ECE 444/544 Supervisory Control & Critical Infrastructures Lectures 20 & & 28 March 2018
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1 ECE 444/544 Supervisory Control & Critical Infrastructures Lectures 20 & & 28 March 2018
2 Topic Overview Terms/Acronyms Used RTU, Communications Processor, Data Concentrator IED, relay, meter, field device, PLC EMS, DMS, HMI, GUI, Master Station DNP, MODBUS, IEC What is a SCADA Protocol EMS vs Substation Operations vs Engineering vs..
3 Topic Overview SCADA/Protocol History 1930s Used telco tech Wire for wire magnetic stepping switches 1960s intro of a true protocol 10 bit, slow speeds 1960s/1970s intro of modems, using voice lines to carry data streams at higher speeds No more wire for wire 1970s intro of affordable microprocessor
4 Topic Overview SCADA/Protocol History 1970s/1980s more advancement of RTUs/IEDs due to lowering cost of microprocessors and advancement of functions More advanced protocols and more data 1980s move away from proprietary protocols There were 10s, or 100s of different protocols and variants Some back and forth on this move still ongoing Integrated systems using off the shelf components
5 Topic Overview SCADA/Protocol History 1980s-current Advancement was slow but in most recent years large moves to high speed networks, newer protocols, etc Many proprietary RTUs with open protocols, programming languages, etc. Self describing, object oriented
6 Numbering Systems Binary - a two state number system 1 or 0 One (1) Binary Digit is a BIT 1 Four (4) Bits = 1 Nibble (Usually Represented as a single Hex Digit) Eight (8) Bits = 2 Nibbles = 1 Byte/Octet (Usually Represented as two Hex Digits)
7 Numbering Systems 16 Bits = 4 Nibbles = 2 Bytes = 1 Word Bits = 8 Nibbles = 4 Bytes = 2 Words = 1 Double Word
8 Numbering Formats 12 bit integer = 4095 Unsigned 16 bit integer = Unsigned 32 bit integer = Unsigned 32 bit floating point ~ Signed / Unsigned MSB carries the sign 12 bit integer = to bit integer = to bit integer = to
9 Numbering Systems Binary Binary definition a numeral system with a base of two (0, 1) Binary digit is one bit Binary nibble is four bits Binary byte is eight bits or two nibbles Example = 1x x x x x x x x2 0 (198 Decimal)
10 Numbering Systems Decimal Decimal definition a numeral system with a base of ten (0-9) More human readable Less matched with bits 16 bit number does not match easily with a decimal number when broken down into it s base components 198 = 1x x x10 0 =
11 Numbering Systems Hexadecimal Hexadecimal definition a numeral system with a base of sixteen (0-9, A, B, C, D, E, F) Easier way to represent binary One hex digit represents four binary digits (nibble) Easily translatable to other numbering systems C6H = CH(12D)x16(D) 1 + 6(H/D)x16(D) 0 (198 Decimal) C6 = Cx x16 0 (198 Decimal) C6 = 12x x16 0
12 Numbering Systems It all looks the same on the wire. Previous numerical systems are only a way to describe the binary system. On vs Off
13 Numbering Systems Least significant bit / Most significant bit 1101 vs 1011 (13 or 11 decimal?) Least significant byte / Most significant byte C6 vs 6C (198 or 108 decimal) Least significant word / Most significant word 00 C6 vs C6 00 (198 vs 50,688)
14 Numbering Interpretation / Scaling Calculations Very dependant on how RTU scaling is performed Our example will use an OrionLX EMS calculations EMS Uses a DNP driver that will only accept ranges of to The RTU must present the data in a way that these are the full scale. Modbus Plus master port Scaling Min = 0 Scaling Max = 4095 DNP slave port Scaling Min = (cannot be 0) Scaling Max = (cannot be 4095)
15 Numbering Interpretation / Scaling
16 Primary Usage SCADA Selecting Protocols DNP, Modbus, MMS System Protection GOOSE Special Functions Sampled Values Data Requirements Equipment Common Practice
17 Conitel CDC L&G8979 Redac PG&E2179 Harris GEC MMS Other Protocols
18 SEL Other Protocols Conitel - CONtrol Indication TELemetry (Leeds & Northrup) CDC (Control Data Corporation) L&G 8979 (Landis & Gyr / Telgyr) Westinghouse REDAC Cooper 2179 (PG&E 2179) Harris GETAC
19 Modbus Pros and Cons Pros Easy to read/troubleshoot Has server device addressing Has data integrity checks built in Cyclical Redundancy Check (CRC) Included on many devices Cons Message start/stop/intermessage all time based Does not have client device addressing Updates can be slower, especially on serial channels due to message size limitations No discovery, security No data quality, timestamps without special logic
20 DNP Pros and Cons Pros Object oriented which allows for more than just data value Has timestamp capability Has data quality built in Has outstation (device) health built in (IIN bits) Has data integrity checks built in CRC every 16 bytes Has server and client device addressing Included on many devices When configured correctly, message structure allows for very efficient communication, timing, etc Cons More freeflowing, bigger messages, etc harder to read DNP has provisions for security although many devices don t utilize
21 DNP - A History DNP originally was developed by Westronics in 1990 Westronics ->Harris Westronics > GE-> GE Energy Management Systems -> GE Energy Connections/GE Grid Solutions/ GE - Alstom DNP 3.0 IEC Technical Committee TC 57 Working Group WG 3 Released into the Public Domain in 1993 Users Group Established in 1993 Technical Committee Established in 1995 Conformance Procedures and Testing Certification Established in 2000 Technical Committee: Published Subset Documentation Conformance Parameterization Future Development Direction Migration To Ethernet Dual Point Integration Floating Point Numeric Format Time Synchronization Format Industry Specific Features
22 Layer 7 Layer 6 Layer 5 Layer 4 Layer 3 Layer 2 APPLICATION LAYER Presentation Layer Network Layer Data Link Layer Session Layer Transport Layer - Defined in Ethernet Standard for DNP TCP/IP - Defined in Ethernet Standard for DNP TCP/IP - How Protocols are ATTACHED in IED Device. -Defines Frame Transport and Recovery Of Corrupted Frames and defined for DNP TCP/IP Defined Operation.. - Defined in Ethernet Standard for DNP TCP/IP - Defines Frame Structure and Interconnection Layer ( DNP Frame Structure) Layer 1 Physical Layer -Defines The Hardware Interconnection (RS 232/RS 485) DNP 3.0 Is Defined Upon The ISO (International Standards Organization) - OSI (Open System Interconnect) Model. Standard Describing Each Interconnect Model Shaded Layers Are Fully Supported and Defined in DNP 3.0 Specification Shaded/Patterned Layers Are Pseudo-Implemented in DNP 3.0
23 DNP Details High Level When configured correctly, highly efficient Capable of supporting addresses on one system (full 16 bits for address info) Unsolicited responses available, should be used carefully
24 Data Types DNP Details - Objects Object Based 01 Binary Input 02 Binary Input Change 10 Binary Output 12 Control Block 20 Binary Counter 21 Frozen Binary Counter 22 Binary Counter Change 30 Analog Input 32 Analog Input Change
25 DNP Details - Variations Data Types Variations Object 32 Var 0 Analog Change (no specific variation) Var 1 32 Bit Analog Change Event Without Time Var 2 16 Bit Analog Change Event Without Time Var 3 32 Bit Analog Change Event With Time Var 4 16 Bit Analog Change Event With Time Var 5 Short Float Bit Analog Change Event Without Time Var 6 Long Float Bit Analog Change Event Without Time Var 7 Short Float Bit Analog Change Event With Time Var 8 Long Float Bit Analog Change Event With Time
26 DNP Details Levels Three Levels of Implementation Level Implementation Determines Protocol Capabilities. Standard Features Per Level Optional Features Per Level Level 1 Least Complex Level 3 Most Complex Level 1 Features are included in the Level 3 Implementations All Level Implementations Are Interoperable Utilizing The Same Physical Network
27 DNP Details Levels DNP IMPLEMENTATION HEIRARCHY DNP 3.0 Level 1 Level 2 Level 3 Standard Features Optional Features Standard Features Optional Features Standard Features Optional Features Same Definition for Serial and Ethernet Infrastructures
28 DNP Level 1 DNP Details Levels DNP Level 1 is intended for use between a master station or data concentrator and a small end device (eg. Meter, relay or capacitor bank controller) Level 1 slave functions» Reads of class data objects» Reads of binary output and analog output data objects» Control operations to binary output and analog output data objects» Write to restart internal indication bit» Cold restart» Write time» If capable of sending unsolicited messages must be able to turn off
29 DNP Level 1 DNP Details Levels Level 1 master functions» Accept the following data object types» Binary inputs and events» Counters and counter events» Analog inputs and events» Binary and analog output status
30 DNP Level 2 DNP Details Levels Perform all Level 1 slave functions AND» Accepts freeze requests on binary counter objects» Parses read requests for variation 0 ( all variations) for some objects» Parses read requests for variations 1,2 &3 of binary change objects» Parses and may respond to requests for frozen counter objects» May send unsolicited responses containing static data Perform all Level 1 master functions
31 DNP Level 3 DNP Details Levels Perform all Level 1 & 2 slave functions AND» Slave will process read requests for many specific objects and variations» Supports a larger range of requests and function codes» Enabling and disabling of unsolicited responses on a class-byclass basis» Eg, will process the following Class 1 (object 60, var 2, qualifier 6) Class 2 (object 60, var 3, qualifier 6) Class 3 (object 60, var 4, qualifier 6)
32 DNP Details - Deadbands So what s with all of this Analog Change stuff? Assignment Supported Via Protocol in Some Level 3 Devices Assigns A Band, That When Exceeded, Reports The Data Change Event (IIN Bit Update For Report By Exception) Unsolicited ( Report Data When Unsolicited Event Buffer Is Saturated)
33 DNP Details - Classes A Class Scan Inputs A Collection of Objects Returned In One Request Class 0 Is Referred To As A Static Scan Only Static Data Is Returned All Device Data Is Returned In Response To A Class 0 Scan Is Comprised of Static Object Returned Data Object 1 Digital Input Object 10 Digital Output Object 20 Counter Object 30 Analog Inputs Object 40 Analog Output Class 1,or Class 2, or Class 3 Is A Collection of Arbitrary Data Elements Grouped Together by the System Architect To Be Returned On An Event Change Is referenced By The IIN ( Internal indication and Notification Bits) Is Comprised of Objects Change Events Object 2 Change Event Digital Object 32 Change Event Analog Object 21 Change Event Counter
34 DNP Details Polling Four DNP Operation Modes. Polled static operation Ask for Information Status (Static Data) What is the status NOW! DNP Terminology Class 0 Poll or Static Data Poll Polled Report-by-Exception (RBE) The Master Host may request static data, but the outstation remote slave device will respond with a flag indicating changed data is available for retrieval When Host senses Change Flag, then host will Request Class 1,2,3 data or Change Event Data Unsolicited RBE with background integrity poll When Data Changes, in the IED Database the IED reports any data change without the host asking if any data changed On a timed basis will ask for Changed Data and Static Data Unsolicited RBE or quiescent The host node only waits for the IED to send Change Event Data upon a data element change
35 DNP Details Device Health/Internal Indications Internal Indications (IIN) IIN1.0 ALL_STATIONS An all-stations message was received IIN1.1 CLASS_1_EVENTS The RTU has unreported class 1 events IIN1.2 CLASS_2_EVENTS The RTU has unreported class 2 events IIN1.3 CLASS_3_EVENTS The RTU has unreported class 3 events IIN1.4 NEED_TIME Time synchronization is required IIN1.5 LOCAL_CONTROL One or more of the points are in local control IIN1.6 DEVICE_TROUBLE An abnormal, device-specific condition exists
36 DNP Details Device Health/Internal Indications Internal Indications (IIN) IIN2.0 NO_FUNC_CODE_SUPPORT The RTU does not support this function code IIN2.1 OBJECT_UNKNOWN RTU does not support requested operation for objects in the request IIN2.2 PARAMETER_ERROR A parameter error was detected IIN2.3 EVENT_BUFFER_OVERFLOW An event buffer overflow condition exists in the RTU and at least one unconfirmed event was lost IIN2.4 ALREADY_EXECUTING The operation requested is already executing. Support is optional IIN2.5 CONFIG_CORRUPT The outstation detected corrupt configuration. Support is optional IIN2.6, 7 RESERVED_2, _1 Reserved for future use. Always set to 0
37 DNP Details Message Structure
38 DNP Details Message Structure DATA LINK Control Field DIR PRM FCB RES FCV OFC 4 FUNCTION 3 2CODE 1 FROM PRIMARY (Initiation Station) to SECONDARY FROM SECONDARY (Responding Station) to PRIMARY DIR = DIRECTION - 1 = From A to B 0 = From B to A Frame direction with respect to the master. PRM= Data Flow Control 1 = Frame from Initiating Station 0 = Frame from Responding Station Initiation Frame or Responding Frame Designation. FCB = Frame Count Bit Toggles with each SEND/CONFIRM COMBINATION (With Each Completed Host / Outstation transaction). Indicates duplication or frame loss. FCV = Frame Count Valid 1 = Frame Count Bit Valid 0 = Ignore Frame Count Bit. Enables Function of Frame Count Bit. (Sent From Host) RES = Reserved Bit - No Function Defined DFC = Data Flow Control 1 = D L Buffer Overflow Condition in Receiving Station 0 = Primary Can Send Data. Prevents Overflow of Data buffers in IED ( Buffer Health Indication of Responding Station)
39 TRANSPORT LAYER DATALINK HEADER TRANSPORT HEADER LENGTH DLCF DLSB DMSB SLSB SMSB CRC HI LO FIN FIR SEQUENCE NUMBER 10 Octets Data Link Header Octet Transport Header FIN = Final Indication 1 = FINal Frame in sequence 0 = More Frames Follow FIR = FIRst Frame 1 = FIRst Frame In a Sequence 0 = Not The First Frame 0 <= Sequence Number <= 63 (Number rolls over if more frames than 63) Allows Primary and Secondary Devices to Assemble Multi-Fragment Messages.
40 Application Header Host and Response APPLICATION LAYER Start of Application Fragments Remaining Payload DATALINK HEADER TRANSPORT HEADER APPLICATION HEADER Object Header 1 DNP Objects Object Header 2 DNP Objects Last Object Header DNP Objects APPLICATION CONTROL APPL. Request Function Code Node Request Application Header is 2 Octets As Illustrated Application Fragment contains Individual Object Headers and Object Data
41 Application Header Host and Response APPLICATION LAYER Start of Application Fragments Remaining Payload DATALINK HEADER TRANSPORT HEADER APPLICATION HEADER Object Header 1 DNP Objects Object Header 2 DNP Objects Last Object Header DNP Objects APPLICATION CONTROL APPL. Response Function Code Internal Indication & Notification First Byte Final Byte Node Response Application Header is 2 Octets As Illustrated Application Fragment contains Individual Object Headers and Object Data
42 Application Header (Request) DATALINK HEADER TRANSPORT HEADER APPLICATION CONTROL APPLICATION HEADER APPL. Request Function Code FIRST FINAL AP CONF. UNSOL Sequence Number FIN = Final Indication 1 = FINal Fragment in sequence 0 = More Fragments Follow FIR = FIRst Frame 1 = First Fragment In a Sequence 0 = Not The First Fragment AP CONF. = Application Confirm 1 = Ap Layer Confirm Expected 0 = No Ap Layer Confirm Expected. UNSOL = Unsolicited 1 = Unsolicited Message 0 = Polled Message SEQUENCE NUMBER 0 <= X<= 15 Sequence Fragment Number (Rollover at 15)
43 DNP Details Message Example Query» C D» DE CE 01 3C C C C EE 5D // start 14 // length (not including CRC) C4 // data link control field // destination device address // source device address 29 7D crc
44 DNP Details Message Example Query» C B 25» DE CE 01 3C C C C EE 5D DE CE // Transport Header / Application Control 01 // Application Function (Read) 3C 04 06//Obj60 (class),var4(class 3), Qual6(all points) 3C 03 06//Obj60 (class),var4(class 2), Qual6(all points) 3C 02 06//Obj60 (class),var4(class 1), Qual6(all points) 3C 01 06//Obj60 (class),var4(class 0), Qual6(all points) EE 5D crc
45 DNP Details Message Example Response» FF ED» 64 EE A 0E C EA BF» A7 00 1C 01 A3 00 2F 01 F6 F E7 4D 90» F C D2 0D EB F F6 31 C5» F B 0E F 06 1C 01 A7 00 2F 01 ED 09 1B» F EE F B6 0D A3 66 0D» FA F F EF » » CF» D2» B7 F4» E7» BB C3» » F4 3F» D» D 7B // start FF // length (not including CRC) 44 // data link control field // destination device address // source device address 17 ED crc
46 DNP Details Message Example» FF ED» 64 EE A 0E C EA BF» A7 00 1C 01 A3 00 2F 01 F6 F E7 4D 90» F C D2 0D EB F F6 31 C5» F B 0E F 06 1C 01 A7 00 2F 01 ED 09 1B» F EE F B6 0D A3 66 0D» FA F F EF » » CF» D2» B7 F4» E7» BB C3» » F4 3F» D» D 7B 64 EE // Transport Header / Application Control 81 // Application Function (Read) 00 00//Internal Indications // Object/Variation/Qualifier 14// Number of objects returned 10 (index) 01 (quality) 3A 0E (value) // Index Flag, Value crc
47 DNP Details Message Example» FF ED» 64 EE A 0E C EA BF» A7 00 1C 01 A3 00 2F 01 F6 F E7 4D 90» F C D2 0D EB F F6 31 C5» F B 0E F 06 1C 01 A7 00 2F 01 ED 09 1B» F EE F B6 0D A3 66 0D» FA F F EF » » CF» D2» B7 F4» E7» BB C3» » F4 3F» D» D 7B 11 (index) 01 (flag) 2C 06 (value) // Index Flag, Value 17 (index) 01 (flag) A7 00 (value) // Index Flag, Value 1C (index) 01 (flag) A3 00 (value) // Index Flag, Value 2F (index) 01 (flag) F6 F1 (value) // Index Flag, Value
48 DNP Details Device Profile All DNP Server/Slave devices must have a device profile
49 Questions? Thank you for your attention.
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