USING QUALITY CONTROL CHARTS TO SEGMENT ROAD SURFACE CONDITION DATA
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1 USING QUALITY CONTROL CHARTS TO SEGMENT ROAD SURFACE CONDITION DATA Amin El Gendy Doctoral Candidate Ahmed Shalaby Associate Professor Department of Civil Engineering University of Manitoba Winnipeg, i Manitoba, Canada
2 Outline Segmentation as a classification tool Current strategies for segmenting road surface condition pavement condition data Limitations of the current segmentation methods Fundamental concepts of quality control charts and application as a segmentation method Compare results of c-chart segmentation with previous segmentation methods
3 Introduction Many elements of road condition data are collected periodically at the network-level, for example IRI, friction, FWD, rut depth. This data drives the selection of maintenance and rehabilitation strategies and the extent of each treatment With the growth in stored data, there is a need to identify homogeneous and consistent condition-based subsections A network could be segmented dynamically into homogeneous subsections which have statistically-uniform properties using one or several condition data elements
4 Segmentation strategies Several approaches exist for classifying condition data. Four methods will be discussed: 1. Cumulative Difference Approach (CDA) 2. Absolute Difference Approach (ADA) 3. Classification and Regression Trees (CART) 4. Quality Control Charts (C-Chart) Important to note that there is no unique or final solution. Solutions are recursive and adaptable. Additional criteria are required to terminate the process.
5 The cumulative difference approach (CDA) Pavement Re esponse, r i r 1 r 2 r 3 X (a) Response Cumula ative Area, A x Z x Cumulativ ve Difference, Z A _ x A x X 1 X 2 X 3 (a) Z _ x X 1 XX 2 X 3 (b) (+) x = Ax A + Border - (-) X 1 Border (c) X 2 (-) X3 X X (b) Cumulative Area (c) Cumulative Differences
6 The absolute difference approach (ADA) Response range Average response Segment length r d Z i = r i r d r i x i x d X The absolute difference approach
7 Classification and regression trees (CART) Each data set is divided into two homogeneous subsections by locating the position where the sum of the squared differences between the data in each segment and the corresponding mean of each segment is minimized. r Segmenting location Exhaustive search for dividing the data set into two homogeneous subsections X
8 Classification and regression trees (CART) The procedure is applied recursively to each segment until a maximum number of segments or a minimum i segment length is reached. Step 1 r Step 2 Step 3 Regression tree for eight delineated sections X
9 Control chart approach (C-Chart) Response Upper control limit, UCL Upper warning limit, UWL Response Lower warning limit, LWL Lower control limit, LCL +kσ = +3σ +2σ µ -2σ -kσ =- 3σ ibution bability Distri Normal Pro 95.4% % Observation number Typical control chart showing warning limits (±2σ) and control limits (±3σ)
10 General model for control chart The centreline CL, the upper control limit UCL, and the lower control limit LCL are: UCL = µ + kσ CL = µ LCL = µ kσ where k is the distance of the control limit from the centreline expressed in standard deviation unit. The outer limits are usually at 3σ and the inner limits The outer limits are usually at 3σ and the inner limits, usually at 2σ
11 Estimating mean and standard deviation from segment data Mean and st. deviation are estimated from segment data Must be recalculated with the addition of each data point to the segment Estimate of mean µˆ = r µˆ r = estimate of mean for current segment = average of responses in current segment Estimate of variance n 2 i= 1 ˆ σ r i = response value ˆ r 2 i nr = = n 1 2 σ = estimate of variance for current segment n = number of response points (i) in current segment 2
12 Modifying c-chart control limits using response range St. deviation of a segment can be too large for practical applications Control limits can be assigned to not exceed a desired (practical) target range: UCL = µˆ µ + c LCL = µ ˆµ c c is the minimum of the 3 σˆ in the segment and 0.5 r range
13 C-chart delineation algorithm 1. Proceed from the fifth data sample from the start of the segment to allow for a reasonable initial estimate of the statistical parameters 2. On adding each new data sample, the estimated mean and variance of the segment are calculated based on data from start of segment up to the tested sample. 3. The lower of 3 σˆ and 0.5 r range are used to establish and update the control limits. 4. A new segment is started when the tested data sample falls outside the control limits. 5. The process continues until all profile data is segmented
14 Segmentation using c-chart approach Segment border r i Response, r Pavement UCL 2 UCL 1 µ 2 +c 1 µ -c 2 1 LCL 2 -c LCL1 1 Segment 1 Segment 2 +c 2 Identification of homogeneous segments using c-chart approach Km -post
15 Comparison of segmentation methods Segmentation Method Characteristic Segmentation Criterion Minimum number of segments Final number of segments Segment range CDA Diversion from Two Unlimited Not specified mean of entire profile ADA Target range One Unlimited Predetermined CART Minimum sum of Two Predetermined Unlimited squared error C-Chart Standard One Unlimited Optional deviation
16 The AASHTO Example FN(40) km-post Segment borders 2σ C-Chart 20 3σ C-Chart 15 CDA 10 CART Highway km-post Delineating a Friction Number profile using various methods
17 The sum of squared errors (SSE) Comparison of sum of squared errors (SSE) using three segmentation methods Segmentation Method SSE [FN(40)] Number of subsections CDA CART σ C-Chart σ C-Chart
18 Joining of adjacent segments If two adjacent segments have similar statistical properties, joining should be examined. Joining is performed if the resulting (joined) segment is considered uniform. r Similar statistical properties Minimum segment length r Original segmentation X Joining adjacent segments X
19 Joining of adjacent segments Profile FN(40) km-post Segment borders 2σ C-Chart Response Range % Highway km-post Joining of adjacent segments generated by 2σ c-chart method using various response ranges
20 Joining of adjacent segments SSE Number of Segments SSE [F FN(40)] Response Range % Segments Number of Relationship of sum of squared errors (SSE) and number of joined segments to response range
21 Limitations No clear winner. Selection of a segmentation method should be based on the type of data and the quality of information to be extracted. No unique or perfect answer. The lowest SEE is when each segment contains exactly one sample and the mean of the entire section is not affected by segmentation. Process can be nearsighted if it cannot recognize brief disturbances It is important to strike a balance between approximation It is important to strike a balance between approximation of a condition in a uniform subsection and the details provided by higher resolution data.
22 Conclusions and recommendations Segmentation allows for the extraction of uniform homogeneous sections. Several available methods for segmenting road condition data are presented. C-chart can be employed as a segmentation ti tool and selecting a practical target range provides additional control over the solution. The AASHTO example was used to demonstrate the various methods.
23 Conclusions and recommendations The main advantage of the c-chart approach is that it is an autonomous process that does not require prior knowledge of the statistical characteristics of the data. If the characteristics of data are known, additional criteria such as target range can be incorporated to improve the segmentation Segmentation tools and criteria should be tuned to achieve g the desired solution
24 Thank You
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