Beaufort Asset Clearing Services Limited (in special administration) Client Claim Portal. User Guide

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Edwin Carpenter
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1 Beaufort Asset Clearing Services Limited (in special administration) Client Claim Portal User Guide

2 Contents 1. System Overview 2. User Access 3. Logging In 4. Confirming your client details 5. Reviewing your client statements 6. Client confirmations 2

3 System Overview This client Portal contains a statement (the Statement ) setting out what the books and records of Beaufort Asset Clearing Services ( BACSL ) record as being your entitlements to client money and client assets. It also provides you with a mechanism to notify the Special Administrators (the Administrators ) of BACSL as to whether you agree or disagree with the information contained in the Statement. We strongly recommend that you review this information now and respond by the bar date deadline which has been set by the Administrators in accordance with regulations 11 and 12A of the Investment Bank Special Administration Regulations 2011 (the Bar Date ). The Bar Date has been set for 8 June If you disagree with any of the client money and client asset information presented within the Portal, you need to notify the Administrators and supply details via the Portal. If you fail to notify the Administrators of your disagreement prior to the passing of the Bar Date (8 June 2018), this may adversely affect the extent of any distribution that is subsequently made to you, as clients who submit claims after the Bar Date are not guaranteed to have their claims taken into account when distributions are made. If you disagree with the information in the Portal, please provide specific details relating to any differences including stock name and stock quantity together with a description of any differences by 8 June 2018 in the Client Confirmation section. You must do so by completing the mandatory questions explaining which line items of the Statement you disagree with, why you disagree with them, and attaching evidence in support of your explanations. The Administrators' team will contact you in due course to request any further information needed to resolve any differences. This user guide has been prepared for information purposes only and is subject to change without notice. It is not intended to create, alter or amend any further rights or existing rights between clients and Beaufort Securities Limited or BACSL. 3

User Access After being set up as a client user on the Portal, you will receive 2 emails.

username. The second email you receive will provide instructions describing how to set your password.

fig1. Create your own 6 digit personal pin number and enter it in the text box provided.

4 User Access After being set up as a client user on the Portal, you will receive 2 s. The first confirms your access and provides you with a link to access the site and your unique username. The second you receive will provide instructions describing how to set your password. After clicking the link provided, you will be redirected to Set New Password screen as displayed in fig1. Create your own 6 digit personal pin number and enter it in the text box provided. Note: You will need this pin later. Complete the rest of the form and click on the Request New Password link. Fig 1 Fig 2 4

User Access You should now receive email confirmation that a password reset link has been sent to you. Click on the link provided in the email. You will now be re-directed to the New Password screen.

5 User Access You should now receive confirmation that a password reset link has been sent to you. Click on the link provided in the . You will now be re-directed to the New Password screen. Re-enter your six digit personal pin and enter and confirm your new password in the text boxes provided. Note: Your new password must be a minimum of 7 characters and contain at least one uppercase letter, one lowercase letter and one number. Finally enter the captcha code before clicking Set Password. You will now receive an confirming your password has been successfully changed as well as onscreen confirmation as shown in fig 4. Fig 3 Click on the link (highlighted in fig 4) to go back to the login page. Fig 4 5

Logging In From the Login page, enter your username and the password you created in the previous step before

You will need to enter this code (see fig 6) before you can access the portal.

If at any point you require support with a technical query, please contact our Administration Helpdesk team either

6 Logging In From the Login page, enter your username and the password you created in the previous step before clicking on the Login button. Each time you log in, a one-time-use authentication code will be ed to you. You will need to enter this code (see fig 6) before you can access the portal. If you forget your password, you can reset it by clicking the Forgot Your Password? link on the login page. If at any point you require support with a technical query, please contact our Administration Helpdesk team either on phone at (UK) or +44 (0) (International) or client.services@beaufortsecurities.com from the address we hold on file for you. Fig 5 Fig 6 6

7 Logging In You must now read and confirm your agreement with the General Disclaimer text (fig 7) and the Authorised User Representations (fig 8). Fig 7 Fig 8 7

Confirming your details After logging in, the first step you

contact details. These will be pre-populated.

8 Confirming your details After logging in, the first step you are required to complete is to review and confirm your contact details. These will be pre-populated. Please ensure you check these for accuracy as and confirm by clicking Incorrect or Correct. If your contact details are incorrect please contact our Administration Helpdesk before proceeding. Fig 9 8

9 Reviewing your Client Statements After confirming your details, you will now see the Client Statements page as shown in fig 10. This is your personalised Statement setting out what the books and records of BACSL record as being your entitlement to client money and client assets. It has been created based on the holdings described in BACSL s books and records. The Statements section includes your client money and asset statements which you must first review. To review a statement click on the View button as highlighted in fig 10. Fig 10 9

Reviewing your Client Statements You will now see the Client Statement Report displayed as shown in fig 11. Review the statement and ensure it is accurate.

10 Reviewing your Client Statements You will now see the Client Statement Report displayed as shown in fig 11. Review the statement and ensure it is accurate. If not, make note of any specific inaccuracies as you will need to record them in the next step. You are required to review both Statements. After completing your first review, click the Back button (highlighted in fig 11) which will return you to the Client Statements page. As highlighted in fig 12, click on the next View button to review the remaining Statement. On completion click the Back button to go back to Client Statements. Fig 12 Fig 11 10

shown in fig 13. If you disagree with either or both Statements, click No for each Statement you believe to be inaccurate.

11 Client Confirmations After reviewing both Statements, the final requirement is for you to provide your Client Confirmations. If you agree with the information held in both the client money Statement and the client asset Statement, you can confirm this by clicking Yes for both Statements as shown in fig 13. If you disagree with either or both Statements, click No for each Statement you believe to be inaccurate. If you have clicked No for either Statement, as shown in fig 13, you must complete the three mandatory sections explaining which line items you disagree with, why you disagree with them, and uploading evidence in support of your explanations. Fig 13 11

Client Confirmations Before submitting answers, if you would like to benefit from the FSCS compensation proposal, you will need to indicate your

12 Client Confirmations Before submitting answers, if you would like to benefit from the FSCS compensation proposal, you will need to indicate your agreement by clicking YES before submitting your claim. After providing an answer, click on the Submit Answers button to finalise your confirmation. 12

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