FILED: NEW YORK COUNTY CLERK 05/24/2016 11:52 AM INDEX NO. 450627/2016 NYSCEF DOC. NO. 8 RECEIVED NYSCEF: 05/24/2016 SUPREME COURT OF THE STATE OF NEW YORK NEW YORK COUNTY ------------------------------------------------------------------------X THE PEOPLE OF THE STATE OF NEW YORK, by ERIC T. SCHNEIDERMAN, Attorney General of the Index No. 450627/2016 State of New York, Petitioner, -against- DOMINO S PIZZA, INC., DOMINO S PIZZA LLC, DOMINO S PIZZA FRANCHISING LLC, ANTHONY MAESTRI, HI-RISE PIZZA, INC., HUDSON RIVER PIZZA, LLC, UPPER WEST HARLEM PIZZA, INC., NORTH BEDFORD AVENUE PIZZA, INC., UPTOWN PIZZA, INC., NORTHERN WESTCHESTER PIZZA, LLC, SHUEB AHMED, NADER INC., SUPER DUPER PIZZA INC., MATTHEW J. DENMAN, and DENMAN ENTERPRISES, INC., Respondents. ------------------------------------------------------------------------ X APPENDIX OF EXHIBITS TO AFFIRMATION OF TERRI GERSTEIN IN SUPPORT OF VERIFIED PETITION ERIC T. SCHNEIDERMAN Attorney General of the State of New York Attorney for Petitioner 120 Broadway, 26th Floor New York, New York 10271 (212) 416-8700 Dated: May 23, 2016 Terri Gerstein Chief of Labor Bureau ReNika Moore Lawrence J. Reina Justin Deabler Seth Kupferberg Haeya Yim Claudia Henriquez Kevin M. Lynch Assistant Attorneys General 1 1 of 11
1. Excerpts from Domino s Pizza Inc. s 2015 Annual Report for Fiscal Year ended January 3, 2016 on Form 10-K, filed with the U.S. Securities and Exchange Commission on or about Feb. 25, 2016 2. Excerpts from Domino s 2016 Financial Disclosure Document, issued Apr. 1, 2016 3. Excerpts from the Transcript of Testimony of Respondent Anthony Maestri before the OAG on Dec. 10, 2013 4. Copy of Filing by Hi-Rise Pizza, Inc. with NY Dept. of State, Div. of Corporations, dated Feb. 8, 1994 5. Spreadsheet of New York State Domino s franchisees and corporate stores, as of May 10, 2013, bates numbers DP00000585 587 6. Copy of Filing by Hudson River Pizza, LLC with NY Dept. of State, Div. of Corporations, dated May 12, 1999 7. Copy of Filing by Upper West Harlem Pizza, Inc. with NY Dept. of State, Div. of Corporations, dated Sept. 11, 2003 8. Copy of Filing by North Bedford Avenue Pizza, Inc. with NY Dept. of State, Div. of Corporations, dated Nov. 16, 2006 9. Copy of Filing by Uptown Pizza, Inc. with NY Dept. of State, Div. of Corporations, dated Mar. 25, 1996 10. Copy of Filing by Northern Westchester Pizza LLC with NY Dept. of State, Div. of Corporations, dated Oct. 7, 1999 11. Excerpts from the Transcript of Testimony of Respondent Shueb Ahmed before the OAG on Jan. 15, 2015 12. Copy of Filing by Nader, Inc. with NY Dept. of State, Div. of Corporations, dated Apr. 3, 2002 13. Copy of Filing by Super Duper Pizza, Inc. with NY Dept. of State, Div. of Corporations, dated July 14, 1994 14. Excerpts of the Transcript of Testimony of Respondent Matthew J. Denman before the OAG on Dec. 4, 2013 2 2 of 11
15. Copy of Filing by Denman Enterprises, Inc. with NY Dept. of State, Div. of Corporations, dated Aug. 25, 2000 16. Sale of Assets Agreement between Domino s Pizza LLC and SI Pizza, Inc., dated as of Feb. 28, 2014 (franchisee Muhammad Khan) MSK-000232 243 17. Excerpts from the Transcript of Testimony of Natasha Gayden (Domino s) before the OAG on Apr. 3, 2014 18. Domino s Standard Franchise Agreement (DP00000290 344) 19. Excerpts from the Transcript of Testimony of Kimberly Ridge (Domino s) before the OAG on Jan. 9, 2014 20. Excerpts from the Transcript of Testimony of Kimberly Ridge (Domino s) before the OAG on Jan. 10, 2014 21. 22. 23. Affidavit of Robert Cookston, sworn to Apr. 7, 2015 Affidavit of Michael Lee, sworn to Apr. 6, 2015 Affidavit of Mark Gaisser, sworn to Apr. 10, 2015 24. Excerpts from Section 12 ( Operating Standards ) of Domino s Manager s Reference Guide ( MRG or Manager s Guide ) (DP00000588-590, 593-595, 597-598, 600-601, 604-605, 629, 633-635, 668-670, 672-673) 25. Excerpts from the Transcript of Testimony of Mark Rudd (Domino s) before the OAG on May 29, 2014 26. Excerpts from the Transcript of Testimony of Julie Wigley (Domino s) before the OAG on Mar. 25, 2014 27. Excerpts from the Transcript of Testimony of Wayne Pederson (Domino s) before the OAG on Jan. 3, 2014 28. Excerpts from the Transcript of Testimony of Wayne Pederson (Domino s) before the OAG on May 8, 2014 29. NY Dept. of Labor Summary of Wage Order Rates and Credits for the Hospitality Industry 3 3 of 11
30. Assurance of Discontinuance on behalf of John Dobson and Jadza Inc., dated Mar. 26, 2014 31. Assurance of Discontinuance on behalf of Christopher Hanley et al., dated Mar. 26, 2014 32. Assurance of Discontinuance on behalf of Maha Pizza Inc., Maha Zaatreh and Khaled Handan, dated Mar. 26, 2014 33. Assurance of Discontinuance on behalf of Abdil Karaborklu et al., dated Apr. 16, 2014 34. Assurance of Discontinuance on behalf of Emir Lopez and Big City Pizza, Inc., dated Mar. 26, 2014 35. Assurance of Discontinuance on behalf of Yash Sharma et al., dated Mar. 26, 2014 36. Assurance of Discontinuance on behalf of JMC Holdings, Ltd. and John Cilmi, dated Mar. 26, 2014 37. Subpoenas to Domino s, dated Apr. 26, 2013 and Aug. 12, 2013 38. Excerpts from the Transcript of Testimony of Clifford Russell Miller III (Domino s) before the OAG on Mar. 20, 2014 39. NYSECF Form EF 21 as a placeholder in the Record for Excel Spreadsheet produced by Domino s, DP00012639 40. NYSECF Form EF 21 as a placeholder in the Record for Excel Spreadsheet produced by Domino s, DP00012640 41. NYSECF Form EF 21 as a placeholder in the Record for Excel Spreadsheet produced by Domino s, DP00012641 42. Affidavit of OAG s Yadira Filpo, sworn to Apr. 28, 2016 and s A to E attached thereto 43. Tolling Agreements with the Franchisee Respondent Maestri, Ahmed and Denman 44. Letters from the OAG to the Franchisee Respondents terminating Tolling Agreements, dated May 23, 2016 4 4 of 11
45. Assurance of Discontinuance on behalf of Robert Cookston, et al, dated Apr. 13, 2015 46. Assurance of Discontinuance on behalf of Mark Gaisser and ADJ Enterprises, LLC, dated Apr. 13, 2015 47. Assurance of Discontinuance on behalf of Jeffrey Goodman and Goodszilla Pizza, LLC, dated Apr. 13, 2015 48. Assurance of Discontinuance on behalf of Ammar Jali et al., dated Apr. 13, 2015 49. Assurance of Discontinuance on behalf of Michael Lee et al, dated Apr. 13, 2015 50. US DOL Handbook 30d00(e)) (available at www.dol.gov/whd/foh/foh_ch30.pdf) 51. 52. 53. 54. 55. 56. 57. 58. 59. 60. 61. Affidavit of Yash Sharma, sworn to Feb. 27, 2014 Affidavit of Aly Bonkoungou, sworn to June 30, 2015 Affidavit of Michael Diaz, sworn to June 3, 2015 Affidavit of Ouedraogo Hassane, sworn to June 29, 2015 Affidavit of Idrissa Kafando, sworn to May 27, 2015 Affidavit of Ezechiel Sam, sworn to June 29, 2015 Affidavit of Ousmane Sawadogo, sworn to June 16, 2015 Affidavit of Sam Yacouba, sworn to May 26, 2015 Maestri PULSE Payroll Reports Maestri Payroll History Report Affidavit of Yaogo Ablasse, sworn to June 17, 2015 62. Affidavit of OAG s Claudia Henriquez, sworn to May 23, 2016 and s A-Q attached thereto 63. Ahmed Payroll Records Super Duper Pizza, Inc. 5 5 of 11
64. 65. Ahmed Payroll Records Nader, Inc. Affidavit of Yarra Bella, sworn to May 6, 2015 66. Affidavit of Kevin Lynch, sworn to May 19, 2016 and s A to M thereto 67. Affidavit of Alexander Rodriguez, sworn to Sept. 30, 2015 68. 69. 70. 71. 72. 73. 74. Internal Revenue Service, Standard Mileage Rates (available at http://www.irs.gov/tax-professionals/standard-mileage-rates) (last visited Apr. 20, 2016) Internal Revenue Release IR-2014-114, December 10, 2014, as updated Oct. 19, 2015 (available at http://www.irs.gov/uac/newsroom/new-standard- Mileage-Rates-Now-Available;-Business-Rate-to-Rise-in-2015) (last visited Apr. 20, 2016) Internal Revenue Bulletin: 2010-51, Revenue Procedure 2010-51 (available at http://www.irs.gov/irb/2010-51_irb/ar14.html#d0e2005) (last visited Apr. 20, 2016) American Automobile Association, Your Driving Costs (2016 ed.) (available at http://publicaffairsresources.aaa.biz/wpcontent/uploads/2014/05/your-driving-costs-2014.pdf) (last visited Apr. 20, 2016) Affidavit of Michael Bassi, sworn to Sept. 8, 2014 Affidavit of Lee Czarapata, sworn to Mar. 12, 2014 Affidavit of Joseph Abraham, sworn to Sept. 30, 2014 75. Excerpts from Domino s PULSE Management Reports Guide ( Pulse Reports Guide ), pp. DP000075348 349; 75365; 75398 400; 75410 76. Excerpts from May 2015 Domino s Revised Operating Standards regarding use of PULSE, pp. 16 17 77. Excerpts from Domino s PULSE Reference Guide, pp. DP00001195; 1197 1198; 1206 1207; 1219 1220; 1320 78. Excerpts from the Transcript of Testimony of Duane Webster before the OAG on Dec. 17, 2013 6 6 of 11
79. 80. Domino s Feb. 3, 2009 email, DP00072035 036 Sample page from Ahmed Payroll Report 81. Domino s Dec. 6, 2010 email, DP00086333 335 and four-page Excel spreadsheet attachment 82. 83. Domino s May 30, 2007 email chain, DP00088350 352 Excerpt from Aug. 2015 Gaisser compliance report 84. Excerpts from the Transcript of Testimony of Mike Khan before the OAG on May 20, 2014 85. 86. 87. 88. 89. Excerpt from Domino s Assistant Manager Training Guide, DP00007688 Domino s Apr. 3, 2009 email, DP00088368 Domino s Sept. 2, 2009 email chain, DP00077740 742 Domino s Sept. 8, 2011 email chain, DP00072817 818 Domino s Jan. 30, 2013 email, DP00071990 90. 91. 92. Domino s June 1, 2009 email, DP00056274 275, with attached Tip Credit spreadsheet, a 6-page native Excel spreadsheet (with no Bates numbers) Domino s May 26, 2009 email, DP00074497 Domino s July 25, 2011 email, DP00122607 608, with attached 26-page native Excel spreadsheet regarding employee complaints (with no Bates numbers) 93. Domino s Employee Relations Statistics, Dec. 1, 2008 to May 27, 2009, DP00122850 94. Domino s Mar. 7, 2010 email chain, DP00077749 751 95. Excerpts from Domino s PowerPoint presentation 2012 Compensation Best Practices : DP00174133-134; 174136 137; 174148 149; 174172 96. Excerpts from Domino s 2009 Financial Disclosure Document, issued Apr. 1, 2009, as amended July 15, 2009 7 7 of 11
97. HireRight, Amendment #1 to Service Agreement, Apr. 1, 2008, HIRERIGHT 000032 98. Kroll Adjudication Guidelines for Domino s, Aug. 12, 2009, KBA000001 05 99. 100. HireRight May 26, 2009 email chain, HIRERIGHT 002612 613 HireRight July 17, 2008 email, HIRERIGHT 002981 101. HireRight Apr. 29, 2009 email, HIRERIGHT 002984 985 102. 103. 104. Domino s/infomart Feb. 8, 2010 email chain, INFOMART000364 366 Domino s/infomart June 13, 2011 email, INFOMART000314 Domino s/infomart Feb. 19, 2010 email chain, INFOMART000351 352 105. Domino s/infomart July 28, 2010 email with attachment, INFOMART000318 330 106. 107. 108. 109. 110. 111. 112. 113. Domino s Oct. 29, 2013 email, DENMAN000010 11 Domino s June 21, 2011 Notice of Default to A. Maestri, DP00004965 66 Domino s Mar. 9, 2011 Notice of Default to Store #3401, DP00004919 20 Domino s Nov. 21, 2010 email to A. Maestri, DP00079863 864 Domino s Franchise ER Call Process summary, DP00104140-142 Domino s Dec. 15, 2011 Notice of Default to Store #3513, DP00005045 46 Domino s Feb. 5, 2010 Notice of Default to Store #3519, DP00004777 78 Domino s Feb. 28, 2011 Email, DP00079988 989 8 8 of 11
114. 115. 116. 117. 118. 119. 120. 121. 122. 123. Domino s Mar. 22, 2011 email chain, DP00079208 212 Domino s Oct. 15, 2009 email, DP00173791 92 Domino s Oct. 16, 2009 email, DP00173775 77 Domino s Oct. 20. 2009 Notice of Default to Cookston, DP00006644 45 Domino s Jan. 15, 2010 email, DP00173817 Domino s Aug. 22, 2008 letter to franchisee store #3672, DP00004337-38 Domino s Sept. 19, 2008 letter to franchisee store #3429, DP00004367-68 Domino s Mar. 17, 2013 email to A. Maestri, UP000000001 2 Domino s July 20, 2011 email, DP00073197 199 Domino s Oct. 28, 2010 email, DP00072456 457 124. Excerpt from Domino s 2008 Manager s Reference Guide, Operations Standards, DP00008065 8067 125. 126. 127. 128. Domino s June 24, 2011 email, DP00043437 441 Domino s Labor Scheduler training materials, DP00012288 345 Domino s June 8, 2008 email and attachments, DP00101125 167 Domino s Mar. 28, 2013 email, DP00102873-874 129. Domino s email chain Apr. 23, 2012, including OER Evaluation, and Notice of Default to A. Maestri, DP00173996 174009 130. Domino s Sept. 26, 2010 email, DP00173875 877 131. NYSECF Form EF 21 as a placeholder in the Record for Domino s Notices of Default and Notices of Termination to franchisees, produced by Domino s, DP00002653 7107 132. Notices of Default sent to Ahmed Respondents: DP00004650 651; 4731 732; 4733 734; 4864 865; and 5114 115 9 9 of 11
133. 134. Notices of Default sent to Denman Respondents: DP00004627; 4628; 4629; 4779 780; 4939 940; 4941 942; 4983 984; 5004 005; and 5006 007 Notices of Default to Maestri Respondents: DP00004278 279; 4280 281; 4282 283; 4284 285; 4648 649; 4680 681; 4751 752; 4759 760; 4769 770; 4771 772; 4773 774; 4801 802; 4837 838; 4841 842; 4851 852; 4868 869; 4893 894; 4905 906; 4949 950; 4955 956; 4965 966; 5008 009; 5010 011; 5012 013; 5067 068; and 5150 151 135. Notice of Termination to Denman Enterprises, Inc., DP00002969 271 136. Domino s May 21, 2010 email, DP000073326 327 137. Domino s Mar. 1, 2010 email, DP00077819 821 138. Excerpt from website of Fisher & Phillips, LLP and bio of J. Hagood Tighe (available at http://www.laborlawyers.com/jtighe, last visited April 20, 2016) 139. 140. 141. 142. 143. 144. Domino s Aug. 16, 2010 email with attachment, DP00077754 759 Domino s May 12, 2008 email, DP00078442 Domino s June 4, 2008 email, DP00073422 425 Domino s June 18, 2008 email, DP00078398 399 Domino s June 22, 2008 email, DP0078404 Domino s June 5, 2008 email and attachments, DP00061349 355 145. Excerpt from Domino s website (https://jobs.dominos.com/dominoscareers/opportunities/in-store) (last visited May 10, 2016) 10 10 of 11
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