference Function Wagner et al 2007

Gaussian Decomposition

Gaussian Decomposition Each LiDAR waveform is a linear combination of Gaussian components. N y t = i=1 α i exp 1 2σ i 2 t μ i 2 α i = amplitude of ith component σ i = width of ith component μ i = position of ith component Sources: References 4 and 5

Functional Diagram of Gaussian Decomposition wave form Smoothing Filter Non-negative Least Squares σ i μ i Flag Important Returns A A Add Gaussian Levenberg Marquardt σ i μ i No Done Yes Hofton: Reference 3 and 4

Expectation Maximization Deconvolution

Deconvolution: Determine x[n] Given input y n which is the received full waveform: y n = h n x n + η[n] where x n is the full waveform representation of scene h n is system impulse response (optics, electronics, atmosphere) η[n] is white Gaussian noise estimate via deconvolution x n which is the signal of interest.

Expectation Maximization (1/5) Maximum Likelihood Expectation maximization (hidden variables h i ) መθ = argmax θ I log Pr x i θ i=1 መθ = argmax θ I log න Pr x i, h i θ dh i i=1 Pr x i θ = න Pr x i, h i θ dh i

EM and Full-waveform (2/5) Apply EM to Mixture of Gaussians Source: Prince

Expectation Maximization (3/5) መθ = argmax θ I log න Pr x i, h i θ dh i i=1 Set a lower bound to the above log likelihood, A, as follows: A I i=1 q i (h i )log න Pr x i, h i θ q i (h i ) dh i I log න Pr x i, h i θ dh i i=1 A

Expectation Maximization (4/5) Set q i h i with hidden parameters h i as follows E-step: q i h i = P h i x i, θ [t] = Pr x i h i, θ t Pr(h i θ t ) Pr(x i ) and maximize for θ as follows M-step: መθ [t+1] = argmax θ I q i (h i )log න Pr x i, h i መθ [t] i=1 dh i

Range Extraction with EM (5/5) E step: z Ƹ (t) n = x (t) n + h n y n h n x (t) n M step: x (t+1) n = max z Ƹ (t) n 2 2 τσ η z Ƹ (t) n x (t) n is estimate of signal at nth iteration z Ƹ (t) n is estimate of missing data

Wiener Deconvolution and Decomposition

Deconvolution Given input y n which is the received full waveform: and y n = h n x n + η[n] x n is the full waveform representation of scene h n is system response (optics, electronics, atmosphere) η[n] is white Gaussian noise estimate via deconvolution x n which is the signal of interest

Wiener Deconvolution y n = h n x n + η[n] y n = h n x n y n Fourier Y Wiener Filter X Inverse Fourier Estimate of x[n] x n A Wiener Filter = H H H+α NSR NSR noise to signal ratio

Decomposition Y X Inverse Fourier x n A Levenberg Marquardt < az, el, r > i=1:n Deconvolution (previous slide) Decomposition

Sensor Coordinates to Georeferenced Coordinates < X, Y, Z > L TO < L A T, L O N, A L T > W G S 8 4

LiDAR data: Georeferencing <lat, lon, height> NSF LiDAR data

LiDAR data: Georeferencing r L <lat, lon, height> NSF data

Quadcopter and Geometry z M M = Local Level Map Coordinates r INS,M r L,M y M r o,m x M

Object in LiDAR Sensor Coordinates INS GPS z M x INS LiDAR Mapping Equation y INS zins b L,INS x L r o,m =r INS,M + R M INS(R INS L r L + b L,INS ) z L y L r INS,M r L y M r o,m x M

Sensor: Spherical to Cartesian z φ x = r sin θ cos φ y = r sin θ sin φ z = r cos θ θ y x r L r L = r, θ, φ L = x, y, z L Source: Velodyne Inc.

Object in LiDAR Sensor Coordinates INS GPS z M x INS LiDAR Mapping Equation y INS zins b L,INS x L r o,m =r INS,M + M R INS ( INS R L r L + b L,INS ) z L y L r INS,M r L y M r o,m x M

Local Level (Map) and ECEF Local Level (MAP) (ENU) Earth Centered Earth Fixed (ECEF)

Local Level (Map) to ECEF Local Level (MAP) (ENU) Earth Centered Earth Fixed (ECEF) <x,y,z> r o,ecef = ECEF f M (r 0,M,r origin,m ) Diagram: Wang, Huynh, Williamson

ECEF to Geodetic (Lat, Lon, Alt) Geodetic Coordinates <Lat, Lon, Height> r o,lla = LLA f ECEF (r 0,ECEF, Datum) Diagram: Wang, Huynh, Williamson

LiDAR data: Georeferenced <34.5 N, 115W, 245 m> NSF data

LiDAR Range Extraction and Georeferencing Utilizes Estimation and Detection theory Methods of optimal detection Wonderful application of Statistics, probability, and linear algebra Involves Geodesy Mappings between world referenced coordinate systems

References 1) Airborne Topographic Lidar Manual, Michael Renslow, Editor 2) Elements of Photogrammetry, Wolf and DeWitt 3) Full-wave topographic lidar: State-of-the-art; Clement Mallet and Frederic Bretar, ISPRS Journal of Photogrammetry and Remote Sensing, 64 (2009) 1-16. 4) Empirical Comparison of Full-Waveform Lidar Algorithms: Range Extraction and Discrimination Performance; Photogrammetric Engineering and Remote Sensing; Christopher E. Parrish, Inseong Jeong, Robert Nowak, and R. Smith; August 2011 5) Decomposition of laser altimeter waveforms; M.A. Hofton, J.B. Minster, and J.B. Blair; IEEE Transactions of Geoscience and Remote Sensing, 38(4):1989-1996 6) 3D vegetation mapping using small-footprint full-waveform airborne laser scanners. Available from: https://www.researchgate.net/248978086_fig8_figure-2-gaussian-decomposition-of-the-lms-q560-waveform-showing-therecorded-waveform [accessed 19 Mar, 2017] 7) An EM Algorithm for Wavelet-Based Image Restoration; Mario Figueiredo and Robert Novak, IEEE Transactions on Image Processing, Vol 12, No 8, August 2003. 8) Retrieval of the Backscatter Cross-section in Full-Waveform LIDAR data using B-Splines; A. Roncat, G. Bergauer, N. Pfeifer, IAPRS, Vol. XXXVIII, Part 3B, Saint Mande, France, September 1-3, 2010 9) Range determination with waveform recornding laser systems using a Wiener Filter; Boris Jutzi and Uwe Stilla, ISPRS Journal of Photogrammetry & Remote Sensing, 61, 2006, 95-107 10) Gaussian Decomposition and calibration of a novel small-footprint full-waveform digitizing airborne laser scanner; Wolfgang Wagner, Andreas Ullrich, Vesna Ducic, Thomas Melzer, Nick Studnicka, ISPRS Journal of Photogrammetery and Remote Sensing 60 (2006) 100-112. 11) Computer Vision: Models, Learning, and Inference, Simon J.D. Prince, Cambridge University Press