CSE 326: Data Structures Splay Trees. James Fogarty Autumn 2007 Lecture 10

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1 CSE 32: Data Structures Splay Trees James Fogarty Autumn 2007 Lecture 10

2 AVL Trees Revisited Balance condition: Left and right subtrees of every node have heights differing by at most 1 Strong enough : Worst case depth is O(log n) Easy to maintain : one single or double rotation Guaranteed O(log n) running time for Find? Insert? Delete? buildtree? Θ(n log n) 2

3 Single and Double Rotations a h X b h Y Z h a b W h h -1 X c h-1 Y Z h 3

4 AVL Trees Revisited What extra info did we maintain in each node? Wherewere rotations performed? How did we locate this node? 4

5 Other Possibilities? Could use different balance conditions, different ways to maintain balance, different guarantees on running time, Why aren t AVL trees perfect? Extra info, complex logic to detect imbalance, recursive bottom-up implementation Many other balanced BST data structures Red-Black trees AA trees Splay Trees 2-3 Trees B-Trees 5

6 Splay Trees Blind adjusting version of AVL trees Why worry about balances? Just rotate anyway! Amortized time per operations is O(log n) Worst case time per operation is O(n) But guaranteed to happen rarely Insert/Find always rotate node to the root! SAT/GRE Analogy question: AVL is to Splay trees as is to Leftish heap : Skew heap

7 Recall: Amortized Complexity If a sequence of M operations takes O(M f(n)) time, we say the amortized runtime is O(f(n)). Worst case time per operation can still be large, say O(n) Worst case time for any sequence of M operations is O(M f(n)) Average time per operation for any sequence is O(f(n)) Amortized complexity is worst-case guarantee over sequences of operations. 7

8 Recall: Amortized Complexity Is amortized guarantee any weaker than worstcase? Yes, it is only for sequences Is amortized guarantee any stronger than averagecase? Yes, guarantees no bad sequences Is average case guarantee good enough in practice? No, adversarial input, bad day, Is amortized guarantee good enough in practice? Yes, again, no bad sequences 8

9 The Splay Tree Idea 10 If you re forced to make a really deep access: 17 Since you re down there anyway, fix up a lot of deep nodes!

10 Find/Insert in Splay Trees 1. Find or insert a node k 2. Splay k to the root using: zig-zag, zig-zig, or plain old zig rotation Why could this be good?? 1. Helps the new root, k o Great if k is accessed again 2. And helps many others! o Great if many others on the path are accessed 10

11 11 Splaying node k to the root: Need to be careful! One option (that we won t use) is to repeatedly use AVL single rotation until k becomes the root: (see Section for details) s A k B C r D q E p F r D q E p F C s A B k

12 Splaying node k to the root: Need to be careful! What s bad about this process? r is pushed almost as low as k was Bad seq: find(k), find(r), find( ), p k A s k r q D E F A s B r q E p F B C C D 12

13 Splay: Zig-Zag * g k X p g p k W X Y Z W Y * Just like an Z Helps those in blue Hurts those in red Which nodes improve depth? AVL double rotation k and its original children 13

14 Splay: Zig-Zig * g k W p p Z X k g Y Y Z W X *Is this just two AVL single rotations in a row? Not quite we rotate g and p, then p and k Why does this help? Same number of nodes helped as hurt. But later rotations help the whole subtree. 14

15 Special Case for Root: Zig root p k root k Z X p X Y Y Z Relative depth of p, Y, Z? Relative depth of everyone else? Down 1 level Why not drop zig-zig and just zig all the way? Zig only helps one child! Much better 15

16 Splaying Example: Find() 1 1 2? 2 Find() 3 Zig-zig 3 Think of as if created by inserting,5,4,3,2,1 each took constant time a LOT of savings so far to amortize those bad accesses over

17 Still Splaying ? Zig-zig

18 Finally ? Zig

19 Another Splay: Find(4) 1? 1 Find(4) 3 Zig-zag

20 Example Splayed Out 4 1 4? Zig-zag

21 But Wait What happened here? Didn t two find operations take linear time instead of logarithmic? What about the amortized O(log n) guarantee? That still holds, though we must take into account the previous steps used to create this tree. In fact, a splay tree, by construction, 21 will never look like the example we started with!

22 Why Splaying Helps If a node n on the access path is at depth d before the splay, it s at about depth d/2 after the splay Overall, nodes which are low on the access path tend to move closer to the root Splaying gets amortized O(log n) performance. (Maybe not now, but soon, and for the rest of the operations.) 22

23 Practical Benefit of Splaying No heights to maintain, no imbalance to check for Less storage per node, easier to code Data accessed once, is often soon accessed again Splaying does implicit caching by bringing it to the root 23

24 Splay Operations: Find Find the node in normal BST manner Splay the node to the root if node not found, splay what would have been its parent What if we didn t splay? Amortized guarantee fails! Bad sequence: find(leaf k), find(k), find(k), 24

25 Splay Operations: Insert Insert the node in normal BST manner Splay the node to the root What if we didn t splay? Amortized guarantee fails! Bad sequence: insert(k), find(k), find(k), 25

26 Splay Operations: Remove Everything else splayed, so we d better do that for remove k find(k) L R delete k L < k R > k Now what? 2

27 Join Join(L, R): given two trees such that (stuff in L) < (stuff in R), merge them: splay L max L R R Splay on the maximum element in L, then attach R Similar to BST delete find max = find element with no right child Does this work to join any two trees? No, need L < R 27

28 Delete Example Delete(4) find(4) Find max

29 Splay Tree Summary All operations are in amortized O(log n) time Splaying can be done top-down; this may be better because: only one pass no recursion or parent pointers necessary we didn t cover top-down in class Like what? Skew heaps! (don t need to wait) Splay trees are very effective search trees Relatively simple No extra fields required Excellent locality properties: frequently accessed keys are cheap to find What happens to node that never get accessed? (tend to drop to the bottom) 29

30 E Splay E B H A D F I I C G A H B G C F D E 30

31 Splay E E A I B H A B I C D F G H C G D F E 31

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