CERTIFICATE OF COMPLIANCE

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1 Issued to: SMA Solar Technology AG Sonnenallee Niestetal GERMANY This is to certify that representative samples of STATIC INVERTERS, CONVERTERS AND ACCESSORIES FOR USE IN INDEPENDENT POWER SYSTEMS SMA Solar Technology AG Model: STP30000TL-US-10 Have been investigated by UL in accordance with the Standard(s) indicated on this Certificate. Standard(s) for Safety: Additional Information: UL Inverters, Converters, Controllers and Interconnection System Equipment for Use With Distributed Energy Resources CAN/CSA C22.2 No Power Conversion Equipment ANSI/UL Software in Programmable Components See the UL Online Certifications Directory at for additional information Only those products bearing the UL Certification Mark should be considered as being covered by UL's Certification and Follow-Up Service. The UL Recognized Component Mark generally consists of the manufacturer s identification and catalog number, model number or other product designation as specified under Marking for the particular Recognition as published in the appropriate UL Directory. As a supplementary means of identifying products that have been produced under UL s Component Recognition Program, UL s Recognized Component Mark:, may be used in conjunction with the required Recognized Marks. The Recognized Component Mark is required when specified in the UL Directory preceding the recognitions or under Markings for the individual recognitions. Any information and documentation involving UL Mark services are provided on behalf of (UL) or any authorized licensee of UL. For questions, please Page 1 of 9

2 Recognized components are incomplete in certain constructional features or restricted in performance capabilities and are intended for use as components of complete equipment submitted for investigation rather than for direct separate installation in the field. The final acceptance of the component is dependent upon its installation and use in complete equipment submitted to. Look for the UL Certification Mark on the product. This is to certify that representative samples of the product as specified on this certificate were tested according to the current UL requirements. Permanently-connected, Grid Support Utility Interactive, 3-phase inverter. This description covers the SMA Solar Technology AG Model: STP30000TL-US-10 inverter, and multiple listings which is intended for DC input from photovoltaic modules. The Certificate is valid for the HP-Version R which is part of all packages FW version R and above. USL - Evaluated to the requirements of the Standard for Safety for Inverters, Converters, Controllers and Interconnection System Equipment for Use With Distributed Energy Resources, UL 1741, Second Edition, dated January 28, Including the Certification Requirement Decision dated April 26, 2010, for the evaluation of transformerless / non-isolated EPS interactive PV inverters with PV array inputs in compliance with article of the NEC.. Additionally evaluated to the requirements of the Standard for Safety for Inverters, Converters, Controllers and Interconnection System Equipment for Use With Distributed Energy Resources, UL 1741SA, Second Edition, dated September 7, 2016, which also fulfills the Source Requirement Documents of California Public Utilities Commission Rule 21 for grid support utility interactive inverters: the Generating Facility Interconnections of PG&E (Pacific Gas and Electric Company, Cal. P.U.C. Sheet No E), SCE (Southern California Edison, Cal. PUC Sheet No E) and SDG&E (San Diego Gas & Electric Company, Cal. P.U.C. Sheet No E) CNL - Additionally evaluated to CAN/CSA C22.2 No , "General Use Power Supplies."September 2001, Reaffirmed 2011 This description also includes a complementary Listed, integral Type 1 Photovoltaic DC Arc-Fault Circuit Interrupter Protection for STP30000TL-US-10 inverters. This Listing was evaluated for compliance with the applicable provisions of the Standard for Safety for Arc Fault Circuit Interrupters, UL 1699, Second Edition, including revisions dated February 11, 2011, and Outline of Investigation Subject 1699B, Photovoltaic (PV) DC Arc-Fault Circuit Protection, Issue Number 1, dated April 29, See Volume 26, Section 2, Report dated of this file for details regarding the evaluation of the integral Type 1 Photovoltaic DC Arc-Fault Circuit Interrupter Protection device as integrated in the UL Listed inverters as described in this report. Any information and documentation involving UL Mark services are provided on behalf of (UL) or any authorized licensee of UL. For questions, please Page 2 of 9

3 Any information and documentation involving UL Mark services are provided on behalf of (UL) or any authorized licensee of UL. For questions, please Page 3 of 9

4 Standards for Safety: Evaluated to the requirements of the Standard for Safety for Inverters, Converters, Controllers and Interconnection System Equipment for Use With Distributed Energy Resources, UL 1741, Second Edition, dated January 28, Including the requirements in UL 1741 Supplement A, sections as noted in the Technical considerations Any information and documentation involving UL Mark services are provided on behalf of (UL) or any authorized licensee of UL. For questions, please Page 4 of 9

5 Components covered by this certificate provide functionality in compliance with UL 1741 Supplement A (SA) when used in a UL Listed end product which has been evaluated by UL for it s intended purpose. Compliance testing was conducted on samples of the products according to the test methods in the following sections of UL 1741 with compliant results: Certified functions. Cross Reference table UL 1741 SA to SRD ANTI-ISLANDING PROTECTION - UNINTENTIONAL ISLANDING WITH GRID SUPPORT FUNCTIONS ENABLED LOW/HIGH VOLTAGE RIDE- THROUGH LOW/HIGH FREQUENCY RIDE- THROUGH Testing conducted to the requirements of UL 1741 SA corresponds to the minimum requirements for CA Rule 21, An enumeration of functions tested, including complete ratings, and available certified settings for the Grid Support functions, are recorded in the appendix to this document. Test data and detailed results of compliance testing are retained in the complete UL Report for this product. Report prepared by: Scott Picco Scott Picco Business Development Manager Source Requirement Document(s) Test Standard(s) and Section(s) Report Date Electric Rule No. 21 Hh.1a UL 1741 SA Electric Rule No. 21 Table Hh.1 UL 1741 SA Electric Rule No. 21 Table Hh.2 UL 1741 SA RAMP RATES Electric Rule No. 21 Hh.2k UL 1741 SA RECONNECT BY "SOFT START" Electric Rule No. 21 Hh.2k UL 1741 SA SPECIFIED POWER FACTOR Electric Rule No. 21 Hh.2i UL 1741 SA DYNAMIC VOLT/VAR OPERATIONS Electric Rule No. 21 Hh.2J UL 1741 SA FREQUENCY-WATT Electric Rule No. 21 Hh.2.l UL 1741 SA VOLT-WATT Electric Rule No. 21 Hh.2.m UL 1741 SA Any information and documentation involving UL Mark services are provided on behalf of (UL) or any authorized licensee of UL. For questions, please Page 5 of 9

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