Professional Qualifications Framework - Schedule of Registration Fees 2018/19.

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1 Professional Qualifications Framework - Schedule of Registration Fees 2018/19. Fees come into effect from 1 July Level 3 Qualifications Module / qualification Certificate in Mortgage Advice and Practice (CeMAP) - UK Financial Regulation - Mortgages - Assessment of Mortgage Advice Knowledge Supervising in a Regulated Environment (SRE) (under CeSRE or AwSRE) Certificate in Regulated Equity Release (CeRER) Certificate in Regulated Complaints Handling (under CeRCH or AwCCH) Certificate for Automotive Finance Specialists (CertAutoFS) Certificate in Long-Term Care Insurance (CeLTCI) Certificate in Paraplanning & Financial Administration (CertPFA) Certificate in Consumer Debt Collection (CertDC) Certificate in Credit Union Professional Conduct (CeCUPC)

2 UK Financial Regulation (UKFR) (stand-alone with certificate awarded upon completion of unit) Certificate in Principles of Payments (CertPAY) Level 3 and 4 Banking Conduct Qualifications Certificate in Retail Banking Conduct of Business (CertRBCB) Award in Retail Banking Conduct of Business (AwRBCB) Award in Retail Banking Conduct of Business (AwRBCB) top-up fee (to CertRBCB) Certificate in Business Banking and Conduct (CertBB&C) Diploma in Retail Banking Conduct of Business (DipRBCB) Full registration (all three units) (per resit) Diploma in Business and Commercial Banking & Conduct (DipBB&C) (Full registration (all three units) (Units 1&2) 185 (Unit 3) Diploma in Retail Banking Conduct of Business (DipRBCB) top-up (unit 3 only) for holders of the CertRBCB

3 Diploma in Business and Commercial Banking & Conduct (DipBB&C) top-up (unit 3 only) for holders of the CertBB&C Level 4 Qualifications Financial Advice Diploma for Financial Advisers (DipFA) Full qualification registration (FSRE + AFA) with LIBF online tutor support See below Diploma for Financial Advisers (DipFA) Full qualification registration (FSRE + AFA) without LIBF online tutor support See below DipFA resit fees FSRE AFA Coursework AFA Examination AFA Coursework resubmission Financial Services Regulation and Ethics (de-linked as part of DipFA qualification) Advanced Financial Advice (with LIBF online tutor support) per Advanced Financial Advice (AFA) (without LIBF online tutor support) per Financial Services Regulation and Ethics (stand-alone with certificate awarded upon completion of unit)

4 PQF Level 4 / 5 / 6 qualifications Level 4 Risk and Regulation in Banking Level 4 Certificate in Relationship Management (CertRM) See below Level 4 Certificate in Relationship Management (CertRM) resit fees Coursework resit Exam resit Coursework resubmission Level 5 Commercial and Corporate Lending (CCL) Level 6 Financial Risk Management in Banks (FRMB) Level 6 Managing Operational Risk and Governance (MOPR) See below Level 6 Managing Operational Risk and Governance (MOPR) resit fees Coursework resit Coursework resubmission Mortgage Advice CeMAP Diploma (Advanced Mortgage Advice) See below Resit fees Multiple choice exam resit fee Coursework resit fee AMA Coursework re-submission fee One resubmission 4

5 Asset Finance Diploma in Asset Finance (DipAF) FLA member Fee See below Diploma in Asset Finance (DipAF) nonmember Fee See below DipAF Coursework re-submission fee One resubmission DipAF Resit fees DipAF Deferral Fee Coursework resit fee Objective test resit fee Written exam resit fee Students can defer their studies free of charge on one occasion (for each unit). Further deferrals incur a fee Level 6 Financial Advice Qualifications Level 6 Diploma in Financial Advice (AdvDipFA) See below AdvDipFA resit fees Coursework resit fee Examination resit fee AdvDipFA Coursework re-submission fee One resubmission Level 6 Pension Transfers (PETR) See below Level 6 Pension Transfers (PETR) resit fees Coursework resit fee Examination resit fee

6 Professionalism, Conduct & Ethics Level 5 PCE registration fee Level 5 PCE re-submission fee One resubmission Level 6 PCE registration fee Level 6 PCE re-submission fee One resubmission 5PCE & 6PCE registration fee / 195 Additional Materials Fee CeMAP Revision Tool (CRT) 12 months access covering all three modules VAT CeMAP Revision Tool (CRT) 12 months access to UK Financial Regulation module VAT CeMAP Revision Tool (CRT) 12 months access to Mortgages module VAT CeMAP Revision Tool (CRT) 12 months access to the Assessment of Mortgage Advice Knowledge module VAT Specimen paper per paper CeMAP online support service 3 month subscription to ask the expert

7 Replacement study materials 40 (additional fee payable if trackable delivery is requested) CertPAY study materials P&P CDCS study materials CeMAP Revision Tool (CRT) Licence fees Corporate Licences CeMAP CRT Licence 6,800 UK Financial Regulation CRT Licence 2,600 If Corporate holds CRT licence CeMAP specimen papers (electronic version) If Corporate does not hold CRT licence CeMAP specimen papers (electronic version) Single Specimen paper licence fee (e.g for CeRER )

8 Statement of Professional Standing (SPS) and Certificate of Professional Achievement (CPA) Membership fee (Institute) Fee SPS Fee (No membership) SPS Fee (with membership) CPA fee (no membership) CPA fee (with membership) CPD topics (for a member) CPD topics (for a non-member) Paper copy of SPS or CPA

9 Other Miscellaneous fees Misc Items Fee Trackable Delivery (UK) International postage for a certificate (trackable) Search fee for a reference request Replacement Certificate Result Enquiry - Re-mark & Clerical check Result Enquiry Feedback Result Enquiry - Re-mark, Clerical check and Feedback Appeal Stage Appeal stage 2 (for SPS only) Deferral Fee per : Advanced Mortgage Advice, Advanced Financial Advice, DipBB&C, AdvDipFA, PETR, 5PCE, 6PCE, CDCS, CITF, CSDG, DipAF PETR / UKFR / FSRE certificate (if completed under AdvDipFA / CeMAP / DipFA)

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