ETF PORTFOLIO DATA SERVICE A DTCC DATAPRO OFFERING
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1 ETF PORTFOLIO DATA SERVICE A DTCC DATAPRO OFFERING ETF HISTORICAL UPLOAD TEMPLATE ERROR CODES AND HELPFUL HINTS MARCH 13, 2018
2 Copyright 2018 DTCC. All rights reserved. This work (including, without limitation, all text, images, logos, compilation and design) is proprietary and protected by copyright, and is for the exclusive use of users authorized by DTCC. If this work is received from DTCC in any electronic medium, authorized users of this work are granted a limited, non-exclusive, nontransferable, non-sublicensable and freely revocable license to make reproductions and transmissions necessary for downloading and storage of this work on the users' computers and to print one or more paper copies from the electronic version for their own use. Other than to this limited extent, no part of this work (including any paper copies thereof or print versions thereof) may be printed, copied, altered, modified, posted, reproduced, displayed, published, sold, licensed, used or distributed (including by transmission) in any form or by any means, or stored in any information storage and retrieval system, without DTCC's prior written permission. All product or service names are the property of their respective owners. Disclaimer: The services described herein are provided under the DTCC brand name by certain affiliates of The Depository Trust & Clearing Corporation ( DTCC ). DTCC itself does not provide such services. Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates. Please see for more information on DTCC, its affiliates and the services they offer. Publication Code: DP130 Service: ETF Portfolio Data Service Title: ETF Historical Upload Template Error Codes and Helpful Hints
3 ETF Historical Upload Template - Error Codes and Helpful Hints ERROR CODES This section outlines the error codes returned from the ETF Historical Request tab when you complete the ETF Historical Upload Template process. Table 1 Error Codes Message in Dialog Message in Meaning of Message System Response Box Table (Error to Message) End User All CUSIPs/Symbols are Invalid in Date Range No matching CUSIPs/Symbols found for the selection criteria in the uploaded file. Please upload a new file. N/A If submit is pressed, the query will not run. You need to upload a new file. Some CUSIPs/Symbols are The following errors Invalid If the query is submitted, the Invalid in Date Range have been found in CUSIPs/Symbols results only includes valid the uploaded file: will be displayed in a CUSIPs/symbols. Would you like to submit your request or cancel this request and upload a new file? table with respective row number and error message. CUSIP File: Length of CUSIP is Entry does not have 9 bytes. incorrect CUSIP File: No Entry is either an invalid matching CUSIP CUSIP or the CUSIP found in selected was not found in the date range database with the selected criteria. CUSIP File: Row is There is an empty row in empty the file. Symbol File: No Entry is either an invalid matching Symbol Symbol or the Symbol found in selected was not found in the date range database with the selected criteria. Symbol File: Row is There is an empty row in empty the file. Error Codes 3
4 ETF Historical Upload Template - Error Codes and Helpful Hints Table 1 Error Codes (continued) Message in Dialog Message in Meaning of Message System Response Box Table (Error to Message) End User No CUSIPs/Symbols are Invalid in The uploaded file If the user submits the Date Range has been validated. query, all CUSIPss/symbols Would you like to will be run submit your request or cancel this request and upload a new file? File only has a header record and ETF Trading The file is empty and will not no other records CUSIP/Symbol File run. is empty HELPFUL HINTS This section outlines helpful hints returned from the ETF Historical Request tab when you complete the ETF Historical Upload Template process. Table 2 Helpful Hints User Hint Template Population The first row (the header) is required, but will not be considered during the uploaded as its contents do not contain security information. Entry in upper or lower case does not matter. The systems converts all entries to upper case. Submission/Results Duplicate: Request already submitted. Please enter new criteria and click Submit. Duplicate submissions (of the same query criteria cannot be back-to-back. If you submit something else between submissions, the duplicate submission will be accepted. Error Codes 4
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