We are allotting approximately 6 weeks for the completion of this course as follows:

Transcription

1 SEI Wealth Platform Certification Onsite Foundations Course Curriculum Description Certification consists of approximately 39 hours of self-administered and classroom style training agendas. The format includes hands-on SEI Wealth Platform access to gain a baseline understanding of SEI, the Platform and implementation-related tools and processes. In the final step of the certification program, you will be required to successfully complete a knowledge assessment. We are allotting approximately 6 weeks for the completion of this course as follows: Weeks 1-3 Week 4 Weeks 5-6 Week 7 Self-administered elearning The self-administered elearning coursework may be completed from any location, at any time and at the individual s desired pace throughout the designated three-week period. Classroom Training The classroom training will be held over three and a half specific days, likely Tuesday through Friday, and must be completed onsite at the SEI Oaks Campus. Final Assessment The final assessment will be a combination of: online content assessment, classroom performance and concluding phone interview. Certification Certification is granted by the SEI assessment team and an official certificate is sent to each certified consultant. Alternately, remedial training can be a condition of certification. Pricing Each applicant would be charged a one-time fee of $3,000 to participate in the six-week Foundations certification course. As this is non-project work, training time and travel costs are not chargeable to SEI. There will also be a $600 annual fee per applicant for ongoing access to the Platform release documentation, training materials, etc SEI 1

2 elearning Coursework Overview elearning coursework is facilitated through SEI s Platform Learning and Training Online (PLATO). Please Note: While the self-learning coursework takes approximately 12 hours to complete, each participant s completion time may vary and it may take approximately 15 to 20 hours to complete. Course Name SEI Wealth Platform Overview Activity Management Document Management Onboarding a Client and an Account Client and Account Maintenance Journaling Client Communications Statements Fee Processing Cash Processing BSP Asset Data Services Portfolio Management Basic Strategy Management and Implementation Portfolio Rebalance Compound Orders Order Management System (OMS) Investment Compliance Reporting Basics Corporate Actions Free Movement Lifecycle Firm Specific Assets: Introduction and Setup IRA Administration Advisor Desktop Introduction Advisor Desktop Dashboards Advisor Desktop Snapshots End Client Website Service Request 2017 SEI 2

3 Classroom Coursework Overview Classroom courses are delivered on-site at SEI over three and a half consecutive days. This is a sample schedule and is subject to change. Day One 1 hour Welcome, Introduction and Program Overview Class introductions o Participant background o Expectations o Experience Review curriculum SEI overview Why we embarked upon the SEI Wealth Platform Certification program overview 1 hour Solutions Overview Service overview Key design principles Business, application and technology architecture Service delivery models 2.5 hours SEI Project Management Overview/Implementations SEI Project Management Office key themes PMO principles and methodology Business Transformation Assessment (BTA) Transformation and change management Business Readiness overview Platform learning approach 1 hour System Integration Overview of system integration concepts Review of conceptual architecture Review system integration methods o Extracts o Web services o Loaders o Data repository 2 hours Configuration Management Business Operating Model review Firm hierarchy Roles/entitlements Client/account structure Routing and approvals 1 hour Art Tour 2017 SEI 3

4 Day Two 1.5 hours Data Migration Standard migration framework review Data mapping and Trials Validation principles Transition and cutover 1 hour Front Office Tools Overview Wealth Advisory Services overview Target users When and how to use these services 1 hour Advisor Desktop (ADE) Overview of the Advisor Desktop and relationship to SEI Wealth Platform Components of Advisor Desktop o Navigation bar o Home page o Practice level dashboards o Household, client and account snapshots 1.25 hours SEI Wealth Platform Navigation Review of the user experience User access Search screens Activity management 1.5 hours Reporting Account and client level information Report basics Common reports 1 hour System Practice Time Day 3 2 hours Enrollment and Enrichment Client and accounts Templates Client properties Account properties Approvals Statements 2 hours Cash Processing One-time receipts, disbursements and transfers Recurring receipts, disbursements and transfers Memo post receipts, disbursements Pay to/pay for Approvals and cancellations 2017 SEI 4

5 2 hours Fee Processing Fee rules and packages Review account fee information One-time fee requests 1 hour System Practice Time Day hours Portfolio Management Buys, sells and exchanges Strategy administration Investment compliance rules Portfolio rebalance Compound orders.5 hour Wrap Up Q&A and feedback Assessment test instructions 2017 SEI 5