Increasing cellular capacity using cooperative networks
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1 Increasing cellular capacity using cooperative networks Shivendra S. Panwar Joint work with Elza Erkip, Pei Liu, Sundeep Rangan, Yao Wang Polytechnic Institute of NYU
2 Outline Motivation for Cooperation Robust Cooperative MIMO Design Randomized Space Time Coding Randomized Spatial Multiplexing Cooperation in Heterogeneous Network Cooperative Handover Cooperative Interference Coordination Combating Macrocell Backhaul Bandwidth Shortage Implementation Efforts Conclusions 1
3 Outline Motivation for Cooperation Robust Cooperative MIMO Design Randomized Space Time Coding Randomized Spatial Multiplexing Cooperation in Heterogeneous Network Cooperative Handover Cooperative Interference Coordination Combating Macrocell Backhaul Bandwidth Shortage Implementation Efforts Conclusions 2
4 Cellular Networks are becoming heterogeneous Macrocell based network architecture is expensive and cannot keep up with user demand (Cisco s 66X traffic increase prediction) Heterogeneous networks enable flexible and low-cost deployments and provide a uniform broadband experience The network becomes a mix of macro, pico, femto base stations and operator deployed relay stations The dense deployment greatly improves network capacity, and provides richer user experience and in-building coverage Reduces operating cost, such as backbone cost, site acquisition cost, and utility cost for operators 3
5 Emerging trends and our research The future network architecture is heterogeneous, with macro-, pico- and femto-cells, along with WiFi and (some) ad hoc nodes A large part of the 66x increase predicted by Cisco will be drained by increased deployment of WiFi, femto/picocells for stationary or slow moving users Femtocells, in particular, are the carrier s Trojan Horses! Macrocell bandwidth is precious and should be used only when there is no alternative (like satellite networks are today) Cooperative networking can be used in such emerging environments by using user end devices, femtocells, WiFi access points, picocells, and macrocell infrastructure as the devices that constitute the cooperating nodes 4
6 Cooperation and Heterogeneity Cooperation performs much better if the number of relays is large In a macrocell based deployment, the number of operator deployed relay stations will be limited In traditional networks, the performance gain for cooperation is limited unless user (MS) cooperation is enabled But user cooperation gives rise to the following problems: battery consumption, synchronization, security and incentive The proliferation of pico/femto base stations will provide enough relays ( femtorelays ) They do not have the battery consumption problem They are easier to synchronize: stationary, backbone connection and better radio design They are more secure because they are part of the operator s network 5
7 Motivation for Cooperation Wireless channel by nature is a broadcast one. The broadcast channel can be fully exploited for broadcast traffic. But it is considered more as a foe than a friend, when it comes to unicast. Cooperative communications allow the overheard information be treated as useful signal, instead of interference. Relays process this overheard information and forward to destination. Network performance improved because edge nodes transmit at higher rate thus improving spectral efficiency. Candidate relays? Mobile user, macro/pico-cell BS, fixed relays, femtocell BS, etc. What are the incentives? Throughput, power, interference. A cross-layer design encompassing physical, MAC, network and application layers is required to address this problem. 6
8 Relaying in commercial systems Cooperative / multihop communications have been adopted in the next generation wireless systems. IEEE s Enables multihop and relays at MAC layer, does not provide for joint PHY-layer combining. IEEE j Expands previous single-hop standards to include multihop capability. Integrated into IEEE m draft. 3GPP LTE Cooperative multipoint is supported with joint transmissions and receptions to enable cost-effective throughput enhancement and coverage extension. 7
9 Outline Motivation for Cooperation Robust Cooperative MIMO Design Randomized Space Time Coding Randomized Spatial Multiplexing Cooperation in Heterogeneous Network Cooperative Handover Cooperative Interference Coordination Combating Macrocell Backhaul Bandwidth Shortage Implementation Efforts Conclusions 8
10 Robust Cooperative MIMO Design Limitations of previous cooperative methods: Single relay: low spatial diversity gain Multiple relays: consume more bandwidth resource when several relays sequentially forward signal Any alternative? Distributed Space-Time Coding (DSTC) How does DSTC work? Recruit multiple relays to form a virtual MIMO Each relay emulates an indexed antenna Each relay transmits encoded signal corresponding to its antenna index Pros: Spatial diversity gains Cons: Tight synchronization required Relays need to be indexed, leading to considerable signaling cost Global channel state information needed Good DSTC might not exist for an arbitrary number of relays Unselected relays cannot forward, sacrificing diversity gain 9
11 Robust Cooperative MIMO Randomized cooperation strategies provide powerful PHY layer coding techniques that alleviate the previous problems and allow robust and realistic cooperative transmission with multiple relays. randomize distributed space-time coding (R-DSTC) for diversity. randomized distributed spatial multiplexing (R-DSM) for spatial multiplexing. Highlights of randomized cooperation: Relays are not chosen a-priori to mimic particular antennas Multiple relays can be recruited on-the-fly Relays are used opportunistically according to instantaneous fading levels Signaling overheads and channel feedback greatly reduced Performance comparable to centralized MIMO is attained 10
12 R-DSTC: A New Solution Randomized Distributed Space-Time Coding (R-DSTC) How does R-DSTC work in PHY? Two-hop network: source station, relays, destination station. Relays re-encode the first-hop signals and forward over the second hop Unlike DSTC, R-DSTC relay does NOT transmit the signal from a specific indexed antenna Instead, each relay transmits a weighted linear combination of all streams of an underlying STC codeword of size L x K. As long as the number of relays N>L-1, a diversity order of L is achieved. 11
13 R-DSTC Advantages Performance Comparison DSTC R-DSTC Only selected relays forward. Low diversity gain. Global and latest channel information REQUIRED for rate selection. STC codeword allocation REQUIRED. Tight synchronization among relays REQUIRED. Received power unbalanced. Performance degrades whenever any selected relay fails to relay. All relays that overhear first hop signal can relay. High diversity gain. Detailed channel information NOT REQUIRED; outdated estimates can be used. STC codeword allocation NOT REQUIRED; transmissions can simply be randomized. Tight synchronization among relays NOT REQUIRED. Average received power from all relays balanced. Full diversity order of L is reached when N>L. 12
14 R-DSTC Performance (WiFi) Underlying orthogonal STBC codeword size: 2, 3, 4. PHY layer rates: 6, 9, 12, 18, 24, 36, 48, 54 BPSK, QPSK, 16-QAM, 64-QAM; Convolutional code 1/2, 2/3, 3/4 20 MHz bandwidth Contention window: Transmit power: 100mW Throughput (Mbps) Single-hop 3 Two-hop Single-helper (CoopMAC) 2 Two-hop R-DSTC Channel Statistics Two-hop R-DSTC User Count Number of Subscriber Stations Delay (seconds) Single-hop Two-hop Single-helper (CoopMAC) Two-hop R-DSTC Channel Statistics Two-hop R-DSTC User Count Number of Subscriber Stations 13
15 CoopMAX: A Cooperative Relaying Protocol in Mobile WiMAX Network CoopMAX enables robust cooperation in a mobile environment with low signaling overheads. It is robust to mobility and imperfect knowledge of channel state. Simulation shows 1.8x throughput gain for a single cell with mobility, and 2x throughput gain for multicell deployment. Single cell deployment Multicell deployment 14
16 R-DSM for spatial multiplexing Mismatch in the number of antennas on BS and MS Assuming each mobile station has only one antenna and the base station has L antennas Randomized Distributed Spatial Multiplexing (R-DSM) is based BLAST scheme The channel capacity between the relays and the destinations scales linearly with min(n,l), where N is the number of relays How does R-DSM work in PHY? Two-hop network: SISO transmission from source to relays first, followed by relays transmitting together to the destination using R-DSM. Each relay independently generates a random coefficient and then transmits a weighted sum of the signals for each antenna in BLAST scheme 15
17 Performance Our results demonstrate that R-DSM scheme delivers MIMO system performance Average data rate for the second hop (relays-destination link) scales with the number of relays For direct transmissions, the peak data rate is supported at a short range R-DSM can increase the number of stations that can transmit near the peak data rate 16
18 Cooperative Video Multicast Performance of conventional video multicast schemes in an access network is limited Source transmits at the lowest transmission rate Receivers with good channel quality unnecessarily suffer 17
19 Cooperative Video Multicast with R-DSTC Source station transmits a packet Nodes who receive the packets become relays which re-encode the first-hop signals and forward over the second hop Each relay transmits a weighted linear combination of all streams of an underlying STC with a dimension of 18
20 Results: Single Layer Schemes 19
21 Outline Motivation for Cooperation Robust Cooperative MIMO Design Randomized Space Time Coding Randomized Spatial Multiplexing Cooperation in Heterogeneous Network Cooperative Handover Cooperative Interference Coordination Combating Macrocell Backhaul Bandwidth Shortage Implementation Efforts Conclusions 20
22 Cooperative MIMO for Heterogeneous Networks For high mobility MSs or MSs that are covered by any femtocell, cooperative MIMO enables fully opportunistic use of all available surrounding radios. increases network capacity and helps to reduce coverage holes. 21
23 Cooperative handoff for Pico/Femtocells Handoffs happen much more frequently for MSs in a heterogeneous network Smaller BS coverage area Loosely planned or unplanned deployment Higher signaling overheads and more dropped calls Cooperative handoffs in Heterogeneous Networks Separate signaling and data paths Macrocell BS orchestrates handoff and allocates radio resources for data transmissions User data goes through surrounding pico/femtocell BSs either through their backhaul or by cooperative relaying 22
24 Cooperative Handoff for delay tolerant applications Macrocell BS tracks the locations of the MS and makes handoff predictions based on which pico/femtocell BSs the MS is moving to. In the downlink Macrocell BS pre-fetches user data packets to a cluster of pico/femtocell BSs via their backhauls Macrocell BS allocates frequency/time slots for the downlink data transmission Pico/femtocell BSs cooperatively transmit to the MS using R-DSTC In the uplink Macrocell BS broadcasts the allocated frequency/time slots for the MSs A pico/femtocell BS that successfully decodes an uplink user packet forwards it to the Macrocell BS via its backhaul 23
25 Cooperative Interference Coordination Pico/femtocell BS deployments are unplanned with vastly different power levels compared to macrocell BS deployments The interference patterns are significantly different Current cellular systems treat interference as noise, which is not effective for high interference levels Dynamic orthogonalization or Han-Kobayashi is needed Rate (bps/hz) Reuse 1 Orthog HK Han-Kobayashi Orthogonalization Treat interference as noise Crossover gain (db) 24
26 Changing Interference Conditions Macro cell - planned Loss from randomness (~2dB) Macro - unplanned Very bad links (restricted assoc) Short-range model Very good links (SNR>10 db) 25
27 Belief Propagation Solution Iterative message passing algorithm Widely used in coding, non-gaussian estimation, machine learning Pass beliefs along edges of graphs representing estimates of the marginal distribution Natural distributed implementation for wireless. Similar methods used in many approximate BP algorithms for CDMA multiuser detection & non- Gaussian estimation: Caire, Boutros ( 02), Guo-Wang ( 06), Tanaka-Okada ( 05), Neirroti-Saad ( 05), Kabashima ( 05), Donoho, Maleki, Montanari ( 09), Bayati-Montanari ( 10), Rangan ( 10) 26
28 BP Multi-Round Protocol Interference Desired link Interference RX2 TX1 TX vector x1(0) RX1 TX vector x2(0) TX2 Round 0 Sensitivity D2(0) Interference z1(0) and sensitivity D1(0) TX vector x1(1) TX vector x2(1) Round 1 Sensitivity D2(1) Interference z1(1) and sensitivity D1(1) Data transmission Data scheduled along TX vector x1 27
29 Interference Coordination with Relays Still an open problem What are the optimal strategies for transmitters, relays and receivers to maximize spectrum efficiency? What is the best strategy for relays - Forwarding signal or forwarding interference? Preliminary information theoretical results show both signal relaying and/or interference forwarding could be optimal under certain regimes (Elza Erkip) Missing Components: Practical coding and signal processing schemes for cooperative interference coordination MAC design that handles the signaling between different entities participating in the cooperative interference coordination 28
30 Outline Motivation for Cooperation Robust Cooperative MIMO Design Randomized Space Time Coding Randomized Spatial Multiplexing Cooperation in Heterogeneous Network Cooperative Handover Cooperative Interference Coordination Combating Macrocell Backhaul Bandwidth Shortage Implementation Efforts Conclusions 29
31 The Second-Last Mile Problem Explosively growing traffic demand More than 5 billion cell phones by 2010 Increasing number of data intensive applications 3G/4G standards are pushing up the macrocell data rates (~100 Mbps) Poor cellular infrastructure Most of the BS backhauls use four to six T1/E1 lines (~8 Mbps) Adding BSs or updating data lines is expensive (more than $10,000 per line and $50,000 per site annually) Macrocell backhaul has become the bottleneck! 30
32 Solution: FemtoHaul System Architecture for FemtoHaul FemtoHaul is a novel solution to the macrocell backhaul problem. In FemtoHaul, the femtocell backhaul is used to carry nonfemto user traffic by forwarding through a relay. Detailed Design Channel allocation mechanism based on OFDMA WiMAX; Policy for base stations to schedule user transmissions. 31
33 FemtoHaul Performance Evaluation Backhaul Supply Rate Comparison Average Download Rate in Stationary Scenario Simulations demonstrate that our solution can significantly reduce the macrocell backhaul traffic while still guaranteeing a high rate to the subscribers 32
34 Outline Motivation for Cooperation Robust Cooperative MIMO Design Randomized Space Time Coding Randomized Spatial Multiplexing Cooperation in Heterogeneous Network Cooperative Handover Cooperative Interference Coordination Combating Macrocell Backhaul Bandwidth Shortage Implementation Efforts Conclusions 33
35 Cooperative Networking Testbeds Goal: Build a large scale experimental, deployable and scalable cooperative network (Erkip, Korakis, Panwar, Liu, Wang, Bertoni) Funding from NSF (MRI, CRI), WICAT, NYU-Poly We have taken two approaches PHY layer: Software Defined Radio (SDR) platform MAC layer: Open Source Driver Platform on Linux 34
36 Implementing Cooperative PHY Cooperative protocols require changes in the PHY layer Commercial devices do not give access to PHY Use Wireless Access Research Platform (WARP), a SDR by Rice University We have a basic three node system operating, consisting of one source, one relay and one receiver Cooperative coding using convolutional codes and soft decision decoding implemented We also have basic R-DSTC implemented 35
37 WIRELESS INTERNET CENTER FOR ADVANCED TECHNOLOGY WARP System 36
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39 Implementing Cooperative MAC for IEEE Use open source drivers and commercial WiFi cards Advantages Backward compatible with Can be used in large testbeds such as ORBIT Disadvantages: No access to PHY (but still gains from Cooperative MAC) 38
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41 Outline Motivation for Cooperation Robust Cooperative MIMO Design Randomized Space Time Coding Randomized Spatial Multiplexing Cooperation in Heterogeneous Network Cooperative Handover Cooperative Interference Coordination Combating Macrocell Backhaul Bandwidth Shortage Implementation Efforts Conclusions 40
42 Conclusions Cooperation is a perfect match for the emerging heterogeneity in wireless communications Robust cooperative schemes (R-DSTC, R-DSM) require little overhead and well suited even for MSs with high mobility Heterogeneous networks provide many capable relays for cooperation Cooperative handoff Cooperative interference coordination FemtoHaul: Offload traffic from constrained macrocell backhaul to abundant femtocell backhaul 41
43 Thank You! Our Cooperative Research website: 42
44 43
45 Backup 44
46 Synchronization Issues Nodes cooperating without central control will encounter the practical problem of synchronizing their access to the channel. Distributed relays have no access to a global clock. Relays need to be synchronized both in time and frequency. Synchronization accuracy affects physical layer performance of cooperative MIMO system. How to achieve synchronization? 4G systems (LTE and WiMAX) synchronize the transmissions from UE both in time and frequency via close-loop control. In a wireless LAN, relays can be synchronized by letting relays lock to a common reference signal. For example, the source can continuously transmit a reference carrier. R-DSTC performs well under residual synchronization errors M. Sharp, A. Scaglione and B. Sirkeci-Mergen, Randomized cooperation in asynchronous dispersive links, IEEE Transactions on Communications, vol. 57, no. 1, pp , January
47 Incentives for cooperation Cooperative relaying improves network capacity and reduces delay. In a wireless LAN, throughput for each individual node can be improved. In a cellular network, the BS can provide incentive for relays by allocating more time/frequency resources to relays. Battery consumption Average Joule/Bit performance is improved. Energy consumption for nodes acting as relays (CoopMAC) is also reduced in wireless LANs 2. By employing several relays, the energy consumption for each individual relay is just 1/L of the case of employing one relay. It is possible that a node s battery drains faster because it acts as a relay for multiple sources, possibly as a result of its position. Not an issue for dedicated fixed relays, or femtocells acting as relays. 2. S. Narayanan and S. Panwar, To Forward or Not to Forward - That is the Question, Wireless Personal Communications, Special issue on cooperation in wireless networks, Vol.43, No.1, pp ,
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