N Data items that are easily obtainable and legal to access with strong protections and controls built into the process.

Transcription

1 Legend Description Available range Details Each data quality rule (check) has a unique check_id identifier. N - LEI-CDF Check (CDF 1.0/CDF 2.0) file_type Type of checks, which files they apply to. LEI-RR Check Relationship CDF RE Check Exception Repting Necessary conditions f a check in der to be check_precondition applicable. - - The check itself, once the preconditions have been check_description met Implemented status The implementation status of the check. 2 Proposed, to be implemented The list of CDF fields, that the precondition the cdf_fmat check applies to. - - check_categy The GLEIF data quality check categy. - - A numerical representation of one of 12 data quality quality_criterion_id criteria See quality_criterion quality_criterion maturity_level 1 - Accuracy 2 - Accesibility 3 - Completeness 6 - Currency Each check is allocated to one data quality criterion. 7 - Integrity The associated level of maturity as defined in the data dictionary. 4 - Comprehensiveness All required data items are included - ensures that the entire scope of the data is collected with intentional limitations documented. 5 - Consistency 8 - Provenance 9 - Representation 10 - Timeliness 11 - Uniqueness 12 - Validity GLEIF The extent to which the data are free of identifiable errs; the degree of confmity of a data element a data set to an authitative source that is deemed to be crect; the degree to which the data crectly represents the truth about real-wld objects. Data items that are easily obtainable legal to access with strong protections controls built into the process. The degree to which all required occurrences of data are populated. The degree to which a unique piece of data holds the same value across multiple data sets. The extent to which data are up-to-date; a datum value being up-to-date if it is current at a specific point in time, outdated if it was previously current but then increct at a later time. The degree of confmity to defined data relationship rules (e.g., primary/feign key referential integrity). Histy pedigree of a property value. The characteristic of data quality that addresses the fmat, pattern, legibility, usefulness of data f its intended use. The degree to which data is available when it is required. The extent to which all distinct values of data elements appear only once. The measure of how a data value confms to its domain value set (i.e., a set of allowable values range of values). Maturity Level 1 (Required) Maturity Level 2 (Expected) Maturity Level 3 (Excellent) stard The source of the check. LEI Data File Fmat 1.0 LEI Data File Fmat RR File Fmat 1.0 check_intention The intention spirit of the check. N -

2 check_id restrict to file_type check_precondition check_description status cdf_fmat check_categy quality_criterion_id quality_criterion maturity_level stard check_intention public RR C not applicable LEI-CDF 2 If RegistrationStatus is not ANNULLED LegalName is not empty. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:legalname recd/maty_fields 4 comprehensiveness 1 LEI-CDF 2 A legal name has to be provided f each valid LEI. C not applicable LEI-CDF 2 If InitialRegistrationDate >= LEI code is compliant with ISO /lei:leidata/lei:leirecds/lei:leirecd/lei:lei recd/fmat 12 validity 1 LEI-CDF 2 RegistrationStatus is among ISSUED, PENDING_TRANSFER PENDING_ARCHIVAL Crect check digits as defined by ISO C not applicable LEI-CDF 2 If RegistrationStatus is not MERGED, RETIRED, ANNULLED DUPLICATE LegalAddress/Region is an ISO country subdivision code. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:legaladdress/lei:region recd/fmat 12 validity 1 LEI-CDF 2 LegalAddress/Region is included Usage of crect ISO region code. C not applicable LEI-CDF 2 If RegistrationStatus is not MERGED, RETIRED, ANNULLED DUPLICATE LegalAddress/Country is an ISO country code. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:legaladdress/lei:country recd/fmat 12 validity 1 LEI-CDF 2 Usage of crect ISO country code. C not applicable LEI-CDF 2 If RegistrationStatus is not MERGED, RETIRED, ANNULLED DUPLICATE LegalJurisdiction is either an ISO alpha-2 country code an ISO country 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:legaljurisdiction recd/fmat 12 validity 1 LEI-CDF 2 subdivision code. Usage of crect ISO country region LegalJurisdiction is included code. C not applicable LEI-CDF 2 If RegistrationStatus is not ANNULLED ManagingLOU is an LEI code compliant with ISO /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:managinglou recd/fmat 12 validity 1 LEI-CDF 2 LEI codes of the institutions that manage the LEIs should be defined by ISO (older codes grfathered). C not applicable LEI-CDF 2 RegistrationStatus does not equal PENDING_VALIDATION CANCELLED TRANSFERRED. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus recd/plausibility/content 1 accuracy 2 LEI-CDF 2 Internal registration statuses are not published. C not applicable LEI-CDF 2 If RegistrationStatus is ISSUED NextRenewalDate >= ContentDate NextRenewalDate is <= ContentDate + 1 Year + 60 days. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:nextrenewaldate recd/plausibility/content 12 validity 2 LEI-CDF 2 Crect setting of NextRenewalDate. C not applicable LEI-CDF 2 If RegistrationStatus is not ANNULLED ContentDate >= LastUpdateDate >= InitialRegistrationDate. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:initialregistrationdate Plausible combination of ContentDate, LastUpdateDate /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:lastupdatedate InitialRegistrationDate. C not applicable LEI-CDF 2 If RegistrationStatus is not ANNULLED NextRenewalDate > InitialRegistrationDate. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:nextrenewaldate /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:initialregistrationdate Crect setting of NextRenewalDate. C not applicable LEI-CDF 2 If RegistrationStatus is not DUPLICATE SuccessLEI SuccessEntityName is present if RegistrationStatus is MERGED, can be 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:successentity present if RegistrationStatus is RETIRED ANNULLED, is omitted if RegistrationStatus is one of /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:successentity/lei:successlei/lei:successentityname (ISSUED, LAPSED, PENDING_TRANSFER, PENDING_ARCHIVAL). Crect success infmation. C not applicable LEI-CDF 2 If RegistrationStatus is MERGED EntityExpirationDate is included <= LastUpdateDate > /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus EntityExpirationReason is CORPORATE_ACTION. /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationdate /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:lastupdatedate /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationreason Crect settings in case of a merger. C not applicable LEI-CDF 2 If RegistrationStatus is RETIRED EntityExpirationDate is included <= LastUpdateDate > , 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus EntityExpirationReason is DISSOLVED. /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationdate /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:lastupdatedate /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationreason Crect settings in case of the retirement of the legal entity. C not applicable LEI-CDF 2 If RegistrationStatus is ISSUED EntityExpirationDate is not included, EntityExpirationReason is not included EntityStatus is 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entitystatus ACTIVE. /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationdate /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationreason Crect combination of RegistrationStatus ISSUED /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus related fields. C not applicable LEI-CDF 2 If RegistrationStatus is DUPLICATE SuccessLEI is included. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus DUPLICATE LEIs must point to surviving codes f the /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:successentity same entity. C not applicable LEI-CDF 2 If EntityExpirationDate is included EntityExpirationReason is included. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationdate /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationreason RegistrationStatus is not ANNULLED Crect settings f expiration reason. C not applicable LEI-CDF 2 If RegistrationStatus is not ANNULLED EntityStatus is INACTIVE. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entitystatus /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationdate If there is an Expiration Date provided, the Entity should be EntityExpirationDate is included classified as INACTIVE (non operational). C not applicable LEI-CDF 2 If RegistrationStatus is not ANNULLED EntityExpirationDate is included. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationdate /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationreason EntityExpirationReason is included Crectly identify entities that are no longer operating. C not applicable LEI-CDF 2 If SuccessLEI is included If RegistrationStatus is RETIRED MERGED, EntityExpirationDate Reason must be included 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationdate else if RegistrationStatus is DUPLICATE ANNULLED SuccessLEI must be included refers /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entityexpirationreason SuccessEntityName contains valid text content to an existent LEI recd, fail f all other RegistrationStatus. /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:successentity/lei:successlei Success infmation related reference data is present, either in the fm of an LEI legal entity name. C not applicable LEI-CDF 2 If RegistrationStatus is ISSUED, LAPSED, MERGED, RETIRED ANNULLED There is no repetition of the same LEI code with a RegistrationStatus other than DUPLICATE. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:lei recd/relation/duplicates 11 uniqueness 2 LEI-CDF 2 Ensuring there are no exclusivity violations C not applicable LEI-CDF 2 RegistrationStatus is not ANNULLED SuccessLEI is an LEI recd that is currently found in the LEI data pool. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:lei recd/relation 7 integrity 3 LEI-CDF 2 SuccessLEI is included Ensuring that if required, SuccessLEI is valid C not applicable LEI-CDF 2 RegistrationStatus is not ANNULLED AssociatedLEI is an LEI recd that is currently found in the LEI data pool. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:lei recd/relation 4 comprehensiveness 3 LEI-CDF 2 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:associatedentity/lei:associatedlei AssociatedLEI is included Ensuring that if required, AssociatedLEI is valid C not applicable LEI-CDF 2 If RegistrationStatus is not ANNULLED ManagingLOU is an LEI code which refers to an existent LEI recd. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:managinglou recd/fmat 12 validity 1 LEI-CDF 2 Ensuing that the field ManagingLOU is crectly populated C not applicable LEI-CDF 2 If RegistrationStatus is not ANNULLED DUPLICATE RegistrationStatus is one of ISSUED, LAPSED, PENDING_TRANSFER PENDING_ARCHIVAL. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus recd/maty_fields 7 integrity 1 LEI-CDF 2 EntityStatus is ACTIVE Ensure crect registration statuses f active entities. C not applicable LEI-CDF 2 If an LEI code appears me than once maximum one RegistrationStatus is ISSUED, MERGED, RETIRED, ANNULLED maximum one 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus recd/plausibility/content 12 validity 2 LEI-CDF 2 is exactly PENDING_ARCHIVAL PENDING_TRANSFER all potential other recds have at least one LEI recd is in RegistrationStatus PENDING_TRANSFER RegistrationStatus DUPLICATE. PENDING_ARCHIVAL To avoid duplicates during transfers of LEIs. C not applicable LEI-CDF 2 Registration/ManagingLOU cresponds to the Originat. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus recd/maty_fields 12 validity 1 LEI-CDF 2 ManagingLOU is populated crectly. C not applicable LEI-CDF 2 If RegistrationStatus is not ANNULLED DUPLICATE RegistrationStatus is either MERGED RETIRED. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:entitystatus EntityStatus is INACTIVE Ensure crect registration statuses f inactive entities. C not applicable LEI-CDF 2, If LegalAddress/Country ValidationSources is ENTITY_SUPPLIED_ONLY. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:legaladdress/lei:country recd/relation 5 consistency 3 LEI-CDF 2 RA-List HeadquartersAddress/Country, if included, LegalJurisdiction include jurisdictions without authity sources, Crect usage of Registration Authity List. C yes LEI-CDF 2, If an LEI is an ULTIMATE parent InitialRegistrationDate is >= this LEI must not have any parent RR recd must have two Exception Recds with 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:lei recd/plausibility/field_relations 3 completeness 1 LEI-CDF 2, RR-CDF, RR-CDF, NextRenewalDate >= ExceptionReason in NATURAL_PERSONS, NON_CONSOLIDATING NO_KNOWN_PERSON. /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshiptype Repting Exceptions RE /ReptingExceptionData/ReptingExceptions/Exception/LEI An ultimate parent has no parents. C yes LEI-CDF 2, If LEI has one two parent Exception Recds No public RR recds(s) with RegistrationStatus = PUBLISHED, LAPSED, PENDING_ARCHIVAL 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshiptype recd/plausibility/value_ranges 7 integrity 2 LEI-CDF 2, RR-CDF, RR-CDF, PENDING_TRANSFER exist(s) with the cresponding RelationshipType (Direct vs Ultimate /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/registrationstatus Repting Exceptions Ensure either a repting exception a relationship exists RE Parent). f the direct ultimate parent. C yes LEI-CDF 2, If EntityCategy is not BRANCH LEI has exactly one recd f ultimate parent exactly one recd f direct parent (in either 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshiptype RR-CDF relationships with RegistrationStatus PUBLISHED exception recds). /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/registrationstatus (If LEI has InitialRegistrationDate >= /ReptingExceptionData/ReptingExceptions/Exception/LEI LEI has NextRenewalDate >= ) RegistrationStatus is ISSUED Only two parent entities per child are repted. C yes LEI-CDF 2, If child LEI with relationships with RegistrationStatus PUBLISHED RelationshipType f each of these parent LEI codes there must at least be one matching recd with 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/registrationstatus RR-CDF IS_DIRECTLY_CONSOLIDATED_BY RegistrationStatus different from DUPLICATE, ANNULLED. /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship IS_ULTIMATELY_CONSOLIDATED_BY Ensure crect relationship registration statuses. C yes RR-CDF If ValidationDocuments is REGULATORY_FILING ValidationReference contains valid text content. 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/validationdocuments recd/optional_fields 5 consistency 3 RR-CDF Ensure crect population of ValidationReference. C yes RR-CDF If ValidationDocuments is REGULATORY_FILING ValidationReference element MUST contain a URL. 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/validationdocuments recd/plausibility/field_relations 5 consistency 1 RR-CDF Regulaty filing should be public, so a URL is expected. If the Regulaty Filing is not public the LOU may supply ValidationSources is FULLY_CORROBORATED OR PARTIALLY_CORROBORATED ENTITY_SUPPLIED_ONLY as ValidationSources a description in ValidationReference. C no, restricted to RR-CDF If LEI Recd has relationships where the EndNode has a PNI prefix the relationships' EndNode NodeIDTypes are ISO_17442_COMPATIBLE compliant with ISO 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:lei recd/plausibility/field_relations 5 consistency 1 RR-CDF (INTERNAL) INTERNAL RR INTERNAL RegistrationStatus of the LEI Recd is not ANNULLED Crect PNI. C yes RR-CDF If any parent's relationship's RegistrationStatus is RETIRED, F all RETIRED relationships: 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipstatus recd/plausibility/field_relations 5 consistency 1 RR-CDF /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod/periodtype RelationshipPeriod/PeriodType RELATIONSHIP_PERIOD is included with StartDate EndDate /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod/startdate exist /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod/enddate RelationshipPeriod/PeriodType ACCOUNTING_PERIOD is included with StartDate EndDate exist if ValidationDocuments = REGULATORY_FILING, RelationshipPeriod/PeriodType DOCUMENT_FILING_PERIOD is included with StartDate. Ensure crect document dates. C yes LEI-CDF 2, If any parent entity has RegistrationStatus MERGED RETIRED the relationship's RelationshipStatus is INACTIVE. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus RR-CDF RegistrationStatus is not DUPLICATE ANNULLED /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipstatus Use case "Parent merging, retiring is acquired". C yes LEI-CDF 2, If child entity has RegistrationStatus MERGED RETIRED the relationship's The RelationshipStatus of all relationships are INACTIVE. 1 RR-CDF RegistrationStatus is not DUPLICATE ANNULLED Use case "Child merging, retiring is acquired". C yes RR-CDF If StartDate EndDate appear StartDate < EndDate. 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod/startdate recd/plausibility/value_ranges 12 validity 2 RR-CDF /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod/enddate Plausible relationship period definition. C yes RR-CDF If RelationshipStatus is INACTIVE RegistrationStatus must be either RETIRED, DUPLICATE, ANNULLED, PENDING_TRANSFER 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipstatus recd/plausibility/field_relations 1 accuracy 1 RR-CDF PENDING_ARCHIVAL. To ensure crect relationship registration statuses. C not applicable LEI-CDF 2 If the address type of OtherAddresses is This address is different from LegalAddress. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:legaladdress recd/plausibility/content 1 accuracy 2 LEI-CDF 2 ALTERNATIVE_LANGUAGE_LEGAL_ADDRESS /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:otheraddresses/lei:otheraddress /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:otheraddresses/lei:otheraddress/@type Ensure that addresses are unique. C not applicable LEI-CDF 2 If the address type of OtherAddresses is This address is different from HeadquartersAddress. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:headquartersaddress recd/plausibility/content 1 accuracy 2 LEI-CDF 2 ALTERNATIVE_LANGUAGE_HEADQUARTERS_ADDRESS /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:otheraddresses/lei:otheraddress /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:otheraddresses/lei:otheraddress/@type Ensure that addresses are unique. C not applicable LEI-CDF 2 If ValidationSources is ENTITY_SUPPLIED_ONLY ValidationAuthityID is RA ValidationAuthity is not included. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:validationsources recd/plausibility/field_relations 12 validity 1 LEI-CDF 2 ENTITY_SUPPLIED_ONLY LEIs have a Validation Authity in free text. C yes LEI-CDF 2, If EntityCategy is not BRANCH RelationshipPeriods with PeriodType RELATIONSHIP_PERIOD, ACCOUNTING_PERIOD if 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus RR-CDF ValidationDocuments = REGULATORY_FILING then DOCUMENT_FILING_PERIOD exist with /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipstatus (If an LEI's EntityStatus is ACTIVE RegistrationStatus is one of ISSUED, LAPSED, StartDate. /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod PENDING_TRANSFER PENDING_ARCHIVAL Relationship Recds exist) Ensure crect document dates.

3 check_id restrict to file_type check_precondition check_description status cdf_fmat check_categy quality_criterion_id quality_criterion maturity_level stard check_intention public RR C yes LEI-CDF 2, If the RegistrationStatus of child LEI is LAPSED with relationships with RelationshipType the RegistrationStatus of all these relationships is LAPSED. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus RR-CDF IS_DIRECTLY_CONSOLIDATED_BY /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipstatus IS_ULTIMATELY_CONSOLIDATED_BY The parent LEI RegistrationStatus is not DUPLICATE, ANNULLED, RETIRED If the child recd lapses, the relationship recd lapses as MERGED well. C yes LEI-CDF 2, F relationships with RelationshipType IS_DIRECTLY_CONSOLIDATED_BY Relationships NextRenewalDate (date ption) is the child LEI s NextRenewalDate. 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshiptype recd/plausibility/content 5 consistency 2 LEI-CDF 2, RR-CDF RR-CDF IS_ULTIMATELY_CONSOLIDATED_BY /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/nextrenewaldate Renewal dates f child parents are identical to cover RelationshipStatus is ACTIVE the relationships' RegistrationStatus is also the use cases of new relationship infmation during a PUBLISHED, LAPSED, PENDING_TRANSFER PENDING_ARCHIVAL year. C yes LEI-CDF 2, If LEI Recd has RegistrationStatus different from (PENDING_TRANSFER they must be managed by the same LOU that manages the LEI (StartNode) recd. 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshiptype recd/relation 5 consistency 3 LEI-CDF 2, RR-CDF RR-CDF PENDING_ARCHIVAL) /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/managinglou LEI has Relationship Recds with RelationshipType (IS_DIRECTLY_CONSOLIDATED_BY IS_ULTIMATELY_CONSOLIDATED_BY) Relationship Recds have RegistrationStatus different from Making sure, that with a transfer on a child LEI the (PENDING_TRANSFER PENDING_ARCHIVAL) relationship recds are transferred as well. Use Case "Child is a duplicate" - If a child LEI C yes LEI-CDF 2, If the RegistrationStatus of the child LEI is DUPLICATE ANNULLED All relationships including this LEI as Start Node shall have RegistrationStatus=ANNULLED. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus recd is a RR-CDF /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/registrationstatus duplicate, the Managing LOU of the child entity adjusts the Relationship Recd creates a new Relationship Recd with the surviving StartNode. Use case "Parent Head Office is a duplicate" - If a C yes LEI-CDF 2, If recd has any parents with RegistrationStatus DUPLICATE ANNULLED all the recd's relationships to these parents should have RegistrationStatus = ANNULLED. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus RR-CDF /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/registrationstatus parent LEI-CDF recd is a duplicate, the Managing LOU of the child entity adjusts the Relationship Recd creates a new Relationship Recd with the surviving EndNode. C yes RR-CDF If EntityCategy is not BRANCH then RelationshipPeriods with PeriodType of ACCOUNTING_PERIOD, RELATIONSHIP_PERIOD, 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/validationsources recd/plausibility/value_ranges 12 validity 2 RR-CDF if ValidationDocuments = REGULATORY_FILING then DOCUMENT_FILING_PERIOD exist. /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod/periodtype (If a relationship's ValidationSources is FULLY_CORROBORATED Ensure, that the validation has been done accding to the PARTIALLY_CORROBORATED) definitions. Ensure, that C yes RR-CDF If a relationship's ValidationDocuments is ACCOUNTS_FILING a RelationshipPeriod with PeriodType ACCOUNTING_PERIOD is included. 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/validationdocuments recd/plausibility/value_ranges 12 validity 2 RR-CDF the validation has been done accding to the /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod/periodtype definitions. Ensure, that C yes RR-CDF If a relationship's ValidationDocuments is REGULATORY_FILING a RelationshipPeriod with PeriodType DOCUMENT_FILING_PERIOD is included. 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/validationdocuments recd/plausibility/value_ranges 12 validity 2 RR-CDF the validation has been done accding to the /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod/periodtype definitions. C yes RR-CDF If a relationship s RelationshipType is IS_DIRECTLY_CONSOLIDATED_BY a RelationshipPeriod with PeriodType RELATIONSHIP_PERIOD is included. 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipperiods/relationshipperiod/periodtype recd/plausibility/value_ranges 12 validity 2 RR-CDF IS_ULTIMATELY_CONSOLIDATED_BY Infmation of relationship period is available. C yes LEI-CDF 2, If EntityCategy is not BRANCH then all relationships' RegistrationStatus is also either PENDING_TRANSFER 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:registrationstatus RR-CDF PENDING_ARCHIVAL. /rr:relationshipdata/relationshiprecds/relationshiprecd/registration/registrationstatus (If child LEI has RegistrationStatus of either PENDING_TRANSFER Ensure, that during a transfer, the transfer statuses f PENDING_ARCHIVAL) child relationships are the same. C not applicable LEI-CDF 2 If OtherEntityName has type PREVIOUS_LEGAL_NAME it is different from LegalName. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:legalname recd/plausibility/content 6 currency 2 LEI-CDF 2 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:otherentitynames/lei:otherentityname/@type /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:otherentitynames Ensure, that previous names are different from legal name. C not applicable LEI-CDF 2 If OtherEntityName has type TRADING_OR_OPERATING it is different from LegalName. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:legalname recd/plausibility/field_relations 1 accuracy 1 LEI-CDF 2 /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:otherentitynames/lei:otherentityname/@type Ensure, that alternative names are different from legal /lei:leidata/lei:leirecds/lei:leirecd/lei:entity/lei:otherentitynames name. C not applicable LEI-CDF 2 OtherValidationAuthities of the LEI registration are different from ValidationAuthity. 1 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:validationauthity/lei:validationauthityid recd/plausibility/field_relations 1 accuracy 1 LEI-CDF 2 /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:othervalidationauthities/lei:othervalidationauthity /lei:leidata/lei:leirecds/lei:leirecd/lei:registration/lei:othervalidationauthities/lei:othervalidationauthity/lei:validationauthityid No duplication in two different validation authity fields. C yes RR-CDF If RelationshipStatus is ACTIVE the relationship's RegistrationStatus is either PUBLISHED, LAPSED, ANNULLED, DUPLICATE, 1 /rr:relationshipdata/relationshiprecds/relationshiprecd/relationship/relationshipstatus recd/plausibility/field_relations 1 accuracy 1 RR-CDF PENDING_TRANSFER PENDING_ARCHIVAL. Crect settings of relationship registration statuses.

4 Release Notes # Original LEI Data Quality Check Issue Resolution / New LEI Data Quality Check Release Date Release No. C The pre-lou sent an update within the last 24 hours (even a zero rept). Alignment with LEI-CDF 2.0 Deleting the check C RegistrationStatus is not LAPSED. Alignment with LEI-CDF 2.0 Deleting the check C The pre-lou makes available the LEI data free of technical barriers to the open public. Alignment with LEI-CDF 2.0 Deleting the check C LEI Recds sted in LOU files, the Global LEI Reposity the Golden Copy are identical to each other. Alignment with LEI-CDF 2.0 Deleting the check C The Data File contains at least one LEI Data Recd. Alignment with LEI-CDF 2.0 Deleting the check C EntityStatus is not empty. Alignment with LEI-CDF 2.0 Deleting the check C RegistrationStatus is not empty. Alignment with LEI-CDF 2.0 Deleting the check C If FileContent exists, it is not empty. Alignment with LEI-CDF 2.0 Deleting the check C If LegalFm exists, it is not empty. Alignment with LEI-CDF 2.0 Deleting the check C If EntityExpirationReason exists, it is not empty. Alignment with LEI-CDF 2.0 Deleting the check C If ValidationSources exists, it is not empty. Alignment with LEI-CDF 2.0 Deleting the check C Optional fields LegalJurisdiction, LegalFm, ValidationSources exist. Alignment with LEI-CDF 2.0 Deleting the check C If ContentDate exists, it is a DateTime value compliant with ISO 8601 in UTC including timezone offset. Alignment with LEI-CDF 2.0 Deleting the check C If Originat exists, it is an LEI code compliant with ISO Alignment with LEI-CDF 2.0 Deleting the check C If FileContent exists, it is a String value. Alignment with LEI-CDF 2.0 Deleting the check C If DeltaStart exists, it is a DateTime value compliant with ISO 8601 in UTC including timezone offset. Alignment with LEI-CDF 2.0 Deleting the check C If RecdCount exists, it is an Integer value > 0. Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/xml:lang exists, it is an IETF Language Code confming to [RFC4646]. Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/Line3 exists, it is a String. Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/Line4 exists, it is a String. Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/xml:lang exists, it is an IETF Language Code confming to [RFC4646]. Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/Region exists, it is an ISO region code. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/Country is an ISO country code. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/Address/xml:lang exists, it is an IETF Language Code confming to [RFC4646]. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/Address/Region exists, it is an ISO region code. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/Address/Country is an ISO country code. Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/Line3 exists, it is a String. Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/Line4 exists, it is a String. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/Address/Line3 exists, it is a String. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/Address/Line4 exists, it is a String. Alignment with LEI-CDF 2.0 Deleting the check C If BusinessRegisterEntityID exists, BusinessRegisterEntityID/EntityID is a String. Alignment with LEI-CDF 2.0 Deleting the check C If AssociatedEntity exists AssociatedEntity/AssociatedLEI exists, AssociatedEntity/AssociatedLEI is an LEI code compliant with ISO Alignment with LEI-CDF 2.0 Deleting the check C EntityStatus is a String value. Alignment with LEI-CDF 2.0 Deleting the check C If EntityExpirationDate exists, it is a DateTime value compliant with ISO 8601 in UTC including timezone offset. Alignment with LEI-CDF 2.0 Deleting the check C If EntityExpirationReason exists, it is a String value. Alignment with LEI-CDF 2.0 Deleting the check C If SuccessLEI exists, it is an LEI code compliant with ISO Alignment with LEI-CDF 2.0 Deleting the check C InitialRegistrationDate is a DateTime value compliant with ISO 8601 in UTC including timezone offset. Alignment with LEI-CDF 2.0 Deleting the check C LastUpdateDate is a DateTime value compliant with ISO 8601 in UTC including timezone offset. Alignment with LEI-CDF 2.0 Deleting the check C RegistrationStatus is a String value. Alignment with LEI-CDF 2.0 Deleting the check C NextRenewalDate is a DateTime value compliant with ISO 8601 in UTC including timezone offset. Alignment with LEI-CDF 2.0 Deleting the check C If ValidationSources exists, it is a String value. Alignment with LEI-CDF 2.0 Deleting the check C If ContentDate exists, it is <= DOWNLOAD_DATE Alignment with LEI-CDF 2.0 Deleting the check C If FileContent exists, it is a code from FileContentEnum. Alignment with LEI-CDF 2.0 Deleting the check C If DeltaStart exists, it is <= TODAYDATE. Alignment with LEI-CDF 2.0 Deleting the check C If BusinessRegisterEntityID exists, BusinessRegisterEntityID/register is a code from BusinessRegisterEnum. Alignment with LEI-CDF 2.0 Deleting the check C EntityStatus is a code from EntityStatusEnum. Alignment with LEI-CDF 2.0 Deleting the check C If EntityExpirationReason exists, it is a code from EntityExpirationReasonEnum. Alignment with LEI-CDF 2.0 Deleting the check C RegistrationStatus is a code from RegistrationStatusEnum. Alignment with LEI-CDF 2.0 Deleting the check C If ValidationSources exists, it is a code from ValidationSourcesEnum. Alignment with LEI-CDF 2.0 Deleting the check C All xml:lang attributes are valid language codes accding to RFC4646. Alignment with LEI-CDF 2.0 Deleting the check C If Originat exists, it is an endsed/accredited (pre-)lou. Alignment with LEI-CDF 2.0 Deleting the check C If InitialRegistrationDate >= RegistrationStatus=ISSUED PENDING_TRANSFER, LEI has crect check digits. Alignment with LEI-CDF 2.0 Deleting the check C00130 If InitialRegistrationDate >= , the first four digits of LEI are in the list of possible LOU prefixes. Alignment with LEI-CDF 2.0 Deleting the check C LegalName is crect. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/Street Address/Lines 1-4 are crect. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/City is crect. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/Region is crect. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/Country is crect. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/Country is not ZZ (ZZ is a valid ISO country code, usually meaning Unknown Invalid Territy) Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/PostalCode exists, it is crect. Alignment with LEI-CDF 2.0 Deleting the check C If LegalJurisdiction exists, it is crect. Alignment with LEI-CDF 2.0 Deleting the check C If LegalFm exists, it is crect. Alignment with LEI-CDF 2.0 Deleting the check C EntityStatus is crect. Alignment with LEI-CDF 2.0 Deleting the check C InitialRegistrationDate is crect (greater equal than ). Alignment with LEI-CDF 2.0 Deleting the check C LastUpdateDate is crect. Alignment with LEI-CDF 2.0 Deleting the check C RegistrationStatus is crect. Alignment with LEI-CDF 2.0 Deleting the check C ManagingLOU is an endsed/accredited (pre-)lou. Alignment with LEI-CDF 2.0 Deleting the check C ManagingLOU fits to the pre-lou that uploaded the file. Alignment with LEI-CDF 2.0 Deleting the check C If a BusinessRegisterEntityID is available, BusinessRegisterEntityID exists. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/Address lines are populated crectly (e.g., if line3 is populated then so must line1 line2) Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/Region exists, it matches LegalAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/Region LegalAddress/PostalCode exist, they match each other. Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/Region exists, it matches LegalAddress/City. Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/Region exists, it matches LegalAddress/Street Address (Line 1 ff). Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/PostalCode exists, it matches LegalAddress/City. Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/PostalCode exists, it matches LegalAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check

5 # Original LEI Data Quality Check Issue Resolution / New LEI Data Quality Check Release Date Release No. C If LegalAddress/PostalCode exists, is in the right fmat depending on the LegalAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/PostalCode exists, it matches LegalAddress/Street Address (Line 1 ff). Alignment with LEI-CDF 2.0 Deleting the check C If LegalAddress/Country has PostalCodes, LegalAddress/PostalCode exists. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/Street Address (Line 1 ff) matches LegalAddress/City. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/Street Address (Line 1 ff) matches LegalAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/City matches LegalAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check C If LegalFm exists, it is consistent with LegalName. Alignment with LEI-CDF 2.0 Deleting the check C If LegalJurisdiction exists, the provided country code region code matches the country of the Legal Address. Alignment with LEI-CDF 2.0 Deleting the check C If the country code is a country f which ISO region codes are defined, the <region> element is included (LegalAddress). Alignment with LEI-CDF 2.0 Deleting the check C Check f duplicate ( very similar) LEI Reference Data. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/Country is not ZZ (ZZ is a valid ISO country code, usually meaning Unknown Invalid Territy) Alignment with LEI-CDF 2.0 Deleting the check C OtherAddress/Country is not ZZ (ZZ is a valid ISO country code, usually meaning Unknown Invalid Territy) Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/Region exists, it matches HeadquartersAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/Region exists, it matches OtherAddresses/Country. Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/Region HeadquartersAddress/PostalCode exist, they match each other. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/Region OtherAddresses/PostalCode exist, they match each other. Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/Region exists, it matches HeadquartersAddress/City. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/Region exists, it matches OtherAddresses/City. Alignment with LEI-CDF 2.0 Deleting the check C If the country code is a country f which ISO region codes are defined, the <region> element is included (HeadQuartersAddress) Alignment with LEI-CDF 2.0 Deleting the check C If the country code is a country f which ISO region codes are defined, the <region> element is included (OtherAddresses) Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/Region exists, it matches HeadquartersAddress/Street Address (Line 1 ff). Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/PostalCode exists, it matches HeadquartersAddress/City. Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/PostalCode exists, it matches HeadquartersAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/PostalCode exists, is in the right fmat depending on the HeadquartersAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/PostalCode exists, it matches HeadquartersAddress/Street Address (Line 1 ff). Alignment with LEI-CDF 2.0 Deleting the check C If HeadquartersAddress/Country has PostalCodes, HeadquartersAddress/PostalCode exists. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/Street Address (Line 1 ff) matches HeadquartersAddress/City. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/Street Address (Line 1 ff) matches HeadquartersAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/City matches HeadquartersAddress/Country. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/Region exists, it matches OtherAddresses/Street Address (Line 1 ff). Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/PostalCode exists, it matches OtherAddresses/City. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/PostalCode exists, it matches OtherAddresses/Country. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/PostalCode exists, is in the right fmat depending on the OtherAddresses/Country. Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/PostalCode exists, it matches OtherAddresses/Street Address (Line 1 ff). Alignment with LEI-CDF 2.0 Deleting the check C If OtherAddresses/Country has PostalCodes, OtherAddresses/PostalCode exists. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/Street Address (Line 1 ff) matches OtherAddresses/City. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/Street Address (Line 1 ff) matches OtherAddresses/Country. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/City matches OtherAddresses/Country. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/Street Address/Lines 1-4 are crect. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/Street Address/Lines 1-4 are crect. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/City is crect. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/City is spelled in the language of the jurisdiction the City is located in (Milano instead of Milan, Köln instead of Cologne) Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/Region is crect. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/Country is crect. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/PostalCode is crect. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/City is crect. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/City is spelled in the language of the jurisdiction the City is located in (Milano instead of Milan, Köln instead of Cologne) Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/Region is crect. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/Country is crect. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/PostalCode is crect. Alignment with LEI-CDF 2.0 Deleting the check C If RegistrationStatus = LAPSED, NextRenewalDate <= ContentDate Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress lines are populated crectly (e.g., if line3 is populated then so must line1 line2) Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress lines are populated crectly (e.g., if line3 is populated then so must line1 line2) Alignment with LEI-CDF 2.0 Deleting the check C LastUpdateDate >= ContentDate - 1 year. Alignment with LEI-CDF 2.0 Deleting the check C RegistrationAuthityID is a value from RegistrationAuthityID is a value from RegistrationAuthityEnum C Other RegistrationAuthityID is present. Alignment with LEI-CDF 2.0 Deleting the check LegalName is a non empty string value has 500 fewer characters, does not contain the carriage return (#xd), line feed (#xa) n tab (#x9) characters, does not begin end with a space (#x20) character, does not include a sequence of two me adjacent space characters. Alignment with LEI-CDF 2.0 Deleting the check C OtherEntityNames exist, is a non empty string value has 500 fewer characters, does not contain the carriage return (#xd), line feed (#xa) n tab (#x9) characters, does not begin end with a space (#x20) character, does not include a sequence of two me adjacent space characters. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/FirstAddressLine is a non empty string. Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/AdditionaAddressLine(1-3) is (are) non empty string(s). Alignment with LEI-CDF 2.0 Deleting the check C LegalAddress/City is a non empty String. Alignment with LEI-CDF 2.0 Deleting the check

6 # Original LEI Data Quality Check Issue Resolution / New LEI Data Quality Check Release Date Release No. C LegalAddress/PostalCode is a non empty String. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/FirstAddressLine is a non empty String. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/AdditionalAddressLine(1-3) is (are) non empty string(s). Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/City is a non empty String. Alignment with LEI-CDF 2.0 Deleting the check C HeadquartersAddress/PostalCode is a non empty String. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddres/FirstAddressLine is a non empty string. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddres/AdditionalAddressLine(1-3) is (are) non empty string(s). Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/Address/City is a non empty string. Alignment with LEI-CDF 2.0 Deleting the check C OtherAddresses/Address/PostalCode is a non empty string. Alignment with LEI-CDF 2.0 Deleting the check C OtherLegalFm exists, it is a non empty string value has 500 fewer characters, does not contain the carriage return (#xd), line feed (#xa) n tab (#x9) characters, does not begin end with a space (#x20) character, does not include a sequence of two me adjacent space characters. Alignment with LEI-CDF 2.0 Deleting the check C AssociatedEntity/AssociatedEntityName is a non empty string value has 500 fewer characters, does not contain the carriage return (#xd), line feed (#xa) n tab (#x9) characters, does not begin end with a space (#x20) character, does not include a sequence of two me adjacent space characters. Alignment with LEI-CDF 2.0 Deleting the check C SuccessEntity is a non empty string value has 500 fewer characters, does not contain the carriage return (#xd), line feed (#xa) n tab (#x9) characters, does not begin end with a space (#x20) character, does not include a sequence of two me adjacent space characters. Alignment with LEI-CDF 2.0 Deleting the check C Any Name of type PREFERRED_ASCII_TRANSLITERATED_LEGAL_NAME AUTO_ASCII_TRANSLITERATED_LEGAL_NAME only contains the characters specified in Section of the LEI Data File Fmat 2.0. Alignment with LEI-CDF 2.0 Deleting the check C ValidationAuthityID is a value from its own enum it's not RA RA Alignment with LEI-CDF 2.0 Deleting the check C LegalName is not empty. description: If RegistrationStatus is not ANNULLED, Adjust check descriptions consistently LegalName is not empty. C C LEI code is compliant with ISO 17442, if InitialRegistrationDate >= RegistrationStatus=ISSUED PENDING_TRANSFER If LegalAddress/Region exists, it is an ISO region code. The fmat f LEI construction has been clarified, should not hold verification digits (00, 99, 01). Legacy codes still accepted. Check Excepted f Registration.RegistrationStatus MERGED, RETIRED, ANNNULLED, DUPLICATE C LegalAddress/Country is an ISO country code. Check Excepted f Registration.RegistrationStatus MERGED, RETIRED, ANNNULLED, DUPLICATE C If LegalJurisdiction exists, it is either an ISO alpha-2 country code an ISO region code. Check Excepted f Registration.RegistrationStatus MERGED, RETIRED, ANNNULLED, DUPLICATE : If InitialRegistrationDate >= RegistrationStatus is among ISSUED, PENDING_TRANSFER PENDING_ARCHIVAL, LEI code is compliant with ISO : If RegistrationStatus is not MERGED, RETIRED, ANNULLED DUPLICATE LegalAddress/Region is included, LegalAddress/Region is an ISO region code. : If RegistrationStatus is not MERGED, RETIRED ANNULLED DUPLICATE, LegalAddress/Country is an ISO country code. : If RegistrationStatus is not MERGED, RETIRED, ANNULLED DUPLICATE LegalJurisdiction is included, LegalJurisdiction is either an ISO alpha-2 country code an ISO region code. C If RegistrationStatus is ISSUED, LAPSED, MERGED, RETIRED ANNULLED - There is no repetition of the same LEI code with a RegistrationStatus other than DUPLICATE. Level 2 infmation is now available C RegistrationStatus is not ANNULLED SuccessLEI is included - SuccessLEI is an LEI recd that is currently found in the LEI data pool. Level 2 infmation is now available C RegistrationStatus is not ANNULLED AssociatedLEI is included - AssociatedLEI is an LEI recd that is currently found in the LEI data pool. Level 2 infmation is now available C If AssociatedEntity exists AssociatedEntity/AssociatedLEI exists, AssociatedEntity/AssociatedLEI refers to an existent LEI recd. Removing duplicated check Deleting the check C If RegistrationStatus is not ANNULLED - ManagingLOU is an LEI code which refers to an existent LEI recd. Check exempted f Registration.RegistrationStatus ANNNULLED C If RegistrationStatus = LAPSED, EntityStatus = ACTIVE : If RegistrationStatus is not ANNULLED DUPLICATE Extension to cover all possible Entity Statuses Entity/registration valid interactions DUPLICATE-ANNULLED not considered EntityStatus is ACTIVE, RegistrationStatus is one of ISSUED, LAPSED, PENDING_TRANSFER PENDING_ARCHIVAL. C If an LEI code appears me than once at least one LEI recd is in RegistrationStatus PENDING_TRANSFER PENDING_ARCHIVAL - maximum one RegistrationStatus is ISSUED, MERGED, RETIRED, ANNULLED maximum one is exactly PENDING_ARCHIVAL PENDING_TRANSFER all potential other recds have RegistrationStatus DUPLICATE. Deduplication, avoidance of multiple increct combinations of RegistrationStatus. C Registration/ManagingLOU cresponds to the Originat. ManagingLOU is populated crectly. C If RegistrationStatus is not ANNULLED DUPLICATE EntityStatus is INACTIVE RegistrationStatus is either MERGED RETIRED. Plausible combination of EntityStatus RegistrationStatus C If RegistrationStatus is not ANNULLED, RETIRED, MERGED DUPLICATE the LOU is accredited LegalAddress Country, HeadquartersAddress Country LegalJurisdiction is a member of the set of Countries/Jurisdictions that the Managing LOU is accredited in. Removing check: From data quality into accreditation compliance Deleting the check C If LegalAddress/Country HeadquartersAddress/Country include jurisdictions without authity sources ValidationSources is ENTITY_SUPPLIED_ONLY. Jurisdictions f which the LOU is accredited to manage/issue LEIs, but have not been fully crobated by GLEIF in their authitative sources, should show as much on the ValidationSources.