Draft of 22 April 2013 REGISTRATION DATA DIRECTORY SERVICE (WHOIS) SPECIFICATION

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1 REGISTRATION DATA DIRECTORY SERVICE (WHOIS) SPECIFICATION [Nte: ICANN will be prpsing updated language regarding the term Whis t cmply with SSAC recmmendatins. The updated language will nt represent a change t the prpsed bligatins.] 1. Registratin Data Directry Services. Until ICANN requires a different prtcl, Registrar will perate a WHOIS service available via prt 43 in accrdance with RFC 3912, and a web- based Directry Service prviding free public query- based access t at least the elements set frth in Sectin thrugh f the Registrar Accreditatin Agreement in the frmat set frth in Sectin 1.4 f this Specificatin. ICANN reserves the right t specify alternative frmats and prtcls, and upn such specificatin, the Registrar will implement such alternative specificatin as sn as reasnably practicable. Fllwing the publicatin by the IETF f a Prpsed Standard, Draft Standard r Internet Standard and any revisins theret (as specified in RFC 2026) relating t the web- based directry service as specified in the IETF Web Extensible Internet Registratin Data Service wrking grup, Registrar shall implement the directry service specified in any such standard (r any revisin theret) n later than 135 days after such implementatin is requested by ICANN. Registrar shall implement internatinalized registratin data publicatin guidelines accrding t the specificatin published by ICANN fllwing the wrk f the ICANN Internatinalized Registratin Data Wrking Grup (IRD- WG) and its subsequent effrts, n later than 135 days after it is apprved by the ICANN Bard The frmat f respnses shall fllw a semi- free text frmat utline belw, fllwed by a blank line and a legal disclaimer specifying the rights f Registrar, and f the user querying the database Each data bject shall be represented as a set f key/value pairs, with lines beginning with keys, fllwed by a cln and a space as delimiters, fllwed by the value Fr fields where mre than ne value exists, multiple numbered key/value pairs with the same key shall be allwed (fr example t list multiple name servers). The first key/value pair after a blank line shuld be cnsidered the start f a new recrd, and shuld be cnsidered as identifying that recrd, and is used t grup data, such as hstnames and IP addresses, r a dmain name and registrant infrmatin, tgether.

2 1.4. Dmain Name Data: Query frmat: whis h whis.example- registrar.tld EXAMPLE.TLD Respnse frmat: The frmat f respnses shall cntain all the elements and fllw a semi- free text frmat utline belw. Additinal data elements can be added at the end f the text frmat utlined belw,. The data element may, at the ptin f Registrar, be fllwed by a blank line and a legal disclaimer specifying the rights f Registrar, and f the user querying the database (prvided that any such legal disclaimer must be preceded by such blank line). Dmain Name: EXAMPLE.TLD Registry Dmain ID: D TLD Registrar WHOIS Server: whis.example- registrar.tld Registrar URL: registrar.tld Updated Date: T20:13:00Z Creatin Date: T00:45:00Z Registrar Registratin Expiratin Date: T00:44:59Z Registrar: EXAMPLE REGISTRAR LLC Registrar IANA ID: Registrar Abuse Cntact @registrar.tld Registrar Abuse Cntact Phne: Reseller: EXAMPLE RESELLER 1 [Nte: Pending discussin with registrars. Inserted based n request frm Law Enfrcement] Dmain Status: clientdeleteprhibited 2 Dmain Status: clientrenewprhibited Dmain Status: clienttransferprhibited Registry Registrant ID: ERL 3 Registrant Name: EXAMPLE REGISTRANT 4 Registrant Organizatin: EXAMPLE ORGANIZATION Registrant Street: 123 EXAMPLE STREET 1 May be left blank if nt applicable. 1 Data element may be deleted, prvided that if the data element is used, it must appear at this lcatin. 2 Nte: all applicable statuses must be displayed in the Whis utput. 3 May be left blank if nt available frm Registry. 4 Fr the Registrant, Admin and Tech cntact fields requiring a Name r Organizatin, the utput must include either the name r rganizatin (r bth, if available).

3 Registrant City: ANYTOWN Registrant State/Prvince: AP 5 Registrant Pstal Cde: A1A1A1 6 Registrant Cuntry: AA Registrant Phne: Registrant Phne Ext: Registrant Fax: Registrant Fax Ext: 4321 Registrant @EXAMPLE.TLD Registry Admin ID: ERL 8 Admin Name: EXAMPLE REGISTRANT ADMINISTRATIVE Admin Organizatin: EXAMPLE REGISTRANT ORGANIZATION Admin Street: 123 EXAMPLE STREET Admin City: ANYTOWN Admin State/Prvince: AP Admin Pstal Cde: A1A1A1 Admin Cuntry: AA Admin Phne: Admin Phne Ext: 1234 Admin Fax: Admin Fax Ext: 1234 Admin @EXAMPLE.TLD Registry Tech ID: ERL 9 Tech Name: EXAMPLE REGISTRANT TECHNICAL Tech Organizatin: EXAMPLE REGISTRANT LLC Tech Street: 123 EXAMPLE STREET Tech City: ANYTOWN Tech State/Prvince: AP Tech Pstal Cde: A1A1A1 Tech Cuntry: AA Tech Phne: Tech Phne Ext: 1234 Tech Fax: Tech Fax Ext: 93 Tech @EXAMPLE.TLD Name Server: NS01.EXAMPLE- REGISTRAR.TLD 10 Name Server: NS02.EXAMPLE- REGISTRAR.TLD DNSSEC: signeddelegatin URL f the ICANN WHOIS Data Prblem Reprting System: 5 All State/Prvince fields may be left blank if nt available. 6 All Pstal Cde fields may be left blank if nt available. 7 All Phne Ext, Fax and Fax Ext fields may be left blank if nt available. 8 May be left blank if nt available frm Registry. 9 May be left blank if nt available frm Registry. 10 All assciated nameservers must be listed.

4 [Nte: this item is in respnse t a drafting team request] >>> Last update f WHOIS database: T20:15:00Z <<< 1.5. The frmat f the fllwing data fields: dmain status, individual and rganizatinal names, address, street, city, state/prvince, pstal cde, cuntry, telephne and fax numbers, addresses, date and times must cnfrm t the mappings specified in EPP RFCs (r its successrs), and IPv6 addresses frmat shuld cnfrm t RFC 5952 (r its successr), s that the display f this infrmatin (r values returned in WHOIS respnses) can be unifrmly prcessed and understd. 2. Service Level Agreement fr Registratin Data Directry Services (RDDS) 2.1 Definitins IP address. Refers t IPv4 r IPv6 addresses withut making any distinctin between the tw. When there is need t make a distinctin, IPv4 r IPv6 is used. Prbes. Netwrk hsts used t perfrm tests (see belw) that are lcated at varius glbal lcatins. RDDS. Registratin Data Directry Services refers t the cllective f WHOIS and Web based WHOIS services. RTT. Rund- Trip Time r RTT refers t the time measured frm the sending f the first bit f the first packet f the sequence f packets needed t make a request until the receptin f the last bit f the last packet f the sequence needed t receive the respnse. If the client des nt receive the whle sequence f packets needed t cnsider the respnse as received, the request will be cnsidered unanswered. SLR. Service Level Requirement is the level f service expected fr a certain parameter being measured in a Service Level Agreement (SLA). 2.2 Service Level Agreement Matrix

5 [Nte: law enfrcement has requested an SLA fr Prt 43 Whis. This draft SLA includes a further request frm ICANN regarding web-based Whis, cnsistent with the SLA in the new gtld agreement] RDDS Parameter RDDS availability RDDS query RTT RDDS update time SLR (mnthly basis) less than r equal t 864 min f dwntime less than r equal t 4000 ms, fr at least 95% f the queries less than r equal t 60 min, fr at least 95% f the prbes Registrar is encuraged t d maintenance fr the different services at the times and dates f statistically lwer traffic fr each service. Since substantial dwntime is already incrprated in the availability metric, planned utages r similar; any dwntime, be it fr maintenance r due t system failures, will be nted simply as dwntime and cunted fr SLA purpses RDDS availability. Refers t the ability f all the RDDS services fr the Registrar t respnd t queries frm an Internet user with apprpriate data frm the relevant registrar system. If 51% r mre f the RDDS testing prbes see any f the RDDS services as unavailable during a given time, the RDDS will be cnsidered unavailable WHOIS query RTT. Refers t the RTT f the sequence f packets frm the start f the TCP cnnectin t its end, including the receptin f the WHOIS respnse. If the RTT is 5- times r mre the crrespnding SLR, the RTT will be cnsidered undefined Web- based- WHOIS query RTT. Refers t the RTT f the sequence f packets frm the start f the TCP cnnectin t its end, including the receptin f the HTTP respnse fr nly ne HTTP request. If Registrar implements a multiple- step prcess t get t the infrmatin, nly the last step shall be measured. If the RTT is 5- times r mre the crrespnding SLR, the RTT will be cnsidered undefined RDDS query RTT. Refers t the cllective f WHOIS query RTT and Web- based- WHOIS query RTT.

6 2.2.5 RDDS update time. Refers t the time measured frm the receipt f an EPP cnfirmatin t a transfrm cmmand n a dmain name, hst r cntact, up until the servers f the RDDS services reflect the changes made RDDS test. Means ne query sent t a particular IP address f ne f the servers f ne f the RDDS services. Queries shall be abut existing bjects in the registrar system and the respnses must cntain the crrespnding infrmatin therwise the query will be cnsidered unanswered. Queries with an RTT 5 times higher than the crrespnding SLR will be cnsidered as unanswered. The pssible results t an RDDS test are: a number in millisecnds crrespnding t the RTT r undefined/unanswered Measuring RDDS parameters. Every 5 minutes, RDDS prbes will select ne IP address frm all the public- DNS registered IP addresses f the servers fr each RDDS service f the Registrar being mnitred and make an RDDS test t each ne. If an RDDS test result is undefined/unanswered, the crrespnding RDDS service will be cnsidered as unavailable frm that prbe until it is time t make a new test Cllating the results frm RDDS prbes. The minimum number f active testing prbes t cnsider a measurement valid is 10 at any given measurement perid, therwise the measurements will be discarded and will be cnsidered incnclusive; during this situatin n fault will be flagged against the SLRs Placement f RDDS prbes. Prbes fr measuring RDDS parameters shall be placed inside the netwrks with the mst users acrss the different gegraphic regins; care shall be taken nt t deply prbes behind high prpagatin- delay links, such as satellite links. 2.3 Cvenants f Perfrmance Measurement Registrar shall nt interfere with measurement Prbes, including any frm f preferential treatment f the requests fr the mnitred services. Registrar shall respnd t the measurement tests described in this Specificatin as it wuld d with any ther request frm Internet users (fr RDDS).

7

8 Summary Reprt: Litera Change-Pr ML IC Dcument Cmparisn dne n 4/22/2013 2:26:32 PM Style Name: Default Style Original Filename: Original DMS:iw://IRI/IRI/33672/4 Mdified Filename: Mdified DMS: iw://iri/iri/33672/5 Changes: Add 4 Delete 35 Mve Frm 0 Mve T 0 Table Insert 0 Table Delete 0 Embedded Graphics (Visi, ChemDraw, Images etc.) 0 Embedded Excel 0 Ttal Changes: 39

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