Introduction to Lidar Technology and Data Collection

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Introduction to Lidar Technology and Data Collection Christopher Crosby San Diego Supercomputer Center / OpenTopography (with content adapted from NCALM, David Phillips (UNVACO), Ian Madin (DOGAMI), Ralph Hagerud (USGS), and Dave Harding (NASA)) 2009 SCEC LiDAR Short Course: Using GeoEarthScope and B4 LiDAR data to analyze Southern California s active faults December 3-4, 2009

LIDAR / LiDAR / lidar / ALSM = light detection and ranging Billions of of accurate distance measurements with a laser rangefinder Distance is calculated by measuring the time that a laser pulse takes to travel to and from an object. Ian Madin, DOGAMI

Lidar data collection 1. Laser scanner 2. Inertial Measurement Unit (IMU) 3. GPS

Surface Point Spacing D. Phillips, UNAVCO Scan line spacing, swath width, spot size and overlap can all be defined as necessary to achieve target data to specification

Each laser pulse can produce multiple consecutive measurements from reflections off several surfaces in its path Ian Madin, DOGAMI Left = point cloud view of the tree in the photo on the right. Each point is colored by which return it was from a particular pulse: Red= 1 st Yellow = 2 nd Green = 3 rd

Lidar = Geodesy and signal processing D. Harding, NASA Point Cloud x n, y n, z n, i n

Typical Lidar Data Collection Parameters Aircraft: Cessna 337 Skymaster Personnel One pilot, one operator in plane GPS ground crew (2 to 10+ people) Scanner: Optech near-ir (Gemini) PRF: 33-125 KHz Flying height: 600 1,000m AGL Flying speed: 120 mph Swath overlap: 50% nominal Ground truthing: GPS (campaign & CORS) Navigation solution: KARS Point spacing: sub-meter Nominal Accuracy (on open hard and flat surface) Vertical: 3 6 cm. Horizontal: 20 30 cm.

Overall collection and deliverables workflow example from EarthScope Lidar 1. Planning (client / community) Target identification & prioritization Definition of data specification & deliverables 2. Collection (vendor) Additional GPS ground control? 3. Processing (vendor) Scanning laser, IMU, GPS solutions Point cloud generation Data classification Deliverable production

Overall collection and deliverables workflow II 3. Qa / Qc (Client) Visual inspection of data Ground control pts comparison Swath to swath consistency checks 4. Data delivery (vendor) Data arrives via hard drive or FTP This is the end of the line in many cases 5. Data distribution (client / 3 rd party) Data access levels vary dramatically More on online data access to lidar tomorrow

1. Lidar Acquisition Considerations Target identification and prioritization Defining collection scheme and data product requirements Tradeoffs concerning resolution vs. coverage GPS ground control requirements End use: geomorphology, geodesy, etc. Cost (B4 ~$500/sq.km., NoCal ~$400/sq.km., DV ~$300/ sq.km.) Seasonal constraints Leaf off, snow, heat, etc. Data volume lots of TB s yikes! Standard data products? Distribution scheme? D. Phillips, UNAVCO

2. Collection Generally discussed in previous slides

3. Processing GPS data processing and trajectory generation Kinematic software (KARS, TRACK, etc.) LiDAR range processing and XYZ point cloud generation Proprietary software (Terascan at present) Point cloud classification: Typically completed with proprietary software. Limited open source / free software available to do it yourself. Not fully automated significant manual intervention necessary.

Some thoughts on classification - courtesy of Ralph Hagerud, USGS 1 km all surveyed points Nookachamps Creek, east of Mount Vernon, Washington ground points identified by semi-automatic processing

What is ground? Ground is smooth despiking, iterative linear interpretation algorithms Ground is continuous (single-valued) No-multiples algorithm Ground is lowest surface in vicinity Block-minimum algorithms R. Hagerud, USGS

Ground is smooth despike algorithm 1. flag all points as ground 2. repeat: build TIN (triangulated irregular network) of ground points identify points that define strong positive curvatures flag identified points as not-ground 3. until no or few points are flagged R. Hagerud, USGS

Start with mixed ground and canopy returns (e.g. last-return data), build TIN R. Hagerud, USGS

Flag points that define spikes (strong convexities) R. Hagerud, USGS

Rebuild TIN R. Hagerud, USGS

Flag points that define spikes (strong convexities) R. Hagerud, USGS

Rebuild TIN R. Hagerud, USGS

Flag points that define spikes (strong convexities) R. Hagerud, USGS

Rebuild TIN R. Hagerud, USGS

Despike algorithm It works It s automatic Cheap(!) All assumptions explicit It can preserve breaklines It appears to retain more ground points than other algorithms R. Hagerud, USGS

Despike algorithm Problems: Removes some corners Sensitive to negative blunders Computationally intensive Makes rough surfaces Real? Measurement error? Misclassified vegetation? Cross-section of highway cut R. Hagerud, USGS

Ground is continuous (i.e., single-valued) No-multiples algorithm Multiple returns from pulse Single return from pulse R. Hagerud, USGS

No-multiples algorithms Fast Identify open areas Hopeless in woods R. Hagerud, USGS

Ground is lowest surface in vicinity block minimum algorithms Computationally rapid with raster processing Tweedy texture Biased low on slopes Appropriate block size is inversely proportional to penetration rate Requires human intervention to adjust block size Implicit assumption that ground is horizontal (Successful users of block-minimum algorithms work in flat places) R. Hagerud, USGS

In the real world Almost all return classification is done with proprietary codes Successful classification uses a mix of Sophisticated code Skilled human To adjust code parameters To identify and remedy problems Let somebody else do it! and then carefully check their work We have no useful metrics for accuracy of return classification R. Hagerud, USGS

4. Qa / Qc A QA protocol: 3 analyses Test against ground control Examine images of bare-earth surface model Evaluate internal consistency

points scalped off bluff corners points scalped off corners Tileboundary artifacts corduroy Poor veg penetration, swath mismatch, bad point classification R. Hagerud, USGS

5. Data Delivery Data typically arrives on HD from vendor. Deliverables: Point cloud (ascii or LAS) Bare earth and first return DEMs Data mosaics at lower resolution (e.g. 1 m vs 0.5 m) Metadata (FGDC if lucky) XML, machine readable Report of the survey PDF, human readable Point cloud Bare earth DEM

Deliverables - DEMs DEM Data: Bare earth and first return DEMs in tiles (1 km x 1 km, USGS ¼ quad) Hillshades of above DEMs (?) Mosaics at lower resolution (?) Intensity images (?) File Formats: No standards Common: Arc ESRI binary grid, ERDAS.IMG, GeoTiff, ascii grids, Surfer.grd, etc.

Deliverables Point Cloud X,Y,Z + attributes: Attributes: GPS time, Intensity / RGB, return #, classification (ground, vegetation, other), swath ID All return files: Organized into tiles (1 km x 1 km, subset of USGS ¼ quad) or by swath (USGS advocating this) File Formats: ASCII (.txt,.xyz) Easily parsed (linux painful on Windows), portable, HUGE, need to move to another format for on-the-fly analysis. x,y,z,gpstime,intensity,classification,flight_line 560149.82,4108410.91,-14.54,331709.549800,5,2,9 560149.54,4108410.78,-14.04,331709.549800,5,1,9

Deliverables Point Cloud II File Formats: LAS (.las) Standard format (at v. 1.3) defined by ASPRS (American Society for Photography and Remote Sensing). Binary smaller, easily parsed and indexed with correct libraries (liblas) Standard Robust header Scanner info, processing software, spatial coordinates, bounding box, # of points in file Requires software that can read and write LAS More restrictive in terms of what attributes you can add LAS vs. fully populated LAS still need to output all the attribution Version 1.3 supports waveforms!

Deliverables Metadata Report of the Survey: PDF format (human readable) Data provider, area surveyed, when surveyed, instrument used, processing software and methods, spatial coordinates and datums, know issues, etc. Spatial reference framework Data provider s report on data quality Naming, formats, spatial organization of data files FGDC (or similar) metadata: - XML (machine readable) - Ideally populated by vendor and client - Not delivered by NCALM

5. Data distribution - Very little data makes it online - Access mechanisms vary - Who funds hosting of multi-tb datasets? More tomorrow AM