Initial Algebra Semantics for Cyclic Sharing Structures. Makoto Hamana

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1 Initial Algebra Semantics for Cyclic Sharing Structures Makoto Hamana Department of Computer Science, Gunma University, Japan July, 2009, TLCA 09 hamana/

2 This Work How to inductively capture cylces and sharing Intended to apply it to functional programming

3 Introduction Terms are a representation of tree structures (i) Reasoning: structural induction (ii) Functional programming: pattern matching, structural recursion (iii) Type: inductive type (iv) Initial algebra property

4 Introduction What about tree-like structures? How can we represent this data in functional programming? Maybe: vertices and edges set, adjacency lists, etc. Give up to use pattern matching, structural induction Not inductive

5 Introduction Are really no inductive structures in tree-like structures?

6 This Work Gives an initial algebra characterisation of cyclic sharing structures Aim To derive the following from : [I] A simple term syntax that admits structural induction / recursion II] To give an inductive type that represents cyclic sharing structures uniquely in functional languages and proof assistants

7 Variations of Initial Algebra Semantics Various computational structures are formulated as initial algebras by varying the base category Abstract syntax Set ADJ 1975 S-sorted abstract syntax Set S Robinson 1994 Abstract syntax with binding Set F Fiore,Plotkin,Turi 1999 Recursive path ordring LO R. Hasegawa 2002 S-sorted 2nd-order abs. syn. (Set F S ) S Fiore nd-order rewriting systems Pre F Hamana 2005 Explicit substitutions [Set, Set] f Ghani,Uustalu,Hamana 2006 Cyclic sharing structures (Set T ) T Hamana 2009

8 Basic Idea

9 Basic Idea: Graph Algorithmic View Traverse a graph in a depth-first search manner: Depth-First Search tree DFS tree consists of 3 kinds of edges: (i) Tree edge (ii) Back edge (iii) Right-to-left cross edge Characterise pointers for back and cross edges

10 Formulation: Cycles by µ-terms Idea Binders as pointers Back edges = bound variables Cycles µx.bin(µy 1.bin(lf(5), lf(6)), µy 2.bin( x, lf(7) ))

11 Can we fill the blank to refer the node 5 by a bound variable? Formulation: Sharing via? Idea Binders as pointers Back edges = bound variables Right-to-left Cross edges =? Sharing µx.bin(µy 1.bin(lf(5), lf(6)), µy 2.bin(, lf(7))).

12 Formulation: Sharing via Pointer Cross edges = pointers by a new notation µx.bin(µy 1.bin(lf(5), lf(6)), µy 2.bin( 11 x, lf(7))) Pointer 11 x means going back to the node x, then going down through the left child twice (by position 11)

13 Formulation: Sharing via Pointer Cross edges = pointers by a new notation µx.bin(µy 1.bin(lf(5), lf(6)), µy 2.bin( 11 x, lf(7))) Pointer 11 x means Need to ensure a correct pointer only!! going back to the node x, then going down through the left child twice (by position 11)

14 Typed Abstract Syntax for Cyclic Sharing Structures

15 Shape Trees Skeltons of cyclic sharing trees Shape trees τ ::= E P L B(τ 1, τ 2 ) Used as types Blue nodes represent possible positions for sharing pointers.

16 Syntax and Types Typing rules p Pos(σ) Γ, x : σ, Γ p x : P k Z Γ lf(k) : L x : B(E, E), Γ l : σ x : B(σ, E), Γ r : τ Γ µx.bin(l, r) : B(σ, τ ) A type declaration x : σ means: σ is the shape of a subtree headed by µx. Taking a position p Pos(σ) safely refers to a position in the subtree.

17 Example: making bin-node x:b(e, E) µy 1.bin(5, 6) : B(L, L) x:b(b(l, L), E) µy 2.bin( 11 x, 7) : B(P, L) µx.bin(µy 1.bin(5, 6), µy 2.bin( 11 x, 7)) : B(B(L, L), B(P, L))

18 Syntax and Types Typing rules (de Bruijn version) Γ = i 1 p Pos(σ) Γ, σ, Γ p i : P k Z Γ lf(k) : L B(E, E), Γ s : σ B(σ, E), Γ t : τ Γ bin(s, t) : B(σ, τ ) Thm. Given rooted, connected and edge-ordered graph, the term representation in de Bruijn is unique.

19 Initial Algebra Semantics Cyclic sharing trees are all well-typed terms: T τ (Γ) = {t Γ t : τ } Need: sets indexed by contexts T and shape trees T Consider algebras in (Set T ) T

20 Initial Algebra Semantics Σ-algebra (A, α : ΣA A) Functor Σ : (Set T ) T (Set T ) T for cyclic sharing trees is defined by (ΣA) E = 0 (ΣA) P = PO (ΣA) L = K Z (ΣA) B(σ,τ ) = δ B(E,E) A σ δ B(σ,E) A τ

21 Initial Algebra Semantics Σ-algebra (A, α : ΣA A) Functor Σ : (Set T ) T (Set T ) T for cyclic sharing trees is given by ptr A : PO A P lf A : K Z A L bin σ,τ A : δ B(E,E) A σ δ B(σ,E) A τ A B(σ,τ ) Typing rules (de Bruijn version) Γ = i 1 p Pos(σ) Γ, σ, Γ p i : P k Z Γ lf(k) : L B(E, E), Γ s : σ B(σ, E), Γ t : τ Γ bin(s, t) : B(σ, τ )

22 Initial Algebra All cyclic sharing trees T τ (Γ) = {t Γ t : τ } Thm. T forms an initial Σ-algebra. [Proof] Smith-Plotkin construction of an initial algebra

23 Principles The initial algebra characterisation derives i) Structural recursion by the unique homomorphism ii) Structural induction by [Hermida,Jacobs I&C 98] ii) Inductive type (in Haskell)

24 Inductive Type for Cyclic Sharing Structures Constructors of the initial algebra T (Set T ) T ptr T (Γ) : PO(Γ) T P (Γ); p i p i. lf T (Γ) : Z T L (Γ); k lf(k). bin σ,τ T (Γ) : T σ (B(E, E), Γ) T τ (B(σ, E), Γ) T B(σ,τ ) (Γ) data T :: * -> * -> * where GADT in Haskell Ptr :: Ctx n => n -> T n P Lf :: Ctx n => Int -> T n L Bin :: (Ctx n, Shape s, Shape t) => T (TyCtx (B E E) n) s -> T (TyCtx (B s E) n) t -> T n (B s t) Dependent type def. in Agda is more straightforward

25 Summary An initial algebra characterisation Goals To derive the following from : [I] A simple term syntax II] An inductive type for cyclic sharing structures

26 Connections to Other Works There are interpretations: T! Equational Term Graphs S where S is any of (i) Coalgebraic ii) Domain-theoretic iii) Categorical semantics: Traced sym. monoidal categories [M. Hasegawa TLCA 97] (Equational) term graphs [Barendregt et al. 87][Ariola,Klop 96]

27 Connections to Other Works There are interpretations: T! Equational Term Graphs S where S is any of (i) Coalgebraic ii) Domain-theoretic iii) Categorical semantics: Traced sym. monoidal categories [M. Hasegawa TLCA 97] Further applications (cyclic) T C (cartesian-center traced) arrows with loops in Haskell Haskell (efficient implementation)

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