Avygdor Moise, Ph.D. Future DOS Research & Development Inc. Enablers of plug & play AMI solutions that work

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1 Integration of the ANSI standard in the SmartGrid system design Presented by Avygdor Moise, Ph.D. Future DOS Research & Development Inc. Enablers of plug & play AMI solutions that work Elbow Drive SW, Calgary, Alberta, Canada T2V 0E5 Tel: Fax: web:

2 Presentation Outline Introduction NIST Framework and Roadmap for Smart Grid Interoperability Standards NIST Priority Action Plans Smart Grid Conceptual Model and Domains Standard AMI Bus A Simplified View Stacks, Protocol and Interoperability Targets +C12.19 Features in support of SmartGrid/AMI +C12.19 Building SmartGrid/AMI Networks +C12.19 Core elements and capabilities Q&A

3 Introduction to the ANSI C12 Suite of AMI Communications (and Operations) Protocols for Gas, Water & Electricity The publication of four North-American standards ANSI C (MC /IEEE ) : point-to-point access ANSI C (MC /IEEE P ) : gas/water/electricity ANSI C (MC /IEEE ) : telephone access ANSI (MC /IEEE P : network access And the release of Measurement Canada publication MC IS-E-01, Event loggers (and audit requirements) for metering devices and systems Resulted in Infusion of new C12.19-based metering products into the marketplace by virtually all of the major electricity meter manufacturers Being identified in the NIST report as key standards that need to be considered to achieve Utility Enterprise interoperability Forming the basis of the SmartGrid/AEIC AMI Interoperability Standard Guidelines for ANSI C12.19 End Device Communications and Supporting Enterprise Devices, Networks and Related Accessories Formation of the semantic models, network nodes and security registry

4 NIST Framework and Roadmap for Smart Grid Interoperability Standards Describes a high-level conceptual reference model for the Smart Grid Identifies ~75 existing standards that are applicable (or likely to be applicable) to the ongoing development of the Smart Grid Specifies 15 high-priority gaps and harmonization issues for which new or revised standards and requirements are needed Documents action plans with aggressive timelines to bridge gaps

5 NIST Priority Action Plans PAP 01 Role of Internet Protocol (IP) in the Smart Grid PAP 02 Wireless Communications for the Smart Grid PAP 03 Common Pricing Model PAP 04 Common Scheduling Mechanism PAP 05 Standard Meter Data Profiles (AEIC Guidelines ANSI C ) PAP 06 ANSI C12.19 Data Tables Common Semantic Model for Meter Data Tables PAP 07 Electric Storage Interconnection Guidelines PAP 08 CIM for Distribution Grid Management PAP 09 Standard DR Signals PAP 10 Standard Energy Usage Information PAP 11 Common Object Models for Electric Transportation PAP 12 IEC Objects/DNP3 Mapping PAP 13 Time Synchronization, IEC Objects/IEEE C Harmonization PAP 14 Transmission and Distribution Power Systems Model Mapping PAP 15 Harmonize Power Line Carrier Standards for Appliance Communications in the Home

6 Smart Grid Conceptual Model and Domains The Smart Grid Conceptual Model is a set of high-level views (diagrams) and descriptions that are the basis for discussing the characteristics, uses, behavior, interfaces, requirements and standards of the Smart Grid Source: NIST Smart Grid Framework 1.0 Sept 2009

7 Smart Grid Customer Model Source: NIST Smart Grid Framework 1.0 Sept 2009

8 Smart Grid Distribution Model Source: NIST Smart Grid Framework 1.0 Sept 2009

9 Standard AMI Bus A Simplified View AMI: The communications hardware and software and associated system and data management software that creates a network between advanced meters and utility business systems and which allows collection and distribution of information to customers and other parties such as competitive retail providers, in addition to providing it to the utility itself C&I Building Management Systems MDMS / Operations / Markets / Customer AMI Network AMI Bus Substation Automation & SCADA IEDs Residential Metering & Appliances AMI Bus is a trademark of Future DOS R&D Inc. Copyright Future DOS R&D Inc., All Rights Reserved.

10 Interfaces OSI 7-Layer Protocol Stacks Application Layer Presentation Layer Session Layer Transport Layer Network Layer Interfaces Peer-layer to Peer-layer communications and Relay / Gateway protocols Application Layer Presentation Layer Session Layer Transport Layer Network Layer 2 Data-link Layer 2 Data-link Layer 1 Physical Layer Physical Communication 1 Physical Layer Copyright Future DOS R&D Inc., All Rights Reserved.

11 The GWAC Stack Security + Audit Requirements + C C1222 Operating Model OSI Stack Source: GWAC Interoperability Context, March 2008

12 Realizing Interoperability Expectations for Home-net and Utility-net (AMI Bus) Interoperability Expectation 100% 0% Home-net Utility-net (AMI-bus) Gap needs to be filled By relays and gateways OSI Protocol Layer Copyright 2010 Future DOS R&D Inc., All Rights Reserved.

13 ANSI C ANSI General Features Provide industry-wide, nation-wide and world-wide bidirectional network Application Interoperability Provide network independent end-to-end security Enable exchange of meaningful and actionable information Provide a common understanding of the meaning of information Support auditing and event logging per MC Requirements Enable external calculations that can be secured, validated and traceable to the calibrated source Supported by a managed object model (through registry of End Device Classes) Provide XML-based Exchange Data Language (schema)

14 LayeredANSI C ANSI Security 1. Table / Procedure role-based security 2. Traceable-to-source secured register reads 3. Firmware-upgrade/program-change secured event logger 4. Message acceptance windows and playback rejection mechanisms 5. Message authentication and encryption mechanisms 6. Message filtering mechanisms 7. Session-based and session-less invocation-id exchange 8. Network and path independent message integrity and assembly 9. PLUS additional security mechanisms that can be provided transparently by network integrators. However, they should act only to enhance while preserving the ANSI and ANSI C12.19 security provisions

15 ANSI C ANSI Data Elements(Tables) Configuration and identification Procedures (synchronous and asynchronous) Sensor source selections and identification (bi-directional flow, 4-quadrants, 220 source types, plus 23 green energy-type indicators) Instantaneous, simple, TOU, seasonal energy and demand measurements Local and remote display control Roll-based and notification-host security Load profile recorders History, Event, Program and audit secured logs Telephone and call home schedules Load control, service-switch disconnect, and real-time pricing Power quality and wave-form capture One-way device support (drive-by) control Network interface, relay and firewall Extended User Define (can express and aggregate any 3rd party protocol data, e.g. Zigbee energy profile, or MultiSpeak) Multi-dwelling apartment data aggregation capability Fully describable by a machine readable semantic model (binary and XML equivalents)

16 ANSI + ANSI C12.19 Network Topology Host Master Relay Local Port Device Comm. Module MultiSpeak WSDL Enterprise MDMS ( Host) Comm. Module Relay Comm. Module Local Port Network Segment (Any LAN / WAN) Network Segment (Any LAN / WAN) Gateway Other Network and AMI Protocol (e.g. IEC or Zigbee) (e.g. Zigbee-radio, PLC) Non Non C12.19 Meters ( s) Local Port Relay Copyright 2008 Future DOS R&D Inc., All Rights Reserved. Network Segment (Any LAN / WAN)

17 An ANSI Network Master Relay Host Network Segment 1 (e.g. over IP) Network Segment 1 Switch Relay Network Segment 2 (e.g. Zigbee) Network Segment 1 Router C12.19 Device C12.19 Device Network C12.19 Device: A that contains ANSI C12.19 Tables Copyright 2008 Future DOS R&D Inc., All Rights Reserved.

18 7-5 ANSI Reduced Stacks Local Port Device. Application Layer C12.19 Tables (data) + EPSEM (services) + ACSE (wrapper) Segmentation Sub-layer (scatter/gather) Comm. Module Any network Any network 4 Transport Layer 4 Transport Layer 4 Transport Layer 2 Data-link Layer 2 Data-link Layer 2 Data-link Layer 1 Physical Layer ANSI 2 Optical 1 Physical Layer Point-to-point Physical Layer Point-to-point Copyright Future DOS R&D Inc., All Rights Reserved.

19 Plug & Play Discovery Master Relay 3 Obtain Approval Utility Authentication Host Power outage Notification Host Billing Notification Host 4 Notify Utility Hosts AMI Network 2 Broadcast a Registration Request Registration Complete Appliance is on-line 4 Relay Relay Power-up Appliance 1 Copyright Future DOS R&D Inc., All Rights Reserved.

20 Standard AMI Bus Model Using ANSI + ANSI C12.19 Networks AMI Network: ANSI (Layer 7 Services) AMI Payload: ANSI C12.19 (Layer 7 Data) AMI to Any-network Comm. Module: ANSI (Layers 1-4 Transport, e.g. IP/WiFi, Zigbee, PLC, GPRS) AMI to Substation Automation: ANSI Comm. Module as Gateway + IEC AMI Local-port Configuration & Test: ANSI (Optical Local Port) AMI Network-Segment to Network Segment Connectivity: ANSI Relay AMI Network Management, Utility System Access, Customer Access: ANSI (Master Relay, Authentication Host and Notification Host and Gateway) C12 Registry / Master Relays AMI Network IP-based Copyright Future DOS R&D Inc., All Rights Reserved. Any network transport AMI Bus MDMS / Operations / Markets / Customer C&I Building Management Systems Substation Automation & SCADA IEDs Residential Metering & Appliances

21 References ANSI C , Protocol Specification for ANSI Type 2 Optical Port ANSI C , Utility Industry End Device Data Tables ANSI C , Protocol Specification for Telephone Modem Communication ANSI -2008, Protocol Specification for Interfacing to Data Communication Networks IEEE P , Draft Standard for Utility Industry Metering CommunicationProtocol Application Layer (End Device Data Tables) IEEE , Standard for Optical Port Communication Protocol to Complement the Utility Industry End Device Data Tables IEEE P , Standard for Local Area Network/Wide Area Network (LAN/WAN) Communication Protocol to Complement the Utility Industry End Device Data Tables IETF Over IP-2009, Draft ANSI, IEEE 1703 and MC1222 Transport Over IP ( IANA Assigned Multicast Addresses, "All C1222 s" ( and IANA Assigned Port Numbers, ANSI TCP/UDP ports ( NEMA SG-AMI : Requirements for Smart Meter Upgradeability, 2009 Principles for Sealing Meters and Trade Devices, Measurement Canada, Specifications Relating to Event Loggers for Electricity Metering Devices and Systems (Measurement Canada, IS-E-01-E, 2003)

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