International Financial Services Prospectus 18

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1 International Financial Services Prospectus 18 19

2 The Institute of Banking IFSC 1 North Wall Quay Dublin 1 P +353 (0) E info@iob.ie W 2 The Institute of Banking International Financial Services Prospectus 2018/2019

3 Contents AN INTRODUCTION TO THE INSTITUTE OF BANKING 02 Welcome 03 Your team 03 Who we are 04 Funding available through Summit Finuas Skillnet 05 Our partners DETAILED PROGRAMME INFORMATION 08 University Qualifications (level 7) 08 Professional Certificate in International Investment Fund Services 10 Professional Certificate in Complex Financial Instruments in International Financial Services 12 Professional Certificate in Consumer Protection Risk, Culture and Ethical Behaviour in Financial Services 14 Professional Certificate in Digital Financial Services and Data Analytics 16 Professional Certificate in General Data Protection Regulation (GDPR) Administration 18 Professional Diploma in Compliance (LCOI) 20 Professional Certificate in People Management 22 Professional Certificate in Financial Crime Prevention 24 University Qualifications (level 8) 24 Professional Diploma in International Investment Fund Services 26 University Postgraduate Qualifications (level 9) 26 Professional Diploma in Applied Alternative Investments 28 Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services 30 Professional Certificate in Data Protection (CDPO) 32 Professional Certificate in Financial Crime Prevention (CFCPP) 34 Graduate Diploma in Financial Services/MSc in Financial Services (Chartered Banker) 36 MSc in Compliance (FCOI) OPERATIONAL INFORMATION 38 Other programmes you may be interested in 40 Registering to a Programme 42 Programme Information including Semester Start and Closing Dates 44 Membership and Professional Designations - your badge of excellence 46 Examination Schedule The Institute of Banking International Financial Services Prospectus 2018/

4 Welcome Welcome to our 2018/19 International Financial Services prospectus. This is a guide to assist you in choosing education programmes and qualifications which are relevant to your professional and career development. Further details on each programme are available on our website In a rapidly evolving investment environment, the Institute is committed to providing practical and directly applicable education programmes to the most valuable resource of the international financial services and funds industries their people. We encourage both individuals and corporates to invest in their own future and in the future of their companies through education and upskilling to ensure their critical role in meeting the broadening demands of the investment landscape are understood and met. A community of highly educated, professional and skilled people, builds trust in financial service providers. The Institute provides lifelong learning to support the development of professional competence, helping to ensure the highest of standards are delivered to clients throughout our industry. As a recognised college of UCD, the Institute offers you internationally recognised qualifications at level 7, 8 and 9 on the National Framework of Qualifications. Our education module combines academic rigour with practical relevance and your journey through our programmes leads you to encounter the latest thinking and practice with fellow professionals both as teachers and as fellow students. We understand that our members combine work and study so all our programmes are delivered part-time outside of office hours; the Institute is the largest provider of part time education in Ireland. In addition to face to face classes, the Institute offers a range of supports so that our members can study in their own time, at their own pace, utilising learning resources available on PCs, smartphones or tablets. All our programmes are student-centred, quality driven and afford flexibility regarding time and place of study. Our programme managers understand your needs as a working professional and will support you and will advocate in your best interests throughout your journey with us. The investment funds industry is responding to the rapid advancement of digital technologies, increasing client expectations, new competition and regulation. The Institute s new programmes for 2018/19 will focus on developing the specialist knowledge and skills that will equip our members to succeed in the ongoing transformation that is happening across the investment fund industry. We are also offering new culture programmes which will help to ensure that firms demonstrate effective cultures and help build trust and confidence across the broader financial services industry. Our new programme offerings include: Professional Diploma in International Investment Fund Services (level 8, 30 ECTS) Professional Certificate in Consumer Protection Risk, Culture and Ethical Behaviour (level 7, 5 ECTS) Professional Certificate in GDPR Administration (level 7, 5 ECTS) Professional Diploma in Leading Cultural Change and Ethical Behaviours in Financial Services (level 9, 30 ECTS) Full details on these programmes will be available shortly on I hope that this prospectus is a useful resource for you as you seek to find the perfect programme to assist you in developing your professional competence for the next step of your career. Good luck with your studies! Mary O Dea Chief Executive, The Institute of Banking 02 The Institute of Banking International Financial Services Prospectus 2018/2019

5 Your team Aoife Rooney Programme Director E aoife.rooney@iob.ie Edel Hayden Programme Manager E edel.hayden@iob.ie Liz Manley Programme Officer E elizabeth.manley@iob.ie Contact us with any questions you may have as you choose your programme or throughout your studies with us. Who we are The Institute of Banking offers relevant, university accredited and portable qualifications to help your career. Our programmes are developed in conjunction with the industry. The Institute of Banking was founded in When graduating you will receive your academic award from University College Dublin (UCD). There are now over 34,000 members of the Institute. 550 students from International Financial Services studied with us in 2017/ Irish Funds member firms had employees taking a qualification with us in 2017/2018. Our faculty include academics and industry experts. The Institute of Banking International Financial Services Prospectus 2018/

6 Funding available through Summit Finuas Skillnet Membership benefits Companies operating within the international financial services sector, or providing services to the sector, can join Summit Finuas Skillnet in order for their employees to participate in training and education which is jointly funded by the companies and Summit Finuas Skillnet funding. Grant funding of up to 30% is available to eligible companies. About Summit Finuas Skillnet The Summit Finuas Skillnet is part of the Finuas Networks Programme and is dedicated to providing training and networking opportunities for the international financial services sector. Managed by Skillnets Ltd. on behalf of the Department of Education and Skills, the Network aims to support the sector in maintaining Ireland s position as a top international financial services centre through investment in the specialist skills and expertise of its workforce. The Network is led by a steering group which includes member companies and the leading financial services industry associations: Financial Services Ireland (FSI); Irish Funds (if); Federation of International Banks in Ireland (FIBI); Insurance Ireland; and the Irish Association of Investment Managers (IAIM). Network activity The Summit Finuas Skillnet was established in mid Since then we have delivered over 500 courses to over 9,000 participants from 250 companies operating in the international financial services sector in Ireland. Benefits for employers Avail of a comprehensive range of specialist courses designed for the international financial services sector Opportunity to significantly reduce training costs through the availability of grant funding Provides the opportunity to work with education and training providers to update and amend course content in line with market developments Ensure your employees acquire the latest skills to maintain your organisation s competitiveness Opportunity to network and collaborate with other member companies How to get involved Sign up for free at: Telephone: +353 (0) info@summitfinuasnetwork.com Tweet For further information you can contact Claire Madigan, Network Executive Summit Finuas Skillnet Lower Baggot Street Dublin 2 W: Courses have ranged from specialist workshops in Solvency II and Basel III, certified programmes in Financial Regulation and Complex Financial Instruments up to Postgraduate/Masters level i.e. the Professional Diploma in Applied Alternative Investments and MSc in Compliance. The Summit Finuas Skillnet is funded by member companies and the Finuas Networks Programme, managed by Skillnets, funded from the National Training Fund through the Department of Education and Skills. Summit Finuas Skillnet is co-funded by Skillnet Ireland and member companies. Skillnet Ireland is funded from the National Training Fund through the Department of Education and Skills. 04 The Institute of Banking International Financial Services Prospectus 2018/2019

7 Our partners Our programmes are offered in partnership with: Our programmes are closely aligned to the needs of the international investment fund community through our work with Irish Funds. The Association of Compliance Officers in Ireland. I could attend a workshop on a Saturday and then implement my new learnings in a real-life scenario on Monday morning. The programme has true industry relevance. Jonathan Carey, Vice President, Northern Trust. Professional Risk Managers International Association Summit Finuas Skillnet Designed for you Our part-time programmes are designed for those who are working and studying. You study with us online and/or face-to-face lectures (evenings or weekends). Lectures are offered across Ireland in; Cork Dublin Kilkenny Limerick Portlaoise Globally, our programmes have run in; Bangalore Gdansk (New Sept 18) Krakow Luxembourg Warsaw Wroclaw The Institute of Banking International Financial Services Prospectus 2018/

8 'This programme gave me a deeper understanding of the funds industry within which I work, and provided a breadth of knowledge and understanding that will be of benefit to me going forward in my career. Michael Walsh HedgeServ First placed candidate for Professional Certificate in International Investment Fund Services. Top placed candidates receiving their awards at the Irish Funds Annual Dinner 2018, pictured with Pat Larder CEO Irish Funds and Mary O Dea CEO The Institute of Banking. 06 The Institute of Banking International Financial Services Prospectus 2018/2019

9 Programme listing University Qualifications (level 7) Professional Certificate in International Investment Fund Services Professional Certificate in Complex Financial Instruments in International Financial Services Professional Certificate in Consumer Protection Risk, Culture and Ethical Behaviour in Financial Services Professional Certificate in Digital Financial Services and Data Analytics Professional Certificate in General Data Protection Regulation (GDPR) Administration Professional Diploma in Compliance (LCOI) Professional Certificate in People Management Professional Certificate in Financial Crime Prevention University Qualifications (level 8) Professional Diploma in International Investment Fund Services University Postgraduate Qualifications (level 9) Professional Diploma in Applied Alternative Investments Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services Professional Certificate in Data Protection (CDPO) Professional Certificate in Financial Crime Prevention (CFCPP) Graduate Diploma in Financial Services/MSc in Financial Services (Chartered Banker) MSc in Compliance (FCOI) The Institute of Banking International Financial Services Prospectus 2018/

10 University Qualifications (Level 7) Professional Certificate in International Investment Fund Services Who is this programme for? The Professional Certificate in International Investment Fund Services is a unique and specifically-designed programme to support the international investment funds industry. The programme will be of interest and particular relevance to those working, and those seeking to work, in the investment funds industry and newly practising professionals working in the asset management and investment funds areas in the legal and auditing advisory firms. Reflecting industry practise and developments Designed and delivered by the industry, the Professional Certificate in International Investment Fund Services is the acknowledged qualification of, and for, the international funds industry. A three module programme, the first module, Introduction to Investment Funds, introduces and contextualises the fund as an investment product, discusses the investment fund from its establishment right through its life cycle and the various involvements and interjections through that life cycle. The Fund Accounting and Valuation for International Investment Funds module outlines the accounting and valuation aspects of investment funds, including the accounting statements for funds, the calculation of the Net Asset Value (NAV) and the importance of and controls around ensuring an accurate NAV. The third module, Custody and Transfer Agency, examines the operation and the roles and responsibilities of the custody and transfer agency functions for international investment funds. Benefits for you and your organisation The overall aim of the programme is to introduce, discuss and describe the investment fund from its inception right through to its termination detailing the functions and parties to a fund, the roles, responsibilities and activities of all the parties to the fund and how each area interacts with each other. It will enable you to: Describe the functions, objectives, structures and types of investment funds Explain the legal and regulatory environment for investment funds including investor classifications and risk controls Discuss the role of outsourcing and specialist servicing jurisdictions in the international fund industry Understand the fundamental accounting principles, standards and the financial statements of an investment fund Calculate the Net Asset Value (NAV) for single and multi-share class funds and understand the importance of an accurate NAV and the controls surrounding its calculation Describe and understand the critical role and responsibilities of the custodian and transfer agent in the global investment funds industry Explain the main custody and shareholder services including cash management, dealing, settlements registration, investor trade processing and investor-level fee calculations Discuss and have a strong awareness of Anti-Money Laundering, Common Reporting Standards (CRS) and other major international industry initiatives and developments. This programme is offered in partnership with Irish Funds. 08 The Institute of Banking International Financial Services Prospectus 2018/2019

11 Curriculum Entry requirements Interested? Next steps You study three modules as follows: Introduction to Investment Funds (NFQ Level 7, 5 ECTS) Fund Accounting and Valuation for International Investment Funds (NFQ Level 7, 5 ECTS) Custody and Transfer Agency (NFQ Level 7, 5 ECTS) Award When you successfully complete this programme you will be awarded a Professional Certificate in International Investment Fund Services (level 7) from UCD. Assessment End of semester examinations: Written, case-study and essaystyle questions The pass mark is 40% in all modules in line with UCD academic policy Exam duration All 3 exams are 120 minutes. Five passes in the Leaving Certificate, including English and Mathematics or Five O Level or GCSE passes, including English Language and Mathematics. The Institute will also consider applications on a mature candidate basis from applicants who are 23 years of age before the date of their application for admission to the programme. Fees c630 per module Summit Finuas Fees c460 per module Part funding may be available for eligible applicants through Summit Finuas Skillnet. For more information see Professional body membership You must be a current member of the Institute or become a member, to undertake this programme. 1 For further information on this programme including Syllabus Summary, Learning Supports, Recognised Prior Learning (Exemptions) and CPD Accreditation, visit 2 Check exam dates in the Examination Schedule on pages Before registering, read the Registering to a Programme section on pages Complete your registration online at or download the registration form and submit to the Institute. Closing dates The closing date to register for December 2018 exams is 7 September The closing date to register for May 2019 exams is 11 January This programme gave me a deeper understanding of the funds industry within which I work, and provided a breadth of knowledge and understanding that will be of benefit to me going forward in my career. Michael Walsh HedgeServ Delivery Blended - online and face-to-face lectures. Membership is currently c40 per calendar year. The Institute of Banking International Financial Services Prospectus 2018/

12 University Qualifications (Level 7) Professional Certificate in Complex Financial Instruments in International Financial Services Who is this programme for? This programme is designed for an ever increasing range of people working in the international financial services area who are engaged in activities which require a good working knowledge of the characteristics of derivative products and complex financial instruments. The use of complex financial instruments in investment fund strategies has seen a huge increase over the past five years. Many alternative fund strategies seek to generate returns from asset classes solely created from derivative structures, such as the use of Total Return Swaps or Credit Default Swaps for long-short strategies in equities or bonds. Derivatives are now used in combination with even the most basic equity and bond management strategies. Benefits for you and your organisation On successful completion of this programme, you will be able to: Explain how the most common complex financial instruments and derivatives work and understand their uses Evaluate the benefits and risks of differing instruments and explain how they can be used for speculation, arbitrage, hedging and general risk management Describe how these instruments are used for investment strategies within the major asset classes (equities, currencies, bonds, commodities and property) Appraise the role of regulation and the rating agencies in the application of financial instruments Understand the role that complex financial instruments played in the past market turmoil and what lessons can be learned for the future Review the use of complex financial instruments in financial institutions from an internal and external viewpoint, including accounting treatment/reporting, risk management and regulation. The growth in derivative usage comes at a time of vast changes in regulatory oversight in both Europe and the US, as a reaction to the recent financial crisis. The regulatory changes are being implemented through the European Market Infrastructure Regulation (EMIR) and will impact the most fundamental aspects of how these products are traded, how collateral/counterparty risk is treated and how transactions are reported. Understanding the risk and return characteristics of complex products and the derivatives which underpin those strategies has now become a critical function in the asset management, valuation and trading areas in international financial services. The objective of this programme is to provide you with not only a very practical understanding of how the most common types of complex financial instruments and derivative products are used in the financial markets, but also their use in hedging, risk management and return enhancement strategies. 10 The Institute of Banking International Financial Services Prospectus 2018/2019

13 Curriculum You study one module as follows: Complex Financial Instruments (NFQ Level 7, 5 ECTS) Award When you successfully complete this programme you will be awarded a Professional Certificate in Complex Financial Instruments in International Financial Services (level 7) from UCD. Assessment End of semester examination: Written, essay-style questions The pass mark is 40% in line with UCD academic policy. Exam duration 120 minutes Delivery Lectures It is strongly recommended that students attend all their scheduled lectures. Entry requirements Five passes in the Leaving Certificate, including English and Mathematics or Five O Level or GCSE passes, including English Language and Mathematics. The Institute will also consider applications on a mature candidate basis from applicants who are 23 years of age before the date of their application for admission to the programme. Experience in derivatives, although preferable, is not a requirement for registering to the programme. Professional body membership You must be a current member of the Institute, or become a member, to undertake this programme. Membership is currently c40 per calendar year. Interested? Next steps 1 For further information on this programme including Syllabus Summary, Learning Supports and CPD Accreditation, visit 2 Check exam dates in the Examination Schedule on pages Before registering, read the Registering to a Programme section on pages Complete your registration online at or download the registration form and submit to the Institute. The classes were very engaging the lecturer and other students had a lot of knowledge to share and it made for interesting lectures. Kenneth Devitt CDO Analytics Team Lead EMEA, BNY Mellon Fees c1,250 Summit Finuas Fees c915 Part funding may be available for eligible applicants through Summit Finuas Skillnet. Closing dates The closing date to register for January 2019 exams is 21 September The closing date to register for exams in May 2019 is 25 January For more information see The Institute of Banking International Financial Services Prospectus 2018/

14 University Qualifications (Level 7) Professional Certificate in Consumer Protection Risk, Culture and Ethical Behaviour in Financial Services Who is this programme for? The Professional Certificate in Consumer Protection Risk, Culture and Ethical Behaviour in Financial Services is a single-module level 7 qualification and is the industry benchmark Culture qualification for people working in the Financial Services industry across all roles and functions up to senior manager level. The programme aims to develop participants knowledge of the consumer protection risk assessment and how it relates to culture, ethics and behaviours and their personal responsibilities in sustaining an effective corporate culture. The programme has been designed in consultation with leading industry experts in the areas of Consumer Protection Risk Culture, Ethics and Behaviours, and with Compliance professionals working to international regulatory best practices in the financial services. The programme is designed with an emphasis on Consumer Protection Risk Assessment, with particular focus on the areas of product design, sales process, post-sales handling and good customer outcomes. The other key topic areas include ethics and values including an ethical framework which staff can apply to everyday scenarios and expected behaviours. Benefits for you and your organistaion This programme will provide you with: Consumer Protection Risk Assessment: Understanding background, purpose, approach and transition points of CPRA to consumer protection Understanding the rules on protecting consumers Components of a good consumer/conduct risk framework Product Governance, lifecycle, how to develop products correctly Selling financial products appropriately and ensuring the right outcomes post the sale transactions How good customer outcomes can be delivered Understanding the sales/transaction process and the post sales handling process Understanding the role of incentives in encouraging the right behaviours and accountability Monitoring and MI Ethics Values and Integrity: Foundational concepts of ethics, values and Integrity Behavioural Economics and its relevance in financial services What it means to be ethical in Financial Services and how the right ethical climate supports good decision making How ethical behaviours can improve customer outcomes The role of morality and values in creating the right behaviours What happens when things go wrong What is the right thing to do What obligations do businesses have to customers How to effectively challenge and escalate Good and Bad Behaviours Case studies Culture: Indicators of a sound risk culture Regulator expectations and reports Roadmap for achieving desired culture Governance arrangements around the design, monitoring, and analysis of culture MI How culture can be assessed in an organisation/culture audits Understanding the importance of culture in ensuring good customer outcomes Understanding the role of mind-set and sense-making on behaviours and how this being applied in supervision of culture and behaviours Understanding how good decisions are made Understanding the role of group dynamics Understanding the impact of biases when making compliance decisions 12 The Institute of Banking International Financial Services Prospectus 2018/2019

15 Curriculum You study one module as follows: Consumer Protection Risk, Culture and Ethical Behaviours (NFQ Level 7, 5 ECTS) The module is assessed by: A combination of Continuous assessment and an end-ofsemester two-hour written exam The pass mark is 40% in all modules in line with UCD academic policy. Award When you successfully complete this programme you will be awarded a Professional Certificate in Consumer Protection Risk, Culture and Ethical Behaviour in Financial Services (level 7) from UCD. Entry requirements Five passes in Leaving Certificate including English and Mathematics or Five O Level / GCSE passes including English Language and Mathematics. or Mature applicants, who are over 23 years of age, with at least one year s experience working in financial services. Fees The Consumer Protection Risk, Culture and Ethical Behaviours module is c680. Professional body membership You must be a current member, or become a member of the Institute of Banking if you are not already an ACOI member. Interested? Next steps 1 For further information on this programme including Syllabus Summary, Learning Supports, Recognised Prior Learning (Exemptions) and CPD Accreditation, visit 2 Check exam dates in the Examination Schedule on pages Before registering, read the Registering to a Programme section on pages To register for this programme download the application/ registration form online at and submit to The Institute. When does the programme start? February 2019 The Institute of Banking International Financial Services Prospectus 2018/

16 University Qualifications (Level 7) Professional Certificate in Digital Financial Services and Data Analytics Who is this programme for? This programme is aimed at those who wish to advance their studies in the area of digital transformation. The programme seeks to develop an understanding of the impact and relations between process, technology and data. This will enable students to identify their role in the interaction of these elements and provide a foundation for students to begin to analyse data in order to identify improvements in the processes supporting digital financial services. With increased digitisation in many industries, and in particular with its disruptive potential in financial services, understanding the impact of digital on customers, products and channels has never been more important. Digital changes are already generating a wealth of useful data. With the power of data to enhance customer services and processes, understanding data and being able to use data will be a basic requirement in any job in the future. Benefits for you and your organisation On successful completion of this programme you will be able to: Describe the relationship between business processes, digital technology and data, especially as it relates to operations and customers Describe the key digital technologies in financial services, business, processes and customer service provision Explain the critical risks and vulnerabilities which must be managed in financial services digital systems Outline the features/design of a service system from the customer facing elements through processing and ongoing customer relationship management Explain the important role of service standards in customer service provision and how complaints handling is a critical part of recovering the service experience Describe the different kinds of data and how data relates to information, business intelligence for decision-making and the difference between using data for analysis and using data for predictive modelling Apply basic statistical and data visualisation techniques and identify how they can be used to challenge assumptions behind the information for decision-making Collect, organise and use data to identify process improvements for increased operational or organisational efficiency and/or enhanced customer service. 14 The Institute of Banking International Financial Services Prospectus 2018/2019

17 Curriculum Entry requirements Interested? Next Steps You study three modules as follows: Digital Financial Services (NFQ Level 7, 5 ECTS) Introduction to Data Analytics for Financial Services (NFQ Level 7, 5 ECTS) Five passes in the Leaving Certificate, including English and Mathematics or Five O Level or GCSE passes, including English Language and Mathematics. 1 For further information on this programme, including Syllabus Summary, Learning Supports, Recognised Prior Learning (Exemptions) and CPD Accreditation, visit Applications of Data Analytics in Digital Financial Services (NFQ Level 7, 5 ECTS) Award When you successfully complete this programme you will be awarded a Professional Certificate in Digital Financial Services and Data Analytics (level 7) from UCD. Delivery and assessment This programme will be delivered using blended learning combining face-to-face lectures with learning supports - Study Guide, text book and online materials. The lectures will ensure that concepts and techniques are clearly illustrated for students. Students will be assessed in a variety of ways the continuous assessment components will include completing essay-style reports, commentaries, practical projects and case studies. For 2 of the 3 modules, there will also be a formal end of semester final examination. The Institute will also consider applications on a mature candidate basis from applicants who are 23 years of age before the date of their application for admission to the programme. Fees c550 per module Professional Body Membership You must be a current member of the Institute or become a member to undertake this programme. Membership is currently c40 per calendar year. 2 Check exam dates in the Examination Schedule on pages Before registering, read the Registering to a Programme section on pages Complete your registration online at or download the registration form and submit it to the Institute. Closing dates The closing date to register for January 2019 exams is 21 September The closing date to register for May 2018 exams is 25 January In the digital economy, data is the new gold. This is especially true in financial services. This new programme will introduce students to the threats and opportunities being opened-up in financial services by digital technologies. It will give students an appreciation of the role data analytics can play in identifying and responding to the evolving needs of internal and external customers. Gerry Grenham Programme Director, The Institute of Banking The Institute of Banking International Financial Services Prospectus 2018/

18 University Qualifications (Level 7) Professional Certificate in General Data Protection Regulation (GDPR) Administration Who is this programme for? The Professional Certificate in General Data Protection Regulation (GDPR) Administration is aimed at students working with data, or in supervisory, team leadership or head of function roles within the financial services sector. The programme aims to develop participants knowledge of the principles and requirements underpinning GDPR and the implications of GDPR across different aspects of the business (HR, Marketing, Customer Services, Finance, etc.). Benefits for you and your organisation On completing the Professional Certificate in General Data Protection Regulations Administration, participants will be expected to be able to: Explain the principles underpinning GDPR of the implications of these principles for current business practices Detail the consequences and risks associated with GDPR noncompliance Organize and manage organisational / firm data requirements and processes to reflect the spirit of the GDPR legislation Apply a project management methodology to implement changes to practices to ensure compliance with GDPR principles and mitigation of risks Assess an existing process or practice and adjudicate whether it complies with GDPR requirements and if not, detail the changes required in order to bring a process or practice to compliance Communicate clearly to direct reports, peers and managers the firm s current GDPR arrangements, identifying possible changes to practices and processes which may be necessary the rationale for such changes. Identify and review research resources to keep up to date as case law emanates from the application of GDPR in Ireland. 16 The Institute of Banking International Financial Services Prospectus 2018/2019

19 Curriculum You study one module as follows: GDPR Administration (NFQ Level 7, 5 ECTS) Award When you successfully complete this programme you will be awarded a Professional Certificate in General Data Protection Regulation (GDPR) Administration (level 7) from UCD Assessment Combination of continuous assessment and exam. The pass mark is 40% in all modules in line with UCD academic policy Exam duration 120 minutes Delivery elearning Entry requirements The minimum entry requirements to the Professional Certificate in General Data Protection Regulation (GDPR) Administration Five passes in the Leaving Certificate, including English and Mathematics Five O Level or GCSE passes, including English Language and Mathematics. The Institute will also consider applications on a mature candidate basis from applicants who are 23 years of age before the date of their application for admission to the programme. Fees c750 Professional body membership You must be a current member, or become a member of the Institute of Banking if you are not already an ACOI member. Interested? Next steps 1 For further information on this programme including Syllabus Summary, Learning Supports and CPD Accreditation, visit 2 Check exam dates in the Examination Schedule on pages Before registering, read the Terms and Conditions' section on pages Complete your registration online at or download the registration form and submit to the Institute. Closing dates The closing date to register for exams in January 2019 is 26 October The closing date to register for exams in May 2019 is 22 February The closing date to register for exams in September 2019 is 28 June The Institute of Banking International Financial Services Prospectus 2018/

20 University Qualifications (Level 7) Professional Diploma in Compliance (LCOI) Who is this programme for? This programme is for those who work, or aspire to work, in a professional capacity within a compliance function in financial services. Both the professional certificate and professional diploma are designed to enhance skills, judgement and ability to deal with practical issues in the management and practice of compliance in the financial services industry. Those who successfully complete PDC 1 - Compliance and the Regulatory Structure and PDC 2 - Conduct of Business Rules are awarded the Professional Certificate in Compliance. The professional certificate, a level 7 qualification in its own right, introduces you to the theory of regulation and to its application to the financial services industry. The professional certificate is popular with students who require an introduction to the area of compliance as well as those who already work in the area and are looking to achieve the recognised industry and accredited qualification. If you complete a further two modules, PDC 3 - Legal and Regulatory Aspects of Compliance and PDC 4 Compliance Management, you are awarded the Professional Diploma in Compliance. The professional diploma, also a level 7 qualification, is the benchmark qualification for compliance professionals in all sectors of the financial services industry. Holders of the diploma are invited to apply for the Licentiate of the Association of Compliance Officers in Ireland (LCOI) designation. LCOI is the leading professional designation for compliance professionals in all sectors of financial services in the Republic of Ireland. Continued use of the designation is subject to meeting annual CPD requirements. Benefits for you and your organisation On successful completion of the Professional Certificate and Diploma in Compliance you will be able to: Understand the role of compliance within a financial services organisation Explain the theory and describe the practice of regulation from both an Irish and international perspective Describe the impact of relevant regulation and the role of the various regulatory bodies on the operation of the compliance function Describe the legal environment that applies to the financial services industry Assess the systems of controls, assurance and governance in an organisation Critically evaluate the importance of ethics and their role in the compliance function Understand the impact of regulatory rules relating to how consumers of financial services are protected Assess the authorisation, supervision and prudential requirements for different financial entities Analyse the relationship between compliance and the control systems in an organisation Describe where the compliance function fits within a financial services organisation Explain the impact of conduct of business rules on financial services providers Devise a regulatory relations policy in relation to inspections, themed visits and routine relations Identify and pursue appropriate learning opportunities (academic and non-academic) which enhance their professional career ambitions and individual capabilities. Both programmes are offered in partnership with the ACOI, LIA and The Insurance Institute. Minimum Competency Code The Professional Diploma in Compliance and attaching LCOI designation satisfies the Central Bank of Ireland s Minimum Competency Code for those who adjudicate on any complaint communicated to a regulated firm by a consumer which relates to advice about a retail financial product provided to that consumer or the arranging of a retail financial product for that consumer. 18 The Institute of Banking International Financial Services Prospectus 2018/2019

21 Curriculum Entry requirements Interested? Next steps You study two modules as follows: PDC 1 - Compliance and the Regulatory Structure (NFQ Level 7, 5 ECTS) PDC 2 - Conduct of Business Rules (NFQ Level 7, 5 ECTS) Students who complete a further two modules are awarded the Professional Diploma in Compliance: PDC 3 - Legal and Regulatory Aspects of Compliance (NFQ Level 7, 5 ECTS) PDC 4 - Compliance Management (NFQ Level 7, 5 ECTS) Award When you successfully complete this programme you will be awarded a Professional Diploma in Compliance (level 7) from UCD. Assessment End of semester examination: For the modules PDC 1 and PDC 2: 100 multiple choice questions Exam duration: 120 minutes For the modules PDC 3 and PDC 4: Written, case-study and essaystyle questions Exam duration 120 minutes The pass mark is 40% in all modules in line with UCD academic policy Delivery The Programme is a general entry point to the Institute s qualification structure and is open to both school leavers and graduates. In addition, candidates must be affiliate members of the ACOI. Affiliate membership can be applied for at the same time as registering for the programme. Entry to the Professional Diploma in Compliance is limited to those who have successfully completed or registered for the Professional Certificate in Compliance. To enrol on PDC4 - Compliance Management, candidates must have enrolled for or passed the first three modules: PDC1, PDC2 and PDC3. Professional Designation Individuals who pass the Professional Diploma in Compliance are entitled to apply for the designation Licentiate of the Association of Compliance Officers in Ireland and use the designatory letters LCOI. Continued use of this designation is subject to meeting ACOI s Continuing Professional Development requirements. Fees c680 per module Professional body membership You must be a current member of the Association of Compliance Officers in Ireland, or become a member, to undertake this programme. 1 For further information on this programme including Syllabus Summary, Learning Supports, Recognised Prior Learning (Exemptions) and CPD Accreditation, visit 2 Check exam dates in the Examination Schedule on pages Before registering, read the Registering to a Programme section on pages Complete your registration online at or download the registration form and submit to the Institute. Closing dates The closing date to register for January 2019 exams is 26 October The closing date to register for May 2019 exams is 22 February Closing date for September 2019 exams is 28 June In an ever changing regulatory landscape the pressure to keep up to date is immense. This programme allowed me to devote time to getting up to date with several different areas of compliance, gain insights from industry experts, conduct research into specific aspects of compliance and regulation that were applicable to my role and the projects I am involved in. It also creates networking opportunities as you build relationships with a broader network of fellow practitioners. Carina Myles Vice President GFS Control, Northern Trust elearning Membership is currently c150 per year. The Institute of Banking International Financial Services Prospectus 2018/

22 University Qualifications (Level 7) Professional Certificate in People Management Who is this programme for? The Professional Certificate in People Management is for those who have, or aspire to have, a team leadership role in financial services. Effective people managers are vital to success within the financial services industry. This programme introduces the role of the people manager and develops the core skills of self-management, communication, coaching, motivation and performance management that are needed by those who manage people and delivers results. It also prepares participants to respond constructively to the pace of change in the financial services industry and to lead their teams in innovation and adapting to change. Benefits for you and your organisation The programme will be of significant benefit to those relatively new to supervisor or manager roles. It will enable you to: Describe the key attributes of a successful people manager Explain how perceptions and attitudes affect the way in which individuals work Outline the people manager s role in developing and implementing business plans and strategy Discuss the role of people manager as a leader in motivating employees, employee development and team performance Deal constructively with challenges such as managing absence and underperformance Devise appropriate strategies to prepare team members for change and implement a change programme Develop a culture of innovation within a team Discuss the impact of culture and managing multicultural teams on your team, your organisation and your clients. 20 The Institute of Banking International Financial Services Prospectus 2018/2019

23 Curriculum Entry requirements Interested? Next steps You study two modules as follows: Managing Teams for High Performance (NFQ Level 7, 5 ECTS) Innovation, Change and Team Leadership (NFQ Level 7, 5 ECTS) Five passes in the Leaving Certificate, including English and Mathematics or Five O Level or GCSE passes, including English Language and Mathematics. 1 For further information on this programme including Syllabus Summary, Learning Supports, Recognised Prior Learning (Exemptions) and CPD Accreditation, visit Award When you successfully complete this programme you will be awarded a Professional Certificate in People Management (level 7) from UCD. Assessment 100% continuous assessment The pass mark is 40% in all modules in line with UCD academic policy Delivery The programme will be delivered via face-to-face practical workshops. The Institute will also consider applications on a mature candidate basis from applicants who are 23 years of age before the date of their application for admission to the programme. Fees c460 per module For more information see Professional body membership You must be a current member of the Institute or become a member, to undertake this programme. Membership is currently c40 per calendar year. 2 Before registering, read the Registering to a Programme section on pages Complete your registration online at or download the registration form and submit to the Institute. Closing dates The closing date to register for semester one is 21 September The closing date to register for semester two is 25 January The International Financial Services industry is characterised by continuous, rapid change in all aspects of the business except one the need to attract, retain and motivate high performance from talented people. The ability to lead people effectively is an essential skill for anyone pursuing a career in this industry. This programme builds emotionally intelligent leadership, starting with the one person you will definitely need to manage throughout your career yourself. John McMackin Programme Co-Ordinator The Institute of Banking International Financial Services Prospectus 2018/

24 University Qualifications (Level 7) Professional Certificate in Financial Crime Prevention Who is this programme for? This programme is relevant to every sector in financial services. Financial crime is an escalating worldwide problem, unrestricted by jurisdictions and physical boundaries. Preventative measures including educating staff on financial crime awareness and detection are key defences. Benefits for you and your organisation On successful completion of this programme, you will be able to: Explain the nature of financial crime and describe its manifestations in financial services; Outline the legal and regulatory frameworks relating to financial crime; Identify different types of financial crime and money laundering activities perpetrated against financial services providers; Analyse the risks of financial crime to financial services providers and implement the controls, policies and procedures to mitigate the risks and prevent financial crime. The Professional Certificate in Financial Crime Prevention addresses the main types of financial crime as well as the policies, procedures and internal controls intended to prevent it. 22 The Institute of Banking International Financial Services Prospectus 2018/2019

25 Curriculum Entry requirements Interested? Next steps You study one module as follows: Financial Crime Prevention (NFQ Level 7, 5 ECTS) Award When you successfully complete this programme you will be awarded a Professional Certificate in Financial Crime Prevention (level 7) from UCD. Assessment End of semester exam: Written, essay-style questions The pass mark is 40% in all modules in line with UCD academic policy Exam duration 120 minutes Delivery Online, webinars and a one day workshop. Five passes in the Leaving Certificate, including English and Mathematics or Five O Level or GCSE passes, including English Language and Mathematics. The Institute will also consider applications on a mature candidate basis from applicants who are 23 years of age before the date of their application for admission to the programme. Fee c500 Professional body membership You must be a current member of the Institute or become a member, to undertake this programme. Membership is currently c40 per calendar year. 1 For further information on this programme including Syllabus Summary, Learning Supports, Recognised Prior Learning (Exemptions) and CPD Accreditation, visit 2 Check exam dates in the Examination Schedule on pages Before registering, read the Registering to a Programme section on pages Complete your registration online at or download the registration form and submit to the Institute. Closing dates The closing date to register for January 2019 exams is 21 September The closing date to register for May 2019 exams is 25 January Closing date for September 2019 exams is 17 May Corporate Board Members recognise Financial Crime (including Cybercrime) as one of the top ten risks that need to be managed in a business. This programme is designed with the financial crime investigator in mind. The content focuses on day to day issues that can emerge in the Financial Crime Prevention area of any business across the spectrum of Banking, Insurance, Credit Union or associated industries. Achieving the qualification will position students in a good space in relation to advising on or conducting a basic financial crime investigation. Gerry Gibson Programme Co-Ordinator The Institute of Banking International Financial Services Prospectus 2018/

26 University Qualifications (Level 8) Professional Diploma in International Investment Fund Services Who is this programme for? The Professional Diploma in International Investment Fund Services is for fund industry professionals with a number of years experience who are in team leadership or supervisory roles with responsibility for fund administration processes or functions (e.g. Transfer Agency/Valuations) domestically or have oversight of those functions carried out in outsourced providers globally. The programme seeks to provide you with a detailed understanding of the legal and regulatory framework within which fund administration services are provided. The aim is to enable you to anticipate regulatory developments and their impact on the business. The programme also aims to develop your risk assessment skills related to fund administration operations. It will also develop your understanding of investment management, to enable you to understand fund management asset allocation decisions and the impact and implications for the fund service provider s operations. The Professional Diploma in International Investment Fund Services will meet the needs of individuals by enhancing their knowledge and skills to deal with sectoral challenges and trends which include changes in the regulatory landscape, new product offerings, outsourcing / offshoring fund administration activity, increased automation and globalisation of fund hubs. Benefits for you and your organisation On successful completion of the programme you will have: A thorough understanding of extant fund types and legal structures and the regulatory obligations applicable to each form; Knowledge of emerging regulatory and legislative developments and the ability to evaluate the implications for affected sectors of the industry and its clients; A technical understanding of the full range of services provided by the industry, the functions of the main service providers and supervisors and interrelationships between; The knowledge and skills to lead teams involved in the delivery of fund services; Deeper insight into how the services provided by the industry are managed and what strategies are used to achieve strategic outcomes, including government strategy for international fund services; An understanding of the internal and external risks in fund services and the tools and techniques used to identify, assess and mitigate such risks, including relevant risk management systems; Evaluative skills to assess the implications of emerging legal and regulatory developments from the perspective of competitive positioning and client service and protection; Evaluative skills to assess the operational risk impact on the operation of the fund and wider society; The ability to justify the rationale for operational processes and practice in light of regulatory, commercial, legal and tax considerations; Evaluate the implications of emerging legal and regulatory developments from the perspective of competitive positioning and customer service and protection. This programme is offered in conjunction with Irish Funds (if). 24 The Institute of Banking International Financial Services Prospectus 2018/2019

27 Curriculum Entry requirements You study three modules as follows: Legal and Regulatory Framework for International Investment Fund Services (NFQ Level 8, 10 ECTS) Management and Operations of International Investment Fund Services (NFQ Level 8, 10 ECTS) Risk Management in International Investment Fund Services (NFQ Level 8, 10 ECTS) Award Successful participants will be awarded the Professional Diploma in International Investment Fund Services from UCD. This is a level 8 qualification on the NFQ and carries 30 ECTS. Assessment Will be completed using a variety of techniques including case study analysis, mini projects and/or formal closed book examinations Delivery Online, workshops, lectures Fees c850 per module Summit Finuas Fees c620 per module Individuals seeking admission to the Professional Diploma in International Investment Fund Services: An honours degree (minimum H2.2, Level 8 NFQ) or Two years experience in the funds industry and completed the Professional Certificate in International Investment Fund Services (15 ECTS, Level 7). Admission will also be considered from experienced professionals who do not meet the minimum admission requirements as set out above, who can demonstrate learning based on work experience and training. It is strongly recommended before applying to this programme that you have successfully undertaken the Professional Certificate in International Investment Fund Services. Professional body membership You must be a current member of The Institute or become a member, to undertake this programme. Membership is currently c40 per calendar year. Interested? Next steps 1 For further information on this programme including Syllabus Summary, Learning Supports, Recognised Prior Learning (Exemptions) and CPD Accreditation, visit 2 Check exam dates in the Examination Schedule on pages Before registering, read the Registering to a Programme section on pages To register for this programme download the application/ registration form online at and submit to the Institute. When does the programme start? January 2019 Closing dates The closing date to register for exams in May 2019 is 18 January The closing date to register for exams in September 2019 is 17 May The Institute of Banking International Financial Services Prospectus 2018/

28 University Postgraduate Qualifications (Level 9) Professional Diploma in Applied Alternative Investments Who is this programme for? The Professional Diploma in Applied Alternative Investments is an opportunity for professionals working in the funds industry to develop their expertise in the growing alternative assets market. Increasingly, alternative assets which include hedge funds, commodities, private equity, structured products and real asset investments such as infrastructure investments, are becoming mainstream investments which are predicted to grow significantly. How you will benefit The overall aim of the programme is to develop your technical knowledge and skills in alternative investments. It will: Advance your knowledge and understanding of valuation issues relevant to alternative investments and alternative investment funds Progress your understanding of long-term trends in the demand for alternative investments Deepen your knowledge and expertise in the range of alternative investment strategies Introduce the relevance and importance of alternative investments to various types of investors Develop your knowledge of legal and regulatory issues affecting alternative investment funds. Given the breadth of alternative assets, the programme will appeal to professionals working in the funds industry who want to develop expertise in alternative investments. 26 The Institute of Banking International Financial Services Prospectus 2018/2019

29 Curriculum You will study three modules as follows: Investment Valuation and Risk (NFQ Level 9, 10 ECTS) Applied Alternative Investment Strategies (NFQ Level 9, 10 ECTS) Legal and Regulatory Aspects of Alternative Investments (NFQ Level 9, 5 ECTS) Award When you successfully complete this programme, you will be awarded a Professional Diploma in Applied Alternative Investments (level 9) from UCD. Assessment Assessment is a combination of continuous assessment and end of semester exam. The pass mark is 40% in all modules in line with UCD academic policy. Delivery Lectures are held on a parttime basis, typically on weekday evenings and Saturdays. Entry requirements The minimum entry requirements for the programme are: An honours degree (second class honours grade 2 award or higher) in a business or a related discipline and have at least one year s experience in the funds industry. Admission may also be considered for experienced professionals who do not meet the admission requirements as set out above, where they can demonstrate learning through work and training which makes them a suitable candidate for the programme (i.e. they will have significant experience in a senior funds role with responsibility for decision-making). Fees Investment Valuation and Risk Fees Summit Finuas Fees Applied Alternative Investment Strategies Fees Summit Finuas Fees c1300 c950 c1300 c950 Legal and Regulatory Aspects of Alternative Investments Fees Summit Finuas Fees c650 c475 Submission of applications Applications are currently being accepted online by clicking Apply Now on If demand from applicants exceeds the number of available places a waiting list system will apply. When does the programme start? October 2018 Professional body membership You must be a current member of The Institute or become a member, to undertake this programme. Membership is currently c40 per calendar year. This programme covers all asset classes and is a key learning tool for anyone looking to develop their understanding of the industry. The programme conveyed in a digestible way how political, economic and market events all interplay allowing me to form views on the economic cycle and world markets. The classes were interactive and continuously used live world events to demonstrate the impact of an event on the price of an asset. Kevin Jacob Relationship Executive ETFs BNY Mellon Asset Servicing Part funding may be available for eligible applicants through Summit Finuas Skillnet. For more information see The Institute of Banking International Financial Services Prospectus 2018/

30 University Postgraduate Qualifications (Level 9) Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services Who is this programme for? The Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services is aimed at senior managers in financial services working across a range of roles and functions. The programme will provide senior managers with the knowledge and tools to lead effective cultures in their organisations. Director General of the CBI, Derville Rowland, highlighted the fundamental role of culture in ensuring appropriate consumer protections: The Central Bank s mission is to safeguard stability and to protect consumers. One of the ways we do that is through the regulation of the behaviour of firms and the people who work in them. Trust and confidence in financial services and the system of regulation is vital. Our vision for a financial services system underpinned by a strong culture of compliance, with firms and the people working in those firms acting in the best interests of their customers Research carried out on behalf of the Dutch Central Bank has shown that the behaviours and culture of a financial institution also influences its financial performance, with institutions with effective cultures outperforming those with less effective cultures. Benefits for you and your organisation On completing the Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services graduates will be able to: Explain the theory and practice underpinning culture, ethics, leadership, behavioural change, supervision in the context of financial services sector and institutions. Outline the implications of ethical theories and behaviour and evaluate the intended and unintended consequences of proposed resolutions to ethical dilemmas and decisions affecting customers, shareholders and the public good. Ascertain an institution s cultural behaviour, applying pertinent tools, models or frameworks. Assess the impact of group dynamics and behaviours on board or team decision-making Evaluate existing policies and practices taking account of the commercial, consumer protection and societal imperatives in the context of delivering cultural change Appraise usefulness or otherwise of moral rules, codes, standards or principals in leading and delivering cultural change Communicate to internal and external stakeholders how cultural and ethical behavioural change can be addressed and facilitated to deliver outcomes in the best interest of the company, customers and society Engage in self-reflection on ethical and cultural decision-making, in their role as leaders of cultural change The Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services aims to develop participants critical awareness in the areas of culture, behaviour and ethics. It seeks to equip graduates with decision making, reflective and analytical skills to enable them to implement an effective culture that considers the intended and unintended consequences of decisions and policies for the consumer, shareholders and society. Graduates of the programme will assimilate an understanding of ethical principles, corporate culture, values, group dynamics, cognitive bias and change management. The understanding gained from these elements will provide a foundation for graduates to create corporate responses to commercial challenges in the context of a customer focused culture as mandated by the Central Bank s consumer protection risk framework. The programme has been designed in consultation with the Association of Compliance Officers in Ireland (ACOI) and other leading industry experts in the areas of Consumer Protection, Risk Culture, Ethics and Behaviours. 28 The Institute of Banking International Financial Services Prospectus 2018/2019

31 Curriculum You study three modules as follows: Ethical Practice in Financial Services What happens when things go wrong? What is the right thing to do? What obligations do business have to customers? Tax Avoidance and Money Laundering Social and Economic consequences for sovereign states and their citizens. What money can t buy the limits and morality of markets. The moral dilemma of protected disclosures. Decision Making, Group Dynamics and Behaviour Challenging Assumptions Governance requirements Complexity Cognitive Bias The modules are assessed by: Appropriate learning tasks and activities will be assigned regularly to provide monitor student learning and provide feedback. Students completing the programme will be assessed in a variety of ways continuous assessment components will include completing practical projects, reflective journals and critical writing. The pass mark is 40% in all modules in line with UCD academic policy. Award Upon successful completion of the programme, participants will be awarded the Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services by UCD. This is a level 9 qualification on the National Framework of Qualifications and carries 30 ECTS. Entry requirements Students seeking admission to the Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services must have: a) An Honours degree (second class honours grade 2 award or higher) and a minimum of 3 years experience in financial services or b) Significant professional experience in financial services in a senior management role (level of experience to be considered on a case-by-case basis) Fees The Professional Diploma in Leading Cultural Change and Ethical Behaviour in Financial Services is c4,350 (c1,450 per module). Interested? Next steps 1 For further information on this programme including Syllabus Summary, Learning Supports, Recognised Prior Learning (Exemptions) or CPD Accreditation, visit 2 Check exam dates in the Examination Schedule on pages Before registering, read the Registering to a Programme section on pages To register for this programme download the application/ registration form online at and submit to The Institute. Regulatory Expectations - Consumer Protection Risk Social identity theory Professional body membership Groupthink Leading and Implementing Cultural Change You must be a current member, or become a member of the Institute of Banking if you are not already an ACOI member. Understanding organisational culture Regulatory Expectations - Consumer Protection Risk Culture and performance Values Individual and Group Behaviours Leading and managing change Communicating change The Institute of Banking International Financial Services Prospectus 2018/

32 University Postgraduate Qualifications (Level 9) Professional Certificate in Data Protection (CDPO) Who is this programme for? There has been a significant increase in the complexity and volume of the regulation underpinning compliance in the area of data protection. As well as a thorough understanding of the regulatory and legislative framework, professional practice in the area of data protection requires judgements and decisions to be made for many scenarios. The primary motivation underpinning the Professional Certificate in Data Protection is to provide a learning opportunity for compliance and related professions to develop the necessary skills to ensure that their organisations meet their current and future responsibilities in relation to data protection. How you will benefit This programme will support your personal and professional development. It will enable you to: Interpret contemporary legislation in the specific areas of data protection Use contemporary theories and practical evidence to design a data protection framework within your organisation Design, complete and report on major data protection projects which may be required to enhance your firm s positioning within the sector Justify the rationale behind recommendations in relation to data protection Maintain, develop and apply contemporary professional best practice and contribute to a personal ethos of life-long learning and selfimprovement. Professional designation Members who complete the Professional Certificate in Data Protection, and who commit to completing Continuing Professional Development hours, will be entitled to use the designation CDPO Certified Data Protection Officer. The programme has been designed in consultation with the office of the Data Protection Commissioner. 30 The Institute of Banking International Financial Services Prospectus 2018/2019

33 Curriculum You will study one module as follows: Data Protection Policies and Procedures (NFQ Level 9, 10 ECTS) Award When you successfully complete this programme, you will be awarded the Professional Certificate in Data Protection from UCD (at postgraduate degree level 9). The Professional Certificate in Data Protection forms part of the MSc in Compliance. Further information is available on pages Assessment Assessment is a combination of continuous assessment and an end of semester exam. The pass mark is 40% in line with UCD academic policy. Delivery Lectures are held on a part-time basis across one semester (4 months). Entry requirements The minimum entry requirements for the programme are: Honours degree (second class honours grade 2 award or higher) in a business or a legal discipline Those who do not hold a degree, but have exceptional professional experience in the area of data protection, are eligible to apply and will be considered on a case-by-case basis. Fees The programme fee is c1,450. Part funding may be available for eligible applicants through Summit Finuas Skillnet. For more information see Submission of applications Applications are currently being accepted online by clicking Apply Now on If demand from applicants exceeds the number of available places, a waiting list system will apply. When does the programme start? September 2018 February 2019 Professional body membership You must be a current member of the Association of Compliance Officers in Ireland, or become a member, to register for this programme. Membership is currently c150 per year. The Irish DPC welcomes the recent increase in the offering of the data protection certificate to twice a year. Staff with skills necessary to support organisations in lawfully collecting and safeguarding personal data are in growing demand as we enter into the final run-up to the General Data Protection Regulation implementation date in May We wish all students every success. Helen Dixon Irish Data Protection Commissioner Duration 4 months part-time. The Institute of Banking International Financial Services Prospectus 2018/

34 University Postgraduate Qualifications (Level 9) Professional Certificate in Financial Crime Prevention (CFCPP) Who is this programme for? There has been a significant increase in the complexity and volume of regulation underpinning compliance in the area of financial crime prevention. Consequently, practitioners operating in this complex environment have to fulfil their fiduciary responsibilities of ensuring ethical and legal compliance within this regulatory environment while contributing to wider organisational objectives. The role of the Head of Compliance with responsibility for Anti-Money Laundering and Counter Terrorist Financing legislation, often the Money Laundering Reporting Officer (MLRO) in a regulated firm, is now a Pre-Approval Control Function under the Central Bank Fitness and Probity regime. MLROs within firms carry serious legal responsibilities and those who fill the roles must know and understand what these responsibilities are. How you will benefit This programme will support your personal and professional development. It will enable you to: Interpret contemporary legislation in the specific areas of financial crime prevention Design, complete and report on major financial crime prevention projects, which may be required to enhance your firm s positioning within the sector Determine, on an ongoing basis, the performance of a financial crime prevention framework within your firm s framework Apply professional knowledge and skills to investigate a suspected financial crime Maintain, develop and apply contemporary professional best practice. Professional designation Members who complete the Professional Certificate in Financial Crime Prevention, and who commit to completing Continuing Professional Development hours, will be entitled to use the designation CFCPP Certified Financial Crime Prevention Practitioner. Relevant law and standards apply both at a domestic and international level and material breaches can result in personal accountability for MLROs as well as significant reputational damage and fines for financial services firms. The wider damage caused by financial or white-collar crime to individuals, communities and the public at large is immeasurable. Effective prevention of fraud and financial crime, combined with thorough investigation if and when it does arise, yields very positive outcomes. The Professional Certificate in Financial Crime Prevention has been carefully designed to equip MLROs and others who specialise in this area with the necessary competence to fill this role and is the only accredited qualification at this level. This certificate has been designed in consultation with the Garda Bureau of Fraud Investigation and the Suspicious Transactions Unit in the Office of the Revenue Commissioners. 32 The Institute of Banking International Financial Services Prospectus 2018/2019

35 Curriculum You will study one module as follows: Financial / White-Collar Crime Prevention (NFQ Level 9, 10 ECTS) Award When you successfully complete this programme, you will be awarded a Professional Certificate in Financial Crime Prevention from UCD (at postgraduate degree level 9). Those who successfully complete the Professional Certificate in Financial Crime Prevention, may wish to apply for the MSc in Compliance to progress their studies. Further information is available on pages and from Assessment Assessment is a combination of continuous assessment and an end of semester exam. The pass mark is 40% in line with UCD academic policy. Delivery The programme is delivered parttime over one semester. Lectures take place over 5 Saturdays. Duration One academic semester starting early February 2019 with an exam in May. Entry requirements The minimum entry requirements for the programme are an: Honours degree (second class honours grade 2 award or higher) in a business or a legal discipline. Those who do not hold a degree, but have exceptional professional experience in the areas of fraud, risk or compliance are eligible to apply and will be considered on a case-by-case basis. Fees The programme fee is c1,450. Part funding may be available for eligible applicants through Summit Finuas Skillnet. For more information see Submission of applications Applications are currently being accepted online by clicking Apply Now on the programme page at If demand from applicants exceeds the number of available places, a waiting list system will apply. When does the programme start? February 2019 Professional body membership You must be a current member of the Association of Compliance Officers in Ireland, or become a member, to register for this programme. Membership is currently c150 per year. The Institute of Banking International Financial Services Prospectus 2018/

36 University Postgraduate Qualifications (Level 9) MSc in Financial Services and Graduate Diploma in Financial Services (Chartered Banker) Who is this programme for? The MSc in Financial Services is ideal for financial services professionals who are in leadership positions, or who aspire to leadership roles. It is designed to develop a critical understanding of managerial challenges and opportunities in the globalised financial services industry. The curriculum develops industry specific knowledge, analytical skills and utilises students practical experience to promote peer learning. An important aspect of the programme is the integration of current research and a focus on strategic challenges facing financial institutions to identify opportunities and threats arising in the global marketplace. Students have to critically evaluate the implications of operating in a dynamic business environment and the challenges they face in developing and executing strategies to provide value added products, services and solutions as firms seek to create compelling value propositions to support sustainable competitive advantage. How you will benefit This programme will support your personal and professional development by enhancing your knowledge across a broad curriculum while giving you an integrated, critical understanding of financial services. It will: Broaden your knowledge and understanding of the requirements and responsibilities of financial services firms, their activities and associated risks Develop your thinking on key challenges by evaluating evidence and ascertaining the implications of financial theory and your own professional experience Develop your ability to critically analyse contemporary issues in financial services Enable you to apply theories and frameworks to evaluate options to innovate, adjust and execute strategy Develop a holistic professional skill set to ensure commercial sustainability and the trust of customers and wider stakeholders along with a framework for life-long learning Enhance your ability to inform, recommend and report on decisions to key stakeholders. Professional designation This programme provides a pathway to the prestigious, internationally recognised Chartered Banker designation. Chartered Banker is the gold standard for professionals working in the financial services sector. Chartered Bankers are highly qualified professionals, well equipped for a management career or leadership role. Students who successfully complete the following three modules: Ethics and Corporate Governance, Risk Management in Financial Institutions and Contemporary Issues of Financial Services or Fostering an Innovative Environment will satisfy the educational requirement for Chartered Banker. However, to be eligible for the Chartered Banker designation, these students will also have to satisfy the requirement of a minimum of three years experience in banking or financial services. For further information on the designation, please visit CharteredBanker. 34 The Institute of Banking International Financial Services Prospectus 2018/2019

37 Curriculum Assessment Fees You study nine modules as follows: Ethics and Corporate Governance (NFQ Level 9, 10 ECTS) Risk Management in Financial Institutions (NFQ Level 9, 10 ECTS) Contemporary Issues in Financial Services (NFQ Level 9, 10 ECTS) Project Management (NFQ Level 9, 10 ECTS) Fostering an Innovative Environment (NFQ Level 9, 10 ECTS) Managing for Compliance (NFQ Level 9, 10 ECTS) Risk-Based Financial Management (NFQ Level 9, 10 ECTS) Behavioural Decision-Making (NFQ Level 9, 10 ECTS) Winning Business Negotiation Strategies (NFQ Level 9, 10 ECTS) Award When you successfully complete the first six modules and exit this programme, you will be awarded the Graduate Diploma in Financial Services from UCD (at postgraduate level 9). Candidates who achieve a second class honours grade 2 award (or higher) in this graduate diploma are eligible for the award MSc in Financial Services on successful completion of three further modules. This MSc is also accredited and awarded by UCD (at postgraduate level 9). Assessment is a combination of continuous assessment and written exams. The pass mark is 40% in all modules in line with UCD academic policy. Delivery Postgraduate programmes are delivered on a part-time basis and students can register for a maximum of two modules per semester. Each 10 ECTS module comprises up to 30 delivery hours per semester. Duration 18 months, part-time (Graduate Diploma) 24 months, part-time (MSc) Entry requirements The minimum entry requirements for the programme are: Honours degree (second class honours grade 2 award or higher) in business or a related discipline (e.g.) accounting, finance or economics; or Honours degree (second class honours grade 2 award or higher) in a non-business discipline with three years relevant work experience. Those who do not hold a degree, but have exceptional middle or senior management experience, are eligible to apply and will be considered on a case-by-case basis. The fees are c4,400 for the first academic year (c10,500 in total). Fees will be reviewed annually. Tax relief may be available to candidates who are paying fees in a personal capacity. Further information is available from www. revenue.ie. Submission of applications Applications are currently being accepted by clicking Apply Now on If demand from applicants exceeds the number of available places, a waiting list system will apply. When does the Programme start September Continuing Professional Development Once you hold the Chartered Banker designation you will be required to complete 6 CPD hours annually to maintain the designation. We provide all of the required CPD content with a combination of online courses and face-toface events. The programme covered subject matters that were so relevant to my role as an adviser that I could incorporate them into my work life with immediate effect. Eoghan Byrne Senior Private Client Adviser, Davy Professional body membership You must be a current member of The Institute or become a member, to undertake this programme. Membership is currently c40 per calendar year. The Institute of Banking International Financial Services Prospectus 2018/

38 University Postgraduate Qualifications (Level 9) MSc in Compliance (FCOI) Who is this programme for? The MSc in Compliance is designed to give compliance and other control professionals the knowledge and skills they need to implement effective compliance structures, and enhance the overall internal governance structures of organisations. This programme will provide candidates with the multi-disciplinary skills to participate more effectively in compliance management, and to understand a practical application of compliance best practice. It is ideal for candidates who work in a control function (compliance, risk and audit) within a financial services organisation and will be of particular interest to Compliance managers and senior leaders together with those aspiring to these roles. How you will benefit This programme will support your personal and professional development. It will: Provide you with the opportunity to develop comprehensive knowledge and expertise across a broad curriculum in compliance and regulatory risk Develop an in-depth understanding of the requirements and responsibilities of ensuring robust compliance within financial services firms, while maintaining the trust of customers and wider stakeholders Develop your thinking on key business challenges and ethical dilemmas faced by management when striving to improve business performance in regulated environments Advance your ability to blend theory and practice in complex and specific situations to improve business performance Enhance your business judgement, critical analysis and problem solving skills. Professional designation Members who complete the MSc in Compliance, and who commit to completing Continuing Professional Development (CPD) hours qualify to become Fellows of the ACOI and to use the designatory letters FCOI. 36 The Institute of Banking International Financial Services Prospectus 2018/2019

39 Curriculum You study eight modules as follows: Ethics and Corporate Governance (NFQ Level 9, 10 ECTS) Managing for Compliance (NFQ Level 9, 10 ECTS) Financial / White-Collar Crime Prevention (NFQ Level 9, 10 ECTS) Data Protection Policies and Procedures (NFQ Level 9, 10 ECTS) International Financial Services Regulation (NFQ Level 9, 10 ECTS) Designing an Internal Governance Framework (NFQ Level 9, 10 ECTS) Research Methods and Methodology (NFQ Level 9, 10 ECTS) Applied Project (NFQ Level 9, 20 ECTS) Award The MSc is accredited and awarded by UCD (at postgraduate level 9). Students who exit the programme on successful completion of the first six modules are eligible for the exit award Graduate Diploma in Compliance from UCD (postgraduate level 9). Delivery Postgraduate courses are delivered on a part-time basis and students can register for a maximum of two modules per semester. Each 10 ECTS module comprises up to 30 delivery hours per semester. Duration 24 months part-time. Entry requirements The minimum entry requirements for the programme are: Students admitted to the MSc in Compliance must have completed an undergraduate degree programme in a relevant area in a business, legal or cognate discipline with a minimum Honours 2.2 and at least 3 years relevant work experience. or Applicants who do not hold a primary degree but have relevant work experience at a middle or senior management level are eligible to apply and will be considered on a caseby-case basis. Fees The fees are c5,100 for the first academic year (c12,200 in total). Submission of applications Applications are accepted online by clicking Apply Now on www. iob.ie/msccompliance If demand from applicants exceeds the number of available places, a waiting list system will apply. When does the programme start? September 2018 Professional body membership You must be a current member of the Association of Compliance Officers in Ireland, or become a member, to register for this programme. Membership is currently c150 per year. This programme allowed me to devote time to getting up-to-date with several different areas of compliance, gain insights from industry experts, conduct research in an area of particular interest through the applied project, and build relationships with a broader network of fellow practitioners. Aine Hickey Associate Director Capital Markets, Intertrust. Assessment Fees will be reviewed annually. Assessment is a combination of continuous assessment and end of semester exams. The pass mark is 40% in all modules in line with UCD academic policy. Tax relief may be available to candidates who are paying fees in a personal capacity. Further information is available from The Institute of Banking International Financial Services Prospectus 2018/

40 Other programmes you may be interested in If you have completed: Professional Certificate in International Investment Fund Services Professional Certificate in Complex Financial Instruments in International Financial Services You may also be interested in: Professional Diploma in International Investment Fund Services Professional Certificate in Complex Financial Instruments in International Financial Services Professional Diploma in Applied Alternative Investments Professional Diploma in International Investment Funds If you have completed: Professional Diploma in Compliance Professional Certificate in People Management Professional Certificate in Financial Crime Prevention Professional Certificate in Data Protection (Postgraduate) Professional Certificate in Financial Crime Prevention (Postgraduate) You may also be interested in: Professional Diploma in International Investment Fund Services Professional Diploma in Applied Alternative Investments Professional Certificate in Financial Crime Prevention (Postgraduate) Graduate Diploma in Financial Services Professional Certificate in Financial Crime Prevention (Postgraduate) MSc in Compliance MSc in Compliance 38 The Institute of Banking International Financial Services Prospectus 2018/2019

41 The Institute of Banking International Financial Services Prospectus 2018/

42 Registering to a Programme How we help you to get the best from your programme Supports to help you We are committed to providing a wide range of educational supports to help you with your studies. You should start using these as soon as you register to gain maximum benefit. Students who start studying earlier, perform better. Learning supports available The specific learning supports provided for each module on a programme vary depending on the nature of the module. For details on the specific learning supports for each module, visit Learning supports are available from the start of term from MyInstitute your own online resource which is accessible from our website. You should check MyInstitute regularly during your studies for module news, study and lecture material and other resources. Study Guide Modules delivered with a large amount of elearning content or blended learning are accompanied by a Study Guide which contains key information about the module. This online document: introduces you to the module you are studying displays the syllabus and the learning outcomes describes the assessment requirements for the module, for the exam and/or continuous assessment at level 7 helps you plan your weekly study throughout the semester at level 8 and 9 gives an overview of what will be covered in workshops and lectures and what you need to do in advance. Modules predominantly delivered by face to face (F2F) sessions will have a brief module outline containing the above information and is intended to supplement your lecturer s guidance at the regular F2F sessions. Textbook Most modules have a recommended textbook containing key content. Your module study guide or module outline will indicate what chapters should be read in preparation for the various workshops and/or will prompt you on a suggested schedule for studying this content. elearning Many of our modules are accompanied by elearning content. This content is available 24/7 and is a key support in studying and revising module material as it can be viewed as many times as required. Lectures/workshops F2F lectures and/or workshops are available for certain modules. Information on the content and format of these workshops is available in each module handbook. 40 The Institute of Banking International Financial Services Prospectus 2018/2019

43 Chapter Weightings - Multiple Choice Question (MCQ) Modules Study guides for modules with end of semester MCQ exams include the exam chapter weightings. The exam chapter weighting is broadly proportionate to the weighting of questions in the exam paper, i.e. how many questions will appear from each chapter. This is intended to help you to prioritise your studies. Online MCQ (Take a Test) This tool allows students to take sample tests, either on a chapter-by-chapter or a full test basis. On completion of each test students are given a report which details which questions were answered incorrectly and the exact subsection reference in the textbook. During the end of chapter tests, if you answer any question incorrectly the correct answer is shown to you before moving on to the next question. Live Webinars A number of modules have interactive online live webinars with a lecturer working through module content. You can request specific areas to be covered and ask questions in advance. During the webinar itself, you will have the opportunity to interact with the lecturer online and they will review the questions received during the session. Past and Sample Papers Past or sample examination papers are made available on the MyInstitute section of the website. For modules with written exams, there are past papers available on MyInstitute to help you prepare for your exam. For modules assessed by MCQ s, there are sample questions and papers available as past exam questions are not published. Student Discussion Forums. These forums allow students to discuss module content, assignment progress and other module information. Further information will be available on MyInstitute. Student Handbook There are handbooks for programmes at all levels which contain key information about the programmes, assessment guidelines and regulations, and also information on the submission of online assignments. E mail support Each module is managed by a programme manager who will be in touch with you regularly throughout the term to help you progress through your module. Their s will help you prepare for workshops, prompt you on important dates and generally keep on track. Contact details for the manager/officer are available in the module s study guide/ module outline should you have any queries. Student Support Videos Videos are available which cover programme induction and also study supports which can help you if you are new to the programme or can act as a refresher during the programme! The Institute of Banking International Financial Services Prospectus 2018/

44 Terms and Conditions Programme Registration Information Programme admission Applicants to a programme are required to meet the entry criteria as stated in the programme overview of this prospectus before a registration can be processed. If you are applying to a programme and therefore registering for the first time, the verification of documentation relating to admissions criteria (for example transcripts, work references) may be required and so early registration is strongly recommended. Applications from members who do NOT meet the standard admission requirements in particular often require extra time for verification and processing. It is the applicant s responsibility to submit full documentation in advance of the closing date. Note that there is an application closing date for new applicants to a programme which is earlier than the normal closing date. Level 7 programme entry requirements: The second level educational requirements for employment in financial institutions are normally acceptable for entry (unless there are specific entry requirements stated in the programme overview in this prospectus). These educational requirements are five passes in the Leaving Certificate including English and Mathematics or Five O Level or GCSE passes including English Language and Mathematics. Mature applicants, who are over 23 years of age on the proposed year of entry, are exempt from these entry criteria. Applicants under 23 years of age on the proposed year of entry are required to send in a copy of their Leaving Certificate/GCSE results. Level 8 and 9 programme entry requirements: Level 8 and 9 entry requirements are specified under each programme. If you are using prior learning in other institutions as grounds for entry, registration is complete on receipt of an original transcript of results. A transcript of results is a formal document from an institution listing the modules studied, credits involved, grades achieved and final category of award. Note, a parchment cannot be accepted as the equivalent. English Language requirements: All Institute programmes are delivered through English and students are expected to be proficient in English. This proficiency is typically evidenced by use in the daily working environment, through passing English as a subject in the Irish Leaving Certificate Examination/equivalent, by achieving the minimum standard in a recognised English language test or through other documented verifiable means. This minimum standard is an IELTS score of 6.5 (minimum 6.0 in each band in the academic version) or equivalent. Registration Registration and membership: To register to an Institute programme you must become and remain a current member of The Institute. The Institute of Banking membership fee of c40 applies for the calendar year and new membership is payable on registration. It is then payable annually and falls due on 1 January each year. If you are registering for the Professional Certificate or Diploma in Compliance, Professional Certificate in Financial Crime Prevention (level 7), Professional Certificate in Data Protection or the MSc in Compliance a yearly membership fee of c150 to the ACOI is applicable, payable directly to the ACOI and students are required to provide evidence of membership on registration to the programme. You do not need to also be a member of The Institute of Banking to register for these programmes. Information on how to apply to a programme and/or register modules is available on including closing dates for all programmes. The Institute does not accept responsibility for delays in communications sent through the postal system or the internal mail system of your employer (if applicable). All programme fees are payable in full in advance. Partial or incomplete payment will not be accepted and registrations that do not include the correct fees will not be processed. Students may withdraw from a module within 6 weeks of the start of each semester. After this date, fee s are not refundable. Students withdrawing from their first module will be required to apply again, where relevant. Students without an active module registration are required to follow leave of absence procedures available from Programmes outlined in this prospectus are governed by UCD academic regulations and information on these regulations and related procedures is available from This information relates to areas such as applying for recognised prior learning, recommended student workload, leave of absence requirements, applying for extenuating circumstances, provision of alternative exam accommodations and assessment regulations. Questions can also be sent to info@iob.ie. 42 The Institute of Banking International Financial Services Prospectus 2018/2019

45 Delivery Timelines December 2018/January 2019 (Semester 1 exams) May 2019 (Semester 2 exams) September 2019 (Semester 3 exams) UCD conferring in absentia April 2019 September 2019 December 2019 Dispatch of parchments to students End of May 2019 End of October 2019 End of January 2020 Semester 1 : Sept - Jan 2019 Closing date for new programme applications and registrations Level 7 (Lectures only) Level 7 (elearning) Professional Certificate in International Investment Fund Services Level 8 21/09/ /10/ /09/ /09/2018 Registration closing date for continuing students 21/09/ /10/ /09/ /09/2018 Semester start date 01/10/ /10/ /09/ /10/2018 Semester 2 : Jan - May 2019 Closing date for new programme applications and registrations Level 7 (Lectures only) Level 7 (elearning) Professional Certificate in International Investment Fund Services Level 8 25/01/ /02/ /01/ /01/2019 Registration closing date for continuing students 25/01/ /02/ /01/ /01/2019 Semester start date 04/02/ /02/ /01/ /02/2019 Summer Term : June - Sept 2019 Closing date for new programme applications and registrations Level 7 (Lectures only) Level 7 (elearning) Professional Certificate in International Investment Fund Services Level 8 17/05/ /06/2019 N/A 10/05/2019 Registration closing date for continuing students 29/06/ /05/2019 N/A 17/05/2019 Semester start date 04/06/ /06/2019 N/A 04/06/2019 For a full listing of programmes and their individual key dates, please refer to * These dates can vary for some Level 9 programmes, please refer to individual brochures. The Institute of Banking International Financial Services Prospectus 2018/

46 Membership and Professional Designations - your badge of excellence. Membership and Professional standards The Institute s mission is to make a defining contribution to the renewal of professional standards and standing of Irish banking and financial services to the ultimate benefit of customers and society. Professional members of The Institute are committed to upholding the best standards of integrity, professionalism, propriety, objectivity and fairness. We believe that education is the bedrock of any profession and the basis of professional standards. Membership benefits At a current cost of c40 annually, membership of The Institute of Banking offers a range of benefits, including: Access to Ireland s largest professional membership network Access to the standout industry educator and a recognised college of UCD Access to a free online career resource centre and a tailored, individual career coaching programme at a special discounted rate. These supports help you with: - Personal profiling - Career planning - How to succeed at interviews - How to write a winning CV or application - Networking for success - Building your personal brand - Creating a professional presence online - One-to-one coaching - Online tutorials Updates on the latest industry trends Invitations to regular seminars and events, some of which are free of charge. Professional Designations - what are they? Professional designations are a recognition of educational achievement and professional standing. They are an endorsement of academic qualifications, professional knowledge and experience. They are your badge of excellence in your profession. Holders of designations are entitled to use certain qualifying letters or titles after their name. Examples are Chartered Banker, Professional Banker and Qualified Financial Adviser (QFA). The Institute awards a number of professional designations. Why are they important? The Institute s programmes and the designations leading from them are portable and several of them are leading international designations with world-wide reputation. Designations are important because they meet the expectations of customers and regulatory requirements. What role does CPD play and why is it necessary? Learning and professional development do not stop once you have obtained your qualification, they are the basis of lifelong learning - keeping you up-to-date as a professional through ongoing CPD. It is a process which continues for the rest of your professional life to ensure that you can keep up-to-date and maintain your professional knowledge, skills and competence. This applies to banking as well as many other professions. Continuing Professional Development (CPD) is therefore central to sustaining a professional designation and integral to lifelong learning. CPD is a mandatory regulatory requirement to maintain certain banking and financial services designations under the Central Bank of Ireland s Minimum Competency Code. The Institute of Banking offers a comprehensive range of CPD online programmes, seminars, events and other services. The Institute has the largest CPD management system in Ireland with over 24,000 registered members. 44 The Institute of Banking International Financial Services Prospectus 2018/2019

47 Fellow of the Association of Compliance Officers in Ireland (FCOI) FCOI is the highest professional designation awarded by ACOI. Fellowship is awarded to those who have successfully completed the MSc in Compliance and who, as members of the ACOI, undertake to meet ongoing Continuing Professional Development requirements. Fellows are entitled to use the designation FCOI. Annual Designation Fee: c100 Route: MSc in Compliance (see page 36) Certified Data Protection Officer (CDPO) Those who complete the Professional Certificate in Data Protection programme and who, as members of the ACOI, complete the requisite Continuing Professional Development will be entitled to use the designation CDPO - Certified Data Protection Officer. Annual Designation Fee: c100 Route: Professional Certificate in Data Protection (see page 30) Certified Financial Crime Prevention Practitioner (CFCPP) Those who complete the Professional Certificate in Financial Crime Prevention programme and who, as members of the ACOI, complete the requisite Continuing Professional Development will be entitled to use the designation CFCPP - Certified Financial Crime Prevention Practitioner. Annual Designation Fee: c100 Route: Professional Certificate in Financial Crime Prevention (see page 32) Licentiate of the Association of Compliance Officers in Ireland (LCOI) LCOI is awarded to those who hold the Professional Diploma in Compliance (PDC). The PDC and attaching LCOI designation is one of the recognised qualifications under the Central Bank of Ireland s Minimum Competency Code for adjudicating on complaints in relation to advice about a retail financial product. LCOI designates who complete the requisite Continuing Professional Development are entitled to use the designatory letters LCOI. There are more than 1,000 LCOIs currently in Ireland. Annual Designation Fee: c100 Route: Professional Diploma in Compliance (see page 18) The Institute of Banking International Financial Services Prospectus 2018/

48 Examination Schedule UNIVERSITY QUALIFICATIONS LEVEL 7 Dates & Start times Professional Certificate in International Investment Fund Services Professional Certificate in Complex Financial Instruments in International Financial Services Professional Certificate in Digital Financial Serivces and Data Analytics Saturday 08 December Introduction to Investment Funds Saturday 05 January Complex Financial Instruments Saturday 05 January Saturday 12 January Digital Financial Services Saturday 12 January (12.00pm) Saturday 19 January Saturday 19 January Introduction to Data Analytics for Financial Services Saturday 11 May Complex Financial Instruments Saturday 11 May Saturday 18 May Custody & Transfer Agency Digital Financial Services Saturday 18 May (12:00pm) Saturday 18 May Saturday 25 May Fund Accounting & Valuation Saturday 25 May (12:00pm) Saturday 25 May Introduction to Data Analytics for Financial Services Saturday 07 September Saturday 07 September Saturday 14 September (12:00pm) Saturday 14 September Saturday 21 September (12:00pm) Saturday 21 September 46 The Institute of Banking International Financial Services Prospectus 2018/2019

49 Professional Certificate in General Data Protection Regulation Administration (Financial Services) Professional Diploma in Compliance Professional Certificate in Financial Crime Prevention Professional Certificate in consumer Protection Risk, Culture and Ethical Behaviour in Financial Services PDC 1 PDC 3 PDC 2 GDPR Administration in Financial Services Financial Crime Prevention PDC 4 PDC 1 PDC 3 PDC 2 Consumer Protection Risk, Culture and Ethical Behaviours Financial Crime Prevention GDPR Administration in Financial Services PDC 4 PDC 1 PDC 3 PDC 2 Consumer Protection Risk, Culture and Ethical Behaviours Financial Crime Prevention GDPR Administration in Financial Services PDC 4 The Institute of Banking International Financial Services Prospectus 2018/

50 Examination Schedule UNIVERSITY QUALIFICATIONS LEVEL 8 Dates & Start times Professional Diploma in International Investment Fund Services Saturday 05 January Saturday 05 January (12:00pm) Saturday 05 January Saturday 12 January Saturday 12 January (12.00pm) Saturday 12 January (3.00pm) Saturday 19 January (12:00pm) Saturday 19 January Saturday 11 May Saturday 11 May (12:00pm) Saturday 11 May Saturday 18 May Legal and Regulatory Framework for Investment Fund Services Saturday 18 May (12:00pm) Saturday 25 May Saturday 25 May (12:00pm) Saturday 25 May Saturday 07 September Saturday 07 September (12:00pm) Saturday 07 September Saturday 14 September Saturday 14 September (12:00pm) Saturday 14 September Saturday 21 September Management and Operations of International Investment Fund Services Saturday 21 September (12:00pm) Saturday 21 September 48 The Institute of Banking International Financial Services Prospectus 2018/2019

51 Examination Schedule UNIVERSITY QUALIFICATIONS LEVEL 9 Dates & Start times Professionla Diploma in Applied Alternative Investments Professional Certificate in Data Protection (L9) Professional Certificate in Financial Crime Prevention (L9) Saturday 01 December (12:00pm) Saturday 01 December Saturday 08 December (12:00pm) Saturday 08 December Saturday 05 January Data Protection Saturday 05 January Investment Valuation & Risk Saturday 12 January Saturday 12 January (3.00pm) Saturday 19 January Saturday 19 January (12:00pm) Saturday 19 January Saturday 11 May Financial/White Collar Crime Prevention Saturday 11 May Applied Alternative Investment Strategies Saturday 18 May Data Protection Policy & Procedures Saturday 18 May Saturday 25 May Saturday 25 May Saturday 07 September Saturday 14 September Saturday 14 September (12:00pm) Saturday 14 September Saturday 21 September Saturday 21 September The Institute of Banking International Financial Services Prospectus 2018/

52 Examination Schedule UNIVERSITY QUALIFICATIONS LEVEL 9 Dates & Start times Graduate Diploma in Financial Services MSc in Financial Services Saturday 01 December (12:00pm) Saturday 01 December Year 2 Year 1 January 2019 Start Saturday 08 December (12:00pm) Risk Management in Financial Institutions Saturday 08 December Managing for Compliance Saturday 05 January Saturday 05 January Saturday 12 January Saturday 12 January (3.00pm) Saturday 19 January Saturday 19 January (12:00pm) Saturday 19 January Saturday 11 May Saturday 11 May Saturday 18 May Saturday 18 May Business Economics/ Behavioural Decision Making Saturday 25 May Saturday 25 May Saturday 07 September Saturday 14 September Saturday 14 September (12:00pm) Saturday 14 September Saturday 21 September Saturday 21 September 50 The Institute of Banking International Financial Services Prospectus 2018/2019

53 MSc in Compliance (including Graduate Diploma modules) Year 2 Year 1 International Financial Services Regulation Designing a Internal Governance Framework Managing for Compliance Financial/White Collar Crime Prevention Data Protection Policy & Procedures The Institute of Banking International Financial Services Prospectus 2018/

54 Quotes from our recent student survey... I found the quality of teaching to be of a high standard and I enjoyed the lectures. The subject was all new to me, so it was rather daunting. I contacted the lecturer, and after we spoke I was reassured. The elearning was very helpful. It is an excellent resource for revising chapters and some tricky equations were made very easy. The teaching was of an excellent standard and really engaging. 52 The Institute of Banking International Financial Services Prospectus 2018/2019