Scottsdale Regional Training September 11 & 12, 2018 At SkySong in Scottsdale, AZ

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Regional Training September 11 & 12, 2018 At SkySong in, AZ DAY OE - September 11, 2018 (includes breakfast, lunch and breaks) 7:30 8:00 Registration, Light Breakfast and etworking 8:00 8: Welcome 8:

1 Regional Training September 11 & 12, 2018 At SkySong in, AZ DAY OE - September 11, 2018 (includes breakfast, lunch and breaks) 7:30 8:00 Registration, Light Breakfast and etworking 8:00 8: Welcome 8: 11:45 What You Do Matters: Lessons from the Holocaust Field of Study: Behavioral Ethics Arizona rosecuting Attorneys Advisory Council Using historical images and stories, the trained facilitators will engage participants in a dialogue about the role of law enforcement in today s communities and the importance of core values in ensuring the integrity and vibrancy of democracy. 11:45 12:45 Lunch 12:45 2:25 Forensic Accounting, Auditing and Fraud Cases Field of Study: Auditing (Governmental) Scott Weinberg, Arizona Health Care Cost Containment System (AHCCCS) Office of Inspector General After a brief introduction to forensic accounting, this session will present several case studies of procurement and health care fraud. 2:25 2:40 etworking break 2:40 4:20 ublic Corruption & Fraud: revention and Detection Field of Study: Auditing (Governmental) Gretchen Augustine and Tina Mann, Arizona Auditor General s Office, Division of Financial Investigations With a brief background on the Division of Financial Investigations as well as the fraud triangle and how frauds occur, this session will examine some of the DFI s cases, the lack of controls that helped facilitate the frauds, and what entities can do to help prevent fraud. 4:20 4:30 Wrap-up DAY TWO - September 12, 2018 (includes breakfast, lunch and breaks) 7:30 8:00 Registration, Light Breakfast and etworking 8:00 8: Welcome 8: 11:45 Intro to Lean for Auditors Field of Study: Auditing (Governmental) Tom osack, Clark County, Washington, Auditor s Office Government agencies throughout the US are making efforts to use Lean and Kaizen principles. To plant seeds of process improvement, the Washington State Auditor s Office funded on-site Rapid Office Kaizen (ROK) training for select municipalities, which included Clark County. We will use a high energy, participatory simulation to show how some of the key Lean tools work. As time allows, the discussion will extend to the role of auditor with Lean process improvement. To keep it interesting, we will use wireless polling technology to gather responses and demonstrate how this can help during audit fieldwork. (Includes a 15-minute networking break) 11:45 12:45 Lunch 12:45 2:25 The Commandments of Leadership: Field of Study: ersonnel/hr Understanding, Applying and romoting Effective Leadership Lori Cox, City of, Arizona, Internal Audit Office Effective leadership can be hard to define, yet poor leadership is usually easy to detect. The traits and actions of effective leaders can increase focus and motivation, spark innovation, and inspire achievement. Topics addressed in this session include: What does it mean to be a leader? Leadership challenges and solutions. Effective leadership practices (the Commandments of Leadership ). 2:25 2:40 etworking break

2:40 3:30 Conducting Law Enforcement Engagements Field of Study: Auditing (Governmental) Dan Olson, LD Consulting LLC This session will provide auditors information regarding the history and culture

2 2:40 3:30 Conducting Law Enforcement Engagements Field of Study: Auditing (Governmental) Dan Olson, LD Consulting LLC This session will provide auditors information regarding the history and culture of law enforcement as well as some of the challenges when conducing law enforcement engagements. We will also discuss high liability operations and risk factors unique to law enforcement and their use in a risk assessment model. 3:30 4:20 Leveraging Law Enforcement Inspections/ Field of Study: Auditing (Governmental) Compliance Functions Mike Giammarino, LD Consulting LLC This session will provide auditors insight into the operations of a Law Enforcement Inspections Unit, as well as approaches to leverage line and staff inspections. We will also discuss other on-audit reports conducted by law enforcement staff to address organizational risk. 4:20 4:30 Wrap-up Registration Information On or before August 17 On or after August 18 Registration Type Members both days $270 $300 Members one day $135 $150 on-members both days $315 $350 on-members one day $ $175 Online registration is available at this link: REGISTER Full refunds are available for cancellations on or before August 28. Refunds of 50 percent will be allowed for cancellations on or before September 4. After this date, no refunds will be granted. Substitutions are always permitted. Concerns or complaints may be directed to ALGA Member Services, 449 Lewis Hargett Circle, Suite 290, Lexington, KY 40503, (859) Location: SkySong, the ASU Innovation Center Synergy II in Building Road, AZ arking and Directions: Free parking is available onsite. See page 3 for parking information and page 4 for map and directions to the facility. Accommodations: We are not holding a block of hotel rooms for this training. See page 5 for map of nearby hotels. Learning Objectives - After this training, participants will be able to: Understand ethical, operational and risk considerations in auditing the law enforcement environment. Understand forensic accounting, fraud investigations and detection and prevention methods. Understand applying Lean principles in an audit environment. Understand key concepts to promote effective leadership. Level of Knowledge: Overview. All levels of government auditors from director to entry level staff are encouraged to attend. CE: 16 CE available over two days Delivery Method: Group-Live Advance reparation: one required. This is a paperless training, and electronic training materials will be available to download or print prior to the event on the ALGA website. Free WiFi will be available in the training room. Attendance Requirements: In order to obtain CE credit for the session(s) that is attended, attendees will be required to submit attendance codes announced during the sessions to verify their attendance. The Association of Local Government Auditors is registered with the ational Association of State Boards of Accountancy (ASBA) as a sponsor of continuing professional education on the ational Registry of CE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CE credit. Complaints regarding registered sponsors may be submitted to the ational Registry of CE Sponsors through its website: age 2

Guest arking Building 3 Surface parking lot South of Building 3, entrance off Innovation lace Surface parking, entrance off Innovation lace SkySong Boulevard parking Innovation lace parking arking

3 Guest arking Building 3 Surface parking lot South of Building 3, entrance off Innovation lace Surface parking, entrance off Innovation lace SkySong Boulevard parking Innovation lace parking arking garage is avaliable 30 minutes before event start time and 15 minutes after event start time, entrance off Enterprise Drive arking Spaces Innovation l Building 1 SkySong Blvd arking SkySong Blvd Rd Building 4 arking Garage Building 3 South Entrance arking Spaces orth Entrance Innovation l arking Building 2 Enterprise Dr ASU SkySong Building 3 I Rd.,, AZ 85257, USA I economicdevelopment.asu.edu I

Map and Directions ASU SkySong SkySong Blvd arking arking Building 1 SKY HARBOR IT L AIRORT Building 4 Building 3 Building 2 arking Hohokam Fwy 143 Rd Curry Rd 74th St McKellips Rd 1 202 From ASU

4 Map and Directions ASU SkySong SkySong Blvd arking arking Building 1 SKY HARBOR IT L AIRORT Building 4 Building 3 Building 2 arking Hohokam Fwy 143 Rd Curry Rd 74th St McKellips Rd From ASU Campus Take Rural Road north, which will turn into Road as you enter. Turn right on SkySong Boulevard From ASU olytechnic Campus Enter the Loop 202 West at Williams Field Road. Drive approximately six miles to the Loop 1 orth exit. Take the 1 orth to the Loop 202 West (approximately miles). Exit onto Road. Turn right on Road. Turn right on SkySong Boulevard From ASU Downtown Campus Take the I- East from Seventh Street. Exit on the Loop 202 East. Exit onto Road. Turn left on Road. Turn right on SkySong Boulevard Rio Salado kwy From ASU West Campus Take the I-17 South about miles to the I- East through downtown hoenix. Exit on the Loop 202 East. Exit on Road. Turn left on Road. Turn right on SkySong Boulevard. From hoenix Sky Harbor International Airport Go east on Sky Harbor Boulevard. Take the Loop 202 East toward. Exit on Road. Turn left on Road. Turn right on SkySong Boulevard. ASU SkySong I Rd., Ste. 200,, AZ 85257, USA I economicdevelopment.asu.edu I

earby Hotels 1 Residence Inn Marriott residenceinndowntowntempe.com 480-967-1818 5 South Forest Ave., Mission alms missionpalms.com 480-894-1400 60 E 5th St, 303 rooms 4 Aloft alofttempe.

5 earby Hotels 1 Residence Inn Marriott residenceinndowntowntempe.com South Forest Ave., Mission alms missionpalms.com E 5th St, 303 rooms 4 Aloft alofttempe.com E laya Del orte Dr, 136 rooms 5 Country Inn & Suites countryinns.com Rd, 6 83 rooms 2 3 AC Hotel achotels.marriott.com E Rio Salado kwy Red Lion Inn & Suites hoenix/ ASU redliontempe.com Rd, 118 rooms 19 Camelback Rd Indian School Rd Earll Dr Hayden Rd 7 Quality Suites qualitysuitestempehotel.com Rd, 119 rooms 8 Hospitality Suites hospitalitysuites.com Rd, 2 rooms 9 alms Hotel scottsdale-resort-hotels.com E, 140 rooms 11 Holiday Inn Express Hotel & Suites hiescottsdalehotel.com Rd, 170 rooms Hotel Valley Ho hotelvalleyho.com E Main St, 231 rooms 14 The Saguaro jdvhotels.com/hotels/arizona Drinkwater Blvd, 15 ark Suites scottsdaleparksuites.com Miller Rd, 136 rooms Courtyard by Marriott marriott.com/marriott-brands.mi Rd, 175 rooms Hilton Garden Inn Old Town hiltongardeninn3.hilton.com E Indian School Rd, 199 rooms ASU SKYSOG Rd Rio Salado kwy 2 1 University Dr Apache Blvd Broadway Rd 16 Marriott Suites marriott.com/phxst E Third Ave, 266 rooms 17 Hyatt House scottsdale.house.hyatt.com Drinkwater Blvd, 18 Aloft aloftscottsdale.com Civic Center laza, 19 Courtyard Salt River marriott.com/phxpi ima Rd, ASU SkySong I Rd., Ste. 200,, AZ 85257, USA I economicdevelopment.asu.edu I

ACUIA Region 5 Meeting October 3-4, 2011 SEFCU, Albany, NY

ACUIA Region 5 Meeting October 3-4, 2011 SEFCU, Albany, NY AGENDA Monday, October 3, 2011 7:30 am - 8:30 am Registration & Continental Breakfast 8:30 am 8:45 am Welcome & Announcements (1) 8:45 am 10:15 am Auditing Human Resources Auditing the HR Function will