Two-Factor Authentication for Q-Port

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Two-Factor Authentication for Q-Port Installation Guide Date: 2017-06-21 Document Version: 1.1

LEGAL DISCLAIMER Neither Nasdaq Inc. or any of its affiliates or subsidiaries (collectively Nasdaq ) assumes any responsibility for any errors or omission contained herein. The information herein is not intended to provide legal advice on any matter, nor is it intended to be comprehensive. All information is provided as is without warranty of any kind. The information herein is subject to change without notice. While the information has been prepared on the basis of the best information available, Nasdaq accepts no liability for decisions taken by any party, based on this information. Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 2

Table of Contents GLOSSARY... 4 GETTING STARTED... 5 ENROLLMENT PROCESS... 6 1. Creation of a new 2FA account... 6 1.1 Initialization... 6 1.2 Create a new 2FA account... 7 1.3 Installation of MobilePASS... 10 1.4 Token enrollment... 12 2. Connect to existing 2FA account... 16 REVISION HISTORY... 18 Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 3

Glossary 1FA 2FA Q-Port One-Factor Authentication. Signing in with username and password Two-Factor Authentication. Signing in with 2FA username, password and passcode generated by SafeNet MobilePASS Nasdaq Clearing Web tool, replacing Clearing Workstation 2 (CW2) Soft Token Token Passcode Device specific application used to create one-time passcodes A code generated by the Safenet MobilePASS soft token in order to identify the authorized user, to be used when logging in to 2FA Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 4

Getting started Purpose The purpose of this document is to guide you through the process of enrolling to 2FA Audience This document has been written for users of The Next Generation Clearing Interface, Q-Port References More information regarding 2FA can be found on 2FA webpage More information regarding Q-Port can be found on Q-Port webpage Contact Details for Support 2FA questions: technicalsupport@nasdaq.com, +46 8 405 6280 Q-Port user or password questions: Member Services, +46 8 405 6660 Provider SafeNet website https://safenet.gemalto.com https://safenet.gemalto.com/support-downloads/mobilepass-download-page/ (Software Download) Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 5

Enrollment process 1. Creation of a new 2FA account 1.1 Initialization All current users in Clearing Workstation 2 (CW2) are copied into Q-Port with the same priviledges. A Q-Port account will be activated after a request from the user (see Q-Port webpage for more information). Once the account in Q-Port has been activated, an email will be sent from Nasdaq to the user s email address registred in Q-Port. The email has instructions on how to start the 2FA enrollment. Dear xxx, You have been pre-registered for the Q-Port application at Nasdaq. Below you can find the link to the self-enrollment steps which contains instructions to installing, registering and activating your token which is required for the two-factor authentication, 2FA. https://register.eu.securetest.nasdaq.com/m2zybtlrkvm4qtlhmn4nmv15 Note! The registration link is valid until June 30 and can be used only once. The MobilePASS software is provided during the registration steps but note that you may need administrator privileges to install it. If you need assistance please contact your IT department. For installation- and general 2FA information please follow the link below: http://www.nasdaqomx.com/transactions/technicalinformation/2fa Contact Details for Help For Q-Port user or password questions, contact: Member Services: ms.gi@nasdaq.com +46 8 405 6660 If you experience technical difficulties or have any further technical questions, please contact: Technical Support: technicalsupport@nasdaq.com +46 8 405 6280 Figure 1 - Email invitation to Q-Port and 2FA enrollment Click the link provided and you will be directed to the 2FA Enrollment start page. Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 6

1.2 Create a new 2FA account Figure 2 - Start of 2FA registration Start 2FA registration by choosing Set up new 2FA account. NOTE: If you have already previously completed the enrollment procedure and wish to connect additional accounts to the same 2FA account, then please follow the steps described in chapter 2. Connect to existing 2FA account Figure 3-2FA Password Creation 1 (2) Create a new password for your 2FA account, then Proceed with account initialization. Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 7

NOTE: Your new 2FA password should contain: One upper case character One lower case character One decimal numeral Until the conditions above have been met, the field will stay red After entering a valid password, confirm it by typing it again, then Complete account initialization. Figure 4-2FA Password Creation 2 (2) You should now receive an email. Check your inbox. Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 8

Figure 5 - Completion Your new 2FA account has now been set up and an email has been sent to your email address. Click on the URL link specified in this email on the device where the token should be registered. NOTE: Please follow the link on the device where you want your soft token installed, i.e. on your smartphone or your computer Figure 6 - Self-Enrollment email Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 9

1.3 Installation of MobilePASS If not previously done, the MobilePASS app should be installed at this point. Phone: Click the SafeNet logo or search for SafeNet in your app store Computer: Click Download MobilePASS Installer (.msi) NOTE: Before downloading and installing the MobilePASS app/software, please consult with your local ITdepartment for the internal company policies that may apply! NOTE: Installation should be done on the device you want your MobilePASS to be installed on. Administrator rights are required. Ask your IT department for assistance, if needed Figure 7 - SafeNet Self-Enrollment Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 10

Follow the instructions provided in the InstallShield Wizard in order to install the MobilePASS software on your desktop. Figure 8 - Software installation steps NOTE: In Ready to Install the Program -window, Enable Auto Detect Proxy should be opted in, and Enable Manual Enrollment opted out Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 11

1.4 Token enrollment Start token enrollment by clicking Enroll your MobilePASS token. NOTE: If your browser shows an error message when clicking Enroll your MobilePASS token please copy the string provided on the bottom of this page, open the MobilePass application, select Automatic Enrollment, and then paste the link into Enrollment String field Figure 9 - SafeNet Self-Enrollment If prompted, choose Allow to continue with MobilePASS installation: Figure 10 - Start of Token Enrollment Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 12

Set a new token name, e.g. NasdaqToken, then click Activate. Figure 11 - Name your Token If you are prompted to choose a method for enrolling the token, choose the Auto Enrollment option. Figure 12 - Token Enrollment method Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 13

Set a new PIN code for your token, 6 digits. NOTE: This PIN-code will be used to generate a new Token Passcode for the 2FA login. Entering erroneous PIN-code too many times will lock the token and a new has to be re-issued Figure 13 - Set PIN code Re-enter your PIN for your token. Figure 14 - Re-enter PIN Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 14

The first generated Token Passcode appears in the window now. This can be used directly to log in to Q-Port (and to other Nasdaq web applications using 2FA). Figure 15 - Token Enrollment completed An email stating that the 2FA registration has been completed will be sent to you. This email contains a new URL link to be used in order to login to 2FA and by so reaching Q-Port from now on. After the token enrollment has been completed, Q-Port will be accessed via "Two-Factor Authentication" login window, by providing your 2FA-User Name, 2FA-Password set during the enrollment process, and your Passcode generated by your SafeNet MobilePASS soft token. Figure 16 - New 2FA login window You have now completed the 2FA enrollment process and are now ready to login with your new 2FA credentials. Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 15

2. Connect to existing 2FA account If you have already enrolled a 2FA user as described in the previous chapters and wish to connect additional user accounts to your existing 2FA account, please click Connect to existing 2FA account. Figure 17 - Connect to existing 2FA account (1/4) Click Connect to existing 2FA account. Figure 18 - Connect to existing 2FA account (2/4) Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 16

Log in with your existing 2FA username, password and token passcode in order to connect additional 2FA users. Figure 19 - Connect to existing 2FA account (3/4) You have now connected the accounts successfully. Follow the link at the bottom and you will be logged in. Figure 20 - Connect to existing 2FA account (4/4) Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 17

Revision history Date Revision Change Description 2017-05-24 1.0 First version 2017-06-21 1.1 Removed some screenshots that are not applicable for Q-Port Two-Factor Authentication for Q-Port - Installation Guide v.1.1 Copyright 2017, Nasdaq, Inc. 2017-06-21 18