Getting to know ESTAT: The Exploratory Spatio-Temporal Analysis Toolkit
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- Archibald Russell Sharp
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1 Getting to know ESTAT: The Exploratory Spatio-Temporal Analysis Toolkit ESTAT, the Exploratory Spatio-Temporal Analysis Toolkit is an interactive Geographic Visualization (GeoVisualization) environment designed to support the exploration of complex spatial data. Specifically, we have designed and developed ESTAT in cooperation with the National Cancer Institute and their research staff. The ESTAT toolkit is based on the open-source Java geovisualization environment, GeoVISTA Studio. Applications built in Studio are highly interactive and designed to operate across common platforms for researchers interested in visualizing and exploring geographic data. The GeoVISTA Studio and ESTAT research and development efforts are housed at the Penn State GeoVISTA Center, part of the Department of Geography at Penn State. This tutorial is designed to give you an introduction to the installation and use of ESTAT. For further information, you are invited to visit the official ESTAT homepage at: This material is based upon work supported by the National Institutes of Health under Grant # R01 CA Any opinions, findings, and conclusions or recommendations expressed in this material are those of the author(s) and do not necessarily reflect the views of the National Institutes of Health, the National Cancer Institute, or the Pennsylvania State University. Tutorial Contents: 1. Installing ESTAT 2. Using ESTAT A Step By Step Guide 2.1 Loading Data and Creating Projects 2.2 Introducing ESTAT 2.3 Using the Scatterplot 2.4 Using the Bivariate Map 2.5 Using the Parallel Coordinate Plot 2.6 Using the Time Series Graph 3. Further Reading and Contact Information
2 1. Installing ESTAT ESTAT, like all applications created from GeoVISTA Studio, requires that you have installed the latest version of Sun Microsystem s Java platform on your computer. You will need Java version 1.5 or newer in order to launch ESTAT. The Java 1.5 platform can be downloaded here. Once you have successfully downloaded and installed Java 1.5, download the latest ESTAT build and follow these instructions: 1. Unzip the ESTAT archive from the webpage into your C:\ root directory with the "use folder names" option selected. This is important because it ensures that the archive unpacks with the correct directory structure. 2. Using Windows Explorer, My Computer, or whichever file manager program you prefer, navigate to the C:\pcpHome\bin directory. 3. Right click on the file called ESTAT.bat and "edit" it in a text editor, such as Notepad. 4. This will bring up a little bit of batch file code. The line that needs to be changed is: SET JAVA_HOME=C:\Program Files\Java\j2re1.5.0_02 5. You will need to put in whatever version of Java you have here. To figure this out, go to C:\Program Files\Java and use the directory name that follows there. For example, the path on your computer may be C:\Program Files\Java\j2re1.5.0_02. You want the entire path, so type this after the equal sign on the SET JAVA_HOME= line. 6. Once you have done that, save the file, and you should then be able to double Click the ESTAT.bat file to launch ESTAT. 7. Now, create a shortcut to the ESTAT.bat file by right clicking on the file and selecting Create Shortcut. Place this shortcut on your desktop for easy access. 2. Using ESTAT A Step By Step Guide Launch ESTAT Double-click on the desktop icon named ESTAT to start the program. A DOS window will pop up briefly as ESTAT begins to launch. Leave this window open so that ESTAT launches successfully. 2
3 2.1 Using the Data Loader When the application has launched successfully, click on the file icon in the upper left corner to launch the Data Loader. A small popup will appear to ask if you d like to name a new project or use an existing one. Select the new project option and click Next to proceed. The next dialog box in the Data Loading Wizard will ask you to specify a name for your project. This is the name that will be used to save your project details. Now, type in ESTAT Tutorial for the project name: Click Next and continue to the next portion of the Data Wizard: Here, you can choose to load Primary Data (data viewable in the map, PCP, and scatterplot) and/or Time Series Data. There are some situations where adequate 3
4 time series data does not exist, and in that case you could opt to load Primary Data alone. For the data set you will use, time series data does exist, so make sure both boxes are checked and click Next when you are ready. Now, you need to specify the file paths for the different data sources you wish to use. For this tutorial we will be exploring a dataset of cancer mortality rates and socioeconomic variables for all of the counties in the lower 48 states of the U.S. The Data Paths screen in the Data Wizard is split into two parts. The top portion is for the Primary Data. The bottom is for Time Series Data. Starting in the Primary Data paths section, click the folder icon on the right side of the Observations path area. Then navigate to the pcphome/data directory, which will be located at C:\pcpHome\data if you installed ESTAT according to instructions included at the beginning of this document. Select the file called USA_Cancer_Ob.csv and click Open. This will cause the appropriate path to appear in the Observations path area. Repeat the same procedure for the Metadata file by selecting the USA_Cancer_ObMeta.csv file. Finally, add the path for the shapefile called USA_Cancer.shp. After you have taken care of the file paths for the Primary Data, continue to the Time Series data and select the USA_Cancer_Ts.csv file for the Time Series path, and the USA_Cancer_TsMeta.csv file for the Metadata path. When you ve done this your screen should look similar to this: 4
5 Picking all of these paths is a bit complicated, but once you have done it one time it is saved in your project details and will be recalled automatically when you reload this project. Click Next when you are ready to move on to the variable selection screen. Here you need to pick some (or a lot!) of the variables available in the primary and time series data that you d like to explore. We ll start with the Primary Data area, in the top half of the window. Take a moment to scroll down the list on the left side of the variables available for analysis. If you hold your mouse cursor over the description column, the full description will appear as a rollover. A lot of times the descriptions are longer than the space allotted in the table, so this can be a useful feature. To help you manage all of these variables and select things systematically, there are two icons at the top left that you can use to sort and promote variables by category. Click the leftmost one, as shown below: This will cause a popup menu to appear with a list of possible category choices. These categories are defined by the person who created the metadata file, a process that is described in Section 3.3 of this tutorial. Select Lung Cancer Mortality from the dropdown list. This will cause all of the variables in that category to be promoted to the top of the list. You need to find the three variables in this group that cover the broadest range of Lung Cancer mortality the Age Adjusted Rate of Lung Cancer Mortality for All Ages, All Races, Male + Female for the three time periods available ( , , ). These three variables should be the last three in the category, as shown below: 5
6 Move these three variables over into the Data for Analysis area by clicking the top arrow button in the middle of the two main boxes. This will send over those three variables to the other side. Next, add all of the variables from the category called socioeconomic covariates. At this point your Data for Analysis window should look like this: 6
7 Now, move down to the Time Series Data area in the bottom portion of the variable selection screen. You want to find similar lung cancer time series data to look at, so use the category promotion icon to move Lung Cancer Mortality up to the top of the list. Select the three variables for the Age Adjusted Rate of Lung Cancer Mortality for All Ages, All Races, Male + Female for the three time periods available ( , , ). Again, these should be the last three in the highlighted group that you just promoted. The Data for Analysis screen should look like this when you are finished: 7
8 Click Finish when you are ready, and ESTAT will load these variables. Note: Clicking Finish automatically saves the project and its details. When you return to ESTAT at a later date, you can choose Load Existing Project in the first screen, select ESTAT Tutorial from the list, and click Finish right away to skip variable selection and stick with whatever you selected last time you worked with that project. 2.2 Introducing ESTAT ESTAT features four primary elements: a scatterplot, bivariate map, time series graph, and parallel coordinate plot. Each of these visualization methods is linked to the other dynamically, so selections you make and mouse movements you provide are coordinated throughout the application. Once you have loaded data per the previous section of instructions, ESTAT will look similar to the following screen capture: In the top left, you will find the bivariate scatterplot. At the bottom left is the bivariate map. At top right is the time series graph. At bottom right is the parallel 8
9 coordinate plot. Each of these visualization methods is described in further detail in the following sections. You will use the data you have loaded to explore a few patterns as you learn details about how to use ESTAT. 2.3 Using the Scatterplot We will begin with the Scatterplot element of ESTAT. By default it is located in the top-left quadrant of the program. The Scatterplot in ESTAT is bivariate, meaning two variables are plotted against each other at a time. You can use the drop down boxes to select variables for the X and Y axes and the plot will change immediately to show you the distribution. Also, these selections are automatically linked to the map, since they are both bivariate tools. The default settings aren t particularly meaningful, so we ll change them now to see something interesting. Start by double-clicking the colored box in the upper right-hand corner of the scatterplot window. This will launch the detailed version of the legend (also accessible by right clicking on this box and selecting that option). 9
10 First, select the variable RLALLAALA9901 from the attribute dropdown box. This is the age-adjusted mortality rate for lung cancer among all-ages, all races, and both genders for the period between 1999 and By default the interactive legend is set up for a univariate color scheme and representation. This is useful if you want to look at one variable at a time. In the univariate case, you will see a histogram overlaid by the color boundaries (which are determined by the classification scheme chosen). This gives you an idea of the distribution of the data versus the classification scheme that is selected. As you can see, by default the equal interval method has some classes with lots of values and others with hardly any at all. Choose the Quantiles option from the Classifier dropdown menu and notice the immediate change. Quantile classification specifies that each class must have an equal number of observations. If you hit the OK button now, you will see that the visualizations all change to match this new scheme. You can see a lot more variation now that you have specified that each class must contain the same number of observations. So what are we looking at here, then? You can find out by rolling your mouse over the variable names in the dropdown menus on the scatterplot 10
11 window (or the map window, for that matter). By default you should be seeing two time periods of lung cancer mortality plotted against each other, and in the map you will see only the first one. Notice the relatively strong pattern of lung cancer mortality in the Appalachian and Southern parts of the U.S., as well as a bit in the Pacific Northwest. To make things a bit more meaningful, let s plot the first lung cancer variable against a socioeconomic variable. Open the interactive legend again (double click the small legend in the corner) and switch to Bivariate mode. Then select the variable pctpoor from the second dropdown box, as shown below: 11
12 Once you have done so, you will notice that the distribution will change in the legend area to show you this bivariate relationship. Now, make sure you switch the Classifier 2 method to Quantiles as well, since it will be equal intervals by default. Once you have done this, click OK to apply these changes and go back to ESTAT. All of the elements in ESTAT should update to reflect your choices. Now things are colored in a bivariate scheme, by default a green/purple scheme (for more on color schemes, check out You can use the axes in the scatterplot to interpret this scheme. Each observation is given a bit of green and a bit of purple depending on how high that place is concerning lung cancer mortality and percent impoverished, respectively. So places that are very green have high mortality and low numbers of poor residents, and vice versa. Places that are very light green/purple are low in both, and places that are dark greenish-purple are high in both. You have surely noticed all of the activity caused by your mouse movements in ESTAT this is called linked indication. Every time you mouse over an observation, it is highlighted in each view. You can also select groups by clicking and dragging a box or drawing a line. Drag a box now over the darkest purplegreen portion of the scatterplot (high values in both variables). 12
13 Notice how you have now revealed only this subset in each of the visualization methods. This same selection technique works in every view in ESTAT. Also, you are provided correlation and r-squared values to examine the statistical relationships between these two variables when this selection is made. 2.4 Using the Bivariate Map The Bivariate map in ESTAT has already been showing you quite a bit from your work with the scatterplot. Now let s look at some of the features that are unique to the map. The legend and selection behavior are the same as the scatterplot, so you already know how to change variables and classification methods. If you don t need to change classification at all, you can also use the dropdown menus to switch variables quickly (this, of course, also works for the scatterplot). If you can t remember what a certain variable name means, simply hold your mouse cursor over the name in the dropdown menu and the description will appear. 13
14 To reset the selection you made a minute ago, simply drag a small box over an empty spot on the map or scatterplot and it will return to showing you everything. Do this now so we can look at the full map again. It should look like this when you re finished: The icons across the top are special tools you can use to change and explore this map. The default icon is the selection tool which is at the leftmost end of the icon bar. You can click and drag a box over part of the map to make a selection by geography. Try it now select the southeast United States, or some other region you might be interested in. Once you have done that, click on the zoom-in icon, which is the next one over from the selection icon. Then you can drag a box or click your way in further to look at the region you selected in detail. To return to the full extent, simply click the globe icon. Once you are finished zooming, go ahead and return to the full extent using the globe. The hand icon will let you pan across the map, and the two icons to the right of that are a couple exploratory tools. The red icon is for showing excentric labels. If you click this icon and then roll your mouse over a few counties, you will see the names of adjacent counties in little boxes around the place you are looking at. If you click the green icon, you will cause a Fisheye lens effect when you roll over the map this can help you pick apart areas that have small counties (or perhaps census tracts if we were looking at a different dataset). 14
15 If the small summary legend in the upper right is in the way of the map, as it is in this example, simply click and drag it to a different spot. Also, try right-clicking and selecting the expanded legend. This version is a little bigger and shows the variable names instead of colored lines. You can collapse it to the smallest legend again by clicking once on the grey arrow, or right clicking and selecting smallest from the list. If you want to select one of the categories directly from the legend, simply right click on that category and click select the category. Try this now with the top right category to show the precise group of observations you selected somewhat more roughly in the scatterplot example. Drag a box over an empty area when you re finished looking at that pattern to reset the selections again. 2.5 Using The Parallel Coordinate Plot So what are all those lines in the bottom right corner? That s the Parallel Coordinate Plot. The Parallel Coordinate Plot (from now on referred to as the PCP) is a tool designed to display multi-dimensional data in a visually accessible format. It works by converting data categories into axes and then drawing lines from one category to another based on the values at each intercept. An example of a simplified PCP is shown below: 15
16 In this example, each line (usually called a string) represents a range of variables and their values for an individual type of automobile. The first two axes demonstrate a positive correlation as horsepower increases, so does weight. If you examine the second pair of axes, you ll notice a negative correlation. As weight increases, MPG decreases. Finally, if you follow the lines out to the final axes, you can see what happens when categories are visualized in a PCP. An obvious hypothesis from this data display would be that high-horsepower, heavy vehicles with low MPG rating tend to have 8 cylinder engines. With the data used in this tutorial for ESTAT, each string represents a county, and the intercepts of these strings across a wide array of health outcome and socioeconomic variables form the complex profile of each county. The PCP is in fact a visual method of interpreting a spreadsheet each column is an axis, and each row is a string. To get started with the PCP in ESTAT, let s examine the same two categories of information we ve been looking at with the scatter plot and map. By default, the PCP window is in the bottom-right corner of the application, and should look like this: First, try moving your mouse over the lines and to see values at each axis dynamically. With large datasets, there is some latency involved with this procedure, and you will notice that it might be a little slow to pick out a particular single line in such a large grouping. Later we ll look at a few of the tools available for modifying the display so that you can analyze relationships in detail. 16
17 So, to begin looking at the two variables you ve examined before, you need to reorder the axes so that you are looking at them side-by-side. This can be done in two different ways, either by dragging the square at the bottom of the pctpoor axis and pulling it over so that it is adjacent to the RLALLAALA9901 axis, or by using the configuration panel. By default, the pctpoor axis is somewhat far away to the right of the RLALLAALA9901 axis, so let s try using the configuration panel. Click on the configure tab at the left margin of the PCP display. It will bring up this window: Click on the Location tab along the top of this screen and it will switch to the following page: 17
18 This panel allows you to decide the variable ordering, the spacing between axes, and to control whether or not axes lines are drawn or not. To move the pctpoor variable next to the RLALLAALA9901 variable, click on the row labeled pctpoor in the table labeled Visible as shown in the above figure. Then click the second up button (move one space at a time, as opposed to the first button which moves the selected variable to the top with one click) until the variables are adjacent to one another. Click Apply when you are finished and then Close to close the configuration page. You should now be able to locate the two variables we re interested in next to each other. Scroll around on the PCP until you find them together, and then click the purple C icon in the toolbar. This shows correlation values at the bottom between each pair of axes (as well as the number of null values in parentheses): We can see that there is a.20 positive correlation between that set of mortality rates and the percentage of people in those places who live under the poverty level. Now let s dig a bit deeper. You can select ranges on the PCP by clicking and dragging a line over the strings on the plot. Try this now by dragging a line over the top range of pctpoor as shown below: 18
19 This will update the map and other visualizations, as well as reveal the trend of those same observations throughout the rest of the variables in the parallel coordinate plot. Take a moment to look at these relationships now, if you like. There are a number of icons in the toolbar for the PCP tool, and we ll go through them now from left to right. First, the leftmost icon is a toggle for whether or not the PCP will highlight strings as you roll your mouse over them. Sometimes you may wish to toggle this off if it becomes distracting while you work with the PCP. The second icon from the left toggles background data on and off, by default it is on, meaning that you see a shadow of the full dataset when you make a selection. If you turn it off, then only the given selection is shown. You can try this now if you want toggle it off and then back on again to see how it works. The third icon lets you show missing data. Missing data are not important in this particular dataset, but in some instances you might use this feature to look at observations that are missing values for some variables and not others. Next, the fourth icon from the left is the toggle for normal mode, which shows all of the strings individually. This makes more sense when you consider that the next two icons are for different kinds of summary lines, first by median, and second by category. The green lines icon is for median summary lines, and clicking this icon will summarize the data into median lines for each category, which is a useful way of paring down the complexity of the data a bit and looking at the overall trends. The multicolored lines icon is for category median summaries, which lets you look at summary lines by geography, in particular. Click this icon, and then select State Name from the list, and you will see 19
20 summary lines by each state in the dataset. Then you can brush over these lines to look at one state at a time in the map and scatterplot. When you re finished doing this, click the normal mode icon and it will return the PCP to its default line settings. Next there are animation controls the play button is the only one visible by default, but you can click the small black arrow next to it and expand the toolbar if you like. With these controls you can animate through the observations in the PCP one at a time. There are more detailed settings for animation available in the Configure panel, if you re curious. The next two icons are for boxplots. The first icon will simply show boxplots (a good way to visually assess variability and median values). The second will align all of these boxplots if you wish to do so. The following figure shows the plot with median summary lines turned on, background data turned on, and boxplots turned on. You can see that the median trends of mortality decreased somewhat from the time period to the time period: Note: You can always roll over the variable name in the PCP to see its full description. We have tried to include as much access to metadata as possible in each of the tools included in ESTAT. The blue arrow icon after the boxplots icon will reset the entire PCP to its default values. This is useful if you ever get stuck and want to start over again! 20
21 We used the big C icon earlier to show correlation values, so we can skip that one for now. The second to last icon will resize the plot area to fit your window if you decide to change the size of the PCP window. And finally, the last icon will launch a feature we are developing to let you zoom in on a particular area of the PCP. At the moment it doesn t work the way we have envisioned it, so don t worry about it for now. In a future release we will describe it in more detail. Click the blue arrow to reset things back to the default and we ll move on now to the last visualization tool, the time series graph. 2.6 Using the Time Series Graph The Time Series plot is somewhat similar to the PCP you were just working with. By default, it is located in the upper-right corner of the application. This element is intended to display temporal data for a single category. In this example, you are looking at the age-adjusted rates for Lung Cancer mortality across 3 year rolling averages from Most of the configuration controls, brushing, and analysis tools that work in the PCP work similarly in the Time Series plot. As in the PCP, the lines in the time series graph correspond to individual observations, in this case they are counties and their intersections on each axis are determined by the age adjusted mortality rate at that time interval. If you forget the variable descriptions, you can roll over the years on the bottom to see the full description in detail. You can select observations in the time series graph just like you did in the PCP. For example, draw a line over the top range of mortality in the time series provided. You will end up with something along the lines of the following capture: 21
22 As you can see, selecting the top range of mortality across the time series again emphasizes the Appalachian and Southern U.S. pattern you have been seeing in most of the previous examples. You can also read the time series graph and see that it s hard to discern any trends over time when looking at all the lines at once. If you turn on the median summary lines, you can see immediately that the median rates across the time periods that these data cover aren t really changing: 22
23 Now that you ve been introduced to each of the tools in ESTAT, feel free to explore as you see fit. The idea behind exploratory geovisualization is that users might modify existing hypotheses based on what they see, or even create entirely new ones. We are always excited to hear about things you have discovered using our tools, so let us know if you have! 3. Further Reading and Contact Information For research papers related to the design, development, and application of ESTAT, check out our website at Additional datasets and new releases will be regularly made available at the ESTAT homepage: ESTAT is designed to enable interactive geovisualization with complex datasets. Take some time to try some of the buttons and configuration panels that you did not explore in this tutorial. We hope most of them are self-explanatory. Your feedback to us is extremely valuable. We want to create tools that help you explore and uncover new hypotheses. In the focus session at the end of the series of tasks you will tack next, we will ask you to tell us what you think of the basic layout and functionality of this software. Think about tools and options you think should be included that aren t, or about features in the existing package that you don t understand or are awkward to use. Questions or Comments? Contact us arobinson@psu.edu This tutorial was prepared by: Anthony Robinson Research Assistant GeoVISTA Center Department of Geography The Pennsylvania State University May 31,
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