Introduction to Bio-IDiom. NEC biometric authentication Bio-IDiom. April, 2018 Safer City Solutions Division Corporate Marketing Division NEC

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1 Introduction to Bio-IDiom NEC biometric authentication Bio-IDiom April, 2018 Safer City Solutions Division Corporate Marketing Division NEC

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3 Progress of Digital Transformation Wave of rapidly progressing digitization Number of IoT devices 30.4 billion World population billion 3 NEC Corporation 2018

4 Changes through Digitization Immense improvement in productivity Emergence of unexpected competition Digital = Game changer 4 NEC Corporation 2018

5 Changes through Digitization NEC s Digital Transformation Empowering companies, industries, cities and people Enterprises Industries People Cities Adds new significance to people, things, and contexts Cyber world Real world Visualization Analysis Prescription 5 NEC Corporation 2018

6 Biometric authentication in our lives and society Trust and sharing without passing of physical keys. No passing Access to services without carrying IDs Use of services without waiting No carrying No waiting No forgetting Safe and secure credential that can never be forgotten Authenticated with biometric features as the key you naturally possess. Biometrics to become a common part of our daily lives. 6 NEC Corporation 2018

7 NEC s biometric authentication solutions NEC の生体認証 Iris Finger vein Fingerprint/ Palmprint Voice Ear acoustic 7 NEC Corporation 2018

8 NEC s biometric authentication solutions NEC s biometric authentication Bio-IDiom A safe digital environment for all people A world with risks Digital 8 NEC Corporation 2018

9 The Bio-IDiom Brand Story Instant authentication can generate trust bring the world closer together. Biometric authentication technologies use physical features of face, iris, ear, voice, palm, and finger to identify individuals. Possible applications range from security to services for governments, corporations and individuals. Ear acoustic Iris For over half a century NEC has engaged in the research and development of biometric authentication technologies. As the pioneer in the field, NEC strives to offer flexible and reliable biometric authentication to connect people and society globally for a safe and prosperous future. You are the key. Voice Finger vein Fingerprint Palmprint NEC s biometric authentication: Bio-IDiom 9 NEC Corporation 2018

10 Bio-IDiom Social Value Creation 10 NEC Corporation 2018

11 Biometric authentication for Social Value creation For the Safety, Security + Efficiency, Equality of society Public Safety Iris ID theft prevention Digital Government Education Fraud detection Smart Transportation Enterprise Fingerprint/ Palm print Finger vein Mega events Payments Voice Enhanced Citizen Service Entertainment Ear acoustic Safety Security + Efficiency Equality 11 NEC Corporation 2018

12 Global Deployment of NEC s Biometric Authentication Solutions Over 700 systems in over 70 countries globally Systems for Criminal Investigation, Immigration Control, National IDs, Entertainment, etc. 12 NEC Corporation 2018

13 South Wales Police, UK: Real-time face recognition Challenges Watchlist Detection Ensuring safety Ensuring and security in key locations with a high crowd level such as airports and stadiums Mega Events Solution Results Neo Watch real-time face recognition system Deployed during the week of the UEFA Champions League finals (June 2017), and contributed to the safe event management Matching of images captured from surveillance cameras mounted on police vehicles against a database of 50,000 face images of persons of interest, missing people etc. Real-time matching for fast and accurate identification of individuals. 170,000 spectators Database of 500,000 Actual arrests Real-time Watchlist detection for mega event security. NEC Press Release 13 NEC Corporation 2018

14 USA: LA County Sheriff s Department MBIS system Criminal Identification Challenges Solution Results Increase efficiency of criminal investigation. Multi-modal identification biometric solution Quick and efficient identity verification in the field and in prisons. Resolution of more cases. Matching of biometrics captured in crime scenes for suspect verification. Connect to federal and local law enforcement databases. (Including California DOJ and FBI) Uncovered 107 hits including 2 cold case homicides in the first 7 days. One of world s largest biometric criminal investigation service. Fingerprint 14 NEC Corporation 2018 NEC Press Release

15 Singapore: Safety and Security trial Watchlist Detection Urban Surveillance Challenges Solution Results Use of data analytics to meet safety and security needs. Neo face recognition, fingerprint recognition, video and acoustic analytics Testing of usability of biometrics, video and acoustic analysis technologies for safety and security in cities and critical infrastructures. Use of face and fingerprint recognition for enhanced security at entry points into Jurong Island. Monitoring for suspicious opening of doors/ windows of busses entering the area. Early detection of suspicious individuals and behaviors using data input from multiple sensors such as surveillance cameras, microphones etc. Safety and security of the country through inter-agency collaboration. Fingerprint NEC Press Release 15 NEC Corporation 2018

16 USA: CBP US Exit Control face recognition Immigration Control Challenges Solution Results Reduce processing time, enhance customer service and safety of airport operations. Walkthrough face recognition system Neo Express Enhanced security for exit control using face recognition. Enable frictionless exit process. Exit control trial in several US airports including Dulles International Airport. Checking ageist passport DB (US citizens) and entry data (visitors) to confirm the identities of those leaving the country. Enhance security and enable detection of illegal overstays of foreign visitors. Frictionless exit control system using face recognition. 16 NEC Corporation 2018 NEC press release

17 South Wales Police, UK: Real-time face recognition Challenges Watchlist Detection Ensuring safety Ensuring and security in key locations with a high crowd level such as airports and stadiums Mega Events Solution Results Neo Watch real-time face recognition system Deployed during the week of the UEFA Champions League finals (June 2017), and contributed to the safe event management Matching of images captured from surveillance cameras mounted on police vehicles against a database of 50,000 face images of persons of interest, missing people etc. Real-time matching for fast and accurate identification of individuals. 170,000 spectators Database of 500,000 Actual arrests Real-time Watchlist detection for mega event security. NEC Press Release 17 NEC Corporation 2018

18 JFK International Airport, USA: Entry Control system Challenges Immigration Control Reduce processing time, enhance customer service and safety of airport operations. Solution Results Neo face recognition engine. Enhanced security with face recognition at Automated Passport Control kiosks at JFK International Airport in New York. Matching of face data in the e-passport against the photo of the passenger captured at the kiosk, to ensure the legitimate owner of the passport is entering the country. System delivered by Unisys and in operation since January Faster and securer immigration control with face recognition. 18 NEC Corporation 2018 NEC press release

19 Brazil: recognition for 14 international airports Enhanced Citizen Services Challenges Increase efficiently and rigor of customs control at airports. Solution Results Neo Watch real-time face recognition system Detection of pre-registered individuals who have been registered for suspicious activities. Used to enhance efficiency and effectiveness of customs operations in 14 international airports in Brazil. Screening of passengers as they walk past the customs control area based on a database of pre-registered suspects. Preventing illegal activities at airport customs control. 19 NEC Corporation 2018 NEC press release

20 India: Aadhaar (Unique Identification numbers) Program ID theft prevention Enhanced Citizen Services Challenges Equal services for its 1.2 billion citizens. Solution Results Multi-modal biometric authentication system. Accurate citizen data registered with the government. Equal and efficient social services for citizens. Multi-modal system combining face, fingerprint and iris recognition to identify individuals. Prevent duplicate registrations and ensure all citizens have equal access to services such as food supply, employment and tax payment. Social services for 1.2 billion with multi-modal biometrics. Fingerprint Iris 20 NEC Corporation 2018

21 Japan: Identity verification for My Number Card ID theft prevention Challenges Solution Results Preventing identity fraud at My Number Card issuance. ID verification using face recognition at the issuance counters in local government facilities nationwide (1,743 organizations). Source: The Mainichi, Jan 8, 2016 Tagging of face data to the registered individual at issuance to enable the use of My Number Cards as a method of authentication in various use cases. recognition is used to verify identity of citizens at My Number Card issuance in the local government facilities nationwide. In operation since January 2016 with the introduction of My Number Card system in Japan. Fist in Japan! recognition for all local governments. 21 NEC Corporation 2018 Local governments nationwide NEC Technical Journal Prevent ID fraud at card issuance Matching of face data against the registered image. Match data in the My Number Card database マイナンバーカード交付受付 Person at the office for issuance

22 Japan: Local government offices Enhanced Citizen Services Challenges Solution Results Efficient security measure for local governments. ID verification solution with finger hybrid recognition, and face recognition. Enhanced operations and efficiency for better citizen services. Instant and accurate authentication with the simple scanning of finger, or face by sitting in front of the PC. Simpler and more convenient than using an IC card Improves the efficiency of the increasingly complex card issuing/management operation and reduces the risks of cards getting lost. More projects with the start of My Number Card operations. Fingerprint 22 NEC Corporation 2018

23 Japan: Concert Ticket Holder Identity Verification Identity theft prevention Mega Event Challenges Solution Results Risk of entry with resold tickets using borrowed or fake IDs. Neo face recognition engine for identity verification. Supports events of every size or scale. Reduces burden on audience by eliminating the need to bring photo IDs to the venue. Matching of faces captured using tablets at admission with the preregistered face images of the ticket holders. Supports events of any size and scale, including those with tens and thousands of audience through fan clubs. Reduces admission time by up to 30% compared to visual inspection by concert staff, enabling smooth entry for the audience. Ticket resell prevention and smooth admission! 23 NEC Corporation 2018 NEC Online TV:

24 Japan: Universal Studio Japan Admission Enhanced Citizen Services Challenges Printing annual passes with facial photos, and visual inspection by staff. Solution Neo face recognition engine Results Smooth admission and a VIP like experience for visitors. recognition deployed at special gates for annual pass holders ensures smooth entry into the park and gives visitors that VIP feeling. Visitors swipe their annual pass over the reader, face the monitor, and wait one second for the system to recognize their face. Significantly reduces the time needed to issue the passes. Prevents the use of passes by persons other than the registered pass holder. VIP-like entry in to the park with face recognition! NEC OnlineTV: 24 NEC Corporation 2018

25 Taiwan: Taipei Summer Universiade access control Identity theft prevention Mega Event Challenges Enhancing venue security with access control for staff members. Solution Results Neo face recognition engine Secure and smooth personal authentication at entrance. Contribute to the safe and secure event operation. recognition based access control in the main operation centre in Taipei Arena. Used for the access control for the 750 staff members entering the venue daily. Enable walkthrough recognition without having to stop to be authenticated. Smooth and secure venue access with face recognition. 25 NEC Corporation 2018 NEC press release

26 India: Lemon Tree Hotels Watchlist Detection Enhanced Citizen Services Challenges Solution Results Detecting persons of interest who could be a threat to the hotel. Neo Watch real time face recognition system. Adopted as a new security standard in the hospitability field in India. Deployed at Delhi Aerocity Hotel of Lemon Tree Hotels, a major hotel chain in India. Real time matching of faces as people enter the hotel, against a database of potential threats provided by local authorities. System also has the ability to detect VIP customers for enhanced customer service. recognition to ensure safe and pleasant experience. 26 NEC Corporation 2018 NEC press release htttp://jpn.nec.com/press/201411/ _02.html

27 Singapore: OCBC Bank VIP recognition Enhanced Citizen Services Challenges Solution Results Enhanced service for VIP customers. Neo face recognition engine Identify Premier Banking members with their faces and enhance services for VIPs. Trial in Holland Village Branch. Real-time identification of VIPs as they enter the lounge. Customized service (preference of drinks, magazines) based on VIP data. Input of purpose of visit and feedback for future services. First bank in Singapore to use face recognition. Elevate customer experience using face recognition. 27 NEC Corporation 2018 NEC press release

28 Japan: Walk-through Entry (NEC in-house trial) Challenges Prevention of identity theft Employees need to stop at security gates for ID card authentication. Unable to prevent entry using someone else s employee card. Solution Results Neo Access Control for entry/ exit management. Efficient operation at the entrance with walk-through authentication. Matching of photos of employees captured at the gate against the database of preregistered employee face data. No need to stop in front of the camera. Trial with about 1,000 employees at the NEC Headquarter building in Tokyo. To improve practical technical performance and accumulate know-how for capturing good quality images for accurate identification of individuals. 28 NEC Corporation 2018 recognition for walk-through entry!

29 Japan: Payment Service (NEC in-house trial) Prevention of identity theft Challenges Solution Results Payments at the cashier takes too long. Fraud using stolen ID cards. Neo face recognition engine Payments via face recognition helps to improve business efficiency and ensures verification of the person s identity. Verifies identity by comparing faces captured at the POS terminal against the preregistered face images of employees. Feasibility of face recognition for cashless/ cardless payment was verified through the trail at shops in the NEC Headquarter building with 500 employees. To improve practical technical performance and accumulate operation know-how of recognition performance and operation load under various conditions in shops. Making cashless and cardless payments possible 29 NEC Corporation 2018 NEC press release

30 Bio-IDiom Biometric Authentication Technology 30 NEC Corporation 2018

31 Different biometric authentication technologies Characteristics of different biometric authentication Fingerprint recognition offers great convenience with high accuracy and ease of use. recognition is highly convenient in that it does not require any special actions Walk-through entry/ exit while holding your luggage, etc. High DNA Iris Vein Finger print Accuracy Palm print Otoacoustic Low Low 31 NEC Corporation 2018 Hand writing Voice NEC s key technology Convenience High *Source: Addition to Biometrics Market White Paper 2007 version Yano Research Institute, Ltd.

32 History of NEC s Biometric Authentication technology A pioneer with over 40 years of experience in R&D 2008: Developed finger hybrid recognition technology : Ranked No.1 in US Government benchmark testing Late 1990 s: Global deployment Early 1990 s: Criminal AFIS for states across US 1984: San Francisco Police Department 1982: Metropolitan Police Department (Japan) 2010 Multi-modal authentication Combination of various biometrics such as fingerprint, face, and iris. 2017: Ranked No.1 for the 4 th consecutive time in US Government benchmark testing 2009, 2010, and 2013: Ranked No.1 in US Government benchmark testing 2003 Global deployment 1999 Commercialization of face recognition 1996 Started 3D face recognition R&D Fingerprint 1971: Started research for fingerprint recognition 32 NEC Corporation : Started research for face recognition Wider range of application in our daily lives through enhancement of technology and combination of different modalities.

33 World-class Technology: US NIST* Benchmark Testing NIST:National Institute of Standards and Technology FpVTE2003 FpVTE2012 Slap Fingerprint Segmentation Evaluation 2004 MINEX2016 Fingerprint recognition Evaluation of Latent Fingerprint Technologies 2007(ELFT2007) NIST Proprietary Fingerprint Template Testing (PFT2009 PFTⅡ 2013) MBE recognition Multiple Biometric Grand Challenge 2009(MBGC2009) Multiple Biometrics Evaluation 2010(MBE2010) Vendor Test 2013(FRVT 2013) In Video Evaluation (FIVE) *Voice recognition technology was also ranked No1. *Iris recognition benchmark testing currently in progress. 33 NEC Corporation 2018

34 Detection of faces from images/ videos and analyzing features to identify individuals detection: Detect faces from images Matching: Verify if it is the same person Robustness against varying conditions Angle Infrared camera images DETECT Verify features MATCH s are recognized through 2 processes, face detection and face matching Detecting faces. (number of faces, position, size, face features, etc.) Matching faces to identify who it is. (Verifying face features, searching for matches in the database, showing results based on matching scores, etc.) Achieves high accuracy with robustness against varying environment and conditions. 34 NEC Corporation 2018 Lighting Expression Aging

35 Iris Matching of the iris features, muscle pattern around the pupil, to identify individuals. Iris Pupil Retina Extremely high accuracy and speed of recognition Contact-less, hands-free recognition in the same way as face recognition. Biometrics information is not left on the capturing device. Uses near infrared lighting (LED) and a camera, enabling use in dark locations. 35 NEC Corporation 2018

36 Fingerprint/palmprint recognition Analyzing fingerprint/ palmprint features extracted from finger/ palm for recognition. With its permanence and uniqueness, fingerprint and palmprint is used for applications with rigid recognition such as criminal investigation and National ID systems in Public Safety market worldwide. Original image Print images of individuals are irreversible [Protection of privacy] NEC s unique high-speed and highly accurate recognition technology. Abundant track record of installations around the world. Based on international standard for fingerprint/palm print, and minutia data formats and the data is compatible with other systems. 36 NEC Corporation 2018 Digitized data Original image is discarded after digitization Minutiae and related method Relation network Only the digitalized data is stored Registered data

37 Finger vein recognition For Japan domestic market only Detection finger vein patterns of the finger to identify individuals. Hybrid fingerprint recognition solution Combination of fingerprint and finger vein makes it difficult to forge or steal. It is used widely for access to PCs in governments and enterprises. Capable of reading fingerprint and finger vein information simultaneously by simply placing a finger over the reader. World s first finger hybrid identification technology for secure user authentication. High-speed and highly accurate recognition technology. Difficult to forge as it uses vein patterns inside a finger. Contactless capture of fingerprint and finger vein data, for hygienic benefits and protection of privacy (no data is left on the device surface). 37 NEC Corporation 2018

38 Voice recognition Picks up voice through a microphone and identify individuals by analyzing features. Voice database Verify A B C E D F G Recommended data size: seconds/person H Voice data of 10 seconds or more is recommended. Contact-less, hands-free recognition. Identifies an individual remotely through a telephone, etc. Not depend on the language spoken. No need for special devices (standard microphone on smart phone and tablet). 38 NEC Corporation 2018

39 Ear acoustic recognition using the shape of the ear cavity that are unique to each individual. Transmitted signal Analyzing the sound reflection patterns Hearable device A B Received Signal Identification using unique patterns C Peak of 5-8 khz (Supports distance of 2-3 cm to the ear drum) High-speed and highly accurate recognition technology. Contact-less, hands-free recognition. Applicable for locations where users wear masks or gloves, such as in hospitals. Highly secure method of authentication. High affinity for real life application, without the need to look at any screens, etc. 39 NEC Corporation 2018

40 Multi-modal authentication Multi-modal authentication by combining different biometric recognition modalities. Ear acoustic Iris Authentication by combining multiple modals Bio-IDiom User friendly + High accuracy/ security Voice Fingerprint/palm print Finger vein 40 NEC Corporation 2018

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