GRADUATE CERTIFICATE IN COMPLIANCE & RISK MANAGEMENT

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1 10184NAT GRADUATE CERTIFICATE IN COMPLIANCE & RISK MANAGEMENT Certified Cmpliance & Risk Prfessinal (CCRP) 1

2 GRC Institute Graduate Certificate in Cmpliance & Risk Management Overview INTRODUCTION 10184NAT Graduate Certificate in Cmpliance & Risk Management has been designed exclusively fr senir gvernance, risk and cmpliance prfessinals lking t further develp skills fr career prgressin t the mst senir level. Drawing n the experience f ur expert speaker faculty, GRCI has develped a cmprehensive prgram made up f a mixture f presentatins, masterclasses, grup and individual activities. Many f the inclass activities frm part f the curse assessments. Fr senir practitiners taking the next step int a leadership rle. Having lng been cnsidered the benchmark accreditatin fr cmpliance and risk prfessinals, this curse is a natinally recgnised accredited qualificatin and the first f its kind in the regin. Thrughut this principles-based curse, participants will tackle scenaribased challenges and be encuraged t creatively apply the skills learned t relevant and tpical issues. Thse wh successfully cmplete the curse will have skills t excel in leadership psitins. WHY ENROL? The 10184NAT Graduate Certificate in Cmpliance & Risk Management has been created by industry experts and is develped t challenge and reward thrugh the prvisin f insightful and cmpetency-linked curse materials, tutrage and activities. This curse ffers yu a career advantage thrugh demnstrable skill develpment ver an intense study perid f fur days. Yu will als becme part f a strng netwrk f prfessinals supprted by GRCI, including special events exclusively fr alumni. Becme part f a strng netwrk f senir prfessinals. COURSE DELIVERY The prgram is delivered thrugh face-t-face r distance learning mdels: Face t Face Residential (Staying nsite) Participants will be guided thrugh the curse cntent and assessments thrughut a fur-day intensive prgram and will benefit frm sharing experiences, knwledge and challenges with industry peers. The intensity and depth f cntact during the intensive prvides an unsurpassed pprtunity t build lifelng netwrks fr mentring and supprt. Nn-Residential (Day student nly) Delivered in the same way as abve ver a fur-day intensive prgram, with the ptin t just attend class frm 8am t 5:30pm and save n the cst f accmmdatin and meals. Distance Designed fr thse wh may wish t study part time, the distance learning mdel allws fr sme learning flexibility. Please check ur website fr mre infrmatin n this mde f study at COURSE DURATION Frm curse pre-reading t final assignment submissin, the 10184NAT Graduate Certificate in Cmpliance & Risk Management wuld take apprximately six t twelve mnths, equating t apprximately hurs fr smene new t cmpliance and risk. Others may take less. 2

3 GRC Institute Graduate Certificate in Cmpliance & Risk Management Timetable fr n-curse sessins and residential inf T IME DAY 1 DAY 2 DAY 3 DAY 4 8: 00 AM Registratin Overview 8:10am Breakfast Breakfast Breakfast 8:30 AM 10:30 AM 10:45 AM Cmpliance Strategy, Managing Revisin Management, Leadership Organisatinal Updates Prgrams & Systems Designing and & Change Management Cmpliance Risks Risk management Final wrkshp develping strategy issues and cmpliance engagement & rganisatins framewrks implementatin Individual Student cmpnents Presentatins Mrning Tea Mrning Tea Mrning Tea Mrning Tea Cmpliance Strategy, Managing Individual Student Management, Prgrams & Systems Cntinued Leadership & Change Managemen t Cntinued Organisatinal Risks Cntinued Presentatins Cntinued. 12:30 PM Lunch Lunch Lunch Lunch 1:30 PM Cmpliance Strategy, Investigatins, Management, Leadership Systemic Analysis Prgrams & Systems Establishing & Change Management Being a leader and managing and change prcess a cmpliance management functin agent & Prblem Slving Investigatins strategy and Presentatins Cntinued. 3:00 PM Afternn tea Afternn tea Afternn tea Afternn tea 3:15 PM Strategy, Managing Investigatins, Leadership Organisatinal Systemic Analysis & Change Management Cmpliance strategy engagement & implementatin Risks Risk management issues and rganisatins & Prblem Slving Cntinued Presentatins Cntinued. Assessr feedback 5:00 PM 7:00 PM Arrival & Check-in fr residential students Wrap-up & Clse Wrap-up & Clse Wrap-up & Clse Wrap-up & Clse Dinner Dinner Dinner 3

4 GRC Institute Graduate Certificate in Cmpliance & Risk Management Prgram fr n-curse & distance MODULE 1. COMPLIANCE, MANAGEMENT, PROGRAMS AND SYSTEMS DETAIL Discuss each element f a cmpliance framewrk (benchmarked against ISO 19600) Design and develp elements f a cmpliance prgram and make prcess changes as required Articulate the structural cmpnents f a cmplaints management prgram and hw t integrate cmplaints infrmatin int cmpliance mnitring and review D escribe ways t integrate infrmatin management and technlgy systems int supprting a cmpliance prgram Outline the strategic elements f establishing a Cmpliance department Discuss key issues in managing a Cmpliance department Develp a prfessinal develpment strategy fr Cmpliance persnnel 2. STRATEGY, LEADERSHIP AND CHANGE MANAGEMENT Outline a prcess t prvide strategic directin t the rganisatin thrugh embedding an effective cmpliance prgram int the rganisatin s strategy and prcesses D escribe each element f the strategic implementatin f cmpliance prcess D escribe hw the use f Maturity Mdels in Cmpliance assists with implementatin f a strategic cmpliance plan Develp engagement and cmmunicatin strategies fr aligned delivery f a cmpliance prgram with rganisatin bjectives Articulate the attributes and strategies t manage a cmpliance change management prcess Discuss the elements f a strategic change management prcess t implement cmpliance change Demnstrate hw leadership attributes successfully deliver each stage f a change management prgram 4

5 GRC Institute Graduate Certificate in Cmpliance & Risk Management MODULE 3. MANAGING ORGANISATIONAL RISKS DETAIL Discuss issues cncerning the definitin f risk and risk management Outline the elements f a risk management structure supprting a risk management plan benchmarked against AS/NZS ISO 31000:2009 Define Enterprise Risk Management Describe and apply the elements f the COSO/ERM framewrk Articulate hw t embed risk management thrughut an rganisatin Develp and implement a stakehlder engagement prcess with regulatrs in relatin t regulatry and legislative risks 4. INVESTIGATIONS, PROBLEM SOLVING AND SYSTEMATIC ANALYSIS Outline the six subjects f a cmpliance investigatin strategy Describe in detail the cmpliance investigatin prgram elements and hw they interact with each ther Articulate hw t apprach specific cmpliance investigatin strategic issues, including whistleblwers and fraud Develp and implement a prblem slving methdlgy fr cmplex cmpliance prblems Discuss hw t cnduct a systemic analysis f cmpliance issues 5

GRC Institute Graduate Certificate in Cmpliance & Risk Management Assessment & Learning Outcmes ASSESSMENT Five shrt pre-curse activities including tw surveys On-curse assessments, including hmewrk

00+GST t cver additinal csts f assessing Successful students will be awarded the 10184NAT Graduate Certificate in Cmpliance and Risk Management, a natinally accredited qualificatin.

6 GRC Institute Graduate Certificate in Cmpliance & Risk Management Assessment & Learning Outcmes ASSESSMENT Five shrt pre-curse activities including tw surveys On-curse assessments, including hmewrk tasks Take hme/wrk assessment AWARD Nte: Shuld an assessment be deemed resubmit rectifying the assessment. If mre than tw resubmits are required the student may incur a cst f $AUD GST t cver additinal csts f assessing Successful students will be awarded the 10184NAT Graduate Certificate in Cmpliance and Risk Management, a natinally accredited qualificatin. Students will als be accredited as a Certified Cmpliance and Risk Prfessinal and may display the pst nminal CCRP. Nte: T be awarded the CCRP accreditatin, yu must be a financial member f GRCI UNITS OF COMPETENCE T cmplete the curse, 10184NAT Graduate Certificate in Cmpliance and Risk Management, participants need t cmplete all mdules and assessments t cver all10 cre units in the are nt cmpleted participants may be entitled t receive a Statement f Attainment. CORE UNITS DESCRIPTION BSBCOM603 Plan and establish cmpliance management systems BSBLDR805 FNSPRM604 MSS407001A MSS407003A MSS407012A PSPMNGT608B PSPMNGT701B PSPMNGT704A PSPREG701A Lead and influence change Prepare, supervise and mnitr applicatin f practice guidelines Prepare fr and implement change Analyse prcess changes Lead a prblem slving prcess t determine and slve rt cause Manage risk Prvide strategic directin Undertake enterprise risk management Manage investigatins prgram RTO ID:

GRC Institute Graduate Certificate in Cmpliance & Risk Management Registratin ENTRY RE QUI REMENTS Students must have at least five years experience in a cmpliance, risk r gvernance-related rle with

7 GRC Institute Graduate Certificate in Cmpliance & Risk Management Registratin ENTRY RE QUI REMENTS Students must have at least five years experience in a cmpliance, risk r gvernance-related rle with tw f thse years in a senir/management psitin. Students must submit a CV t demnstrate the wrk experience required. In preparing fr the curse, students must cmplete a pre-curse assessment which will be prvided apprximately ne mnth prir t the curse date. REGISTER TODAY ONL INE PHONE Australia FA X ADD RESS Level 1, 50 Clarence St, Sydney NSW 2000 MAIL GPO BOX 4117 Sydney NSW 2001 EMA IL educatin@thegrcinstitute.rg Fr curse dates and lcatins, please visit the GRCI website ww w.thegrcinstitute.rg r cntact GRCI ON-COURSE FEES (GST EXEMPT) COURSE E X EMPTION MEMBERS NON-MEMBERS Curse fees include: Residential Nn-Residential $6,988 $5,788 $8,038 $6,838 Curse tuitin All curse materials Accmmdatin fr the duratin f the curse Pre-arranged return transprt frm Sydney CBD and airprt Meals and drinks (excluding alchl) Graduatin & accreditatin pst nminal CCP Experienced prfessinals may be eligible t demnstrate their cmpetence and expertise thrugh recgnitin f prir learning (RPL) r by cmpleting the full curse by distant learning. Cntact GRCI fr RPL and distant learning fees Applicants are required t submit a prtfli f evidence demnstrating their skills and expertise crrespnding t each f the curse cmpetencies. Applicants may als demnstrate their eligibility fr credit transfer (CT) by prviding statements f attainment awarded by ther Registered Training Organisatins. Distance G R C I M EMBERS N ON -MEMBERS $5,200 $6,100 Curse fees include: All curse materials (in full r part) Graduatin & accreditatin pst nminal CCP First set f assessments Phne, and student netwrk assistance (pt-in) Curse Credit with Swinburne University f Technlgy On successful cmpletin f the 10184NAT Graduate Certificate in Cmpliance & Risk Management students can cntinue their study by enrlling with credit at the Swinburne University f Technlgy. Swinburne will ffer exemptin t tw units when enrlling int their Graduate Certificate f Business Management (Risk Management) and prgressin t their Graduate Diplma in Business Management and Master f in Business Management. Fr details r a cpy f the agreement cntact educatin@thegrcinstitute.rg 7

8 GRC Institute Graduate Certificate in Cmpliance & Risk Management Australia Level 1, 50 Clarence St Sydney, NSW Australia 2000 ABN RTO ID:

10184NAT GRADUATE CERTIFICATE IN COMPLIANCE & RISK MANAGEMENT

10184NAT GRADUATE CERTIFICATE IN COMPLIANCE & RISK MANAGEMENT 1 GRC Institute Graduate Certificate in Cmpliance & Risk Management Overview INTRODUCTION natinally recgnised accredited curse, 10184NAT Graduate