DRIVER+ TAXONOMY OF CRISIS MANAGEMENT FUNCTIONS
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1 DRIVER+ TAXONOMY OF CRISIS MANAGEMENT FUNCTIONS A TOOL FOR COMPREHENSIVE EXPLORATION OF REQUIREMENTS AND SOLUTIONS Todor Tagarev and Valeri Ratchev, CSDM, Institute of ICT, Bulgaria 6 June 2018, Sofia
2 2 EVENT Interagency Interaction in Crisis Management and Disaster Response Annual conference of the Crisis Management and Disaster Response Centre of Excellence 5-6 June 2018, Sofia, Bulgaria
3 3 CSDM Centre for Security and Defence Management, Institute of ICT, Bulgarian Academy of Sciences Contacts: Taxonomy, functional design of the online platform, gaps analysis, analysis and adaptation of CM solutions,
4 4 OUTLINE About the Driver+ project Taxonomy of Crisis Management Functions Possible implementation for comprehensive exploration of CM requirements and solutions
5 DRIVER+ will seek to improve the way capability development and innovation management are tackled, by testing and validating (in realistic environments) solutions that are addressing the operational needs of practitioners dealing with Crisis Management.
6 FROM DRIVER TO DRIVER+ WHAT HAS BEEN IMPROVED? 1 A REVISED AND SIMPLIFIED PROJECT STRUCTURE 2 A NEW LEADERSHIP AND CONSORTIUM MEMBERS 3 AN OPEN AND INCLUSIVE APPROACH Turning objectives into tangible results Reinforcing the project team Enhanced involvement of external stakeholders
7 A PRACTITIONER-DRIVEN APPROACH FROM SOLUTION-DRIVEN TO NEEDS-DRIVEN In order to provide a European answer to the challenges Crisis Management is facing today and tomorrow, the involvement of as many concerned stakeholders as possible is essential. The selection of solutions to be tested within DRIVER+, should be provided by current partners and external organisations to extend the knowledge base. The process should be neutral and transparent, and both the review and selection should be driven by the end-users.
8 THE OBJECTIVES To develop a pan-european Test-bed for Crisis Management capability development To develop a comprehensive Portfolio of Crisis Management Solutions To facilitate a shared understanding in Crisis Management across Europe
9 OBJECTIVE 1: TO DEVELOP A PAN-EUROPEAN TEST-BED FOR CM CAPABILITY DEVELOPMENT AN ARENA OF VIRTUALLY CONNECTED FACILITIES AND CRISIS LABS Providing a pragmatic step-by-step guidance to conduct trials Providing a reference implementation for all DRIVER+ trials Providing general guidance and the technical infrastructure of the Test-bed to support the trials Creating a demonstration infrastructure where stakeholders can collaborate in trialling and evaluating new tools, processes or organisational solutions
10 OBJECTIVE 2: TO DEVELOP A PORTFOLIO OF CRISIS MANAGEMENT SOLUTIONS A DATABASE-DRIVEN ONLINE CATALOGUE Documenting and presenting details on solutions tested and evaluated during the DRIVER+ Trials Allowing for the introduction of third party solutions already used by practitioners or relevant to Crisis Management Supporting the sharing of user experiences, and thereby, easing the successful implementation and usage of solutions for other practitioners
11 OBJECTIVE 3: TO FACILITATE A SHARED UNDERSTANDING IN CRISIS MANAGEMENT ENHANCING THE COOPERATION FRAMEWORK Building and structuring a dedicated Community of Practice in Crisis Management to facilitate identification of best practises and sharing of lessons learnt Cooperating with CM experts, practitioners and solution providers external to DRIVER+ Organising I4CM events (Innovation for Crisis Management) that bring together solution providers practitioners at local/regional level and relay the Community of Users on European level Developing new standards and/or contributing to ongoing and future standard development 5. Organising 3 Policy- Research Roundtables to exchange with policy-makers on project results and potential EU policy implications
12 HOW WILL WE REACH THE OBJECTIVES? To develop a pan-european Testbed for Crisis Management capability development TRIALS Poland, France, Austria, The Netherlands FINAL DEMO Poland/Italy To develop a comprehensive Portfolio of Crisis Management Solutions To facilitate a shared understanding in Crisis Management across Europe
13 TRIALS 4 EVENTS TO OPERATIONALISE AND TEST BOTH THE SOLUTIONS AND THE TEST-BED COMPONENTS Poland, France, Austria, The Netherlands Based on updated Crisis Management gaps and practitioner needs Benefiting from the DRIVER+ Test-bed components Testing the potential benefits of DRIVER+ Solutions and Test-bed at EU-level All results to be made available in the Portfolio of Solutions
14 FINAL DEMONSTRATION 1 EVENT TO SHOWCASE THE SOLUTIONS, THEIR EFFICIENCY AND EU ADDED-VALUE Italy and Poland Building upon the results of the Trials and the lessons learnt from reference implementations and design validation of the Test-bed Showcasing the benefits that DRIVER+ Solutions and Test-bed may represent at the EU-level and for the Emergency Response Coordination Centre (ERCC) activities in particular
15 HOW WILL WE INCREASE THE IMPACT? Test-bed TRIALS Poland, France, Austria, The Netherlands FINAL DEMO Poland/Italy Portfolio of Solutions Shared understanding I4CMs Poland, Denmark POLICY-DIALOGUE ROUNDTABLES Poland, Denmark, Belgium EXTERNAL COOPERATION An inclusive approach
16 PARTICIPATION OF PRACTITIONERS AND SOLUTION PROVIDERS HOW? To identify and update needs and gaps in Crisis Management To develop scenarios as a basis for the DRIVER+ trials To integrate solutions for the trials To prepare and conduct the trials To evaluate the solutions and derive lessons learnt To participate in workshops, conferences and dialogue roundtables To join the Online Community Platform to exchange on best practices, future trends etc. To prepare reference documents, guidelines and standards
17 January 2018 Gaps & Needs assessment workshop THE TIMELINE February 2018 Trials workshop 0 (Poland) November 2019 Final Demo (Italy/Poland) September 2018 I4CM#3 + Standardisation needs identification workshop (Poland) June 2019 I4CM#4 (Denmark) February 2020 Final Conference (Belgium) May 2018 Trial #1 (Poland) October 2018 Trial #2 (France) May 2019 Trial #3 (The Netherlands) September 2019 Trial #4 (Austria) June st Policy-Research Dialogue Roundtable (Poland) December nd Policy-Research Dialogue Roundtable (Denmark) February rd Policy-Research Dialogue Roundtable (Belgium)
18 TRIAL 3 CALL FOR SOLUTIONS Scenario: A dyke or sluice breach; more than people threatened by flooding; water level about 1 meter Cascading effects: Flooded roads and railways; Partly power outage; (Tele-)communications failure; Shortage in fresh drinking water and food supply for the population within and outside of the affected area. Looking for solutions addressing the following capability needs: Planning of resources (qualified personnel and equipment) for response during large scale and longterm crises Capability to exchange crisis-related information among agencies and organisations on various level (interoperability) Planning and managing large scale evacuation of population in urban areas Deadline: 2 July 2018 Further information:
19
20 CONTACT REACH Groups: DRIVER Project DRIVER Project More information about the project - coordination@projectdriver.eu Interested in collaborating with us? - cooperation@projectdriver.eu Communication and media contact communication@projectdriver.eu This project has received funding from the European Union s Seventh Framework Programme for research, technological development and demonstration under grant agreement n The information and views set out in this presentation are those of the author(s) and do not necessarily reflect the official opinion of the European Union
21 21 PURPOSE OF THE CM TAXONOMY Bridge the community of Crisis Management (CM) practitioners and the developers and providers of solutions Practically, support the classification of: CM needs and gaps Trials Solutions Other related information and facilitate navigation of the online platform, queries, delivery of prioritised lists of solutions and suggestion of other relevant information Natural and man-made hazards and related disasters, and communities, critical infrastructure and assets, environment
22 22 Determine Requirements Select key concepts Develop a conceptual model Develop draft taxonomy Review with users Refine the taxonomy Incorporate in Driver+ testbed Analyse the experience
23 23 REQUIREMENTS Oriented towards practitioners (commonality of language, categorization, ) Comprehensiveness Follow generally accepted management functions (e.g. Planning, Organizing, Staffing, Directing and Controlling) Internal consistency (parent-child; no gaps) Universalism, i.e. widest applicability Provide for enhanced interoperability (inter-agency, cross-border)
24 24 KEY CONCEPTS Hazard, vulnerability, risk Community Consequences-based concepts: incident, disaster, catastrophe, and crisis Management-based concepts: incident, disaster, and crisis management
25 25 Operational functions Protection Response Recovery Strategic Adaptiveness Comms & Info Management Preparatory functions Capability Development Mitigation Security Management Logistics C3 Common functions
26 26 Mitigation...Protection Response C3 Information Analysis Foresight Decision Planning and coordinating Organising Preparing Command Control and lessons learned
27 27 HAZARDS Natural Technological Biological Mitigation Environmental Socio-natural Recovery Incidents, disasters, catastrophes Livelihoods Organisations Services Response Protection Strategic adaptiveness CRISIS MANAGEMENT Property Living environment People Capability development COMMUNITY Communications and information management Command, control, and coordination Security management Logistics
28 28 M I T I G A T I O N Organise for mitigation Assess the risks Elaborate mitigation policy and strategy Implement mitigation measures Keep the mitigation strategy relevant Define national mitigation framework Provide expertise for hazards mapping, vulnerabilities and risk assessment Conduct allhazards tracking Identify hazards and threats Map the hazards per geographic area Assess vulnerabilities to hazards Estimate the risks Estimate collateral damage Estimate cascading effects Estimate crossborder impact Provide policy guidance Formulate the mitigation strategy Establish planning and coordination mechanism Conduct a mitigation communication campaign Build-in safety, security and resilience into design and operations Consider risks when locating new infrastructure Promote PPPs to reduce vulnerabilities and hazards impact Control access to critical systems Enhance awareness on vulnerabilities and mitigation measures Enhance hazards education Establish a reporting mechanism Assess mitigation strategy's implementation Amend and update the mitigation strategy
29 29 Driver+ Mitigation Capability Development UN/ Sendai UN/ OCHA Preparatory functions Mitigation (understand & reduce risk) Preparedness Preparedness & risk management EU 1313 Prevention Preparedness Readiness Strategic Adaptiveness Knowledge; cooperation; Innovation & technology; resilience Community engagement Operational functions Protection Response Recovery Crisis C&I Management Prevention Response Recovery and Rehabilitation Protection Response Information Management Response Relief C o m m o n f u n c t i o n s C3 Logistics Security Management Coordination ERCC Logistics Logistical Support Humanitarian Development Nexus, Financing DHS UTL Protect Preparedness Supporting Tehnology Protect Respond Recover Comms & Info Management Resource Management Prevent (access control) Prevent (Counter- Terrorism; Intel) CIP EU 114 Risk analysis Measures Measures Protection Graduated response Communications Security of info systems; access control NIST CyberFr Identify Protect Detect Respond Recover ResiStand Risk assessment Exposure reduction Preparedness Capacity Development Trend analysis Monitoring & Review Monitoring and Detection Response Recovery Sit Assessment Information Management (in Response) C3 (in Response) Logistics (in Response) Security/ Law Enforcement (in Response) S-HELP Mitigation Preparedness Response Recovery
30 30 F4.1 F4.2 F5.1 F5.2 F6.1 F6.2 F4.3 F4.4 F5.3 F5.4 F6.3 F6.4 F6.5 F6.6 F7.1 F7.2 F4.5 F4.6 F5.5 F6.7 F6.8 F7.3 F7.4 F3.1 Protection Response Recovery F7.5 F3.2 F3.4 F3.3 F8.1 F8.2 Crisis Communications and Information Management Strategic adaptiveness F8.3 F8.4 F8.5 F2.1 F2.2 F2.3 F2.4 F2.5 F2.6 F9.1 F9.3 F9.4 Command, Control, and Coordination F9.2 Trial 1 Trial 2 Gaps Trial 3 Trial 4 1 Capability development F9.5 F Logistics 4 F1.1 5 F1.2 F1.3 F1.4 F1.5 F10.1 F10.2 F10.3 F Mitigation Security management 10
31 31 Trial 1 Trial Trial story 2 Trial Trial story 3 Trial Trial story 4 Trial 5 Trial story Trial story Call for applications Solution Solution... Solution Developers Taxonomy F1.1 F1. F1.a. F1. F1.a... F10.1 F10. F10.m F1.1.1 F F1.a.1 F1.a.1.1 F1.a.1 F1.a.1.1 F F F10.m.1 F10.m.1.1 F F1.a.1.2 F1.a.1.2 F F10.m.1.2 F1. F1. F10. F1.a.b F1.a.b F10.1.n F1.a.b.1 F1.a.b.1 F10.1.n.1 F1.a.b.2 F1.a.b.2 F10.1.n.2 List of Crisis Management Gaps
32 32 F4.1 F4.2 F5.1 F5.2 F6.1 F6.2 F4.3 F4.4 F5.3 F5.4 F6.3 F6.4 F6.5 F6.6 F7.1 F7.2 F4.5 F4.6 F5.5 F6.7 F6.8 F7.3 F7.4 F3.1 Protection Response Recovery F7.5 F3.2 F3.4 F3.3 F8.1 F8.2 Crisis Communications and Information Management Strategic adaptiveness F8.3 F8.4 F F2.1 F2.2 F2.3 F2.4 F9.1 Command, Control, and Coordination F F2.5 F2.6 F9.3 F9.4 7 Capability development F1.2 F1.1 F1.3 F10.1 F10.2 F9.5 F9.6 Logistics F1.4 F1.5 Mitigation F10.3 F10.4 Security management 14 15
33 33 F4.1 F4.2 F5.1 F5.2 F6.1 F6.2 F4.3 F4.4 F5.3 F5.4 F6.3 F6.4 F6.5 F6.6 F7.1 F7.2 F4.5 F4.6 F5.5 F6.7 F6.8 F7.3 F7.4 F3.1 Protection Response Recovery F7.5 F3.2 F3.3 F3.4 Strategic adaptiveness F8.1 F8.2 F8.3 F8.4 F8.5 Crisis Communications and Information Management Gaps Solutions F2.1 F2.2 F2.3 F2.4 F9.1 Command, Control, and Coordination F F2.5 F2.6 F9.3 F9.4 7 Capability development F9.5 F F1.2 F1.1 F1.3 F10.1 F10.2 Logistics F1.4 F1.5 F10.3 F Mitigation Security management
34 SUPPORTING EXPLORATION AND ANALYSIS EXPLORING REQUIREMENTS ACROSS Phases of the crisis management cycle Variety of capabilities and all types of resources Various concepts Different planning horizons
35 SUPPORTING EXPLORATION AND ANALYSIS MATCHING REQUIREMENTS AND SOLUTIONS Identifying gaps Assessing and prioritizing needs Assessing available/ proposed solutions
36 SUPPORTING EXPLORATION AND ANALYSIS SUPPORTING INVESTMENTS IN DISASTER RISK REDUCTION/MANAGEMENT Balancing investments in constraining hazards; reducing exposure to hazards; reducing vulnerabilities; developing capabilities for response and recovery; and providing protection Combining the considerations and coordinating investment decisions in the cycles of capability development and providing strategic adaptiveness (agility, foresight, capacity to adapt, community resilience) Accounting for public and private financing, the use of international aid, and investments via multinational risk reduction projects [anticipated contribution to Science for Disaster Risk Management 2020 ]
37 37 CONCLUSION Encyclopedic effort The taxonomy is being tested in practice in the ongoing work on CM gaps, trials, and solutions Implementation opportunities beyond the initial tasking Available to anyone interested See more at
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