CS 261 Data Structures. AVL Trees

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1 CS 261 Data Structures AVL Trees 1

2 Binary Search Tree Complexity of BST operations: proportional to the length of the path from a node to the root Unbalanced tree: operations may be O(n) E.g.: adding elements in a sorted order 2

3 Balanced Binary Search Tree Balanced tree: the length of the longest path is roughly log n BALANCE IS IMPORTANT! 3

4 Complete Binary Tree is Balanced Has the smallest height for any binary tree with the same number of nodes The longest path guaranteed to be log n => Keep the tree complete 4

5 Requiring Complete Trees However, it is very costly to maintain a complete binary tree Alex Adam Abner Angela Abigail Adela Alice Add to tree 5

6 Requiring Complete Trees However, it is very costly to maintain a complete binary tree Alex Abner Angela Abigail Adela Alice Adam 6

7 Height-Balanced Trees For each node, the height difference between the left and right subtrees is 1 2(1) 3(3) 8(2) 5(1) 9(0) indicates maximum height 4(0) 6(0) 7

8 Height-Balanced Trees Are locally balanced, but globally (slightly) unbalanced 3(3) 2(1) 8(2) 5(1) 9(0) 4(0) 6(0) 8

9 Height-Balanced Trees Mathematically, the longest path has been shown to be, at worst, 44% longer than log n Algorithms that run in time proportional to the path length are still O(log n) Why? 9

10 AVL Trees Named after the inventors initials: Adelson-Velskii and Landis Maintain the height balanced property of Binary Search Trees 10

11 AVL Trees Add an integer height field to each node: Null child has a height of 1 A node is unbalanced when the absolute height difference between the left and right subtrees is greater than one 1 (2) Node data Height field 11

12 AVL Implementation struct AVLNode { TYPE val; struct AVLNode *left; struct AVLNode *rght; int hght; /* Height of node*/ }; 12

13 Get Height int _height(struct AVLNode *cur) { } if(cur == 0) return -1 else return cur->hght; 13

14 Compute Height void _setheight(struct AVLNode *cur) { int lh = _height(cur->left); int rh = _height(cur->rght); if(lh < rh) cur->hght = 1 + rh; else cur->hght = 1 + lh; } 14

15 Maintaining the Height Balanced Property When unbalanced, perform a rotation to balance the tree Unbalanced node 1(2) 2(1) 3(0) Rotate left 2(1) 3(0) 15

16 1.Input: current Left Rotation 2.New top = current's right child New top Current Rotate left 2(3) 4(?) 4(2) 3(0) 5(1) 6(0) 16

17 Left Rotation 1.Input: current 2.New top = current's right child 3.New top s new left child = current New top Current 2(3) Rotate left 4(?) 4(2) 2(?) 5(1) 3(0) 5(1) 6(0) 6(0) 17

18 Left Rotation 1.Input: current 2.New top = current's right child 3.New top s new left child = current 4.Current s new right child = new top's left child New top Current 2(3) Rotate left 4(?) 4(2) 2(?) 5(1) 3(0) 5(1) 1(?) 3(?) 6(0) 6(0) 18

19 1.Input: current Left Rotation 2.New top = current's right child 3.New top s new left child = current 4.Current s new right child = new top's left child 5.Set height of current 6.Set height of new top node 2(3) 4(2) 3(0) 4(2) Rotate left 5(1) 2(1) 3(0) 5(1) 6(0) 6(0) 19

20 Left Rotation 2(3) 3(0) 4(2) 5(1) Rotate left 2(1) 4(2) 5(1) 3(0) 6(0) 6(0) 20

21 Right Rotation 6(3) 4(2) 4(2) 7(0) 3(1) 6(1) 3(1) 5(0) 2(0) 5(0) 7(0) 2(0) 21

22 1.Input: current Right Rotation 2.New top = current's left child 3.New top s right child = current 4.Current s new left child = new top's right child 5.Set height of current 6.Set height of new top node 6(3) 4(2) 4(2) 7(0) 3(1) 6(1) 3(1) 5(0) 2(0) 5(0) 7(0) 2(0) 22

23 Double Rotation Left A single rotation may not fix the problem: When the right child is heavy, i.e., its parent is unbalanced has only a right subtree Unbalanced top node 1(2) 3(2) 3(1) 1(1) Heavy Rotate left right child 2(0) 2(0) Doesn t work!!! 23

24 Double Rotation Left Rotate the child before the regular rotation: 1.Rotate the heavy right child to the right 2.Rotate the top node to the left Unbalanced top node Heavy right child 1(2) 2(0) 3(1) Rotate heavy child right 1(2) 2(1) 3(0) Rotate top node left 2(1) 3(0) 24

25 Double Rotation A single rotation may not fix the problem: When the left child is heavy, i.e., its parent in unbalanced from the left has only a left subtree Unbalanced top node 3(2) Heavy 1(2) 1(1) Rotate left child 2(0) right 2(0) 3(1) Doesn t work!!! 25

26 Double Rotation Right This case requires rotating the child before the regular rotation: 1.Rotate the heavy left child to the left 2.Rotate the top node to the right Unbalanced top node Heavy left child 1(1) 3(2) 2(0) 2(1) Rotate left the heavy child 3(2) Rotate top node right 2(1) 3(0) 26

27 Balancing an Unbalanced Node If left child is taller than right child{/* Rotation right */ If left child is heavy{/* Double rotation right*/ Rotate left the heavy left child } Rotate right the node }else{ /* Rotation left */ If right child is heavy {/* Double rotation left */ Rotate right the heavy right child } Rotate left the node } Return node 27

28 Example: Add 7 to the tree Height-Balanced Tree Unbalanced Tree 2(1) 3(3) 8(2) Add data: 7 2(1) 3(4) 8(3) Unbalanced top node 5(1) 9(0) 5(2) 9(0) 4(0) 6(0) Heavy left child 4(0) 6(1) 7(0) Added to right side of heavy left child 28

29 Example Suppose We Used Single Rotation Unbalanced Tree Tree Still Unbalanced 2(1) 3(4) 8(3) Single right rotation 2(1) 3(4) 5(3) Unbalanced top node (still) 5(2) 9(0) 4(0) 8(2) 4(0) 6(1) 6(1) 9(0) 7(0) 7(0) 29

30 Example Double Rotation Right Unbalanced Tree 3(4) 2(1) 8(3) Rotate left the heavy left child Tree Still Unbalanced, but 2(1) 3(4) 8(3) 5(2) 9(0) 6(2) 9(0) 4(0) 6(1) 7(0) Heavy left child 4(0) 5(1) 7(0) 30

31 Example Double Rotation Right Unbalanced Tree (after 1 st rotation) 2(1) 3(4) 8(3) Rotate right top node Tree Now Balanced 3(3) 2(1) 6(2) 6(2) 9(0) Unbalanced 5(1) 8(1) 5(1) 7(0) top node 4(0) 7(0) 9(0) 4(0) 31

32 Your Turn Any questions Worksheet: Start by inserting values 1-7 into an empty AVL tree Then write code for left and right rotations 32

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