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Annex 1 of the Report to the Certificate Z10 16 02 67803 010 Safety-Related Programmable System SIMATIC Safety System Manufacturer: Siemens AG Gleiwitzer Str. 555 D-90475 Nürnberg Revision 2.0 dated 2016-09-27 Testing Body: Rail Automation Barthstrasse 16 D-80339 München Certification Body: TÜV SÜD Product Service GmbH Ridlerstraße 65 D-80339 München Distribution, copying or any other use of information in this report in part is strictly prohibited

Revision Log Version Name Date Changes/History 0.1 2011-10-18 Initial 0.9 2011-10-20 Review comments from Siemens included 1.0 2011-10-25 Released (SN83930T) 1.1 2011-11-09 HSP0030 added (SN84660T) 1.2 W. Henke 2013-08-23 STEP 7 Safety V12.0, additional revision for RCVS7, SENDS7 und MUT_P (Signature unchanged!) (SN83930T) Modules added (SA85222T): F-DI HF 8x F-DQHF 4x/2A F-PM-E 24V/DC/8A PPM 1.3 W. Henke, 2013-11-07 STEP 7 Safety V12.0.1 F-CPU added (SN83930T) 1.4 2014-03-14 STEP7 Safety Version V13 added F-CPU added (SN83930T) 1.5 J. Blum 2014-03-31 HSP0082 added Module added (SA85747T): F-RQ 1x/24..230VAC/5A 1.6 2014-06-30 STEP7 Safety Version V13.0 Update1 added (SN83930T) 1.7 J. Blum 2014-07-16 F- added (SN85993T): CPU 1517F-3 /DP (6ES7 517-3FP00-0AB0) CPU 1515F-2 (6ES7 515-2FM00-0AB0) Release Number / Firmware Version added (SN85994T): F-DI 8x HF (6ES7 136-6BA00-0CA0) 1.8 J. Blum 2014-10-27 Release Number / Firmware Version added (SN86220T): F-DQ 4x/2A HF (6ES7 136-6DB00-0CA0) 1.9 2015-01-14 STEP7 Safety Version V13.0 SP1 added (SN86297T) F- added (SN86372T): F-CPU 1510SPF (6ES7 510-1SJ00-0AB0) F-CPU 1511F (6ES7 511-1FK00-0AB0) F-CPU 1512SPF (6ES7 512-1SK00-0AB0) F-CPU 1513F (6ES7 513-1FL00-0AB0) F-CPU 1214FC (6ES7 214-1AF40-0XB0) F-CPU 1214FC (6ES7 214-1HF40-0XB0) F-CPU 1215FC (6ES7 215-1AF40-0XB0) F-CPU 1215FC (6ES7 215-1HF40-0XB0) Email: peter.weiss@tuev-sued.de Page 2 of 11

Version Name Date Changes/History 1.10 2015-07-15 STEP7 Safety Version V13.0 SP1 Update4 added (SN87018T) F- added (SN87018T): F-CPU 1510SPF (6ES7 510-1SJ01-0AB0) F-CPU 1511F (6ES7 511-1FK01-0AB0) F-CPU 1512SPF (6ES7 512-1SK01-0AB0) F-CPU 1513F (6ES7 513-1FL01-0AB0) F-CPU 1515F (6ES7 515-2FM01-0AB0) F-CPU 1516F (6ES7 516-3FN01-0AB0) HSP0145 added (SN87018T) Modules added (SF86498T): SM 1226 F-DI 16 x 24 VDC (6ES7 226-6BA32-0XB0) SM 1226 F-DQ 4 x 24 VDC (6ES7 226-6DA32-0XB0) SM 1226 F-DQ 2 x Relay /24..230VAC/5A (6ES7 226-6RA32-0XB0) 1.11 J. Blum 2015-10-13 FW-Version.5 added (SN87648T): F-DI 8x HF (6ES7 136-6BA00-0CA0); and FW-Version.5, Release Number 03 added (SN87648T): F-PM-E /8A PPM ST (6ES7 136-6PA00-0BC0) 1.12 2015-10-27 STEP 7 Safety Version V13.0 SP1 Update 5 added (SN87741T) 1.13 J. Blum 2016-01-19 Release Number 04 added (SN88143T): 1.14 G. Effenberger F-DI 8x HF (6ES7 136-6BA00-0CA0) F-DQ 4x/2A PM HF (6ES7 136-6DB00-0CA0) F-PM-E /8A PPM ST (6ES7 136-6PA00-0BC0) Firmware.1 and.3 removed: F-DI 8x HF (6ES7 136-6BA00-0CA0) F-PM-E /8A PPM ST (6ES7 136-6PA00-0BC0) 2016-03-04 Update standard s date of issue and new certificate numbers (Z10 13 09 67803 007 to Z10 16 02 67803 010) (SN88286T) 1.15 C. Dirmeier 2016-06-30 HSP 0086 added Update address manufacturer (deleted Industry Sector IA AS) on certificate ET200SP F-RQ, Release Number 02 added (Reviewreport to 717511912) Modules added (SN88221T): ET200MP: F-DI 16 x 24 VDC (6ES7 526-1BH00-0AB0) F-DQ 8 x 24 VDC/2A PPM (6ES7 526-2BF00-0AB0) Email: peter.weiss@tuev-sued.de Page 3 of 11

Version Name Date Changes/History 2.0 2016-09-27 STEP7 Safety Version V14.0 F- added: F-CPU 1518F-4 /DP ODK (6ES7 518-4FP00-3AB0) F-CPU 1517TF-3 /DP (6ES7 517-3UP00-0AB0) F-CPU 1516proF-2 (6ES7 516-2GN00-0AB00) F-CPU 1212FC DC/DC/DC (6ES7 212-1AF40-0XB0) F-CPU 1212FC DC/DC/RLY (6ES7 212-1HF40-0XB0) S7-1500 F SW Controller (6ES7 672-5SC01-0YA0, 6ES7 672-7FC01-0YA0) Email: peter.weiss@tuev-sued.de Page 4 of 11

1 Safety-Relevant Hardware/Firmware Components The following system components with their configuration by using STEP 7 Safety are certified safety related. This allows the components to be used to process safety critical signals and functions: Module Order Number Release Number / Firmware Version Module Description : CPU 1518F-4 /DP 6ES7 518-4FP00-0AB0 or higher CPU 1518F-4 /DP ODK 6ES7 518-4FP00-3AB0 04 or higher /.1 or higher CPU 1517F-3 /DP 6ES7 517-3FP00-0AB0 V1.6 or higher CPU 1517TF-3 /DP 6ES7 517-3UP00-0AB0 04 or higher /.1 or higher CPU 1516F-3 /DP 6ES7 516-3FN01-0AB00 CPU 1516F-3 /DP 6ES7 516-3FN00-0AB00.2 or higher CPU 1516proF- 2 6ES7 516-2GN00-0AB00.1 or higher CPU 1515F-2 6ES7 515-2FM01-0AB0 CPU 1515F-2 6ES7 515-2FM00-0AB0 V1.6 or higher CPU 1513F-1 6ES7 513-1FL01-0AB0 CPU 1513F-1 6ES7 513-1FL00-0AB0 V1.7.0 or higher CPU 1511F-1 6ES7 511-1FK01-0AB0 Email: peter.weiss@tuev-sued.de Page 5 of 11

Module Order Number Release Number / Firmware Version Module Description CPU 1511F-1 CPU 1512SP F-1 CPU 1512SP F-1 CPU 1510SP F-1 CPU 1510SP F-1 CPU 1215FC DC/DC/DC CPU 1215FC DC/DC/RLY CPU 1214FC DC/DC/DC CPU 1214FC DC/DC/RLY CPU 1212FC DC/DC/DC CPU 1212FC DC/DC/RLY S7-1500 F SW Controller 6ES7 511-1FK00-0AB0 6ES7 512-1SK01-0AB0 6ES7 512-1SK00-0AB0 6ES7 510-1SJ01-0AB0 6ES7 510-1SJ00-0AB0 6ES7 215-1AF40-0XB0 6ES7 215-1HF40-0XB0 6ES7 214-1AF40-0XB0 6ES7 214-1HF40-0XB0 6ES7 212-1AF40-0XB0 6ES7 212-1HF40-0XB0 6ES7 672-5SC01-0YA0 6ES7 672-7FC01-0YA0 V1.7.0 or higher V1.7.0 or higher V1.7.0 or higher V4.1.0 or higher V4.1.0 or higher V4.1.0 or higher V4.1.0 or higher 05 or higher / V4.2.0 or higher 05 or higher / V4.2.0 or higher --- / or higher Soft-PLC which is suitable for safety-related applications by using a fail-safe-application Modules ET 200MP: F-DI 16x 6ES7 526-1BH00-0AB0 01 /.0 16 channel digital input module Email: peter.weiss@tuev-sued.de Page 6 of 11

Module Order Number Release Number / Firmware Version Module Description F-DQ 8x/2A PPM 6ES7 526-2BF00-0AB0 01 to 02 /.0 1 8 channel digital output module Modules ET 200SP: F-DI 8x HF F-DQ 4x/2A PM HF F-PM-E /8A PPM ST F-RQ 1x/24..2 30VAC/5A 6ES7 136-6BA00-0CA0 6ES7 136-6DB00-0CA0 6ES7 136-6PA00-0BC0 6ES7 136-6RA00-0BF0 01 to 04 /.5 8 channel digital input module 01 to 04 /.2,.3 4 channel digital output module 01 to 04 /.5 power module ; P- / M- switch 01 to 02 1 channel digital relay output module /5A, 24 230VAC/5A Modules S7-1200: SM 1226 F-DI 16 x 24 VDC SM 1226 F-DQ 4 x 24 VDC SM 1226 F-DQ 2 x Relay /24..230 VAC/5A 6ES7 226-6BA32-0XB0 6ES7 226-6DA32-0XB0 6ES7 226-6RA32-0XB0 01 /.0 16 channel digital input module 01 /.0 4 channel digital output module 01 /.0 2 channel digital relay output module /24..230VAC/5A 1 ET200MP F-DQ 8x/2A PPM.0 only with restricted parameters according product information A5E37428391-AB, 02/2016, Email: peter.weiss@tuev-sued.de Page 7 of 11

2 Safety-Relevant Software Components STEP 7 Safety V14.0 The Optional Package includes the following Safety system versions: Safety System versions S7-1200 V 1.6 V 2.0 S7-1500 V 1.6 V 2.0 S7-300 S7-400 V 2.0 The Optional Package includes the following system library elements: Instructions (optional package STEP 7 Safety) Name S7-1200 S7-1500 ACK_GL ACK_OP BO_W S7-300 S7-400 Version Version Version Block name Signature 1 2 CTD CTU Initial value signature F_ACK_GL 8B12 F2DE FIACK_GL 9FB4 D360 F_ACK_OP 351F A150 FIACK_OP BDC3 B593 F_BO_W 20A5 --- FIBO_W 963B BED5 F_CTD F77D 2452 FICTD 7AC0 A28F F_CTU 8AC9 2452 FICTU 2304 A28F CTUD F_CTUD 7C8F 2452 Email: peter.weiss@tuev-sued.de Page 8 of 11

Instructions (optional package STEP 7 Safety) Name S7-1200 S7-1500 ESTOP1 EV1oo2DI FDBACK MUT_P S7-300 S7-400 Version Version Version Block name Signature Initial value signature FICTUD E51F E876 F_ESTOP1 2E11 AE5E F_ESTOP1 4E49 2283 F_1oo2DI 6AA7 2C7D FI1oo2DI C2E2 AEAA F_FDBACK F521 F965 F_FDBACK 8395 5740 F_MUT_P CB71 7D3C FIMUT_P E8D5 2C45 MUTING --- --- F_MUTING 606B AF14 FIMUTING D5F9 B0C4 RCVDP 1 2 RCVS7 --- --- F_RCVDP 42F1 54E4 F_RCVS7 4D3C E1A5 F_DI_RD D579 --- RD_FDB --- --- F_INT_RD BA20 --- FIDI_RD DE7E 6168 FIINT_RD 1D3F 8BAA SCALE F_SCA_I D8CA 2452 Email: peter.weiss@tuev-sued.de Page 9 of 11

Instructions (optional package STEP 7 Safety) Name SENDDP S7-1200 S7-1500 S7-300 S7-400 Version Version Version Block name Signature 1 2 SENDS7 --- --- SFDOOR SHL SHR 1 1 2 2 TOF TON TP TWO_H_EN TWO_HAND --- --- Initial value signature FISCA_I A0FB 50E4 F_SENDDP F0B9 4E03 F_SENDS7 71D7 9BFF F_SFDOOR 86DA 76E6 F_SHL_W 4D39 --- FISHL_W 146E 8E58 F_SHR_W E4E3 --- FISHR_W AB8F 8E58 F_TOF 14B4 980D FITOF 69AF 3326 F_TON 6B7E 980D FITON E1DF ED43 F_TP 669E 980D FITP 7E15 3326 F_2H_EN 26CD 6EF7 FI2H_EN 6855 5F72 F_2HAND EEB8 6EF7 FI2HAND 7131 F85A Email: peter.weiss@tuev-sued.de Page 10 of 11

Instructions (optional package STEP 7 Safety) Name W_BO S7-1200 S7-1500 S7-300 S7-400 Version Version Version Block name Signature 1 2 Initial value signature F_W_BO BD67 --- FIW_BO 7A7F BED5 F_DI_WR C8D3 --- WR_FDB --- --- F_INT_WR A78A --- FIDI_WR E939 DF33 FIINT_WR CFA9 AD11 1 ab Firmware-Version V4.2 unterstützt 2 ab Firmware-Version unterstützt F-system blocks (optional package STEP 7 Safety) Name S7-1200 S7-1500 S7-300 S7-400 Version Version Version Block name Signature Initial value signature F_CTRL1 --- --- F_CTRL_1 7CB2 904B F_CTRL2 --- --- F_CTRL_2 A9D8 9E40 F_DIAG --- --- F_DIAG_N 937B 3612 F_DRIVER --- --- F_IO_CGP D82D F146 F_RTGCOM --- --- F_RTGCO2 D292 7A4A Munich, 2016-09-27 Rail Automation G. Neumann Technical Certifier Email: peter.weiss@tuev-sued.de Page 11 of 11