Cause & Effect Charts

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1 Cause & Effect Charts for protection systems compliant with IEC SIL-3 Dr. Wolfgang Brendel 1

2 History of Cause & Effect Matrix Cause &Effect Established specification method Recommended NORSOK standard Describe emergency shutdown systems Used for safety-related functions in process industry oil and gas industry chemical industry pharmaceutical industry But currently mostly used as documentation tool like MS Excel 2

3 Motivation for Cause & Effect Matrix Define safety-related functions in tables Unambiguous and easy to understand syntax Dedect design errors by rigorous semantics Avoid manual translation Traditional from C&E to Function Blocks No information lost by interpretation From specification to executable code by validated compiler Analysis == SRS == Implementation == Documentation Test and Validation support Test coverage for all potential causes and effects Visual detection of unreachable conditions Reduce effort for safety-related application software 3

4 Assertions in Safety Applications Cause and Effect proven as adequate and efficient Intuitive easy transformation of automation problem into Cause and Effect matrix Fast very few steps necessary to implement matrix Proven in Use predestined for safety related development 4

5 The Method of Cause & Effect Computation Safety related applications with Cause and Effect matrix CAUSE Pre-processing safety related sensors as inputs within causes INTERSECTION Define safety related functionality in Modal logic 模态逻辑 EFFECT Post-processing step to modify safety related actors with timing 5

6 CAUSE Specification Causes indicate safety critical situations of a system Inputs of a cause can be 1..4 PLC input variables (sensors) internal variables conditions for BOOL, SAFEBOOL: energize to trip (ETT), de-energize to trip (DTT) REAL, INT: high or low level limitation Logical combinations AND, OR, XOR Timing function according to IEC TON, TOF, TP 6

7 CAUSE Processing»bypass and force for commissioning and maintenance»synchronized execution of logical operations InputVariable ( Sensor 1) CauseVariable State Function AND, OR, XOR Timing Internal Cause Output InputVariable ( Sensor i) CauseVariable State 7

8 EFFECT Definition effects describe the safety related actions inside a system outputs of an effect can be PLC output variables (actors) internal variables Effect definition consists of conjunction of causes XooM timing functions TON, TOFF, TP condition for 1..4 output tags BOOL, SAFEBOOL: energize to trip (ETT), de-energize to trip (DTT) 8

9 EFFECT Processing»output tags can be used as inputs to specify sequences (e.g. shutdown) Output variable (actor 1) Operation ( XooM ) Internal Effect State Timing Output variable (actor j) 9

10 Cause & effect chart specification: intersection Defines the relation between causes and effects Connection types N not stored, if the activation condition of a cause becomes false the connected effect is deactivated S stored, if the activation condition of a cause becomes false the effect remains activated (highest priority) R Reset Reset a stored effect (lowest priority) Empty no relation between cause and effect 10

11 Cause & effect chart specification: general»general processing in one PLC cycle 1. read input process image 2. cause processing 3. intersection processing 4. effect processing 5. write output process image InputVariable ( Sensor 1) CauseVariable State Function AND, OR, XOR Timing Internal Cause Output Output variable InputVariable ( Sensor i) CauseVariable State Operation ( XooM ) Internal Effect State Timing InputVariable ( Sensor 1) CauseVariable State Output variable (actor j) Function AND, OR, XOR Timing Internal Cause Output InputVariable ( Sensor i) CauseVariable State 11

12 How Cause & Effect supplements IEC Cause & Effect Matrix Function Block Diagrams 12

13 Example: Overflow Protection 1. Pipes and Instrumentations Diagram P&ID describes the plant 2. Safety requirements specification specifies the hazards SIL and safe state 3. Specification of the safety function detection of the dangerous situation safety related actions to avoid accidents diagnostics of measures taken 4. Implementation HW: safety-related PLC SW: C&E charts 5. Test and validation 13

14 Overflow protection (1) 1. P&ID» arrangement to blend substances 1 and 2 while the tank buffers the alloy for the next processing steps» to convey material 1 a pump is necessary» Material 2 flows because of the incline, the pump delivers constant pressure» unpressurized tanks 2. Safety requirements» tank contains the toxic alloy» avoid overflow of tank using process control» hazard analysis results in SIL 3 (IEC 61511) 14

15 Overflow protection (2) 3. Design specification of the safety function» 1oo2 installation on sensor side and on actor side because of SIL 3 requirement 3.1 fill level measurement» pressure sensor L31» proximity sensor LH30 with two adjustable limits» diagnosis: LH30 lower limit and dedicated pressure of L31 must be correlated 3.2 stop feeding of substance1 and 2» two actors in both flows» substance1: pump P1 and valve V1» substance2: valves V2 and V3» P1 and V2 process and protection function, diagnosis during operation» V2 and V3 protection function, diagnosis part of the safety function 15

16 Overflow protection (3) 4. implementation 4.1 hardware sensors» no self-diagnosis» comparison between values of both sensors in software actors» no self-diagnosis» V2 and V3 checked by the operator» check initiated by software 16

17 Overflow protection (4): One C&E says it all! 4.2 software safety function:» cause: HighLimit_B3» effect: StopFlow_C1 StopFlow_C2 Stop_P2 sensor diagnostic:» cause: Check_LH30_L31» effect: StopFlow_C1 StopFlow_C2 Stop_P2 Sensor_NOK actor diagnostic:» cause: Check_V1_V3» effect: StopFlow_C2 Confirm_Check 4.3 Non-technical measures 17

18 C&E Editor an infoteam Software product»sil Claim Level 3»Certified by TÜV SÜD»FSM and docs May 2011»Product expected IV.Q 2011»Complete set of documentation»safety Concept»Safety Plan»V&V Plan»Risk Analysis»»Assessment Protocols»Certificate 18

19 .. We re ready to take the next step with you! Your contact: JIANG Yunhao infoteam Software (Beijing) Co., Ltd. 19

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