PortfolioCenter. Advisor WebCenter Export Developer s Guide

Transcription

1 PortfolioCenter Developer s Guide

2 Document ID: spt Document Date: May 15, Schwab Performance Technologies Two Hannover Square, 13th Floor 434 Fayetteville Street Mall Raleigh, NC All rights reserved. PortfolioCenter is a registered trademark of Schwab Performance Technologies Developer s Guide Page 2 of 87

3 Table of Contents CHAPTER 1: FILE OUTPUT... 4 EXPORT INTERFACE... 4 OUTPUT... 4 PARAMETERS... 5 FILE LAYOUT... 6 Group Level Data Layout... 6 Portfolio Level Information... 9 CHAPTER 2: INTERPRETING THE DATA GROUP INFORMATION Group Client Information Group Member Data Group Position Data Group Performance Position Detail Group Performance Returns Detail Group Performance Graph Detail Group Net Investment Graph Detail PORTFOLIO INFORMATION Portfolio Client Information Portfolio Positions Portfolio Performance Position Detail Portfolio Performance Returns Portfolio Performance Graph Portfolio Net Investment Graph Portfolio Transactions Portfolio Realized Gains/Losses Portfolio Income CHAPTER 3: FIELD DEFINITIONS GROUP CLIENT INFORMATION FIELDS GROUP MEMBER INFORMATION FIELDS GROUP POSITION INFORMATION GROUP PERFORMANCE POSITION GROUP PERFORMANCE RETURNS GROUP PERFORMANCE GRAPH DETAIL GROUP NET INVESTMENT GRAPH DETAILS PORTFOLIO CLIENT INFORMATION PORTFOLIO POSITIONS INFORMATION PORTFOLIO PERFORMANCE POSITION INFORMATION PORTFOLIO PERFORMANCE RETURNS PORTFOLIO PERFORMANCE GRAPH PORTFOLIO NET INVESTMENT GRAPH PORTFOLIO TRANSACTIONS PORTFOLIO REALIZED GAINS OR LOSSES PORTFOLIO INCOME CHAPTER 4: PORTFOLIOCENTER REPORT EQUIVALENTS FOR DATA iii

4 Chapter 1: File Output This Developer s Guide is intended to help Web Reporting developers design, build and support integration of PortfolioCenter data. The was developed to streamline the process of exporting data out of PortfolioCenter for dynamic display on secure Web sites that advisory firms make available to their clients, the investors, and interested professional third-parties. Chapter 4 may be of particular benefit to the developers of Web Reporting offerings as it provides specific information about how the data available in the compares to data available in PortfolioCenter reports. To develop the most efficient workflow and minimize the export and import times, we recommend including only the data elements that will be used in Web Reports. The provides you with an XML file that can contains account detail, position and performance data. You can get this data on both the portfolio and group (household) level for accounts in the PortfolioCenter database. Additionally, on the individual portfolio level, you can get transaction, realized gain/loss and income data. This document is designed to guide you through the output. Export Interface The output can only be generated using the, found in the PortfolioCenter Export Wizard Module. For more information about the and the settings available, see Exporting Data Using the. Output The output of the is XML. However, users have the option of XML or ZIP. The ZIP output contains an XML file that is already zipped into a concise format and is the recommended format. Format XML Description Because the XML file can become very large, we suggest that you use a lightweight forward only reader like xmlreader. Consumers of the Advisor WebCenter output are expected to use an XML parser or derivative to process the output results that are generated by the Advisor WebCenter export. The document conforms to the.net 1.1 Dataset format. Although we do not dictate to which specific XML parser you should use, SPT QA validates our testing results by loading the XML results of each functional test case into the following: Microsoft Internet Explorer - v. 6.0 or later Altova XML Spy 2005 ZIP Unzip the file, and then proceed with processing the contents as an XML file. Developer s Guide Page 4 of 87

5 Chapter 1: File Output Parameters The following parameters control which sections of the Advisor WebCenter output results are generated and therefore included in the XML data. General Source: all portfolios/group, selected portfolios/group or portfolios/groups in a set Set: the selected set, if applicable Position Information Include As of Date Price Date Performance Information Include the performance detail information start/end date for the detail Use inception date for performance detail Include return periods Number of return periods to include Start/finish dates for each return periods, as applicable Include Performance Graph Settings for Performance Graph Index and target settings Net investment graph data Transaction Information Include transactions From date To date Realized Gain/Loss Information From date To date Run for taxable accounts only Income Information From date To date Run for taxable accounts only Developer s Guide Page 5 of 87

6 Chapter 1: File Output File Layout The Advisor WebCenter output XML file has the following layout: <?xml version="1.0" encoding="utf-8"?> <Document> <Database name="pc Sample Dataset"> XML Version Document tag Name of Database selected in the There are two distinct sections in the layout after the document headers: data about groups appear first, and then data about portfolios appear later. There is a greater level of detail for the portfolio level data points. This section will guide you through the general layout for each section within the group level and portfolio level layouts. You ll also find links to more detailed information and code examples in each section. Group Level Data Layout <PortID value="xxx"> <ClientInformation> <Group name="groupdataresultroot"> <Group name="groupportfolioidindividualgrouponly"> <Field name="portfolio_portfolio ID">xxx</Field> <GroupMemberData> <Group name="groupmemberlistroot"> <Group name="groupportfolioidexpandgroupsbelow"> <Group name="groupportfolioidindividualonly"> <Field name="portfolio_portfolioid">xxx</field> <Positions> <Group name="bodyroot"> <Group name="groupall"> <Group name="grouptransactionsecurityid"> <Group name="groupposition"> <Field name="holdings_quantity">3643</field> Group header information indicating the start of the Group Client Information section. This section defines the group and provides group detail information. See more details about the fields and information included in the Group Client Information section starting on page 14. Header information, indicating the start of the Group Member Data section. This section defines the group s members and provides detail about each member of the group. See more details about the fields and information included in the Group Member Data section starting on page 15 Header information, indicating the start of the Group Position Data section. This section defines the positions held by each group members. See more details about the fields and information included in the Group Position Data section starting on page 16 Developer s Guide Page 6 of 87

7 Chapter 1: File Output <PerformancePositionDetail> <Title value="performance Detail Trailing 12 Months" /> <Group name="bodyroot"> <Group name="groupportfoliosforpositionprocessing Main"> <Group name="groupposition"> <Field name = "Holdings_BeginningAccruedIncome" >0</Field> <PerformanceReturns> <ReturnPeriodOne> <Title value="current Quarter" /> <Group name="bodyroot"> <Group name="groupportfolioidindividualgroupreq Intervals"> <Group name="groupintervalspecial"> <Field name="interval_portfolionettwrperiod" status="dna">0</field> <PerformanceGraph> <Group name="graphbodyroot1"> <Group name="groupportfolioidindividualgroupreq Intervals"> <Group name="groupintervalspecial"> <Field name="interval_enddate">12/31/2008 </Field> Header information, indicating the start of the Group Performance Position Detail section. This section defines the positions held by each group members. See more details about the fields and information included in the Group Performance Position Detail section starting on page 19 Header information, indicating the start of the Group Performance Returns Detail section. It is repeated for each of the return sections selected, up to eight sections. This section defines the positions held by each group members. See more details about the fields and information included in the Group Performance Returns Detail section starting on page 21 Header information, indicating the start of the Group Performance Graph Detail section. It is repeated for each of the return sections selected, up to eight sections. This section defines the positions held by each group members. See more details about the fields and information included in the Group Performance Graph Detail section starting on page 24 Developer s Guide Page 7 of 87

8 Chapter 1: File Output <NetInvestmentGraph> <Group name="graphbodyroot1"> <Group name=" GroupPortfolioIDExpandSetsGroupsReq Intervals"> <Group name=" GroupIntervalByMonth "> <Field name="interval_enddate">03/31/2006 </Field> Header information, indicating the start of the Group Net Investment Graph Detail section. It is repeated for each of the return sections selected, up to eight sections. This section defines the positions held by each group members. See more details about the fields and information included in the Group Net Investment Graph Detail section starting on page 26 Developer s Guide Page 8 of 87

9 Chapter 1: File Output Portfolio Level Information <PortID value="707"> <ClientInformation> <Group name="groupdataresultroot"> <Group name="groupportfolioidindividualgrouponly"> <Positions> <Field name="portfolio_portfolioid">707</field> <Group name="bodyroot"> <Group name="groupall"> <Group name="groupposition"> <Group name="grouppositiontradelot"> <Fieldname="Holdings_Quantity "> </Field> <PerformancePositionDetail> <Title value="performance Detail Trailing 12 Months" /> <Group name="bodyroot"> <Group name="groupportfoliosforpositionprocessing Main"> <Group name="groupposition"> <Field name="holdings_beginningaccruedincome"> 0</Field> Header information, indicating the start of the Portfolio Client Information section. This section defines the individual portfolios. See more details about the fields and information included in the Portfolio Client Information section starting on page 28 Header information, indicating the start of the Portfolio Positions section. This section defines the positions held by each group members. See more details about the fields and information included in the Portfolio Positions section starting on page 29 Header information, indicating the start of the Portfolio Performance Position Detail section. It is repeated for each of the return sections selected, up to eight sections. This section defines the performance for each position held by the portfolio, similar to the Position Performance Summary report in PortfolioCenter. See more details about the fields and information included in the Portfolio Performance Position Detail section starting on page 32 Developer s Guide Page 9 of 87

10 Chapter 1: File Output <PerformanceReturns> <ReturnPeriodOne> <Title value="current Quarter" /> <Group name="bodyroot"> <Group name="groupportfolioidindividualgroupreq Intervals"> <Group name="groupintervalspecial"> <Field name="interval_portfolionettwrperiod" status ="dna">0</field> <PerformanceGraph> <Group name="graphbodyroot1"> <Group name="groupportfolioidindividualgroup ReqIntervals"> </Field> <Group name="groupintervalspecial"> <Field name="interval_enddate">12/31/2008 <NetInvestmentGraph> <Group name="graphbodyroot1"> <Group name="groupportfolioidexpandsetsgroups ReqIntervals"> <Field name="interval_enddate">04/30/2006 </Field> Header information, indicating the start of the Portfolio Performance Returns section. It is repeated for each of the return sections selected, up to eight sections. This section defines the performance returns for the portfolio. See more details about the fields and information included in the Portfolio Performance Returns section starting on page 34 Header information, indicating the start of the Portfolio Performance Graph section. This section provides information needed to generate the Growth of $100 graph, similar to the Comparative Performance Review graph in PortfolioCenter. See more details about the fields and information included in the Portfolio Performance Graph section starting on page 36 Header information, indicating the start of the Portfolio Net Investment Graph section. This section provides information needed to generate the net investment graph, similar to the Portfolio Value vs. Cumulative Net Investment Report in PortfolioCenter. See more details about the fields and information included in the Portfolio Net Investment Graph section starting on page 38 Developer s Guide Page 10 of 87

11 Chapter 1: File Output <Transactions> <Group name="bodyroot"> <Group name="groupportfolioidindividualonly"> <Group name="grouptransactionid"> <Field name="transaction_tradedate">03/15/2009 </Field> <RealizedGainLoss> <Title value="for The Period 1/1/2008 Through 3/31/2009"/> <Group name="grouproothiddenposition"> <Group name="groupportfolioidexpandgroupreq Transactions"> <Group name="groupgainstaxableornontaxable"> <Group name="groupgainstaxstatus"> <Group name="grouptransactionsecurityid"> <Group name="grouptransactiontradedatesell Lot"> <Group name="grouptransactionidnoselllot Grouping"> <Field name="transaction_moneyorsymbol SecuritySymbolLookup">EGFYX</Field> Header information, indicating the start of the Portfolio Transactions section. This section displays the transactions during the date range in the portfolio. It is similar to the Transaction Ledger Report in PortfolioCenter. See more details about the fields and information included in the Portfolio Transactions section starting on page 39 Header information, indicating the start of the Portfolio Realized Gains/Losses section. This section shows the realized gain or loss during the period, similar to the Realized Gains and Losses Report. See more details about the fields and information included in the Portfolio Realized Gains/Losses section starting on page 41 Developer s Guide Page 11 of 87

12 Chapter 1: File Output <Income> <Title value="for The Period 1/1/2008 Through 3/31/2009"/> <Group name="bodyroot"> <Group name="groupportfolioidexpandgroupreq Transactions"> <Group name="groupincomecontainer"> <Group name="groupincome"> <Group name="grouptransactionsecurityid"> <Group name="groupportfolioid"> <Group name="grouptransactionid"> <Field name="transaction_moneyor SymbolSecurityDescriptionLookup"> Prudent Bear</Field> Header information, indicating the start of the Portfolio Income section. This section lists all the income for the positions held during the period. See more details about the fields and information included in the Portfolio Income section starting on page 46 Developer s Guide Page 12 of 87

13 Chapter 2: Interpreting the Data This section describes how to interpret the output of the Advisor WebCenter export, especially for linking: Group Information Portfolio Information Group Information PortfolioCenter supports a concept called Groups or households to organize related Portfolios, typically related by family ties. The Advisor WebCenter output results can provide information on both the Group object, as well as the individual portfolios that are contained within the Group. Clients are responsible for assigning valid account numbers to their individual portfolios and groups. PortfolioCenter does not enforce account number uniqueness. Internally, PortfolioCenter does assign a unique PortfolioID to each portfolio and group. To assist with relating individual portfolios with their corresponding groups and with data in the various export sections, we recommend using the PortfolioID. Note The PortfolioID is not editable by the end client The PortfolioID is unique within a single database. If the portfolio is removed from one database and added to another, the PortfolioID does not carry across. Client information - on page 14 Group member data - on page 15 Group positions - on page 16 Performance position detail - en page 19 Performance returns - on page 21 Performance graph - on page 24 Net Investment Graph - on page 26 Developer s Guide Page 13 of 87

14 Chapter 2: Interpreting the Data Group Client Information In this section, you ll find the group detail information name, address, contact information, etc. <Group name="groupportfolioidindividualgrouponly"> <Field name="portfolio_portfolioid">856</field> <Field name="portfolio_porttype">group</field> <Field name="portfolio_objective">growth</field> <Field name="portfolio_description">abbey Household</Field> <Field name="portfolio_firstname">household</field> <Field name="portfolio_lastname">abbey</field> <Field name="portfolio_accounttype">household</field> <Field name="portfolio_account">abbey Household</Field> <Field name="portfolio_address1">1235 Pine Street</Field> <Field name="portfolio_address2" /> <Field name="portfolio_address3" /> <Field name="portfolio_address4" /> <Field name="portfolio_address5" /> <Field name="portfolio_address6" /> <Field name="portfolio_city">savannah</field> <Field name="portfolio_state">ga</field> <Field name="portfolio_zip">31400</field> <Field name="portfolio_phone"> </field> <Field name="portfolio_workphone" /> <Field name="portfolio_pager" /> <Field name="portfolio_fax" /> <Field name="portfolio_ " /> <Field name="portfolio_taxid"> </field> <Field name="portfolio_custodianidlookup" /> <Field name="portfolio_taxable">false</field> <Field name="portfolio_inceptdate">09/30/2005</field> <Field name="portfolio_advisoridadvisornamelookup">adamnorris</field> <Field name="portfolio_company">abbey Household</Field> <Field name="runtime_asofdatestring">as of 03/31/2009</Field> <Field name="runtime_pricedatestring" /> Developer s Guide Page 14 of 87

15 Chapter 2: Interpreting the Data Group Member Data In this section, you ll find data about the group members. Specifically, you ll see which portfolios are assigned to the group, and then some basic detail information about the group members. <GroupMemberData> <Group name="groupmemberlistroot"> <Group name="groupportfolioidexpandgroupsbelow"> First Portfolio in the group: <Group name="groupportfolioidindividualonly"> <Field name="portfolio_portfolioid">733</field> <Field name="portfolio_firstname">michael & Georgia</Field> <Field name="portfolio_lastname">abbey</field> <Field name="portfolio_description">abbey, Michael & Georgia</Field> <Field name="portfolio_accounttype">equity - Brokerage</Field> <Field name="portfolio_account"> </field> <Field name="portfolio_taxid"> </field> <Field name="portfolio_inceptdate">03/15/2006</field> Second Portfolio in the group: <Group name="groupportfolioidindividualonly"> <Field name="portfolio_portfolioid">708</field> <Field name="portfolio_firstname">michael</field> <Field name="portfolio_lastname">abbey</field> <Field name="portfolio_description">abbey, Michael</Field> <Field name="portfolio_accounttype">options</field> <Field name="portfolio_account"> </field> <Field name="portfolio_taxid"> </field> <Field name="portfolio_inceptdate">03/29/2007</field> Third Portfolio in the group: Closing tags <Group name="groupportfolioidindividualonly"> <Field name="portfolio_portfolioid">707</field> <Field name="portfolio_firstname">georgia</field> <Field name="portfolio_lastname">abbey</field> <Field name="portfolio_description">abbey, Georgia</Field> <Field name="portfolio_accounttype">equity & MFund - Brokerage</Field> <Field name="portfolio_account"> </field> <Field name="portfolio_taxid"> </field> <Field name="portfolio_inceptdate">09/30/2005</field> </Resultset> </GroupMemberData> Developer s Guide Page 15 of 87

16 Chapter 2: Interpreting the Data Group Position Data In this section, you ll see a list of all the positions owned by any group member on the as of date. Think of this section as the Portfolio Holdings Report for the group with all positions combined. First Position: YHOO <Group name="groupposition"> <Field name="holdings_quantity">3643</field> <Field name="portfolio_account"> </field> <Field name="portfolio_description">abbey, Michael & Georgia</Field> <Field name="holdings_acquisitiondate">05/16/2006</field> <Field name="holdings_originaltradedate">05/01/2003</field> <Field name="holdings_costbasis"> </field> <Field name="holdings_price">12.53</field> <Field name="holdings_cashinvested1"> </field> <Field name="holdings_costperunit"> </field> <Field name="holdings_accruedincome">0</field> <Field name="holdings_totalvalue"> </field> <Field name="holdings_unrealizedgainloss"> </field> <Field name="holdings_percentgainorloss"> </field> <Field name="holdings_yieldcurrent">0</field> <Field name="holdings_netactualirr"> </field> <Field name="holdings_netannualizedirr"> </field> <Field name="holdings_netannualizedweightedirr">-30.66</field> <Field name="transaction_moneyorsymbolsecuritysymbollookup">yhoo</field> <Field name="transaction_moneyorsymbolsecuritydescriptionlookup">yahoo! Inc</Field> <Field name="transactionconditional_security_securitytypenamelookup2">equities</field> <Field name="transaction_moneyorsymbolsecurityassetidcodelookup">useq</field> <Field name="transaction_moneyorsymbolsecurityassetiddescriptionlookup">us Equities</Field> <Field name="transaction_moneyorsymbolsecuritysectorid_codecodenamelookup2">tech</field> <Field name="transaction_moneyorsymbolsecuritysectorid_codedescriptionlookup2">technology</field> <Field name="transaction_moneyorsymbolsecuritysubsectorid_codecodenamelookup2">internet</field> <Field name="transaction_moneyorsymbolsecuritysubsectorid_codedescriptionlookup2">internet </Field> <Field name="holdings_quantity_columnsum">3643</field> <Field name="holdings_costbasis_columnsum"> </field> <Field name="holdings_price">12.53</field> <Field name="holdings_cashinvested1_columnsum"> </field> <Field name="holdings_costperunit_columnsum"> </field> <Field name="holdings_accruedincome_columnsum" status="invalid">0</field> <Field name="holdings_totalvalue_columnsum"> </field> <Field name="holdings_unrealizedgainloss_columnsum"> </field> <Field name="holdings_percentgainorloss_columnsum"> </field> <Field name="holdings_yieldcurrent_columnsum">0</field> <Field name="holdings_netactualirr"> </field> <Field name="holdings_netannualizedirr"> </field> <Field name="holdings_netannualizedweightedirr_columnsum">-30.66</field> Developer s Guide Page 16 of 87

17 Chapter 2: Interpreting the Data Second Position: WIREX <Group name="grouptransactionsecurityid"> <Group name="groupposition"> <Field name="holdings_quantity"> </field> <Field name="portfolio_account"> </field> <Field name="portfolio_description">abbey, Georgia</Field> <Field name="holdings_acquisitiondate">04/01/2006</field> <Field name="holdings_originaltradedate">04/01/2003</field> <Field name="holdings_costbasis">71000</field> <Field name="holdings_price">2.85</field> <Field name="holdings_cashinvested1">71000</field> <Field name="holdings_costperunit"> </field> <Field name="holdings_accruedincome">0</field> <Field name="holdings_totalvalue"> </field> <Field name="holdings_unrealizedgainloss"> </field> <Field name="holdings_percentgainorloss"> </field> <Field name="holdings_yieldcurrent">0</field> <Field name="holdings_netactualirr"> </field> <Field name="holdings_netannualizedirr"> </field> <Field name="holdings_netannualizedweightedirr">-24.6</field> <Field name="transaction_moneyorsymbolsecuritysymbollookup">wirex</field> <Field name="transaction_moneyorsymbolsecuritydescriptionlookup">wireless</field> <Field name="transactionconditional_security_securitytypenamelookup2">mutual Funds</Field> <Field name="transaction_moneyorsymbolsecurityassetidcodelookup">domfund</field> <Field name="transaction_moneyorsymbolsecurityassetiddescriptionlookup">domestic Stock Funds</Field> <Field name="transaction_moneyorsymbolsecuritysectorid_codecodenamelookup2">techfund</field> <Field name="transaction_moneyorsymbolsecuritysectorid_codedescriptionlookup2">tech Funds</Field> <Field name="transaction_moneyorsymbolsecuritysubsectorid_codecodenamelookup2">diversifi</field> <Field name="transaction_moneyorsymbolsecuritysubsectorid_codedescriptionlookup2">diversified</field> <Field name="holdings_quantity_columnsum"> </field> <Field name="holdings_costbasis_columnsum">71000</field> <Field name="holdings_price">2.85</field> <Field name="holdings_cashinvested1_columnsum">71000</field> <Field name="holdings_costperunit_columnsum"> </field> <Field name="holdings_accruedincome_columnsum" status="invalid">0</field> <Field name="holdings_totalvalue_columnsum"> </field> <Field name="holdings_unrealizedgainloss_columnsum"> </field> <Field name="holdings_percentgainorloss_columnsum"> </field> <Field name="holdings_yieldcurrent_columnsum">0</field> <Field name="holdings_netactualirr"> </field> <Field name="holdings_netannualizedirr"> </field> <Field name="holdings_netannualizedweightedirr_columnsum">-24.6</field> Developer s Guide Page 17 of 87

18 Chapter 2: Interpreting the Data Third Position: WAG <Group name="grouptransactionsecurityid"> <Group name="groupposition"> <Field name="holdings_quantity">3116</field> <Field name="portfolio_account"> </field> <Field name="portfolio_description">abbey, Michael & Georgia</Field> <Field name="holdings_acquisitiondate">05/16/2007</field> <Field name="holdings_originaltradedate">06/01/2005</field> <Field name="holdings_costbasis">106960</field> <Field name="holdings_price">21.84</field> <Field name="holdings_cashinvested1">106960</field> <Field name="holdings_costperunit"> </field> <Field name="holdings_accruedincome">0</field> <Field name="holdings_totalvalue"> </field> <Field name="holdings_unrealizedgainloss"> </field> <Field name="holdings_percentgainorloss"> </field> <Field name="holdings_yieldcurrent"> </field> <Field name="holdings_netactualirr"> </field> <Field name="holdings_netannualizedirr"> </field> <Field name="holdings_netannualizedweightedirr">-34.54</field> <Field name="transaction_moneyorsymbolsecuritysymbollookup">wag</field> <Field name="transaction_moneyorsymbolsecuritydescriptionlookup">walgreen Co</Field> <Field name="transactionconditional_security_securitytypenamelookup2">equities</field> <Field name="transaction_moneyorsymbolsecurityassetidcodelookup">useq</field> <Field name="transaction_moneyorsymbolsecurityassetiddescriptionlookup">us Equities</Field> <Field name="transaction_moneyorsymbolsecuritysectorid_codecodenamelookup2">service</field> <Field name="transaction_moneyorsymbolsecuritysectorid_codedescriptionlookup2">services</field> <Field name="transaction_moneyorsymbolsecuritysubsectorid_codecodenamelookup2">drugst</field> <Field name="transaction_moneyorsymbolsecuritysubsectorid_codedescriptionlookup2">drug Stores</Field> <Field name="holdings_quantity_columnsum">3116</field> <Field name="holdings_costbasis_columnsum">106960</field> <Field name="holdings_price">21.84</field> <Field name="holdings_cashinvested1_columnsum">106960</field> <Field name="holdings_costperunit_columnsum"> </field> <Field name="holdings_accruedincome_columnsum" status="invalid">0</field> <Field name="holdings_totalvalue_columnsum"> </field> <Field name="holdings_unrealizedgainloss_columnsum"> </field> <Field name="holdings_percentgainorloss_columnsum"> </field> <Field name="holdings_yieldcurrent_columnsum"> </field> <Field name="holdings_netactualirr"> </field> <Field name="holdings_netannualizedirr"> </field> <Field name="holdings_netannualizedweightedirr_columnsum">-34.54</field> Summary of All Positions <Field name="runtime_daterangestring">before 03/31/2009</Field> <Field name="runtime_asofdatestring">as of 03/31/2009</Field> <Field name="runtime_pricedatestring" /> <Field name="holdings_totalvalue_columnsum"> </field> <Field name="holdings_unrealizedgainloss_columnsum"> </field> <Field name="holdings_percentgainorloss_columnsum"> </field> <Field name="holdings_accruedincome_columnsum" status="invalid">0</field> <Field name="holdings_netannualizedirr"> </field> <Field name="holdings_netannualizedweightedirr_columnsum">-15.09</field> </Resultset> </Positions> Developer s Guide Page 18 of 87

19 Chapter 2: Interpreting the Data Group Performance Position Detail In this section, you ll see position performance detail for the group as a whole, similar to the Position Performance Summary report. <PerformancePositionDetail> <Title value="performance Detail Trailing 12 Months" /> <Group name="bodyroot"> <Group name="groupportfoliosforpositionprocessingmain"> First Position same as first position above (YHOO) <Group name="groupposition"> <Field name="holdings_beginningaccruedincome">0</field> <Field name="pm_capitalappreciation"> </field> <Field name="pm_changeinaccrued" status="dna">0</field> <Field name="pm_contributions">10610</field> <Field name="pm_accruedreceipts" status="dna">0</field> <Field name="holdings_accruedincome">0</field> <Field name="pm_managementfeespaidexternally">0</field> <Field name="pm_dividends">0</field> <Field name="pm_interest">0</field> <Field name="pm_totalincome">0</field> <Field name="pm_incomeandexpenses">0</field> <Field name="pm_managementfee">0</field> <Field name="pm_investmentgain"> </field> <Field name="pm_netflows">10610</field> <Field name="pm_otherexpenses">0</field> <Field name="pm_realizedgains">0</field> <Field name="pm_totalexpenses">0</field> <Field name="pm_unrealizedgains"> </field> <Field name="pm_accruedpaid">0</field> <Field name="pm_totalwithdrawals">0</field> <Field name="pm_accruedtransfers" status="dna">0</field> <Field name="pm_capitalwithdrawals">0</field> <Field name="holdings_inceptiondate">05/16/2006</field> <Field name="pm_performancedetailtransfers" status="dna">0</field> <Field name="holdings_quantity">3643</field> Second Position same as second position above (WIREX) <Group name="groupposition"> <Field name="holdings_beginningaccruedincome">0</field> <Field name="pm_capitalappreciation"> </field> <Field name="pm_changeinaccrued" status="dna">0</field> <Field name="pm_contributions">0</field> <Field name="pm_accruedreceipts" status="dna">0</field> <Field name="holdings_accruedincome">0</field> <Field name="pm_managementfeespaidexternally">0</field> <Field name="pm_dividends">0</field> <Field name="pm_interest">0</field> <Field name="pm_totalincome">0</field> <Field name="pm_incomeandexpenses">0</field> <Field name="pm_managementfee">0</field> <Field name="pm_investmentgain"> </field> <Field name="pm_netflows">0</field> <Field name="pm_otherexpenses">0</field> <Field name="pm_realizedgains">0</field> <Field name="pm_totalexpenses">0</field> <Field name="pm_unrealizedgains"> </field> <Field name="pm_accruedpaid">0</field> <Field name="pm_totalwithdrawals">0</field> <Field name="pm_accruedtransfers" status="dna">0</field> <Field name="pm_capitalwithdrawals">0</field> <Field name="holdings_inceptiondate">04/01/2006</field> <Field name="pm_performancedetailtransfers" status="dna">0</field> <Field name="holdings_quantity"> </field> Developer s Guide Page 19 of 87

20 Chapter 2: Interpreting the Data Third Position same as third position above (WAG) Summary Section <Group name="groupposition"> <Field name="holdings_beginningaccruedincome">0</field> <Field name="pm_capitalappreciation"> </field> <Field name="pm_changeinaccrued" status="dna">0</field> <Field name="pm_contributions"> </field> <Field name="pm_accruedreceipts" status="dna">0</field> <Field name="holdings_accruedincome">0</field> <Field name="pm_managementfeespaidexternally">0</field> <Field name="pm_dividends">0</field> <Field name="pm_interest">0</field> <Field name="pm_totalincome">0</field> <Field name="pm_incomeandexpenses">0</field> <Field name="pm_managementfee">0</field> <Field name="pm_investmentgain"> </field> <Field name="pm_netflows"> </field> <Field name="pm_otherexpenses">0</field> <Field name="pm_realizedgains">0</field> <Field name="pm_totalexpenses">0</field> <Field name="pm_unrealizedgains"> </field> <Field name="pm_accruedpaid">0</field> <Field name="pm_totalwithdrawals">0</field> <Field name="pm_accruedtransfers" status="dna">0</field> <Field name="pm_capitalwithdrawals">0</field> <Field name="holdings_inceptiondate">05/16/2007</field> <Field name="pm_performancedetailtransfers" status="dna">0</field> <Field name="holdings_quantity">3116</field> <Field name="intervalcalc_beginningvalue"> </field> <Field name="intervalcalc_endingvalue"> </field> <Field name="pm_capitalappreciationfrominterval"> </field> <Field name="pm_changeinaccrued_columnsum" status="dna">0</field> <Field name="pm_totalincome_columnsum"> </field> <Field name="pm_managementfee_columnsum"> </field> <Field name="pm_portfolioinvestmentgainfrominterval"> </field> <Field name="pm_netcontributions"> </field> <Field name="pm_otherexpenses_columnsum">-25.67</field> <Field name="pm_detailerrorflag">1</field> </Resultset> </PerformancePositionDetail> Developer s Guide Page 20 of 87

21 Chapter 2: Interpreting the Data Group Performance Returns Detail In this section, you ll find information about the group s performance returns (TWR) for the period. The number of sections in this part of the code depends on the number of periods selected in the GUI. Think of this section as the Returns portion of the Portfolio Performance Review report. <PerformanceReturns> Returns for First Period (Current Quarter: 12/31/2008 3/31/2009) <ReturnPeriodOne> <Title value="current Quarter" /> <Group name="bodyroot"> <Group name="groupportfolioidindividualgroupreqintervals"> <Group name="groupintervalspecial"> Intervals for First Period: <Field name="interval_portfolionettwrperiod" status="dna">0</field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> Returns for First Period: <Field name="intervalcalc_portfolionettwrcumulative"> </field> <Field name="intervalcalc_portfolionettwrcumulativeenforcerange"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue0"> </field> <Fieldname="IntervalCalc_IndexReturnCumulativeWithoutStartValue0EnforceRange"> </Field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue1"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue1enforcerange"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue2"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue2enforcerange"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue3"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue3enforcerange"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue4"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue4enforcerange"> </field> <Field name="targetcalc_returncumulative"> </field> <Field name="targetcalc_returncumulativeannualized" status="invalid"> </field> Interval Dates and Index Data for First Period: <Field name="interval_begindate">12/31/2008</field> <Field name="interval_enddate">03/31/2009</field> <Field name="portfolio_description">abbey Household</Field> <Field name="index_securitydescriptionlookup0">exchange Index - 400</Field> <Field name="index_securitydescriptionlookup1">exchange Index - 500</Field> <Field name="index_securitydescriptionlookup2">exchange Index </Field> <Field name="index_securitydescriptionlookup3">consumer Price Index</Field> <Field name="index_securitydescriptionlookup4">mutual Fund Index</Field> <Field name="interval_targettitle">abbey Family Blended Index</Field> </Resultset> </ReturnPeriodOne> Developer s Guide Page 21 of 87

22 Chapter 2: Interpreting the Data Returns for Second Period (Trailing 12 Months: 3/31/2008 3/31/2009) <ReturnPeriodTwo> <Title value="trailing 12 Months" /> <Group name="bodyroot"> <Group name="groupportfolioidindividualgroupreqintervals"> <Group name="groupintervalspecial"> Intervals for Second Period: <Field name="interval_portfolionettwrperiod" status="dna">0</field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="interval_portfolionettwrperiod"> </field> Returns for Second Period: <Field name="intervalcalc_portfolionettwrcumulative"> </field> <Field name="intervalcalc_portfolionettwrcumulativeenforcerange"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue0"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue0enforcerange"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue1"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue1enforcerange"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue2"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue2enforcerange"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue3"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue3enforcerange"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue4"> </field> <Field name="intervalcalc_indexreturncumulativewithoutstartvalue4enforcerange"> </field> <Field name="targetcalc_returncumulative"> </field> <Field name="targetcalc_returncumulativeannualized"> </field> Developer s Guide Page 22 of 87

23 Chapter 2: Interpreting the Data Interval Dates and Index Data for First Period: <Field name="interval_begindate">03/31/2008</field> <Field name="interval_enddate">03/31/2009</field> <Field name="portfolio_description">abbey Household</Field> <Field name="index_securitydescriptionlookup0">exchange Index - 400</Field> <Field name="index_securitydescriptionlookup1">exchange Index - 500</Field> <Field name="index_securitydescriptionlookup2">exchange Index </Field> <Field name="index_securitydescriptionlookup3">consumer Price Index</Field> <Field name="index_securitydescriptionlookup4">mutual Fund Index</Field> <Field name="interval_targettitle">abbey Family Blended Index</Field> </Resultset> </ReturnPeriodTwo> Developer s Guide Page 23 of 87

24 Chapter 2: Interpreting the Data Group Performance Graph Detail This section shows you data required to display a performance graph, similar to the Comparative Portfolio Performance Report (Growth of $100 graph). <PerformanceGraph> <Group name="graphbodyroot1"> <Group name="groupportfolioidindividualgroupreqintervals"> <Group name="groupintervalspecial"> Date range prior to the first period for cumulative calculations <Field name="interval_enddate">12/31/2008</field> <Field name="interval_begindate">11/30/2008</field> <Field name="intervalcalc_indexreturncumulative0">100</field> <Field name="intervalcalc_indexreturncumulative0enforcerange">100</field> <Field name="intervalcalc_indexreturncumulative1">100</field> <Field name="intervalcalc_indexreturncumulative1enforcerange">100</field> <Field name="intervalcalc_indexreturncumulative2">100</field> <Field name="intervalcalc_indexreturncumulative2enforcerange">100</field> <Field name="intervalcalc_indexreturncumulative3">100</field> <Field name="intervalcalc_indexreturncumulative3enforcerange">100</field> <Field name="intervalcalc_indexreturncumulative4">100</field> <Field name="intervalcalc_indexreturncumulative4enforcerange">100</field> <Field name="targetcalc_returncumulativewithstartpoint">100</field> <Field name="targetcalc_returncumulativewithstartpointenforcerange">100</field> <Field name="interval_portfolionettwrperiod" status="dna">9900</field> <Field name="intervalcalc_netperiodreturncumulative">100</field> <Field name="interval_portfolionettwrcumulative">0</field> <Field name="intervalcalc_netperiodreturn" status="dna">9900</field> <Field name="intervalaudit_previousintervaldateerrormessage" status="dna" /> First Period of date range. <Field name="interval_enddate">01/31/2009</field> <Field name="interval_begindate">12/31/2008</field> <Field name="intervalcalc_indexreturncumulative0"> </field> <Field name="intervalcalc_indexreturncumulative0enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative1"> </field> <Field name="intervalcalc_indexreturncumulative1enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative2"> </field> <Field name="intervalcalc_indexreturncumulative2enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative3"> </field> <Field name="intervalcalc_indexreturncumulative3enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative4"> </field> <Field name="intervalcalc_indexreturncumulative4enforcerange"> </field> <Field name="targetcalc_returncumulativewithstartpoint"> </field> <Field name="targetcalc_returncumulativewithstartpointenforcerange"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="intervalcalc_netperiodreturncumulative"> </field> <Field name="interval_portfolionettwrcumulative"> </field> <Field name="intervalcalc_netperiodreturn"> </field> <Field name="intervalaudit_previousintervaldateerrormessage" status="dna" /> Developer s Guide Page 24 of 87

25 Chapter 2: Interpreting the Data Second Period of date range. <Field name="interval_enddate">02/28/2009</field> <Field name="interval_begindate">01/31/2009</field> <Field name="intervalcalc_indexreturncumulative0"> </field> <Field name="intervalcalc_indexreturncumulative0enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative1"> </field> <Field name="intervalcalc_indexreturncumulative1enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative2"> </field> <Field name="intervalcalc_indexreturncumulative2enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative3"> </field> <Field name="intervalcalc_indexreturncumulative3enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative4"> </field> <Field name="intervalcalc_indexreturncumulative4enforcerange"> </field> <Field name="targetcalc_returncumulativewithstartpoint"> </field> <Field name="targetcalc_returncumulativewithstartpointenforcerange"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="intervalcalc_netperiodreturncumulative"> </field> <Field name="interval_portfolionettwrcumulative"> </field> <Field name="intervalcalc_netperiodreturn"> </field> <Field name="intervalaudit_previousintervaldateerrormessage" status="dna" /> Third Period of date range. Index return data <Field name="interval_enddate">03/31/2009</field> <Field name="interval_begindate">02/28/2009</field> <Field name="intervalcalc_indexreturncumulative0"> </field> <Field name="intervalcalc_indexreturncumulative0enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative1"> </field> <Field name="intervalcalc_indexreturncumulative1enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative2"> </field> <Field name="intervalcalc_indexreturncumulative2enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative3"> </field> <Field name="intervalcalc_indexreturncumulative3enforcerange"> </field> <Field name="intervalcalc_indexreturncumulative4"> </field> <Field name="intervalcalc_indexreturncumulative4enforcerange"> </field> <Field name="targetcalc_returncumulativewithstartpoint"> </field> <Field name="targetcalc_returncumulativewithstartpointenforcerange"> </field> <Field name="interval_portfolionettwrperiod"> </field> <Field name="intervalcalc_netperiodreturncumulative"> </field> <Field name="interval_portfolionettwrcumulative"> </field> <Field name="intervalcalc_netperiodreturn"> </field> <Field name="intervalaudit_previousintervaldateerrormessage" status="dna" /> <Field name="index_securitydescriptionlookup0">exchange Index - 400</Field> <Field name="index_securitydescriptionlookup1">exchange Index - 500</Field> <Field name="index_securitydescriptionlookup2">exchange Index </Field> <Field name="index_securitydescriptionlookup3">consumer Price Index</Field> <Field name="index_securitydescriptionlookup4">mutual Fund Index</Field> </Resultset> </PerformanceGraph> Developer s Guide Page 25 of 87

26 Chapter 2: Interpreting the Data Group Net Investment Graph Detail This section provides the data required to show a net investment graph, similar to the Portfolio Value vs Cumulative Net Investment graph in PortfolioCenter. <NetInvestmentGraph> <Group name="graphbodyroot1"> <Group name="groupportfolioidexpandsetsgroupsreqintervals"> First Period of date range. <Field name="interval_enddate">03/31/2006</field> <Field name="interval_begindate">03/15/2006</field> <Field name="intervalcalc_beginningvalue">0</field> <Field name="intervalcalc_endingvalue"> </field> <Field name="intervalcalc_netflowamount"> </field> <Field name="intervalcalc_cumulativenetinvestment"> </field> <Field name="intervalcalc_graphicalinvestmentgain"> </field> <Field name="intervalaudit_previousintervaldateerrormessage" status="dna" /> Second Period of date range. <Field name="interval_enddate">04/30/2006</field> <Field name="interval_begindate">03/31/2006</field> <Field name="intervalcalc_beginningvalue"> </field> <Field name="intervalcalc_endingvalue"> </field> <Field name="intervalcalc_netflowamount"> </field> <Field name="intervalcalc_cumulativenetinvestment"> </field> <Field name="intervalcalc_graphicalinvestmentgain"> </field> <Field name="intervalaudit_previousintervaldateerrormessage" status="dna" /> Third Period of date range. <Field name="interval_enddate">05/31/2006</field> <Field name="interval_begindate">04/30/2006</field> <Field name="intervalcalc_beginningvalue"> </field> <Field name="intervalcalc_endingvalue"> </field> <Field name="intervalcalc_netflowamount"> </field> <Field name="intervalcalc_cumulativenetinvestment"> </field> <Field name="intervalcalc_graphicalinvestmentgain"> </field> <Field name="intervalaudit_previousintervaldateerrormessage" status="dna" /> Fourth Period of date range. <Field name="interval_enddate">06/30/2006</field> <Field name="interval_begindate">05/31/2006</field> <Field name="intervalcalc_beginningvalue"> </field> <Field name="intervalcalc_endingvalue"> </field> <Field name="intervalcalc_netflowamount"> </field> <Field name="intervalcalc_cumulativenetinvestment"> </field> <Field name="intervalcalc_graphicalinvestmentgain"> </field> <Field name="intervalaudit_previousintervaldateerrormessage" status="dna" /> End shows the date range entered into settings. <Field name="interval_begindate">03/15/2006</field> <Field name="interval_enddate">03/31/2009</field> Developer s Guide Page 26 of 87

27 Chapter 2: Interpreting the Data Portfolio Information In this section, you ll get data for accounts on the portfolio level. The data in this section can be more detailed, including trade lot information for positions. Additionally, you can also get transaction, realized gain/loss and income data on this level, data not available on the group level. Note The PortfolioID is not editable by the end client The PortfolioID is unique within a single database. If the portfolio is removed from one database and added to another, the PortfolioID does not carry across. Portfolio Client Information - on page 28 Portfolio Positions - on page 29 Portfolio Performance Position Detail - on page 32 Portfolio Performance Returns - on page 34 Portfolio Performance Graph - on page 36 Portfolio Net Investment Graph - on page 38 Portfolio Transactions - on page 39 Portfolio Realized Gains/Losses - on page 41 Portfolio Income - on page 46 Developer s Guide Page 27 of 87