Certified Compliance Professional (CCP) TM

Transcription

1 C L A R I D E N 7-9 September 2016 Knowledge for the world business leaders Shangri-La Hotel, Singapore Compliance Professional (CCP) TM Become a (CCP) Holder in just 3 days CCP TM is certified by the International Academy of Business and Finance Management () and is internationally recognized in over 145 countries Faculty Director Dr. Carlo Chalhoub, CFA Multiple designations holder such as Derivatives Market Specialist, Chartered Wealth Manager and has received numerous Investment Management Certifications from the Canadian Securities Institute Highly Qualified Chartered Financial Analyst with over 15 years of experience in investment management, investment advisory and financial market regulations Advisory Steering Committee Member at the African Customer Due Diligence Repository, with numerous past tenure with world-renowned banks such as the Gulf Bank of Kuwait, ABN Ambro Bank and Bemo Bank of Beirut Dr. Carlo Chalhoub is a distinguished lecturer and international speaker. He is a Chartered Financial Analyst with more than 15 years of experience in investment management, investment advisory and financial market regulations. Besides holding a M.Sc. in Finance, he is a highly qualified financial thought leader with numerous Investment Management Certifications from the Canadian Securities Institute. He has also received multiple designations such as the Derivatives Market Specialist from the Canadian Securities Institute and the Chartered Wealth Manager from the IAFM. By:

2 Compliance Professional (CCP) TM FACULTY DIRECTOR Dr. Carlo Chalhoub, CFA Multiple designations holder such as Derivatives Market Specialist, Chartered Wealth Manager and has received numerous Investment Management Certifications from the Canadian Securities Institute Highly Qualified Chartered Financial Analyst with over 15 years of experience in investment management, investment advisory and financial market regulations Advisory Steering Committee Member at the African Customer Due Diligence Repository, with numerous past tenure with world-renowned banks such as the Gulf Bank of Kuwait, ABN Ambro Bank and Bemo Bank of Beirut Dr. Carlo Chalhoub is a distinguished lecturer and international speaker. He is a Chartered Financial Analyst with more than 15 years of experience in investment management, investment advisory and financial market regulations. Besides holding a M.Sc. in Finance, he is a highly qualified financial thought leader with numerous Investment Management Certifications from the Canadian Securities Institute. He has also received multiple designations such as the Derivatives Market Specialist from the Canadian Securities Institute and the Chartered Wealth Manager from the IAFM. As a Member of the Advisory Steering Committee of the African Customer Due Diligence Repository, he has improved access to trade finance and ensure the growth of trade in Africa by reducing the cost of compliance and providing an effective tool for accessing customer due diligence. Dr. Carlo has also worked with many renowned banks such as the Gulf Bank of Kuwait, ABN Ambro Bank and Bemo Bank of Beirut, to help them develop an indepth knowledge and understanding of the international financial markets. EXECUTIVE SUMMARY Program: Dates: Location: Compliance Professional (CCP) TM 7-9 September 2016 (3 days program) Shangri-La Hotel, Singapore Early Bird 1 (Register & pay by 13 July 2016): S$3,395 Early Bird 2 (Register & pay by 12 August 2016): S$3,595 Regular Tuition Fee: S$3,695 Group discount of 10% for 2nd participant from the same organization. For limited time only by 12 August 2016 register 3 participants and the 4th participant will receive a complimentary seat (One discount scheme applies). Note: GST is applicable only to participants from Singapore registered companies. Check your eligibility for 60% Cash Back at IRAS website. 2

3 Compliance Professional (CCP) TM Program Essence: Led by Dr. Carlo Chalhoub, an international speaker with over 15 years of experience in designing regulatory and compliance solutions, this comprehensive Compliance Professional (CCP) TM program will show you how to develop, implement and maintain a robust compliance program in the region to ensure your organization is in full compliance with relevant regulatory and internal requirements. You will discover how to establish effective Compliance Oversight Program to ensure adherence to regulatory requirements, corporate policies and the control environment and keep up-to-date with the regulatory environment. By identifying what drives the compliance exposure both at home and abroad, you will learn to develop an effective organizational response to mitigate the risk consequences of non-compliance including effective oversight of Anti-Money Laundering, Counter Terrorism Financing, Sarbanes Oxley and other suspicious activity. Driven by practical examples and interactive case studies, this program will ensure that you walk away with both theoretical considerations and contemporary applications of compliance and risk issues relevant to your organization. In addition, you can network and forge strong networking relationships with industry peers and regulators. As a graduate of the program, you will be designated a Compliance Professional (CCP) TM, that can be included in your resume, business card and professional biography. With more than 2000 individuals that earned their CCP designation, the credential is well-regarded as the leading executive education program for compliance and regulatory professionals. PROGRAM INTRODUCTION In the 21st century, some of the greatest organizational challenges are related to corporate governance, compliance and risk management. With increasing catastrophic compliance failures from around the globe over the years, organizations are facing greater public scrutiny and pressure to meet their stakeholder demands for transparency. Hence, this intensive Compliance Professional (CCP) TM program provides a blueprint for compliance professionals to limit the risk profile of their organization with an in-depth understanding of their regulatory environment. Led by Dr. Carlo Chalhoub, an international speaker with over 15 years of experience in designing regulations and compliance solutions, you will be equipped with essential compliance management skills and information about the latest regulatory and legislative changes specific to the region. This will guide you through an increasingly complex compliance environment and help you create a strong culture of compliance within your organization. By identifying what drives the compliance exposure both at home and abroad, you will learn to develop an effective organizational response to mitigate the risk consequences of non-compliance, and minimize the implications of Sarbanes Oxley for corporate accountability and ethical behavior. Besides exploring key areas for information technology (IT) to enforce compliance, you will also discover various options for implementation along with associated costs. This program covers meeting regulatory requirements while satisfying the demands of stakeholders by utilizing flexibilities and grace periods within the regulations. You will be equipped with strategies to optimize organizational structure for compliance and promote behavioral change in creating a pro-active culture of prevention. With the integration of practical examples and interactive case studies, you will walk away with both theoretical considerations and contemporary applications of compliance and risk issues relevant to your organization as well as build a strong networking relationships with industry peers and regulators. Upon completion of the exam, you will receive a Compliance Professional (CCP) TM designation, which you can use to enhance your professional credential. 3

4 Compliance Professional (CCP) TM WHO WILL BENEFIT THE MOST Managing Directors, Directors, Senior Managers, Managers, and Compliance professionals from the following divisions: Compliance Risk management Operational risk Legal advisers & Lawyers In-house corporate counsel Audit & Internal audit IT with responsibility for the implementation of compliance solutions Data security management Regulations PROGRAM REQUIREMENTS AND CERTIFICATES Delegates must meet the following criteria to be eligible to become (CCP) TM : Attendance delegates must attend all sessions of the course. Delegates who miss more than two hours of the course sessions will not be eligible to sit for the course exam. The passing grade is 70% and the passing rate is 90%. The final grade takes into consideration the participation in class and the homework grades, other than the course exam. Successful completion of the course assessment after passing the exam successfully, will prepare the certificate and post it directly to your company address. LEARNING HIGHLIGHTS Define the meaning of compliance for your organization and develop an organizational response to its demands Identify what drives the compliance exposure both at home and abroad Mitigate the risk consequences of non-compliance Strengthen the relationship between corporate governance and compliance, including the market expectation of that relationship Minimize the implications of Sarbanes Oxley for corporate accountability and ethical behavior Optimize your organizational structure for compliance BENEFITS OF ATTENDING THIS HIGHLY INTERACTIVE 3-DAY COURSE Successful completion of this fully certified course makes you a Compliance Professional (CCP) TM where you can use the designations of (CCP) TM on your business card and resume. Membership to the only professional body recognized by the Association to Advance Collegiate Schools of Business (AACSB), the world s leading collection of business schools. Up to 18 months membership to the International Academy of Business and Financial Management professional body. Access to the network and body of information online Preferred access to education centers in USA, UK, Europe, Asia, Middle-East and Latin America. Access to the international journal published online Gold Embossed (CCP) TM Certificate with your name and designation as M-Member (Member of the International Association of Business and Financial Management) 4

5 Compliance Professional (CCP) TM PROGRAM OUTLINE Introduction to Compliance What is corporate compliance? Who is responsible for managing it? What are the benefits of its introduction? Fostering a culture of accountability The Regulatory Environment And The Role Of Regulators Regulatory drivers A variety of legal obligations and due diligence International responses to the problems of money laundering economic crime, cyber-sabotage and terrorism Noncompliance and its ramifications Compliance and The Role Of Corporate Governance What is governance? The corporate constitution and governance structures Duties and responsibilities of directors Protection of stakeholder interests Compliance and Business Ethics What is ethics? Ethics and corporate accountability: Sarbanes-Oxley Benefits of a commitments to sound business ethics Corporate ethics guidelines Developing A Corporate Compliance Program Code of conduct Policies and procedures Best practice principles Monitoring and auditing The Corporate Compliance Function The location of the compliance function Integration or independence of the compliance function An optimal compliance architecture The Compliance Officer Group Exercise Key issues in Compliance: Money Laundering What is Money Laundering? Definitions and Examples Is AML compliance different from regular compliance? Understanding the different requirements Financial Action Task Force (FATF) US Patriot Act Treasury/ Securities & Exchange Commission (SEC) 5

6 Compliance Professional (CCP) TM Suspicious Activity Monitoring, Detection and Reporting Definition of suspicious activity Banks and financial institutions required to file suspicious activity Suspicious Activity Reports (SARs) The gatekeeper initiative G-8 finance ministers attempt to require professionals to file SARs Other Issues In Compliance The demand for Corporate Social Responsibility (CSR) Fraud and corruption control Whistleblower programs and the law 6

7 CERTIFIED COMPLIANCE PROFESSIONAL (CCP) TM C L A R I D E N Knowledge for the world business leaders REGISTRATION PAGE Booking Contact (Approving Manager) Mr/Mrs/Ms: Job Title: Department: Telephone: Fax: Organization: Address: Postal Code: I would like to receive more information on hotel accommodation using Clariden Global coporate rate. Please Register the following participant(s) for this Program: 1st Participant Name (Mr/Mrs/Ms): 2nd Participant Name (Mr/Mrs/Ms): 3rd Participant Name (Mr/Mrs/Ms): 4th Participant Name (Mr/Mrs/Ms): PROGRAM FEES 1 ST EARLY BIRD FEE: S$3,395 (Registration and payment must be received by 13 July 2016) 2 ND EARLY BIRD FEE: S$3,595 (Registration and payment must be received by 12 August 2016) REGULAR FEE: S$3,695 GROUP DISCOUNT: For 2 registrations from the same company and billing source, the 2nd participant enjoys a 10% discount. For registrations before 12 August 2016 and for 3 or more participants, the 4th participant will receive a complimentary seat Note: GST is applicable only to participants from Singapore registered companies. Important Notice: Payments are required with registration and must be received prior to the Course to guarantee your place. PAYMENT METHODS BY CHEQUE / BANK DRAFT : Made payable to CLARIDEN GLOBAL PTE LTD and mail to: 3 International Business Park, #04-29, Nordic European Centre, Singapore BY TELEGRAPHIC TRANSFER TO: Bank Name: DBS BANK Bank Branch code: 027 Bank Address: 6 Shenton Way, DBS Building, Singapore Bank Account No: Bank Account name: Clariden Global Pte Ltd SWIFT Code: DBSSSGSG Please note that all bank charges are to be borne by participants. Please ensure Clariden Global Pte Ltd receives the full invoiced amount. Note: Please include invoice number on all payment types and your company s name in your payment instructions for our reference. CREDIT CARD: To make payment by credit card, please call our client services hotline at WAYS TO REGISTER admissions@claridenglobal.com Fax: Call: Website: DATE AND LOCATION This executive program will be held at: Shangri-La Hotel, Singapore 7-9 September Orange Grove Road, Singapore Tel : Fax : Website : The fee for this three-day executive program includes all written materials, lunch and refreshments. HOW TO REGISTER AND PAY An invoice and registration confirmation will be sent within 7 days, please contact us if you have not heard from us within 7 days. Payment can be made by credit card, by bank transfer or by cheque made payable to Clariden Global Pte Ltd. ALL PAYMENTS MUST BE RECEIVED IN ADVANCE OF THE EVENT. ACCOMMODATION Accommodation is not included in the program fee but you will be entitled to use our corporate rate for your accommodation. Information will be sent along with your registration confirmation. ENJOY 60% CASHBACK Productivity and innovation Credit (PIC) scheme allows registered Singaporean businesses to claim 60% cash back or enjoy 400% tax deduction for training. For more information, please visit CANCELLATIONS AND SUBSTITUTIONS Once we have received your booking, the place(s) are confirmed. No refunds will be made for any cancellations, however, program credits of equivalent value only applicable for Clariden Global events will be provided. Credits can only be redeemed for 1 program and is valid for only one (1) year from date of issue. Substitution with a qualified candidate is allowed by providing at least 5 working days of advance notice to Clariden Global. One time substitution is allowed with no charges. Subsequent substitutions will be charged 10% admin fee. ALL CANCELLATIONS MUST BE RECEIVED IN WRITTEN FORM PLEASE NOTE: Clariden Global Pte Ltd reserves the right to change the content and timing of the programme, the speakers and the date and venue due to reasons beyond their control. If in the unlikely event that the course is cancelled, Clariden Global Pte Ltd will refund the full amount and disclaim any further liability. ENQUIRIES: If you have any queries about registration or payment please do not hesitate to contact our client services department on PRIVATE DISCLOSURE STATEMENT: Any information provided by you in relation to this event is being collected by Clariden Global Pte Ltd and will be held in the strictest confidence. It will be added to our database for the primary purpose of providing you with information about future events and services. Visit us at for upcoming events FOR OFFICIAL USE FEE RECEIVED REFERENCE L6244/EC/KH