Homeland Security Missions

Transcription

1 Department of Homeland Security Small Business Innovation Research (SBIR) Programs 4 Gaylord Hotel and Conference Center National Harbor, MD Elissa I. Sobolewski DHS SBIR Program Director Homeland Security Missions Preventing Terrorism and Enhancing Security Securing and Managing Our Borders Enforcing and Administering Our Immigration Laws Safeguarding and Securing Cyberspace Ensuring Resilience to Disasters Providing Essential Support to National and Economic Security 2 Small Business Innovation Research Program Overview 1

2 DHS Percent of Total Budget Authority by Organization, FY2014 President s Budget FEMA Grants ICE S&T USCIS NPPD USSS DNDO All others CBP Percent of Total Budget Authority by Organization, FY14 President s Budget Customs and Border Protection (CBP) 22% Federal Emergency Management Agency (FEMA) 17% U.S. Coast Guard (USCG) 16% Transportation Security Administration (TSA) 12% Immigration and Customs Enforcement (ICE) 9% FEMA Grants 5% TSA USCG ~ $59.959B in FY2014 across all organizations FEMA U.S. Citizenship and Immigration Services (USCIS) National Protection and Programs Directorate (NPPD) 5% 4% U.S. Secret Service (USSS) 3% Science and Technology Directorate (S&T) 3% Domestic Nuclear Detection Office (DNDO) 1% Department Operations (Dept. Ops) 1% Federal Law Enforcement Training Center (FLETC); Office of Inspector General (OIG); and Office of Health Affairs (OHA) 1% Analysis and Operations (A&O) 1% Source: Budget-in-Brief Fiscal Year Domestic Nuclear Detection Office Jointly staffed office established on 15 April 2005 with the signing of NSPD 43 / HSPD 14. Established to improve the Nation s capability to detect and report unauthorized attempts to import, possess, store, develop, or transport nuclear or radiological material for use against the Nation, and to further enhance this capability over time. 4 Small Business Innovation Research Program Overview 2

3 Transformational & Applied Research Directorate Mission: develop break-through technologies that will have a dramatic impact on capabilities to detect nuclear threats through an aggressive and expedited research and development (R&D) program Objectives: Address gaps in the Global Nuclear Detection Architecture (GNDA) Improve performance, cost, and operational burden of detectors and systems Include industry, national laboratories and academia Coordinate with intra/interagency R&D organizations Transition successful technologies to system development, acquisition, and deployment or commercialization Organization: Exploratory Research Program (ERP) Small Business Innovative Research (SBIR) Academic Research Initiative (ARI) Advanced Technology Demonstration (ATD) 5 DHS S&T Directorate Mission Strengthen America s security and resilience by providing knowledge products and innovative technology solutions for the Homeland Security Enterprise 6 Small Business Innovation Research Program Overview 3

4 DHS S&T Directorate s First Responders Group Support to the Homeland Security Enterprise and First Responders Group (FRG) Engages first responders to better understand their needs Develops innovative solutions to address their most pressing challenges, from small- to large-scale emergencies Helps practitioners identify requirements for transition to use 7 HSARPA Technical Divisions Borders and Maritime Security Division (BMD) - Prevent contraband, criminals and terrorists from entering the United States while permitting the lawful flow of commerce and visitors Chemical/Biological Defense Division (CBD) Detect and protect against, respond to, and recover from potential biological or chemical events Cyber Security Division (CSD) - Create a safe, secure and resilient cyber environment Explosives Division (EXD) - Detect, prevent and mitigate explosives attacks against people and infrastructure Resilient Systems Division (RSD) - Identify and analyze threats, enhance societal resilience, and integrate human capabilities in technology development. Strengthen situational awareness, emergency response capabilities, and critical infrastructure protection 8 Small Business Innovation Research Program Overview 4

5 DHS SBIR A Three-Phase Program Phase I: Scientific and Technical Feasibility/Study Funded with SBIR funds, 33% may be outsourced Not to exceed 6 months in duration Up to an additional $5,000 per year may be proposed for Technical Assistance $100,000 for S&T Directorate s SBIR $150,000 for DNDO s SBIR Phase II: Full Research/R&D Prototype Demonstration Phase III: Commercialization (non SBIR funds) Funded with SBIR funds, 50% may be outsourced Generally 24 months in duration Up to an additional $5,000 per year may be proposed for Technical Assistance Potential for additional $250,000 for Phase IIB $750K for S&T Directorate s SBIR $1,000,000 for DNDO s SBIR Potential for additional funds for CRPP award Funded with private or non-sbir government sources No dollar or time limits Size standards do not apply For work that derives from, furthers the Phase I/Phase II effort, or brings to conclusion 9 Can be sole-sourced; competition determined in Phase I DHS SBIR: Treated as a Federal Procurement Subject to the Federal Acquisition Regulations (FARs) Topics are determined by the government Announcements and solicitations published in FedBizOpps Federal employee review panels; source selection authority Firm-fixed price contracts issued for Phase I Cost plus fixed fee contracts issued for Phase II Firm-fixed price contracts possible Cost plus contracts subject to a DCAA audit 10 Small Business Innovation Research Program Overview 5

6 Number of Projects DHS SBIR Solicitation Information Two solicitations per year, generally in the early December and April timeframes Pre-solicitation posted for 15 days prior to proposal submission open date Posted on FedBizOpps and linked on the SBIR Program website Direct contact permitted with topic authors during presolicitation period Questions during the proposal submission phase must be sent to 30 day proposal submission period Proposals submitted at Selection notifications issued to all applicants within 90 days of solicitation close Unsolicited proposals are not accepted 11 DHS SBIR Historical Conversion Rates, FY04 FY13 ~ 16% of the 3,267 Phase I submissions received awards Then, ~ 39% of Phase I awards received a Phase II award And ~ 35% of Phase II projects received Phase III funding ~ $131M (includes DHS internal R&D funds; funding from other government agencies; product sales, licenses and private investments) Phase I Phase II Phase III Commercialization DHS SBIR is a highly competitive process; award recipients are moving towards commercialization. 12 Small Business Innovation Research Program Overview 6

7 Percentage Percent of Phase I Companies How Small is the SBC that Proposes to and Receives Awards from the DHS S&T SBIR Program? (FY04.2 FY13.2 data) 40% 35% 30% 25% 20% 15% 10% 5% 0% 4% 1% 37% 28% 22% 20% 11% 15% 63% Phase I submissions from SBCs with fewer than 24 employees 49% Phase I awards to SBCs with fewer than 24 employees 10% 8% 15% 23% 3% 3% Number of Employees *Includes STTR data DHS SBIR Statistics on Small Business (SB) Demographics (FY04.2 FY13.2 data) Percent of Total Proposals Submitted Percent of Total Proposals Awarded 25% 23% 20% 15% 16% 14% 10% 10% 10% 5% 4% 0% Women Owned SB Socially & Economically Disadvantaged SB HUBZone Certified SB 14 Small Business Innovation Research Program Overview 7

8 DHS SBIR Phase I: A National Perspective Data through FY13.2* NV 25/4 UT CA 32/8 668/121 AK 4/1 WA 60/12 OR 26/6 ID 8/0 AZ 58/12 MT 9/2 WY 2/0 CO 81/15 NM 50/7 HI 21/3 ND 2/0 SD 3/0 NE 7/1 KS 8/1 OK 13/4 TX 165/25 MN 46/7 IA 4/0 MO 20/3 AR 4/0 LA 19/2 WI 15/2 IL 58/7 MS 8/0 MI 98/13 IN 45/5 OH 63/2 KY 13/1 TN 22/1 AL 71/12 GA 43/3 Total Phase I Submissions/Awards 3,267/536 *Includes STTR data WV VA 11/1 304/50 SC 10/1 NY 122/30 PA 76/11 NC 33/5 FL 119/17 ME 15/2 VT 10/1 NH 33/6 PR 3/0 Submissions from 50 states, plus DC and Puerto Rico 15 Awards in 42 states MA 375/87 RI 8/1 CT 55/9 NJ 86/8 DE 16/0 MD 215/27 DC 5/0 Evidence that DHS SBIR-funded Technology has Helped Enable U.S. Small Businesses to be Successful and Profitable 370 small businesses in 42 states have received DHS SBIR funding 85 patents filed 31 patents issued 28 patents pending 40+ commercial products in the market * 30+ mergers and acquisitions * data from a 2013 survey (includes standalone products, active licenses, products with DHS technology incorporated) 16 Small Business Innovation Research Program Overview 8

9 Solicitations Awards Recommend a Topic Mailing List Signup 17 Key Web Sites and DHS SBIR Points of Contact DHS SBIR Key Points Web Sites of Contact DNDO Kevin Gutierrez SBIR Program Manager kevin.gutierrez@hq.dhs.gov Mitaire Ojaruega SBIR Program Analyst Mitaire.ojaruega@hq.dhs.gov Program dndosbir@hq.dhs.gov To report SBIR fraud, waste and abuse: dhsoighotline@hq.dhs.gov Anonymous Hotline: Fax: Mail: DHS Office of Inspector General/Mail Stop 2600, Attn: Office of Investigations-Hotline, 245 Murray Drive SW, Building 410 Washington, DC S&T Directorate Elissa Lisa Sobolewski SBIR Program Director elissa.sobolewski@hq.dhs.gov Francis Frank Barros SBIR Program Analyst francis.barros@hq.dhs.gov Program and website: stsbir.program@hq.dhs.gov SBIR Help Desk: dhssbir@reisystems.com, Small Business Innovation Research Program Overview 9

10 Other Opportunities within the S&T Directorate S&T Directorate Broad Agency Announcements (BAAs), Solicitation Number Title Close Date HSHQDC-14-R-B0005 DHS S&T Cyber Security Division 5-Year Broad Agency Announcement Currently seeking solutions for: Distributed Denial of Service Defense (DDosD) Mobile Technology Security Cyber Physical System Security (CPSSEC) Data Privacy Technologies Research and Development See Solicitation Industry Day will be held on June 24, 2014 From 9:00 a.m. 11:50 a.m., ET Registration required DHSST-LRAA DHS S&T LR BAA covers the HSARPA divisions and the First Responder Group 45+ technical areas seeking solutions December 31, 2018 BAA BAA HSHQDC-13-R-B0012 Peptide Array Host-based Diagnostics for June 27, 2014 Detection of Human Exposure to Biological 4:30 p.m. ET Agents First Responder Group BAA June 5, or as otherwise specified SAFETY Act Support Anti-Terrorism by Fostering Effective Technologies Act of 2002 Enables the development and deployment of qualified anti-terrorism technologies Provides important legal liability protections for manufacturers and sellers of effective technologies Removes barriers to industry investments in new and unique technologies Creates market incentives for industry to invest in measures to enhance our homeland security The SAFETY Act liability protections apply to a vast range of technologies, including: Products Services Software and other forms of intellectual property (IP) Protecting You, Protecting U.S Small Business Innovation Research Program Overview 10

11 SAFETY Act Webinar Please join us on Monday, June 23rd at 1:00 PM EDT to learn how the SAFETY Act can help your company mitigate the risk of liability if your company s technology is impacted by an act of terrorism. Registration link: At the login screen select the Enter as a Guest option. Type your full name in the text box provided and click the Enter Room button. 21 Questions? Visit us at Booth # Small Business Innovation Research Program Overview 11

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