CERTIFIED COMPLIANCE PROFESSIONAL (CCP) TM

Transcription

1 C LARIDEN Singapore Sydney Melbourne Dubai Hong Kong London New York San Francisco Toronto Auckland CLARIDEN GLOBAL COMPLIANCE INSTITUTE CERTIFIED COMPLIANCE PROFESSIONAL (CCP) TM CCP TM is certified by the International Academy of Business and Finance Management (IABFM) and is internationally recognized in over 145 countries 2017 December SINGAPORE Mandarin Oriental, Singapore Become a (CCP) Holder in just 3 Days! CLARIDEN CREDENTIALS AND ENGAGEMENT Clariden Global is the pre-eminent and influential global business leadership institution. Today, we host more than 200 global executive education and major conference events around the world. We have partnered with professional organizations such as the Association of Chartered Certified Accounts (ACCA) and thought leaders from prestigious universities such as Harvard University John F. Kennedy School of Government, Wharton School of the University of Pennsylvania and Stanford University. Certified By:

2 CONTENTS The Clariden Experience Why Clariden Global Executive Education? Certified Compliance Professional (CCP) TM 5 Program Introduction 7 Faculty Director 8 Program Overview 9 Program Outline Participating Companies Testimonials In-house Custom Executive Programs Contact Us Registration

3 THE CLARIDEN EXPERIENCE ENJOY LEARNING WITH THE FIRST-CLASS, WELL-ROUNDED EXPERIENCE To maximize both your enjoyment and professional development, Clariden Global holds its executive programs at five star hotels, some of which include: Shangri-La Hotel, Singapore Singapore Amidst lush gardens, this 3-wing luxury hotel is 6 km from the iconic Marina Bay Sands resort and 9 km from Sentosa. InterContinental Melbourne The Rialto Melbourne, Australia Set in a grand 1891 building, this upscale chain hotel is 3 blocks from the Yarra River, and an 8-minute walk from the SEA LIFE Melbourne Aquarium. Conrad London St James London, United Kingdom Across the street from St. James s Park tube station, this sophisticated hotel is 10 minutes walk from Buckingham Palace and 2 miles from the Victoria and Albert Museum. Grand Hyatt: Union Square San Francisco Hotel San Francisco, United States Less than a block from Union Square, this stylish high-rise hotel is an 11-minute walk from the Moscone Center and 1.9 miles from Pier 39. Terms & Conditions: Clariden Global Pte Ltd reserves the right to change the venue of the program due to reasons beyond their control. Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 3

4 5,000+ Companies 10,000+ Participants 15+ Countries 50+ Industries WHY CLARIDEN GLOBAL EXECUTIVE EDUCATION? GLOBAL ENGAGEMENT Clariden Global is the pre-eminent and influential global business leadership institution. Today, we host more than 200 Global Executive Education and major conference events across 15 countries and 17 cities, including Singapore, London, Hong Kong, Sydney, Melbourne, Perth, New Zealand, San Francisco, Toronto, Johannesburg, Shanghai, Beijing, Kuala Lumpur, Dubai, Toronto, The Netherlands, New York and Zurich. INTERNATIONALLY DIVERSE, SENIOR-LEVEL PARTICIPANTS Clariden Global Executive Education programs have attracted participants from more than 5,000 global MNCs, regional corporations, and FORTUNE 500 companies, from more than 40 countries. All applications are reviewed based on professional achievement and organizational responsibility. Designed for individuals at all levels, from top executives to emerging leaders, each intensive program is crafted to equip leaders with essential capabilities to improve corporate performance and position their organizations to thrive. THOUGHT LEADERSHIP To provide strategic insights and relevant world-class executive education to global organizations, Clariden Global engages the best thought leaders and leading authorities from around the world. These include professors and faculty leaders from Harvard University, Stanford University, University of Pennsylvania Wharton, London Business School and other premium institutions to deliver transformational knowledge. Contact Mandy Denver, Program Director at

5 PROGRAM CERTIFIED COMPLIANCE PROFESSIONAL (CCP) TM PROGRAM INFORMATION DATES December 2017 LOCATION Mandarin Oriental, Singapore PROGRAM ADVISOR Mandy Denver Phone: TUITION FEES Early Bird 1 (Register & pay by 18 October 2017) S$3,395 Early Bird 2 (Register & pay by 15 November 2017) S$3,595 Regular Tuition Fees: S$3,695 Group discount of 10% for 2nd participant from the same organization. For limited time only by 15 November 2017, register 3 participants and the 4th participant will receive a complimentary seat (One discount scheme applies). Note: GST is applicable only to participants from Singapore registered companies. Check your eligibility for 40% Cash Back at IRAS website. FACULTY DIRECTOR Sam Gibbins Certified Compliance & Ethics Professional with certificate in Combating Financial Crime Seasonal speaker on regulatory based topics and produced thought leadership articles for a number of organizations globally Member of the Singapore Institute of Directors and has a Diploma in Anti Money Laundering from the International Compliance Association PROGRAM ESSENCE Led by Mr Sam Gibbins, an international speaker with some 15 years of experience in designing regulations and compliance solutions, this comprehensive Certified Compliance Professional (CCP) TM program will provide you with essential compliance management skills and information about the latest regulatory and legislative changes specific to the region, to guide you through an increasingly complex compliance environment and appropriately develop a strong culture of compliance within your organization. Through identifying what drives the compliance exposure both at home and abroad, you will learn to develop an effective organizational response to mitigate the risk consequences of non-compliance, and minimize the implications of Sarbanes Oxley for corporate accountability and ethical behaviour. Besides meeting regulatory requirements, you will also learn how to satisfy the demands of your stakeholders by utilizing flexibilities and grace periods within the regulations. Furthermore, you will be equipped with strategies to optimize organizational structure for compliance and promote behavioral change in creating a pro-active culture of prevention. Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 5

6 PROGRAM CERTIFIED COMPLIANCE PROFESSIONAL (CCP) TM Driven by practical examples and interactive case studies, this program will ensure that you walk away with both theoretical considerations and contemporary applications of compliance and risk issues relevant to your organization, and strong networking relationships with industry peers and regulators. As a graduate of the program, you will be designated as a Certified Compliance Professional (CCP) TM, a title that you can use in your resume and business card. With more than 2000 individuals having earned their CCP designation, the credential has become well-regarded as the leading executive education program for compliance and regulatory professionals. LEARNING HIGHLIGHTS Define the meaning of compliance for your organization and develop an organizational response to its demands Identify what drives the compliance exposure both at home and abroad Mitigate the risk consequences of non-compliance Strengthen the relationship between corporate governance and compliance, including the market expectation of that relationship Minimize the implications of Sarbanes Oxley for corporate accountability and ethical behaviour Optimize organizational structure for compliance KEY BENEFITS Successful completion of this fully certified course makes you a Certified Compliance Professional (CCP) TM where you can use the designations of (CCP)TM on your business card and resume. Up to 18 months membership to the International Academy of Business and Financial Management (IABFM) professional body. Access to the IABFM network and body of information online Preferred access to education centers in USA, UK, Europe, Asia, Middle-East and Latin America. Access to the IABFM international journal published online Gold Embossed (CCP)TM Certificate with your name and designation as MIABFM-Member (Member of the International Association of Business and Financial Management) WHO WILL ATTEND THIS PROGRAM Managing Directors, Directors, Senior Managers, Managers, and Compliance professionals from the following divisions: Compliance Risk management Operational risk Legal advisers & Lawyers In-house corporate counsel Audit & Internal audit IT with responsibility for the implementation of compliance solutions Data security management Regulations Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 6

7 PROGRAM CERTIFIED COMPLIANCE PROFESSIONAL (CCP) TM FACULTY DIRECTOR Sam Gibbins Director, General Manager GRC Solution Sam Gibbins focuses on regulatory compliance in financial services and learning development in corporations. Being local to Singapore and having worked in Asia for 10 years, he has a deep understanding of cultural drivers and nuances for both regulatory and L&D successes. With an extensive background in corporate training across compliance, anti-money laundering, financial crime and soft skills, Sam helps companies establish their training and development needs by reviewing their existing standards and processes, and offering guidance on areas for further improvement. Sam has trained clients under the Singapore Workforce Development Agency (WDA) Workforce Skills Qualification (WSQ) framework. He has worked on course and content design, development and delivery under multiple competency standard frameworks, including the Institute of Banking and Finance Standards (formerly FICS). In recent years, he has helped establish a number of financial services Compliance Academies. Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 7

8 PROGRAM OVERVIEW CERTIFIED COMPLIANCE PROFESSIONAL (CCP) TM OVERVIEW Some of the greatest organizational challenges of the 21st century are related to corporate governance, compliance and risk management. Increasing stakeholder demands for transparency are intensified by growing public scrutiny resulting from a range of catastrophic compliance failures from around the globe. This intensive Certified Compliance Professional (CCP) TM program provides a blueprint for compliance professionals to ensure that the risk profile of your organization is limited by a thorough understanding of your regulatory environment. Led by Mr Sam Gibbins, a compliance specialist with more than 15 years of experience in designing regulations and compliance solutions, you will be equipped with essential compliance management skills and information about the latest regulatory and legislative changes specific to the region. These skills will guide you through an increasingly complex compliance environment and enable you to appropriately develop a strong culture of compliance within your organization. Through identifying what drives the compliance exposure both at home and abroad, you will learn to develop an effective organizational response to mitigate the risk consequences of non-compliance, and minimize the implications of Sarbanes Oxley for corporate accountability and ethical behaviour. In addition to exploring key areas for information technology (IT) as a contributor to compliance, you will be presented options for implementation along with associated costs. Certified By: This program covers meeting regulatory requirements while satisfying the demands of stakeholders by utilizing flexibilities and grace periods within the regulations. You will also be equipped with strategies to optimize organizational structure for compliance and promote behavioral change in creating a pro-active culture of prevention. Driven by practical examples and interactive case studies, this program will ensure that you walk away with both theoretical considerations and contemporary applications of compliance and risk issues relevant to your organization, as well as develop strong networking relationships with industry peers and regulators. Furthermore, you will be designated as a Certified Compliance Professional (CCP) TM, a title that you can use in your resume and business card. PROGRAM REQUIREMENTS AND CERTIFICATES Delegates must meet the following criteria to be eligible to become (CCP)TM: Attendance delegates must attend all sessions of the course. Delegates who miss more than two hours of the course sessions will not be eligible to sit for the course exam. The passing grade is 70% and the passing rate is 90%. The final grade takes into consideration the participation in class and the homework grades, other than the course exam. Successful completion of the course assessment after successfully passing the exam, the certificate will be prepared by the IABFM and will be directly posted to your company address. Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 8

9 PROGRAM OUTLINE CERTIFIED COMPLIANCE PROFESSIONAL (CCP) TM 08:30 18:00 / December 2017 Introduction to Compliance What is corporate compliance? Who is responsible for managing it? What are the benefits of its introduction? Fostering a culture of accountability The Regulatory Environment And The Role Of Regulators Regulatory drivers A variety of legal obligations and due diligence International responses to the problems of money laundering economic crime, cyber-sabotage and terrorism Noncompliance and its ramifications Compliance and The Role Of Corporate Governance What is governance? The corporate constitution and governance structures Duties and responsibilities of directors Protection of stakeholder interests Compliance and Business Ethics What is ethics? Ethics and corporate accountability: Sarbanes-Oxley Benefits of a commitments to sound business ethics Corporate ethics guidelines Developing A Corporate Compliance Program Code of conduct Policies and procedures Best practice principles Monitoring and auditing The Corporate Compliance Function The location of the compliance function Integration or independence of the compliance function An optimal compliance architecture The Compliance Officer Group Exercise Key issues in Compliance: Money Laundering What is Money Laundering? Definitions and Examples Is AML compliance different from regular compliance? Understanding the different requirements Financial Action Task Force (FATF) Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 9

10 PROGRAM OUTLINE CERTIFIED COMPLIANCE PROFESSIONAL (CCP) TM Suspicious Activity Monitoring, Detection and Reporting Definition of suspicious activity Banks and financial institutions required to file suspicious activity Suspicious Activity Reports (SARs) The gatekeeper initiative G-8 finance ministers attempt to require professionals to file SARs Other Issues In Compliance The demand for Corporate Social Responsibility (CSR) Fraud and corruption control Whistle-blower programs and the law Contact Mandy Denver, Program Director at

11 PARTICIPATING COMPANIES More than 5,000 companies have participated in our programs ADVERTISING, INTERNET, MEDIA, PUBLISHING BBC Worldwide CNN ebay LinkedIn MediaCorp Saatchi & Saatchi Singapore Press Holdings The Financial Times The Hoffman Agency The Walt Disney Company Thomson Reuters CONGLOMERATE Fraser & Neave General Electric General Motors Mitsubishi Monsanto Siemens AG Sodexo FINANCIAL SERVICES, INSURANCE Bank of America Merrill Lynch AIA Allianz Global Investors American Express Aviva AXA Barclays Bank Citibank DBS Bank Deutsche Bank HSBC JP Morgan Chase Bank Manulife MasterCard Maybank Mizuho Bank OCBC Bank PayPal Prudential Rabobank Standard Chartered Bank Suncorp Swiss Reinsurance TD Securities Visa Westpac Zurich Insurance FOOD, BEVERAGE Coca-Cola Beverages Danone Ferrero Heineken McDonald PepsiCo GOVERNMENT, NONPROFIT Australian Securities and Investments Commission Central Provident Fund Board Changi Airport Group Economic Development Board GIC NSW Treasury Serco Temasek Group HEALTHCARE, PHARMACEUTICALS Abbott Laboratories Eu Yan Sang Glaxosmithkline Hoffmann-La Roche Johnson & Johnson Merck Pfizer Sanofi HOSPITALITY CapitaLand Far East Organization Frasers Hospitality Hilton Worldwide Marriott Hotels Pan Pacific Hotels Group Shangri-La Hotels & Resorts MANUFACTURING (CONSUMER) British American Tobacco Estee Lauder Fonterra Brands Heineken Kimberly-Clark Kraft Foods Lego Mars Foods Nestlé Procter & Gamble Unilever MANUFACTURING (INDUSTRIAL) Airbus Corning Optical Communications Daimler Harley Davidson Intel Semiconductor Rolls-Royce Volvo Group Wearnes Automotive OIL & GAS, NATURAL RESOURCES Caltex Chevron ConocoPhillips ExxonMobil Maersk Petronas Santos Saudi Arabian Oil Schlumberger Shell PROFESSIONAL SERVICES AECOM Aon Hewitt Ernst & Young PricewaterhouseCoopers RETAIL, TRADE Adidas Cargill DFS Harvey Norman Hennes & Mauritz IKEA L Oreal Marks and Spencer NTUC Fairprice Tesco TECHNOLOGY, ELECTRONICS 3M Apple Canon Dell Hewlett Packard Intel Technology Lenovo Micron Technology Microsoft Oracle SAP Sony Electronics TE Connectivity TELECOMMUNICATIONS Ericsson Nokia Olive Communications Singtel Starhub Tata Communications Telstra Verizon Vodafone TRANSPORTATION Auckland Transport Cathay Pacific Airways Dubai Air Navigation Services New Zealand Transport Agency Fiji Airways Metro Trains Melbourne NSW Trains SBS Transit Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 11

12 CLARIDEN GLOBAL S TESTIMONIALS The program opened up my mind to think beyond the box when it comes to addressing compliance related risks and issues. Dilhara De Alwis, Regional Audit Manager, Rabobank He provides charismatic yet insightful delivery of complex ideas and frameworks. His perspective is fresh and stimulating and is what is needed to re-invigorate and challenge the industry. Murray Whiteside, Risk Management, CBA Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 12

13 IN-HOUSE CUSTOM EXECUTIVE PROGRAMS Clariden Global delivers custom learning programs for organizations all around the world. Whatever your business challenges are, we create focused learning experience that enables your organization to achieve success. Through partnerships with the most renowned thought leaders, industry experts and professors from around the world, these in-house custom executive programs will equip you with essential skills and capabilities to develop and implement strategies more effectively at your organization. Engage with our thought leader today: Sam Gibbins General Manager (Asia) GRC Solutions Sam Gibbins is an international speaker with over 15 years of experience in designing regulations and compliance solutions. He is an associate trainer with the Aventis School of Management and a corporate trainer with PD Training. He holds an Advanced Certificate in Training & Assessment from the Institute of Adult Learning and a diploma in Anti-Money Laundering. Sam regularly speaks and produces content on this topic as well as other regulatory topics. CONTACT US PROGRAM ADVISOR Mandy Denver mandy.denver@claridenglobal.org Phone: Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 13

14 CONTACT US We encourage you to learn more about Clariden Global Executive Education custom and open-enrollment programs. Our staff will be happy to answer your questions and help you determine the programs work best for you and your organization. ENQUIRY FOR THIS PROGRAM Mandy Denver Phone: REGISTRATION & PAYMENT MATTERS Phone: CUSTOMIZED PROGRAMS Mandy Denver Phone: SINGAPORE Phone: Fax: Address: Clariden Global Pte Ltd 3 International Business Park #04-29, Nordic European Centre Singapore LONDON clientservice@claridenglobal.com Phone: +44 (0) Fax: +44 (0) Address: 28 Grosvenor Street London W1K 4QR, United Kingdom AUSTRALIA clientservice@claridenglobal.com Phone: Fax: Address: Clariden Global Pty Ltd 530 Little Collins Street, Level 1 Melbourne VIC 3000, Australia Contact Mandy Denver, Program Director at mandy.denver@claridenglobal.org 14

15 C LARIDEN REGISTRATION PROGRAM FEES Program 1st Early Bird Fee (If payment & registrations are received by 18 Oct 2017) 2nd Early Bird Fee (If payment & registrations are received by 15 Nov 2017) Regular Fee Per Participant Program (13-15 December 2017) Certified Compliance Professional (CCP) TM S$3,395 S$3,595 S$3,695 4 WAYS TO REGISTER 3 PAYMENT METHODS admissions@claridenglobal.com Fax: Call: Website: GROUP DISCOUNTS Group discount of 10% for the 2nd participant from the same organization. For limited time only by 15 November 2017 register 3 participants and the 4th participant will receive a complimentary seat. *One discount scheme applies. Booking Contact (Approving Manager) Mr/Mrs/Ms: Job Title: Department: Telephone: Fax: Organization: Address: Postal Code: I would like to receive more information on hotel accommodation using Clariden Global coporate rate. Please register the following participant for this seminar. (Please tick to select your seminar(s). You may tick more than one.) 1st Participant Name (Mr/Mrs/Ms): Job Title: Department: Telephone: Fax: Date of Birth: 2nd Participant Name (Mr/Mrs/Ms): Job Title: Department: Telephone: Fax: Date of Birth: 3rd Participant Name (Mr/Mrs/Ms): Job Title: Department: Telephone: Fax: Date of Birth: 4th Participant Name (Mr/Mrs/Ms): Job Title: Department: Telephone: Fax: Date of Birth: By Cheque/ Bank Draft By Telegraphic Transfer By Credit Card An invoice and registration confirmation will be sent within 7 days, please contact us if you have not heard from us within 7 days. Payment details will be sent together with the invoice based on your preferred payment method. ALL PAYMENTS MUST BE RECEIVED IN ADVANCE OF THE EVENT. VENUE AND ACCOMMODATION INFORMATION Mandarin Oriental December Raffles Avenue, (65) Accommodation is not included in the program fee but you will be entitled to use our corporate rate for your accommodation. Information will be sent along with your registration confirmation. CANCELLATIONS AND SUBSTITUTIONS *All cancellations must be received in written form. Once we have received your booking, the place(s) are confirmed. No refunds will be made for any cancellations, however, program credits of equivalent value only applicable for Clariden Global events will be provided. Credits can only be redeemed for 1 program and is valid for only one (1) year from date of issue. Substitution with a qualified candidate is allowed by providing at least 5 working days of advance notice to Clariden Global. One time substitution is allowed with no charges. Subsequent substitutions will be charged 10% admin fee. PLEASE NOTE: Clariden Global Pte Ltd reserves the right to change the content and timing of the programme, the speakers and the date and venue due to reasons beyond their control. If in the unlikely event that the course is cancelled, Clariden Global Pte Ltd will refund the full amount and disclaim any further liability. FOR OFFICIAL USE FEE RECEIVED REFERENCE L7223/YL/MD PRIVATE DISCLOSURE STATEMENT: Any information provided by you in relation to this event is being collected by Clariden Global Pte Ltd and will be held in the strictest confidence. It will be added to our database for the primary purpose of providing you with information about future events and services.